0001085146-19-002277.txt : 20190814
0001085146-19-002277.hdr.sgml : 20190814
20190814094204
ACCESSION NUMBER: 0001085146-19-002277
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190630
FILED AS OF DATE: 20190814
DATE AS OF CHANGE: 20190814
EFFECTIVENESS DATE: 20190814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DLD Asset Management, LP
CENTRAL INDEX KEY: 0001578299
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17749
FILM NUMBER: 191023360
BUSINESS ADDRESS:
STREET 1: 80 BROAD STREET
STREET 2: SUITE 1600
CITY: NEW YORK
STATE: NY
ZIP: 10004
BUSINESS PHONE: 917.476.3194
MAIL ADDRESS:
STREET 1: 80 BROAD STREET
STREET 2: SUITE 1600
CITY: NEW YORK
STATE: NY
ZIP: 10004
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001578299
XXXXXXXX
06-30-2019
06-30-2019
false
DLD Asset Management, LP
80 BROAD STREET
SUITE 1600
NEW YORK
NY
10004
13F HOLDINGS REPORT
028-17749
N
Naveen Dhuper
CFO / CCO
347-735-5115
/s/ Naveen Dhuper
New York
NY
08-13-2019
0
85
2402563
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
ADVANCED DISP SVCS INC DEL
COM
00790X101
13562
425000
SH
SOLE
425000
0
0
ADVANCED MICRO DEVICES INC
NOTE 2.125% 9/0
007903BD8
257005
66313000
PRN
SOLE
66313000
0
0
ALLERGAN PLC
SHS
G0177J108
11929
71245
SH
SOLE
71245
0
0
AMARIN CORP PLC
SPONS ADR NEW
023111206
485
25000
SH
SOLE
25000
0
0
AMBER RD INC
COM
02318Y108
2645
202555
SH
SOLE
202555
0
0
AMERIGAS PARTNERS L P
UNIT L P INT
030975106
496
14250
SH
SOLE
14250
0
0
AMGEN INC
COM
031162100
27638
150000
SH
Put
SOLE
150000
0
0
ANADARKO PETE CORP
COM
032511107
39175
555200
SH
SOLE
555200
0
0
ANTHEM INC
NOTE 2.750%10/1
94973VBG1
53823
13725000
PRN
SOLE
13725000
0
0
AQUANTIA CORP
COM
03842Q108
3308
253876
SH
SOLE
253876
0
0
ARRAY BIOPHARMA INC
COM
04269X105
11119
240000
SH
SOLE
240000
0
0
AVANTOR INC
6.25 PFD CNV SR
05352A209
1978
30000
SH
SOLE
30000
0
0
BARNES & NOBLE INC
COM
067774109
1673
250000
SH
SOLE
250000
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
2338
27300
SH
SOLE
27300
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
900
10500
SH
Call
SOLE
10500
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
1799
21000
SH
Put
SOLE
21000
0
0
BOOKING HLDGS INC
COM
09857L108
1712
913
SH
SOLE
913
0
0
BOOKING HLDGS INC
COM
09857L108
1874
1000
SH
Put
SOLE
1000
0
0
BUCKEYE PARTNERS L P
UNIT LTD PARTN
118230101
16420
400000
SH
SOLE
400000
0
0
CAESARS ENTMT CORP
COM
127686103
6331
537000
SH
Put
SOLE
537000
0
0
CAESARS ENTMT CORP
COM
127686103
1179
100000
SH
Call
SOLE
100000
0
0
CAESARS ENTMT CORP
NOTE 5.000%10/0
127686AA1
128591
74762000
PRN
SOLE
74762000
0
0
CELGENE CORP
COM
151020104
46220
500000
SH
SOLE
500000
0
0
CENTENE CORP DEL
COM
15135B101
5242
100000
SH
Call
SOLE
100000
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
39
20000
SH
Call
SOLE
20000
0
0
CONATUS PHARMACEUTICALS INC
COM
20600T108
3
11700
SH
Call
SOLE
11700
0
0
CONTROL4 CORP
COM
21240D107
2375
100000
SH
SOLE
100000
0
0
CRANE CO
COM
224399105
834
10000
SH
SOLE
10000
0
0
CRAY INC
COM NEW
225223304
10446
300000
SH
SOLE
300000
0
0
DISCOVERY INC
COM SER C
25470F302
7010
246400
SH
SOLE
246400
0
0
EL PASO ELEC CO
COM NEW
283677854
4578
70000
SH
SOLE
70000
0
0
ENTERA BIO LTD
*W EXP 06/27/202
M40527117
129
311923
SH
Call
SOLE
311923
0
0
ENTERA BIO LTD
SHS
M40527109
1267
369442
SH
SOLE
369442
0
0
FIRST DATA CORP NEW
COM CL A
32008D106
38169
1410000
SH
SOLE
1410000
0
0
FOAMIX PHARMACEUTICALS LTD
SHS
M46135105
1250
525000
SH
SOLE
525000
0
0
GLOBAL BRASS & COPPR HLDGS I
COM
37953G103
10933
250000
SH
SOLE
250000
0
0
HORIZON PHARMA INVT LTD
NOTE 2.500% 3/1
44052TAB7
6129
5500000
PRN
SOLE
5500000
0
0
INTERCEPT PHARMACEUTICALS IN
COM
45845P108
1193
15000
SH
Put
SOLE
15000
0
0
INTRA CELLULAR THERAPIES INC
COM
46116X101
14941
1152900
SH
Call
SOLE
1152900
0
0
L3 TECHNOLOGIES INC
COM
502413107
55423
226058
SH
SOLE
226058
0
0
LEGACY TEX FINL GROUP INC
COM
52471Y106
1614
39634
SH
SOLE
39634
0
0
LIBERTY EXPEDIA HLDGS INC
SER A COM
53046P109
18627
389762
SH
SOLE
389762
0
0
LIBERTY GLOBAL PLC
SHS CL A
G5480U104
4231
156763
SH
SOLE
156763
0
0
MEDICINES CO
COM
584688105
106412
2917800
SH
Put
SOLE
2917800
0
0
MEDICINES CO
NOTE 2.750% 7/1
584688AG0
37643
37643000
PRN
SOLE
37643000
0
0
MELLANOX TECHNOLOGIES LTD
SHS
M51363113
9960
90000
SH
SOLE
90000
0
0
MELLANOX TECHNOLOGIES LTD
SHS
M51363113
11071
100000
SH
Put
SOLE
100000
0
0
MULTI COLOR CORP
COM
625383104
0
12000
SH
Put
SOLE
12000
0
0
NICE SYS INC
NOTE 1.250% 1/1
65366HAB9
42805
25124000
PRN
SOLE
25124000
0
0
NOVAVAX INC
COM NEW
670002401
39
134000
SH
Call
SOLE
134000
0
0
OAKTREE CAP GROUP LLC
UNIT CL A
674001201
10106
204000
SH
SOLE
204000
0
0
PACIFIC BIOSCIENCES CALIF IN
COM
69404D108
9075
1500000
SH
SOLE
1500000
0
0
PDVWIRELESS INC
COM
69290R104
2355
50100
SH
SOLE
50100
0
0
RED HAT INC
COM
756577102
45062
240000
SH
SOLE
240000
0
0
RETROPHIN INC
COM
761299106
16957
843200
SH
Put
SOLE
843200
0
0
RETROPHIN INC
NOTE 2.500% 9/1
761299AB2
36521
40256000
PRN
SOLE
40256000
0
0
SANOFI
RIGHT 12/31/2020
80105N113
335
644000
SH
SOLE
644000
0
0
SAREPTA THERAPEUTICS INC
DBCV 1.500%11/1
803607AB6
124705
56000000
PRN
SOLE
56000000
0
0
SAVARA INC
COM
805111101
425
180000
SH
Call
SOLE
180000
0
0
SPARK THERAPEUTICS INC
COM
84652J103
19478
190250
SH
SOLE
190250
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
527544
1800000
SH
Put
SOLE
1800000
0
0
SPIRIT AEROSYSTEMS HLDGS INC
COM CL A
848574109
9141
112500
SH
Put
SOLE
112500
0
0
SQUARE INC
NOTE 0.375% 3/0
852234AB9
132205
41638000
PRN
SOLE
41638000
0
0
STEWART INFORMATION SVCS COR
COM
860372101
4095
101138
SH
SOLE
101138
0
0
SUNCOKE ENERGY INC
COM
86722A103
1241
100000
SH
SOLE
100000
0
0
SUNTRUST BKS INC
COM
867914103
28283
450000
SH
SOLE
450000
0
0
SURMODICS INC
COM
868873100
23742
550100
SH
Call
SOLE
550100
0
0
TABLEAU SOFTWARE INC
CL A
87336U105
20968
126300
SH
SOLE
126300
0
0
TCF FINL CORP
COM
872275102
4781
229985
SH
SOLE
229985
0
0
TELEPHONE & DATA SYS INC
COM NEW
879433829
912
30000
SH
SOLE
30000
0
0
TESLA INC
NOTE 2.000% 5/1
88160RAG6
2948
3000000
PRN
SOLE
3000000
0
0
TOTAL SYS SVCS INC
COM
891906109
321
2500
SH
SOLE
2500
0
0
TRANSDIGM GROUP INC
COM
893641100
78661
162600
SH
Put
SOLE
162600
0
0
TRIBUNE MEDIA CO
CL A
896047503
10400
225000
SH
SOLE
225000
0
0
UNDER ARMOUR INC
CL C
904311206
7550
340100
SH
SOLE
340100
0
0
VERSUM MATLS INC
COM
92532W103
402
7800
SH
Put
SOLE
7800
0
0
VERSUM MATLS INC
COM
92532W103
8627
167254
SH
SOLE
167254
0
0
WABCO HLDGS INC
COM
92927K102
24531
185000
SH
SOLE
185000
0
0
WAGEWORKS INC
COM
930427109
1016
20000
SH
SOLE
20000
0
0
WORKDAY INC
NOTE 1.500% 7/1
98138HAD3
42793
16941000
PRN
SOLE
16941000
0
0
WORLD WRESTLING ENTMT INC
NOTE 3.375%12/1
98156QAB4
116881
39040000
PRN
SOLE
39040000
0
0
WORLDPAY INC
CL A
981558109
22701
185240
SH
SOLE
185240
0
0
WRIGHT MED GROUP N V
NOTE 2.250%11/1
98236JAB4
14516
9775000
PRN
SOLE
9775000
0
0
ZAYO GROUP HLDGS INC
COM
98919V105
13487
409819
SH
SOLE
409819
0
0
ZOGENIX INC
COM NEW
98978L204
15235
319000
SH
Put
SOLE
319000
0
0