0001085146-19-002277.txt : 20190814 0001085146-19-002277.hdr.sgml : 20190814 20190814094204 ACCESSION NUMBER: 0001085146-19-002277 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190814 DATE AS OF CHANGE: 20190814 EFFECTIVENESS DATE: 20190814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DLD Asset Management, LP CENTRAL INDEX KEY: 0001578299 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17749 FILM NUMBER: 191023360 BUSINESS ADDRESS: STREET 1: 80 BROAD STREET STREET 2: SUITE 1600 CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 917.476.3194 MAIL ADDRESS: STREET 1: 80 BROAD STREET STREET 2: SUITE 1600 CITY: NEW YORK STATE: NY ZIP: 10004 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001578299 XXXXXXXX 06-30-2019 06-30-2019 false DLD Asset Management, LP

80 BROAD STREET SUITE 1600 NEW YORK NY 10004

13F HOLDINGS REPORT 028-17749 N Naveen Dhuper 347-735-5115 /s/ Naveen Dhuper New York NY 08-13-2019 0 85 2402563 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ADVANCED DISP SVCS INC DEL COM 00790X101 13562 425000 SH SOLE 425000 0 0 ADVANCED MICRO DEVICES INC NOTE 2.125% 9/0 007903BD8 257005 66313000 PRN SOLE 66313000 0 0 ALLERGAN PLC SHS G0177J108 11929 71245 SH SOLE 71245 0 0 AMARIN CORP PLC SPONS ADR NEW 023111206 485 25000 SH SOLE 25000 0 0 AMBER RD INC COM 02318Y108 2645 202555 SH SOLE 202555 0 0 AMERIGAS PARTNERS L P UNIT L P INT 030975106 496 14250 SH SOLE 14250 0 0 AMGEN INC COM 031162100 27638 150000 SH Put SOLE 150000 0 0 ANADARKO PETE CORP COM 032511107 39175 555200 SH SOLE 555200 0 0 ANTHEM INC NOTE 2.750%10/1 94973VBG1 53823 13725000 PRN SOLE 13725000 0 0 AQUANTIA CORP COM 03842Q108 3308 253876 SH SOLE 253876 0 0 ARRAY BIOPHARMA INC COM 04269X105 11119 240000 SH SOLE 240000 0 0 AVANTOR INC 6.25 PFD CNV SR 05352A209 1978 30000 SH SOLE 30000 0 0 BARNES & NOBLE INC COM 067774109 1673 250000 SH SOLE 250000 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 2338 27300 SH SOLE 27300 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 900 10500 SH Call SOLE 10500 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 1799 21000 SH Put SOLE 21000 0 0 BOOKING HLDGS INC COM 09857L108 1712 913 SH SOLE 913 0 0 BOOKING HLDGS INC COM 09857L108 1874 1000 SH Put SOLE 1000 0 0 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 16420 400000 SH SOLE 400000 0 0 CAESARS ENTMT CORP COM 127686103 6331 537000 SH Put SOLE 537000 0 0 CAESARS ENTMT CORP COM 127686103 1179 100000 SH Call SOLE 100000 0 0 CAESARS ENTMT CORP NOTE 5.000%10/0 127686AA1 128591 74762000 PRN SOLE 74762000 0 0 CELGENE CORP COM 151020104 46220 500000 SH SOLE 500000 0 0 CENTENE CORP DEL COM 15135B101 5242 100000 SH Call SOLE 100000 0 0 CHESAPEAKE ENERGY CORP COM 165167107 39 20000 SH Call SOLE 20000 0 0 CONATUS PHARMACEUTICALS INC COM 20600T108 3 11700 SH Call SOLE 11700 0 0 CONTROL4 CORP COM 21240D107 2375 100000 SH SOLE 100000 0 0 CRANE CO COM 224399105 834 10000 SH SOLE 10000 0 0 CRAY INC COM NEW 225223304 10446 300000 SH SOLE 300000 0 0 DISCOVERY INC COM SER C 25470F302 7010 246400 SH SOLE 246400 0 0 EL PASO ELEC CO COM NEW 283677854 4578 70000 SH SOLE 70000 0 0 ENTERA BIO LTD *W EXP 06/27/202 M40527117 129 311923 SH Call SOLE 311923 0 0 ENTERA BIO LTD SHS M40527109 1267 369442 SH SOLE 369442 0 0 FIRST DATA CORP NEW COM CL A 32008D106 38169 1410000 SH SOLE 1410000 0 0 FOAMIX PHARMACEUTICALS LTD SHS M46135105 1250 525000 SH SOLE 525000 0 0 GLOBAL BRASS & COPPR HLDGS I COM 37953G103 10933 250000 SH SOLE 250000 0 0 HORIZON PHARMA INVT LTD NOTE 2.500% 3/1 44052TAB7 6129 5500000 PRN SOLE 5500000 0 0 INTERCEPT PHARMACEUTICALS IN COM 45845P108 1193 15000 SH Put SOLE 15000 0 0 INTRA CELLULAR THERAPIES INC COM 46116X101 14941 1152900 SH Call SOLE 1152900 0 0 L3 TECHNOLOGIES INC COM 502413107 55423 226058 SH SOLE 226058 0 0 LEGACY TEX FINL GROUP INC COM 52471Y106 1614 39634 SH SOLE 39634 0 0 LIBERTY EXPEDIA HLDGS INC SER A COM 53046P109 18627 389762 SH SOLE 389762 0 0 LIBERTY GLOBAL PLC SHS CL A G5480U104 4231 156763 SH SOLE 156763 0 0 MEDICINES CO COM 584688105 106412 2917800 SH Put SOLE 2917800 0 0 MEDICINES CO NOTE 2.750% 7/1 584688AG0 37643 37643000 PRN SOLE 37643000 0 0 MELLANOX TECHNOLOGIES LTD SHS M51363113 9960 90000 SH SOLE 90000 0 0 MELLANOX TECHNOLOGIES LTD SHS M51363113 11071 100000 SH Put SOLE 100000 0 0 MULTI COLOR CORP COM 625383104 0 12000 SH Put SOLE 12000 0 0 NICE SYS INC NOTE 1.250% 1/1 65366HAB9 42805 25124000 PRN SOLE 25124000 0 0 NOVAVAX INC COM NEW 670002401 39 134000 SH Call SOLE 134000 0 0 OAKTREE CAP GROUP LLC UNIT CL A 674001201 10106 204000 SH SOLE 204000 0 0 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 9075 1500000 SH SOLE 1500000 0 0 PDVWIRELESS INC COM 69290R104 2355 50100 SH SOLE 50100 0 0 RED HAT INC COM 756577102 45062 240000 SH SOLE 240000 0 0 RETROPHIN INC COM 761299106 16957 843200 SH Put SOLE 843200 0 0 RETROPHIN INC NOTE 2.500% 9/1 761299AB2 36521 40256000 PRN SOLE 40256000 0 0 SANOFI RIGHT 12/31/2020 80105N113 335 644000 SH SOLE 644000 0 0 SAREPTA THERAPEUTICS INC DBCV 1.500%11/1 803607AB6 124705 56000000 PRN SOLE 56000000 0 0 SAVARA INC COM 805111101 425 180000 SH Call SOLE 180000 0 0 SPARK THERAPEUTICS INC COM 84652J103 19478 190250 SH SOLE 190250 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 527544 1800000 SH Put SOLE 1800000 0 0 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 9141 112500 SH Put SOLE 112500 0 0 SQUARE INC NOTE 0.375% 3/0 852234AB9 132205 41638000 PRN SOLE 41638000 0 0 STEWART INFORMATION SVCS COR COM 860372101 4095 101138 SH SOLE 101138 0 0 SUNCOKE ENERGY INC COM 86722A103 1241 100000 SH SOLE 100000 0 0 SUNTRUST BKS INC COM 867914103 28283 450000 SH SOLE 450000 0 0 SURMODICS INC COM 868873100 23742 550100 SH Call SOLE 550100 0 0 TABLEAU SOFTWARE INC CL A 87336U105 20968 126300 SH SOLE 126300 0 0 TCF FINL CORP COM 872275102 4781 229985 SH SOLE 229985 0 0 TELEPHONE & DATA SYS INC COM NEW 879433829 912 30000 SH SOLE 30000 0 0 TESLA INC NOTE 2.000% 5/1 88160RAG6 2948 3000000 PRN SOLE 3000000 0 0 TOTAL SYS SVCS INC COM 891906109 321 2500 SH SOLE 2500 0 0 TRANSDIGM GROUP INC COM 893641100 78661 162600 SH Put SOLE 162600 0 0 TRIBUNE MEDIA CO CL A 896047503 10400 225000 SH SOLE 225000 0 0 UNDER ARMOUR INC CL C 904311206 7550 340100 SH SOLE 340100 0 0 VERSUM MATLS INC COM 92532W103 402 7800 SH Put SOLE 7800 0 0 VERSUM MATLS INC COM 92532W103 8627 167254 SH SOLE 167254 0 0 WABCO HLDGS INC COM 92927K102 24531 185000 SH SOLE 185000 0 0 WAGEWORKS INC COM 930427109 1016 20000 SH SOLE 20000 0 0 WORKDAY INC NOTE 1.500% 7/1 98138HAD3 42793 16941000 PRN SOLE 16941000 0 0 WORLD WRESTLING ENTMT INC NOTE 3.375%12/1 98156QAB4 116881 39040000 PRN SOLE 39040000 0 0 WORLDPAY INC CL A 981558109 22701 185240 SH SOLE 185240 0 0 WRIGHT MED GROUP N V NOTE 2.250%11/1 98236JAB4 14516 9775000 PRN SOLE 9775000 0 0 ZAYO GROUP HLDGS INC COM 98919V105 13487 409819 SH SOLE 409819 0 0 ZOGENIX INC COM NEW 98978L204 15235 319000 SH Put SOLE 319000 0 0