0001085146-18-002076.txt : 20180814
0001085146-18-002076.hdr.sgml : 20180814
20180814102337
ACCESSION NUMBER: 0001085146-18-002076
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180630
FILED AS OF DATE: 20180814
DATE AS OF CHANGE: 20180814
EFFECTIVENESS DATE: 20180814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DLD Asset Management, LP
CENTRAL INDEX KEY: 0001578299
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17749
FILM NUMBER: 181015017
BUSINESS ADDRESS:
STREET 1: 80 BROAD STREET
STREET 2: SUITE 1600
CITY: NEW YORK
STATE: NY
ZIP: 10004
BUSINESS PHONE: 917.476.3194
MAIL ADDRESS:
STREET 1: 80 BROAD STREET
STREET 2: SUITE 1600
CITY: NEW YORK
STATE: NY
ZIP: 10004
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001578299
XXXXXXXX
06-30-2018
06-30-2018
false
DLD Asset Management, LP
80 BROAD STREET
SUITE 1600
NEW YORK
NY
10004
13F HOLDINGS REPORT
028-17749
N
Naveen Dhuper
CFO / CCO
347-735-5115
/s/ Naveen Dhuper
New York
NY
08-10-2018
0
115
1327729
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
ABAXIS INC
COM
002567105
4838
58277
SH
SOLE
58277
0
0
ACCELERON PHARMA INC
COM
00434H108
6337
130606
SH
SOLE
130606
0
0
ACCELERON PHARMA INC
COM
00434H108
14157
291900
SH
Put
SOLE
291900
0
0
ACORDA THERAPEUTICS INC
COM
00484M106
4028
140500
SH
Put
SOLE
140500
0
0
ACORDA THERAPEUTICS INC
NOTE 1.750% 6/1
00484MAA4
8730
9000000
PRN
SOLE
9000000
0
0
ACTINIUM PHARMACEUTICALS INC
COM
00507W107
2111
3298193
SH
SOLE
3298193
0
0
AETNA INC NEW
COM
00817Y108
17433
95000
SH
SOLE
95000
0
0
AKEBIA THERAPEUTICS INC
COM
00972D105
299
30000
SH
SOLE
30000
0
0
AKORN INC
COM
009728106
2213
133416
SH
SOLE
133416
0
0
AKORN INC
COM
009728106
831
50000
SH
Call
SOLE
50000
0
0
AKORN INC
COM
009728106
5927
356600
SH
Put
SOLE
356600
0
0
AMERICAN EXPRESS CO
COM
025816109
17433
177891
SH
SOLE
177891
0
0
AMERICAN EXPRESS CO
COM
025816109
39200
400000
SH
Put
SOLE
400000
0
0
ANDEAVOR
COM
03349M105
17053
130000
SH
SOLE
130000
0
0
AQUINOX PHARMACEUTICALS INC
COM
03842B101
1009
379300
SH
Put
SOLE
379300
0
0
AQUINOX PHARMACEUTICALS INC
COM
03842B101
1007
379900
SH
SOLE
379900
0
0
AQUINOX PHARMACEUTICALS INC
COM
03842B101
2030
763100
SH
Call
SOLE
763100
0
0
ASPEN INSURANCE HOLDINGS LTD
SHS
G05384105
1221
30000
SH
SOLE
30000
0
0
ATHENAHEALTH INC
COM
04685W103
3183
20000
SH
SOLE
20000
0
0
AV HOMES INC
COM
00234P102
7708
360200
SH
SOLE
360200
0
0
AVEO PHARMACEUTICALS INC
COM
053588109
2353
1045400
SH
Call
SOLE
1045400
0
0
AVISTA CORP
COM
05379B107
8426
160000
SH
SOLE
160000
0
0
CAESARS ENTMT CORP
NOTE 5.000%10/0
127686AA1
90200
53000000
PRN
SOLE
53000000
0
0
CAPELLA EDUCATION COMPANY
COM
139594105
296
3000
SH
SOLE
3000
0
0
CAVIUM INC
COM
14964U108
10380
120000
SH
SOLE
120000
0
0
CBS CORP NEW
CL B
124857202
2812
50000
SH
Call
SOLE
50000
0
0
CHENIERE ENERGY PTNRS LP HLD
COM REP LLC IN
16411W108
7431
236280
SH
SOLE
236280
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
262
50000
SH
Put
SOLE
50000
0
0
CHESAPEAKE ENERGY CORP
NOTE 5.500% 9/1
165167CY1
4090
4000000
PRN
SOLE
4000000
0
0
COASTWAY BANCORP INC
COM
190632109
360
13000
SH
SOLE
13000
0
0
COBIZ FINANCIAL INC
COM
190897108
1718
80000
SH
SOLE
80000
0
0
COHU INC
COM
192576106
1471
60000
SH
Put
SOLE
60000
0
0
CONVERGYS CORP
COM
212485106
1271
52000
SH
Put
SOLE
52000
0
0
CONVERGYS CORP
SDCV 5.750% 9/1
212485AE6
25018
11000000
PRN
SOLE
11000000
0
0
CTRIP COM INTL LTD
AMERICAN DEP SHS
22943F100
1810
38000
SH
Put
SOLE
38000
0
0
DCT INDUSTRIAL TRUST INC
COM NEW
233153204
11479
172015
SH
SOLE
172015
0
0
DISCOVERY INC
COM SER C
25470F302
3825
150000
SH
SOLE
150000
0
0
ENTERA BIO LTD
SHS
M40527109
1566
248500
SH
SOLE
248500
0
0
ENTERA BIO LTD
*W EXP 06/27/202
M40527117
230
284400
SH
Call
SOLE
284400
0
0
ENVISION HEALTHCARE CORP
COM
29414D100
6602
150000
SH
SOLE
150000
0
0
EURONET WORLDWIDE INC
NOTE 1.500%10/0
298736AH2
15344
12500000
PRN
SOLE
12500000
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
3861
50000
SH
Put
SOLE
50000
0
0
FIRST CONN BANCORP INC MD
COM
319850103
3060
100000
SH
SOLE
100000
0
0
FNB BANCORP CALIF
COM
302515101
367
10000
SH
SOLE
10000
0
0
FOAMIX PHARMACEUTICALS LTD
SHS
M46135105
111
22100
SH
Call
SOLE
22100
0
0
GAMESTOP CORP NEW
CL A
36467W109
729
50000
SH
SOLE
50000
0
0
GRAMERCY PPTY TR
COM NEW
385002308
9649
353191
SH
SOLE
353191
0
0
HERBALIFE LTD
NOTE 2.000% 8/1
42703MAB9
27785
21500000
PRN
SOLE
21500000
0
0
HERON THERAPEUTICS INC
COM
427746102
7514
193500
SH
Put
SOLE
193500
0
0
HOSTESS BRANDS INC
CL A
44109J106
1214
89200
SH
Call
SOLE
89200
0
0
HRG GROUP INC
COM
40434J100
9238
705700
SH
SOLE
705700
0
0
IKANG HEALTHCARE GROUP INC
SPONSORED ADR
45174L108
1291
63114
SH
SOLE
63114
0
0
ILG INC
COM
44967H101
5945
180000
SH
SOLE
180000
0
0
ILLUMINA INC
COM
452327109
11158
39950
SH
SOLE
39950
0
0
ILLUMINA INC
COM
452327109
5866
21000
SH
Call
SOLE
21000
0
0
ILLUMINA INC
COM
452327109
7542
27000
SH
Put
SOLE
27000
0
0
IMMUNOMEDICS INC
COM
452907108
63458
2682100
SH
Put
SOLE
2682100
0
0
IMMUNOMEDICS INC
COM
452907108
57058
2411600
SH
Call
SOLE
2411600
0
0
INFINITY PPTY & CAS CORP
COM
45665Q103
7118
50004
SH
SOLE
50004
0
0
INSMED INC
COM PAR $.01
457669307
13782
583000
SH
Put
SOLE
583000
0
0
INSMED INC
NOTE 1.750% 1/1
457669AA7
34500
37500000
PRN
SOLE
37500000
0
0
INTERCEPT PHARMACEUTICALS IN
COM
45845P108
10824
129000
SH
Put
SOLE
129000
0
0
INTERCEPT PHARMACEUTICALS IN
NOTE 3.250% 7/0
45845PAA6
8794
10000000
PRN
SOLE
10000000
0
0
INTRA CELLULAR THERAPIES INC
COM
46116X101
20473
1159300
SH
Call
SOLE
1159300
0
0
KAPSTONE PAPER & PACKAGING C
COM
48562P103
7771
225244
SH
SOLE
225244
0
0
KLONDEX MNS LTD
COM
498696103
347
150000
SH
SOLE
150000
0
0
KLX INC
COM
482539103
6112
85000
SH
SOLE
85000
0
0
LASALLE HOTEL PPTYS
COM SH BEN INT
517942108
9303
271768
SH
SOLE
271768
0
0
LIBERTY GLOBAL PLC
SHS CL A
G5480U104
1337
48560
SH
SOLE
48560
0
0
MATTERSIGHT CORP
COM
577097108
161
60000
SH
SOLE
60000
0
0
MB FINANCIAL INC NEW
COM
55264U108
4670
100000
SH
SOLE
100000
0
0
MEDICINES CO
COM
584688105
19763
538500
SH
Put
SOLE
538500
0
0
MEDICINES CO
NOTE 2.500% 1/1
584688AE5
27506
22500000
PRN
SOLE
22500000
0
0
MICROCHIP TECHNOLOGY INC
NOTE 1.625% 2/1
595017AD6
21977
12500000
PRN
SOLE
12500000
0
0
MITEL NETWORKS CORP
COM
60671Q104
6848
624255
SH
SOLE
624255
0
0
MOLINA HEALTHCARE INC
NOTE 1.125% 1/1
60855RAC4
123481
51000000
PRN
SOLE
51000000
0
0
MTGE INVT CORP
COM
55378A105
443
22620
SH
SOLE
22620
0
0
NABORS INDUSTRIES LTD
SHS
G6359F103
1274
198700
SH
SOLE
198700
0
0
NATIONSTAR MTG HLDGS INC
COM
63861C109
184
10500
SH
SOLE
10500
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
9288
85000
SH
SOLE
85000
0
0
ORBOTECH LTD
ORD
M75253100
7720
124913
SH
SOLE
124913
0
0
PARATEK PHARMACEUTICALS INC
COM
699374302
837
82200
SH
Put
SOLE
82200
0
0
PINNACLE ENTMT INC NEW
COM
72348Y105
2353
69767
SH
SOLE
69767
0
0
PINNACLE FOODS INC DEL
COM
72348P104
5111
78559
SH
SOLE
78559
0
0
PINNACLE FOODS INC DEL
COM
72348P104
18936
290700
SH
Call
SOLE
290700
0
0
RENT A CTR INC NEW
COM
76009N100
1471
100000
SH
Put
SOLE
100000
0
0
RITE AID CORP
COM
767754104
1730
1000000
SH
SOLE
1000000
0
0
ROCKWELL COLLINS INC
COM
774341101
20202
150000
SH
SOLE
150000
0
0
RSP PERMIAN INC
COM
74978Q105
17657
401112
SH
SOLE
401112
0
0
SHIP FINANCE INTERNATIONAL L
SHS
G81075106
747
50000
SH
Put
SOLE
50000
0
0
SHIRE PLC
SPONSORED ADR
82481R106
4220
25000
SH
SOLE
25000
0
0
SJW GROUP
COM
784305104
1987
30000
SH
SOLE
30000
0
0
STEWART INFORMATION SVCS COR
COM
860372101
4464
103638
SH
SOLE
103638
0
0
TESARO INC
COM
881569107
2001
45000
SH
Put
SOLE
45000
0
0
TESARO INC
NOTE 3.000%10/0
881569AA5
29825
20000000
PRN
SOLE
20000000
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
5769
428600
SH
Put
SOLE
428600
0
0
TRIBUNE MEDIA CO
CL A
896047503
8220
214781
SH
SOLE
214781
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
17888
360000
SH
SOLE
360000
0
0
TWENTY FIRST CENTY FOX INC
CL B
90130A200
1478
30000
SH
SOLE
30000
0
0
U S G CORP
COM NEW
903293405
4743
110000
SH
SOLE
110000
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
8253
66000
SH
Put
SOLE
66000
0
0
UNITED TECHNOLOGIES CORP
CALL
913017909
7720
500000
SH
Call
SOLE
500000
0
0
VALIDUS HOLDINGS LTD
COM SHS
G9319H102
19995
295790
SH
SOLE
295790
0
0
VECTOR GROUP LTD
FRNT 1/1
92240MAY4
58725
43500000
PRN
SOLE
43500000
0
0
VECTREN CORP
COM
92240G101
7145
100000
SH
SOLE
100000
0
0
VERIFONE SYS INC
COM
92342Y109
9652
422982
SH
SOLE
422982
0
0
VIACOM INC NEW
CL B
92553P201
603
20000
SH
SOLE
20000
0
0
VITAL THERAPIES INC
COM
92847R104
1507
219100
SH
Put
SOLE
219100
0
0
WEATHERFORD INTL LTD
NOTE 5.875% 7/0
947075AH0
11880
12000000
PRN
SOLE
12000000
0
0
WEATHERFORD INTL PLC
ORD SHS
G48833100
329
100000
SH
Put
SOLE
100000
0
0
WESTERN DIGITAL CORP
COM
958102105
3592
46400
SH
SOLE
46400
0
0
WESTERN DIGITAL CORP
COM
958102105
1742
22500
SH
Put
SOLE
22500
0
0
XCERRA CORP
COM
98400J108
4191
300000
SH
SOLE
300000
0
0
XL GROUP LTD
COM
G98294104
20042
358214
SH
SOLE
358214
0
0
YAHOO INC
NOTE 12/0
984332AF3
109500
80000000
PRN
SOLE
80000000
0
0