Chief Compliance Officer

0001578242-23-000004.txt : 20231115 0001578242-23-000004.hdr.sgml : 20231115 20231114175058 ACCESSION NUMBER: 0001578242-23-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231115 DATE AS OF CHANGE: 20231114 EFFECTIVENESS DATE: 20231115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Circle Wealth Management, LLC CENTRAL INDEX KEY: 0001578242 IRS NUMBER: 208168874 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18054 FILM NUMBER: 231408274 BUSINESS ADDRESS: STREET 1: 47 MAPLE STREET, SUITE 201 CITY: SUMMIT STATE: NJ ZIP: 07901 BUSINESS PHONE: 908 206 1306 MAIL ADDRESS: STREET 1: 47 MAPLE STREET, SUITE 201 CITY: SUMMIT STATE: NJ ZIP: 07901 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001578242 XXXXXXXX 09-30-2023 09-30-2023 Circle Wealth Management, LLC

47 MAPLE STREET, SUITE 201 SUMMIT NJ 07901

13F HOLDINGS REPORT 028-18054 000142878 801-67841 N Kristen Breault Chief Compliance Officer 908-206-1306 Kristen Breault Summit NJ 11-14-2023 3 197 4013093289 false 1 0001593399 028-15666 KLP Enterprises, LLC 2 0001498928 028-15665 Wingate Andrew D. 3 0001498904 028-15663 Falk Lucinda INFORMATION TABLE 2 cwm3q23.xml ABBOTT LABS COM 002824100 455904 4707 SH SOLE 0 0 4707 ABBVIE INC COM 00287Y109 383620 2574 SH SOLE 0 0 2574 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 660594 2151 SH SOLE 0 0 2151 ADOBE INC COM 00724F101 965751 1894 SH SOLE 0 0 1894 ADVANCED MICRO DEVICES INC COM 007903107 436985 4250 SH SOLE 0 0 4250 AERCAP HOLDINGS NV SHS N00985106 389495 6215 SH SOLE 0 0 6215 AIR PRODS & CHEMS INC COM 009158106 587489 2073 SH SOLE 0 0 2073 ALPHA TAU MEDICAL LTD ORDINARY SHARES M0740A108 54955 14500 SH SOLE 0 0 14500 ALPHA TAU MEDICAL LTD W EXP 03/07/202 M0740A116 20208 80000 SH SOLE 0 0 80000 ALPHABET INC CAP STK CL A 02079K305 8692245 66424 SH SOLE 0 0 66424 ALPHABET INC CAP STK CL C 02079K107 8261853 62661 SH SOLE 0 0 62661 AMAZON COM INC COM 023135106 34843720 274101 SH SOLE 0 0 274101 AMGEN INC COM 031162100 622976 2318 SH SOLE 0 0 2318 ANALOG DEVICES INC COM 032654105 601126 3433 SH SOLE 0 0 3433 ANSYS INC COM 03662Q105 258274 868 SH SOLE 0 0 868 AON PLC SHS CL A G0403H108 7938769 24486 SH SOLE 0 0 24486 APPLE INC COM 037833100 1551664736 9062933 SH OTR 1, 2, 3 0 0 9062933 ARISTA NETWORKS INC COM 040413106 1182119 6427 SH SOLE 0 0 6427 ARK ETF TR INNOVATION ETF 00214Q104 416377 10496 SH SOLE 0 0 10496 BANK AMERICA CORP COM 060505104 963670 35196 SH SOLE 0 0 35196 BECTON DICKINSON & CO COM 075887109 858099 3319 SH SOLE 0 0 3319 BERKSHIRE HATHAWAY INC DEL CL A 084670108 17007264 32 SH SOLE 0 0 32 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 5979271 17069 SH SOLE 0 0 17069 BLACKROCK CORPOR HI YLD FD I COM 09255P107 529575 61364 SH SOLE 0 0 61364 BLACKROCK FLOATING RATE INCO COM 09255X100 682383 54072 SH SOLE 0 0 54072 BOOKING HOLDINGS INC COM 09857L108 718561 233 SH SOLE 0 0 233 BRISTOL-MYERS SQUIBB CO COM 110122108 15398071 265301 SH SOLE 0 0 265301 BROADCOM INC COM 11135F101 593865 715 SH SOLE 0 0 715 CADENCE DESIGN SYSTEM INC COM 127387108 442593 1889 SH SOLE 0 0 1889 CANADIAN PACIFIC KANSAS CITY COM 13646K108 658752 8853 SH SOLE 0 0 8853 CAPITAL ONE FINL CORP COM 14040H105 333681 3438 SH SOLE 0 0 3438 CARRIER GLOBAL CORPORATION COM 14448C104 3620789 65594 SH SOLE 0 0 65594 CATERPILLAR INC COM 149123101 1030348 3774 SH SOLE 0 0 3774 CHARTER COMMUNICATIONS INC N CL A 16119P108 935937 2128 SH SOLE 0 0 2128 CHEVRON CORP NEW COM 166764100 351910 2087 SH SOLE 0 0 2087 CHIPOTLE MEXICAN GRILL INC COM 169656105 718078 392 SH SOLE 0 0 392 CISCO SYS INC COM 17275R102 25030119 465590 SH SOLE 0 0 465590 CITIGROUP INC COM NEW 172967424 274326 6670 SH SOLE 0 0 6670 CLOUDFLARE INC CL A COM 18915M107 3662877 58104 SH SOLE 0 0 58104 COCA COLA CO COM 191216100 604941 10806 SH SOLE 0 0 10806 COMCAST CORP NEW CL A 20030N101 2230931 50314 SH SOLE 0 0 50314 CONOCOPHILLIPS COM 20825C104 1085149 9058 SH SOLE 0 0 9058 CORNING INC COM 219350105 249824 8199 SH SOLE 0 0 8199 COSTCO WHSL CORP NEW COM 22160K105 1542341 2730 SH SOLE 0 0 2730 CROWDSTRIKE HLDGS INC CL A 22788C105 6858229 40974 SH SOLE 0 0 40974 DANAHER CORPORATION COM 235851102 310870 1253 SH SOLE 0 0 1253 DELTA AIR LINES INC DEL COM NEW 247361702 493247 13331 SH SOLE 0 0 13331 DESIGNER BRANDS INC CL A 250565108 131664 10400 SH SOLE 0 0 10400 DISNEY WALT CO COM 254687106 905062 11167 SH SOLE 0 0 11167 DOLLAR GEN CORP NEW COM 256677105 421402 3983 SH SOLE 0 0 3983 DOLLAR TREE INC COM 256746108 4521251 42473 SH SOLE 0 0 42473 DOUBLELINE OPPORTUNISTIC CR COM 258623107 339685 23298 SH SOLE 0 0 23298 EATON CORP PLC SHS G29183103 252951 1186 SH SOLE 0 0 1186 ELEVANCE HEALTH INC COM 036752103 453708 1042 SH SOLE 0 0 1042 ELI LILLY & CO COM 532457108 46077511 85785 SH SOLE 0 0 85785 EOG RES INC COM 26875P101 220943 1743 SH SOLE 0 0 1743 EXCHANGE LISTED FDS TR SABA INT RATE 30151E806 345985 19748 SH SOLE 0 0 19748 EXXON MOBIL CORP COM 30231G102 501272 4263 SH SOLE 0 0 4263 FEDEX CORP COM 31428X106 987970 3729 SH SOLE 0 0 3729 FLEXSHARES TR MORNSTAR UPSTR 33939L407 405816 10035 SH SOLE 0 0 10035 FLEXSHARES TR STOXX GLOBR INF 33939L795 303913 6275 SH SOLE 0 0 6275 FORTINET INC COM 34959E109 729334 12429 SH SOLE 0 0 12429 FRANCO NEV CORP COM 351858105 248292 1860 SH SOLE 0 0 1860 FRANKLIN TEMPLETON ETF TR FTSE CANADA 35473P827 672748 22343 SH SOLE 0 0 22343 FREEPORT-MCMORAN INC CL B 35671D857 431968 11584 SH SOLE 0 0 11584 GENERAL ELECTRIC CO COM NEW 369604301 608910 5508 SH SOLE 0 0 5508 GLOBAL X FDS US INFR DEV ETF 37954Y673 673858 22181 SH SOLE 0 0 22181 GOLDMAN SACHS GROUP INC COM 38141G104 8694783 32503 SH SOLE 0 0 32503 HILTON WORLDWIDE HLDGS INC COM 43300A203 241039 1605 SH SOLE 0 0 1605 HOME DEPOT INC COM 437076102 1089432 3605 SH SOLE 0 0 3605 HONEYWELL INTL INC COM 438516106 307162 1663 SH SOLE 0 0 1663 ILLINOIS TOOL WKS INC COM 452308109 8140538 35346 SH SOLE 0 0 35346 INTEL CORP COM 458140100 16975360 477507 SH SOLE 0 0 477507 INTUIT COM 461202103 338243 662 SH SOLE 0 0 662 INTUITIVE SURGICAL INC COM NEW 46120E602 942051 3223 SH SOLE 0 0 3223 INVESCO EXCHANGE TRADED FD T S&P500 EQL IND 46137V324 777919 20316 SH SOLE 0 0 20316 INVESCO QQQ TR UNIT SER 1 46090E103 18033880 50336 SH SOLE 0 0 50336 ISHARES GOLD TR ISHARES NEW 464285204 6207681 177413 SH SOLE 0 0 177413 ISHARES INC CORE MSCI EMKT 46434G103 18652949 391951 SH SOLE 0 0 391951 ISHARES INC MSCI JPN ETF NEW 46434G822 2770989 45961 SH SOLE 0 0 45961 ISHARES TR CORE S&P500 ETF 464287200 402533564 937367 SH SOLE 0 0 937367 ISHARES TR RUS 1000 GRW ETF 464287614 342693181 1288369 SH SOLE 0 0 1288369 ISHARES TR CORE S&P MCP ETF 464287507 215272583 863335 SH SOLE 0 0 863335 ISHARES TR CORE S&P SCP ETF 464287804 199665740 2116673 SH SOLE 0 0 2116673 ISHARES TR RUS 1000 VAL ETF 464287598 94222529 620620 SH SOLE 0 0 620620 ISHARES TR CORE MSCI EAFE 46432F842 45374666 705123 SH SOLE 0 0 705123 ISHARES TR MSCI ACWI ETF 464288257 18639298 201790 SH SOLE 0 0 201790 ISHARES TR U.S. FIN SVC ETF 464287770 15185648 98200 SH SOLE 0 0 98200 ISHARES TR RUS 1000 ETF 464287622 6373892 27133 SH SOLE 0 0 27133 ISHARES TR RUSSELL 2000 ETF 464287655 6212892 35153 SH SOLE 0 0 35153 ISHARES TR RUSSELL 3000 ETF 464287689 5420483 22119 SH SOLE 0 0 22119 ISHARES TR S&P MC 400GR ETF 464287606 3178560 44000 SH SOLE 0 0 44000 ISHARES TR 7-10 YR TRSY BD 464287440 2116554 23109 SH SOLE 0 0 23109 ISHARES TR SELECT DIVID ETF 464287168 1448297 13455 SH SOLE 0 0 13455 ISHARES TR U.S. MED DVC ETF 464288810 841017 17341 SH SOLE 0 0 17341 ISHARES TR RUS 2000 VAL ETF 464287630 554807 4093 SH SOLE 0 0 4093 ISHARES TR ISHARES BIOTECH 464287556 485981 3974 SH SOLE 0 0 3974 ISHARES TR U.S. TECH ETF 464287721 377280 3596 SH SOLE 0 0 3596 JOHNSON & JOHNSON COM 478160104 2084250 13382 SH SOLE 0 0 13382 JPMORGAN CHASE & CO COM 46625H100 11279510 77779 SH SOLE 0 0 77779 KAYNE ANDERSON ENERGY INFRST COM 486606106 252300 30000 SH SOLE 0 0 30000 LIBERTY BROADBAND CORP COM SER C 530307305 214602 2350 SH SOLE 0 0 2350 MARATHON PETE CORP COM 56585A102 323263 2136 SH SOLE 0 0 2136 MARRIOTT INTL INC NEW CL A 571903202 435774 2217 SH SOLE 0 0 2217 MARTIN MARIETTA MATLS INC COM 573284106 407607 993 SH SOLE 0 0 993 MASTERCARD INCORPORATED CL A 57636Q104 3281052 8287 SH SOLE 0 0 8287 MCDONALDS CORP COM 580135101 942468 3578 SH SOLE 0 0 3578 MCKESSON CORP COM 58155Q103 317441 730 SH SOLE 0 0 730 MERCK & CO INC COM 58933Y105 18045132 175281 SH SOLE 0 0 175281 META PLATFORMS INC CL A 30303M102 3320023 11059 SH SOLE 0 0 11059 MICRON TECHNOLOGY INC COM 595112103 283141 4162 SH SOLE 0 0 4162 MICROSOFT CORP COM 594918104 33462863 105979 SH SOLE 0 0 105979 MOODYS CORP COM 615369105 441374 1396 SH SOLE 0 0 1396 MORGAN STANLEY COM NEW 617446448 289676 3547 SH SOLE 0 0 3547 NETFLIX INC COM 64110L106 1837402 4866 SH SOLE 0 0 4866 NEXSTAR MEDIA GROUP INC COMMON STOCK 65336K103 222224 1550 SH SOLE 0 0 1550 NIKE INC CL B 654106103 52661377 550736 SH SOLE 0 0 550736 NOVARTIS AG SPONSORED ADR 66987V109 504819 4956 SH SOLE 0 0 4956 NUVEEN NEW YORK QLT MUN INC COM 67066X107 194300 20093 SH SOLE 0 0 20093 NVIDIA CORPORATION COM 67066G104 2629220 6044 SH SOLE 0 0 6044 NXP SEMICONDUCTORS N V COM N6596X109 272891 1365 SH SOLE 0 0 1365 ON SEMICONDUCTOR CORP COM 682189105 243344 2618 SH SOLE 0 0 2618 ORACLE CORP COM 68389X105 1565835 14783 SH SOLE 0 0 14783 OREILLY AUTOMOTIVE INC COM 67103H107 244484 269 SH SOLE 0 0 269 OTIS WORLDWIDE CORP COM 68902V107 2635694 32819 SH SOLE 0 0 32819 PALANTIR TECHNOLOGIES INC CL A 69608A108 1639728 102483 SH SOLE 0 0 102483 PALO ALTO NETWORKS INC COM 697435105 737314 3145 SH SOLE 0 0 3145 PAYPAL HLDGS INC COM 70450Y103 1116937 19106 SH SOLE 0 0 19106 PEPSICO INC COM 713448108 460787 2719 SH SOLE 0 0 2719 PFIZER INC COM 717081103 245602 7404 SH SOLE 0 0 7404 PHILIP MORRIS INTL INC COM 718172109 571497 6173 SH SOLE 0 0 6173 PNC FINL SVCS GROUP INC COM 693475105 1775427 14461 SH SOLE 0 0 14461 PROCTER AND GAMBLE CO COM 742718109 4332289 29702 SH SOLE 0 0 29702 PROGRESSIVE CORP COM 743315103 426816 3064 SH SOLE 0 0 3064 PROSHARES TR S&P 500 DV ARIST 74348A467 401349 4532 SH SOLE 0 0 4532 QUALCOMM INC COM 747525103 962392 8666 SH SOLE 0 0 8666 REGENERON PHARMACEUTICALS COM 75886F107 742310 902 SH SOLE 0 0 902 ROPER TECHNOLOGIES INC COM 776696106 275295 568 SH SOLE 0 0 568 ROSS STORES INC COM 778296103 675103 5977 SH SOLE 0 0 5977 RTX CORPORATION COM 75513E101 4822524 67007 SH SOLE 0 0 67007 RXSIGHT INC COM 78349D107 4621903 165719 SH SOLE 0 0 165719 S&P GLOBAL INC COM 78409V104 646858 1770 SH SOLE 0 0 1770 SALESFORCE INC COM 79466L302 495392 2443 SH SOLE 0 0 2443 SAP SE SPON ADR 803054204 237820 1839 SH SOLE 0 0 1839 SBA COMMUNICATIONS CORP NEW CL A 78410G104 616524 3080 SH SOLE 0 0 3080 SCHWAB CHARLES CORP COM 808513105 407853 7429 SH SOLE 0 0 7429 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 51106080 1025197 SH SOLE 0 0 1025197 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 5156069 101899 SH SOLE 0 0 101899 SCHWAB STRATEGIC TR US TIPS ETF 808524870 1822235 36091 SH SOLE 0 0 36091 SEAGEN INC COM 81181C104 466730 2200 SH SOLE 0 0 2200 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 10281103 62716 SH SOLE 0 0 62716 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 6423359 93349 SH SOLE 0 0 93349 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 2113656 16418 SH SOLE 0 0 16418 SELECT SECTOR SPDR TR INDL 81369Y704 721045 7112 SH SOLE 0 0 7112 SELECT SECTOR SPDR TR ENERGY 81369Y506 309076 3419 SH SOLE 0 0 3419 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 302194 9110 SH SOLE 0 0 9110 SERVICENOW INC COM 81762P102 444374 795 SH SOLE 0 0 795 SHELL PLC SPON ADS 780259305 663758 10310 SH SOLE 0 0 10310 SHOPIFY INC CL A 82509L107 364746 6684 SH SOLE 0 0 6684 SNOWFLAKE INC CL A 833445109 802654 5254 SH SOLE 0 0 5254 SPDR GOLD TR GOLD SHS 78463V107 3775844 22023 SH SOLE 0 0 22023 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 290668 6919 SH SOLE 0 0 6919 SPDR S&P 500 ETF TR TR UNIT 78462F103 340350418 796179 SH SOLE 0 0 796179 SPDR SER TR S&P BIOTECH 78464A870 274191 3755 SH SOLE 0 0 3755 STARBUCKS CORP COM 855244109 50066159 548550 SH SOLE 0 0 548550 TESLA INC COM 88160R101 3932458 15716 SH SOLE 0 0 15716 TEXAS INSTRS INC COM 882508104 831636 5230 SH SOLE 0 0 5230 THERMO FISHER SCIENTIFIC INC COM 883556102 1760814 3479 SH SOLE 0 0 3479 TJX COS INC NEW COM 872540109 759836 8549 SH SOLE 0 0 8549 T-MOBILE US INC COM 872590104 1030208 7356 SH SOLE 0 0 7356 TRANSDIGM GROUP INC COM 893641100 730994 867 SH SOLE 0 0 867 UNION PAC CORP COM 907818108 1081432 5311 SH SOLE 0 0 5311 UNITEDHEALTH GROUP INC COM 91324P102 2815690 5585 SH SOLE 0 0 5585 VANECK ETF TRUST OIL SERVICES ETF 92189H607 1313913 3808 SH SOLE 0 0 3808 VANECK ETF TRUST GOLD MINERS ETF 92189F106 1079414 40112 SH SOLE 0 0 40112 VANGUARD INDEX FDS TOTAL STK MKT 922908769 62091074 292317 SH SOLE 0 0 292317 VANGUARD INDEX FDS SMALL CP ETF 922908751 43130649 228120 SH SOLE 0 0 228120 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 2489488 6339 SH SOLE 0 0 6339 VANGUARD INDEX FDS GROWTH ETF 922908736 911170 3346 SH SOLE 0 0 3346 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 3255377 56195 SH SOLE 0 0 56195 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 9788940 63000 SH SOLE 0 0 63000 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 4021983 38927 SH SOLE 0 0 38927 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 6450130 27436 SH SOLE 0 0 27436 VANGUARD WORLD FDS INF TECH ETF 92204A702 346027 834 SH SOLE 0 0 834 VERTEX PHARMACEUTICALS INC COM 92532F100 291754 839 SH SOLE 0 0 839 VISA INC COM CL A 92826C839 1910668 8307 SH SOLE 0 0 8307 WABTEC COM 929740108 506908 4770 SH SOLE 0 0 4770 WALMART INC COM 931142103 586287 3666 SH SOLE 0 0 3666 WASTE MGMT INC DEL COM 94106L109 225967 1482 SH SOLE 0 0 1482 WEBSTER FINL CORP COM 947890109 511150 12680 SH SOLE 0 0 12680 WELLS FARGO CO NEW COM 949746101 698797 17102 SH SOLE 0 0 17102 WISDOMTREE TR US LARGECAP DIVD 97717W307 3169818 51550 SH SOLE 0 0 51550 WISDOMTREE TR CLOUD COMPUTNG 97717Y691 239026 8067 SH SOLE 0 0 8067 WOODWARD INC COM 980745103 206024 1658 SH SOLE 0 0 1658 WORKDAY INC CL A 98138H101 735217 3422 SH SOLE 0 0 3422 XYLEM INC COM 98419M100 584959 6426 SH SOLE 0 0 6426 YUM BRANDS INC COM 988498101 661198 5292 SH SOLE 0 0 5292