Chief Compliance Officer

0001578242-23-000002.txt : 20230509 0001578242-23-000002.hdr.sgml : 20230509 20230509171620 ACCESSION NUMBER: 0001578242-23-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230509 DATE AS OF CHANGE: 20230509 EFFECTIVENESS DATE: 20230509 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Circle Wealth Management, LLC CENTRAL INDEX KEY: 0001578242 IRS NUMBER: 208168874 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18054 FILM NUMBER: 23903398 BUSINESS ADDRESS: STREET 1: 47 MAPLE STREET, SUITE 201 CITY: SUMMIT STATE: NJ ZIP: 07901 BUSINESS PHONE: 908 206 1306 MAIL ADDRESS: STREET 1: 47 MAPLE STREET, SUITE 201 CITY: SUMMIT STATE: NJ ZIP: 07901 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001578242 XXXXXXXX 03-31-2023 03-31-2023 Circle Wealth Management, LLC

47 MAPLE STREET, SUITE 201 SUMMIT NJ 07901

13F HOLDINGS REPORT 028-18054 000142878 801-67841 N Kristen Breault Chief Compliance Officer 908-206-1306 Kristen Breault Summit NJ 05-09-2023 0 162 691572930 false INFORMATION TABLE 2 cwm1q23.xml 3M CO COM 88579Y101 896589 8530 SH SOLE 0 0 8530 ABBOTT LABS COM 002824100 468533 4627 SH SOLE 0 0 4627 ABBVIE INC COM 00287Y109 391189 2455 SH SOLE 0 0 2455 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 722528 2528 SH SOLE 0 0 2528 ADOBE SYSTEMS INCORPORATED COM 00724F101 349531 907 SH SOLE 0 0 907 AIR PRODS & CHEMS INC COM 009158106 562358 1958 SH SOLE 0 0 1958 ALPHA TAU MEDICAL LTD ORDINARY SHARES M0740A108 41615 14500 SH SOLE 0 0 14500 ALPHA TAU MEDICAL LTD W EXP 03/07/202 M0740A116 22400 80000 SH SOLE 0 0 80000 ALPHABET INC CAP STK CL A 02079K305 5179447 49932 SH SOLE 0 0 49932 ALPHABET INC CAP STK CL C 02079K107 5100888 49047 SH SOLE 0 0 49047 AMAZON COM INC COM 023135106 5576937 53993 SH SOLE 0 0 53993 AMGEN INC COM 031162100 489146 2023 SH SOLE 0 0 2023 ANALOG DEVICES INC COM 032654105 678318 3439 SH SOLE 0 0 3439 ANSYS INC COM 03662Q105 288871 868 SH SOLE 0 0 868 AON PLC SHS CL A G0403H108 11971797 37971 SH SOLE 0 0 37971 APPLE INC COM 037833100 15219099 92293 SH SOLE 0 0 92293 ARISTA NETWORKS INC COM 040413106 903591 5383 SH SOLE 0 0 5383 BANK AMERICA CORP COM 060505104 1129266 39485 SH SOLE 0 0 39485 BECTON DICKINSON & CO COM 075887109 743509 3004 SH SOLE 0 0 3004 BERKSHIRE HATHAWAY INC DEL CL A 084670108 14899200 32 SH SOLE 0 0 32 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 4928278 15961 SH SOLE 0 0 15961 BLACKROCK CORPOR HI YLD FD I COM 09255P107 535098 61364 SH SOLE 0 0 61364 BLACKROCK FLOATING RATE INCO COM 09255X100 632638 54072 SH SOLE 0 0 54072 BOOKING HOLDINGS INC COM 09857L108 907125 342 SH SOLE 0 0 342 BROADCOM INC COM 11135F101 243144 379 SH SOLE 0 0 379 CAMECO CORP COM 13321L108 274785 10500 SH SOLE 0 0 10500 CANADIAN PAC RY LTD COM 13645T100 659915 8577 SH SOLE 0 0 8577 CAPITAL ONE FINL CORP COM 14040H105 337287 3508 SH SOLE 0 0 3508 CATERPILLAR INC COM 149123101 849900 3714 SH SOLE 0 0 3714 CHARTER COMMUNICATIONS INC N CL A 16119P108 756346 2115 SH SOLE 0 0 2115 CHENIERE ENERGY INC COM NEW 16411R208 236400 1500 SH SOLE 0 0 1500 CHEVRON CORP NEW COM 166764100 265951 1630 SH SOLE 0 0 1630 CHIPOTLE MEXICAN GRILL INC COM 169656105 621818 364 SH SOLE 0 0 364 CISCO SYS INC COM 17275R102 619788 11856 SH SOLE 0 0 11856 CITIGROUP INC COM NEW 172967424 565246 12055 SH SOLE 0 0 12055 CLOUDFLARE INC CL A COM 18915M107 4578995 74262 SH SOLE 0 0 74262 COCA COLA CO COM 191216100 650782 10491 SH SOLE 0 0 10491 COMCAST CORP NEW CL A 20030N101 1928611 50873 SH SOLE 0 0 50873 CONOCOPHILLIPS COM 20825C104 482360 4862 SH SOLE 0 0 4862 CORNING INC COM 219350105 287709 8155 SH SOLE 0 0 8155 COSTCO WHSL CORP NEW COM 22160K105 952997 1918 SH SOLE 0 0 1918 CROWDSTRIKE HLDGS INC CL A 22788C105 5749822 41890 SH SOLE 0 0 41890 DELTA AIR LINES INC DEL COM NEW 247361702 465519 13331 SH SOLE 0 0 13331 DESIGNER BRANDS INC CL A 250565108 90896 10400 SH SOLE 0 0 10400 DISNEY WALT CO COM 254687106 2353935 23509 SH SOLE 0 0 23509 DOLLAR GEN CORP NEW COM 256677105 380091 1806 SH SOLE 0 0 1806 DOLLAR TREE INC COM 256746108 6053791 42172 SH SOLE 0 0 42172 DOUBLELINE OPPORTUNISTIC CR COM 258623107 330366 23298 SH SOLE 0 0 23298 ECOLAB INC COM 278865100 441629 2668 SH SOLE 0 0 2668 ELEVANCE HEALTH INC COM 036752103 326925 711 SH SOLE 0 0 711 EVOQUA WATER TECHNOLOGIES CO COM 30057T105 430078 8650 SH SOLE 0 0 8650 EXCHANGE LISTED FDS TR SABA INT RATE 30151E806 360563 19748 SH SOLE 0 0 19748 EXXON MOBIL CORP COM 30231G102 360150 3284 SH SOLE 0 0 3284 FEDEX CORP COM 31428X106 847218 3708 SH SOLE 0 0 3708 FLEXSHARES TR MORNSTAR UPSTR 33939L407 424381 10035 SH SOLE 0 0 10035 FLEXSHARES TR STOXX GLOBR INF 33939L795 325987 6275 SH SOLE 0 0 6275 FLYWIRE CORPORATION COM VTG 302492103 225397 7677 SH SOLE 0 0 7677 FRANCO NEV CORP COM 351858105 271188 1860 SH SOLE 0 0 1860 FREEPORT-MCMORAN INC CL B 35671D857 471734 11531 SH SOLE 0 0 11531 GENERAL ELECTRIC CO COM NEW 369604301 657346 6876 SH SOLE 0 0 6876 GENERAL MTRS CO COM 37045V100 246354 6716 SH SOLE 0 0 6716 GLOBAL X FDS US INFR DEV ETF 37954Y673 627499 22134 SH SOLE 0 0 22134 GOLDMAN SACHS GROUP INC COM 38141G104 8815829 32589 SH SOLE 0 0 32589 HILTON WORLDWIDE HLDGS INC COM 43300A203 254271 1805 SH SOLE 0 0 1805 HOME DEPOT INC COM 437076102 789588 2675 SH SOLE 0 0 2675 HONEYWELL INTL INC COM 438516106 298600 1562 SH SOLE 0 0 1562 ILLINOIS TOOL WKS INC COM 452308109 10055946 41306 SH SOLE 0 0 41306 INTEL CORP COM 458140100 554582 16975 SH SOLE 0 0 16975 INTUITIVE SURGICAL INC COM NEW 46120E602 674697 2641 SH SOLE 0 0 2641 INVESCO EXCHANGE TRADED FD T S&P500 EQL IND 46137V324 758335 4041 SH SOLE 0 0 4041 INVESCO QQQ TR UNIT SER 1 46090E103 11751154 36616 SH SOLE 0 0 36616 ISHARES TR RUS 1000 ETF 464287622 6095895 27065 SH SOLE 0 0 27065 ISHARES TR RUSSELL 2000 ETF 464287655 4978842 27908 SH SOLE 0 0 27908 ISHARES TR U.S. MED DVC ETF 464288810 1307267 24218 SH SOLE 0 0 24218 ISHARES TR RUSSELL 3000 ETF 464287689 789330 3353 SH SOLE 0 0 3353 ISHARES TR MSCI ACWI ETF 464288257 476603 5228 SH SOLE 0 0 5228 ISHARES TR U.S. TECH ETF 464287721 425122 4581 SH SOLE 0 0 4581 ISHARES TR MSCI AC ASIA ETF 464288182 337789 4977 SH SOLE 0 0 4977 ISHARES TR CORE S&P SCP ETF 464287804 329621 3409 SH SOLE 0 0 3409 ISHARES TR RUS 1000 GRW ETF 464287614 322979 1322 SH SOLE 0 0 1322 ISHARES TR RUS 2000 VAL ETF 464287630 204571 1493 SH SOLE 0 0 1493 JOHNSON & JOHNSON COM 478160104 1774195 11446 SH SOLE 0 0 11446 JPMORGAN CHASE & CO COM 46625H100 9772657 74995 SH SOLE 0 0 74995 L3HARRIS TECHNOLOGIES INC COM 502431109 298482 1521 SH SOLE 0 0 1521 LILLY ELI & CO COM 532457108 522368 1521 SH SOLE 0 0 1521 MARRIOTT INTL INC NEW CL A 571903202 342375 2062 SH SOLE 0 0 2062 MARTIN MARIETTA MATLS INC COM 573284106 268426 756 SH SOLE 0 0 756 MASTERCARD INCORPORATED CL A 57636Q104 2675919 7363 SH SOLE 0 0 7363 MCDONALDS CORP COM 580135101 986942 3530 SH SOLE 0 0 3530 MERCK & CO INC COM 58933Y105 10202248 95895 SH SOLE 0 0 95895 META PLATFORMS INC CL A 30303M102 2405308 11349 SH SOLE 0 0 11349 MGM RESORTS INTERNATIONAL COM 552953101 215615 4854 SH SOLE 0 0 4854 MICRON TECHNOLOGY INC COM 595112103 239249 3965 SH SOLE 0 0 3965 MICROSOFT CORP COM 594918104 13683166 47462 SH SOLE 0 0 47462 MODERNA INC COM 60770K107 1967975 12814 SH SOLE 0 0 12814 MOODYS CORP COM 615369105 425062 1389 SH SOLE 0 0 1389 MORGAN STANLEY COM NEW 617446448 407033 4636 SH SOLE 0 0 4636 NETFLIX INC COM 64110L106 1568480 4540 SH SOLE 0 0 4540 NEXSTAR MEDIA GROUP INC COMMON STOCK 65336K103 267623 1550 SH SOLE 0 0 1550 NIKE INC CL B 654106103 926423 7554 SH SOLE 0 0 7554 NOVARTIS AG SPONSORED ADR 66987V109 403052 4381 SH SOLE 0 0 4381 NUVEEN NEW YORK QLT MUN INC COM 67066X107 110400 10000 SH SOLE 0 0 10000 NVIDIA CORPORATION COM 67066G104 837044 3013 SH SOLE 0 0 3013 NXP SEMICONDUCTORS N V COM N6596X109 253420 1359 SH SOLE 0 0 1359 ORACLE CORP COM 68389X105 1170305 12595 SH SOLE 0 0 12595 PALANTIR TECHNOLOGIES INC CL A 69608A108 974987 115383 SH SOLE 0 0 115383 PALO ALTO NETWORKS INC COM 697435105 491561 2461 SH SOLE 0 0 2461 PAYPAL HLDGS INC COM 70450Y103 1492070 19648 SH SOLE 0 0 19648 PEPSICO INC COM 713448108 480810 2637 SH SOLE 0 0 2637 PFIZER INC COM 717081103 588917 14434 SH SOLE 0 0 14434 PHILIP MORRIS INTL INC COM 718172109 592156 6089 SH SOLE 0 0 6089 PNC FINL SVCS GROUP INC COM 693475105 3233369 25440 SH SOLE 0 0 25440 PROCTER AND GAMBLE CO COM 742718109 4330735 29126 SH SOLE 0 0 29126 PROGRESSIVE CORP COM 743315103 433472 3030 SH SOLE 0 0 3030 PROSHARES TR S&P 500 DV ARIST 74348A467 413541 4532 SH SOLE 0 0 4532 QUALCOMM INC COM 747525103 941833 7382 SH SOLE 0 0 7382 REGENERON PHARMACEUTICALS COM 75886F107 531621 647 SH SOLE 0 0 647 ROSS STORES INC COM 778296103 608762 5736 SH SOLE 0 0 5736 S&P GLOBAL INC COM 78409V104 513703 1490 SH SOLE 0 0 1490 SALESFORCE INC COM 79466L302 477075 2388 SH SOLE 0 0 2388 SCHWAB CHARLES CORP COM 808513105 379022 7236 SH SOLE 0 0 7236 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 48518380 1013968 SH SOLE 0 0 1013968 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 4900758 101318 SH SOLE 0 0 101318 SEAGEN INC COM 81181C104 445434 2200 SH SOLE 0 0 2200 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 9040410 59866 SH SOLE 0 0 59866 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 6904341 92415 SH SOLE 0 0 92415 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 717417 7090 SH SOLE 0 0 7090 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 529509 16470 SH SOLE 0 0 16470 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 504817 3899 SH SOLE 0 0 3899 SELECT SECTOR SPDR TR ENERGY 81369Y506 229335 2769 SH SOLE 0 0 2769 SHELL PLC SPON ADS 780259305 326598 5676 SH SOLE 0 0 5676 SHOPIFY INC CL A 82509L107 224839 4690 SH SOLE 0 0 4690 SNOWFLAKE INC CL A 833445109 807554 5234 SH SOLE 0 0 5234 SPDR GOLD TR GOLD SHS 78463V107 2849621 15553 SH SOLE 0 0 15553 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 310664 6919 SH SOLE 0 0 6919 SPDR S&P 500 ETF TR TR UNIT 78462F103 291855424 712903 SH SOLE 0 0 712903 SPDR SER TR S&P BIOTECH 78464A870 286169 3755 SH SOLE 0 0 3755 TESLA INC COM 88160R101 3096963 14928 SH SOLE 0 0 14928 TEXAS INSTRS INC COM 882508104 1061712 5708 SH SOLE 0 0 5708 THERMO FISHER SCIENTIFIC INC COM 883556102 1838023 3189 SH SOLE 0 0 3189 TJX COS INC NEW COM 872540109 628291 8018 SH SOLE 0 0 8018 T-MOBILE US INC COM 872590104 1003597 6929 SH SOLE 0 0 6929 TRANSDIGM GROUP INC COM 893641100 478345 649 SH SOLE 0 0 649 UNION PAC CORP COM 907818108 983058 4885 SH SOLE 0 0 4885 UNITEDHEALTH GROUP INC COM 91324P102 2112752 4471 SH SOLE 0 0 4471 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 211581 918 SH SOLE 0 0 918 VANGUARD INDEX FDS TOTAL STK MKT 922908769 62208846 304796 SH SOLE 0 0 304796 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 2374751 6315 SH SOLE 0 0 6315 VANGUARD INDEX FDS SMALL CP ETF 922908751 1086558 5732 SH SOLE 0 0 5732 VANGUARD INDEX FDS GROWTH ETF 922908736 834646 3346 SH SOLE 0 0 3346 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 4025035 38152 SH SOLE 0 0 38152 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 6282211 26345 SH SOLE 0 0 26345 VISA INC COM CL A 92826C839 1302007 5775 SH SOLE 0 0 5775 WABTEC COM 929740108 482057 4770 SH SOLE 0 0 4770 WALMART INC COM 931142103 413200 2802 SH SOLE 0 0 2802 WEBSTER FINL CORP COM 947890109 548932 13925 SH SOLE 0 0 13925 WELLS FARGO CO NEW COM 949746101 1266599 33884 SH SOLE 0 0 33884 WISDOMTREE TR US LARGECAP DIVD 97717W307 3188891 51550 SH SOLE 0 0 51550 WISDOMTREE TR CLOUD COMPUTNG 97717Y691 239590 8067 SH SOLE 0 0 8067 WORKDAY INC CL A 98138H101 701410 3396 SH SOLE 0 0 3396 XYLEM INC COM 98419M100 235366 2248 SH SOLE 0 0 2248 YUM BRANDS INC COM 988498101 697963 5284 SH SOLE 0 0 5284