Chief Compliance Officer

0001578242-22-000004.txt : 20221114 0001578242-22-000004.hdr.sgml : 20221114 20221114140813 ACCESSION NUMBER: 0001578242-22-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221114 DATE AS OF CHANGE: 20221114 EFFECTIVENESS DATE: 20221114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Circle Wealth Management, LLC CENTRAL INDEX KEY: 0001578242 IRS NUMBER: 208168874 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18054 FILM NUMBER: 221383654 BUSINESS ADDRESS: STREET 1: 47 MAPLE STREET, SUITE 201 CITY: SUMMIT STATE: NJ ZIP: 07901 BUSINESS PHONE: 908 206 1306 MAIL ADDRESS: STREET 1: 47 MAPLE STREET, SUITE 201 CITY: SUMMIT STATE: NJ ZIP: 07901 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001578242 XXXXXXXX 09-30-2022 09-30-2022 Circle Wealth Management, LLC

47 MAPLE STREET, SUITE 201 SUMMIT NJ 07901

13F HOLDINGS REPORT 028-18054 N Kristen Breault Chief Compliance Officer 908-206-1306 Kristen Breault Summit NJ 11-14-2022 0 161 606421 false INFORMATION TABLE 2 cwm13f3q2022.xml 3M CO COM 88579Y101 943 8530 SH SOLE 0 0 8530 ABBOTT LABS COM 002824100 454 4695 SH SOLE 0 0 4695 ABBVIE INC COM 00287Y109 307 2288 SH SOLE 0 0 2288 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 633 2461 SH SOLE 0 0 2461 ADOBE SYSTEMS INCORPORATED COM 00724F101 341 1239 SH SOLE 0 0 1239 AIR PRODS & CHEMS INC COM 009158106 557 2394 SH SOLE 0 0 2394 AIRBNB INC COM CL A 009066101 403 3836 SH SOLE 0 0 3836 ALPHABET INC CAP STK CL C 02079K107 5179 53860 SH SOLE 0 0 53860 ALPHABET INC CAP STK CL A 02079K305 4821 50400 SH SOLE 0 0 50400 AMAZON COM INC COM 023135106 5783 51180 SH SOLE 0 0 51180 AMGEN INC COM 031162100 492 2182 SH SOLE 0 0 2182 ANALOG DEVICES INC COM 032654105 475 3411 SH SOLE 0 0 3411 AON PLC SHS CL A G0403H108 10305 38472 SH SOLE 0 0 38472 APPLE INC COM 037833100 13538 97961 SH SOLE 0 0 97961 ARES 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0 0 33408 GOLDMAN SACHS GROUP INC COM 38141G104 8067 33140 SH SOLE 0 0 33140 HILTON WORLDWIDE HLDGS INC COM 43300A203 296 2451 SH SOLE 0 0 2451 HOME DEPOT INC COM 437076102 714 2588 SH SOLE 0 0 2588 HONEYWELL INTL INC COM 438516106 218 1307 SH SOLE 0 0 1307 ILLINOIS TOOL WKS INC COM 452308109 7558 41840 SH SOLE 0 0 41840 INTEL CORP COM 458140100 480 18645 SH SOLE 0 0 18645 INTUITIVE SURGICAL INC COM NEW 46120E602 491 2617 SH SOLE 0 0 2617 INVESCO EXCHANGE TRADED FD T S&P500 EQL IND 46137V324 624 4030 SH SOLE 0 0 4030 INVESCO QQQ TR UNIT SER 1 46090E103 10458 39130 SH SOLE 0 0 39130 ISHARES TR RUS 1000 ETF 464287622 5276 26737 SH SOLE 0 0 26737 ISHARES TR RUSSELL 2000 ETF 464287655 4207 25510 SH SOLE 0 0 25510 ISHARES TR U.S. MED DVC ETF 464288810 1719 36445 SH SOLE 0 0 36445 ISHARES TR RUSSELL 3000 ETF 464287689 694 3353 SH SOLE 0 0 3353 ISHARES TR MSCI ACWI ETF 464288257 406 5219 SH SOLE 0 0 5219 ISHARES TR U.S. TECH ETF 464287721 335 4567 SH SOLE 0 0 4567 ISHARES TR CORE S&P SCP ETF 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NEXSTAR MEDIA GROUP INC COMMON STOCK 65336K103 259 1550 SH SOLE 0 0 1550 NIKE INC CL B 654106103 627 7538 SH SOLE 0 0 7538 NOVARTIS AG SPONSORED ADR 66987V109 333 4381 SH SOLE 0 0 4381 NUVEEN NEW YORK QLT MUN INC COM 67066X107 105 10000 SH SOLE 0 0 10000 NVIDIA CORPORATION COM 67066G104 484 3985 SH SOLE 0 0 3985 NXP SEMICONDUCTORS N V COM N6596X109 200 1359 SH SOLE 0 0 1359 ORACLE CORP COM 68389X105 780 12778 SH SOLE 0 0 12778 PALANTIR TECHNOLOGIES INC CL A 69608A108 1486 182755 SH SOLE 0 0 182755 PALO ALTO NETWORKS INC COM 697435105 399 2433 SH SOLE 0 0 2433 PAYPAL HLDGS INC COM 70450Y103 1637 19015 SH SOLE 0 0 19015 PEPSICO INC COM 713448108 364 2231 SH SOLE 0 0 2231 PFIZER INC COM 717081103 610 13934 SH SOLE 0 0 13934 PHILIP MORRIS INTL INC COM 718172109 507 6110 SH SOLE 0 0 6110 PLUG POWER INC COM NEW 72919P202 207 9850 SH SOLE 0 0 9850 PNC FINL SVCS GROUP INC COM 693475105 4589 30709 SH SOLE 0 0 30709 PROCTER AND GAMBLE CO COM 742718109 3653 28935 SH SOLE 0 0 28935 PROGRESSIVE 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0 17190 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 470 3884 SH SOLE 0 0 3884 SIGNATURE BK NEW YORK N Y COM 82669G104 292 1936 SH SOLE 0 0 1936 SIXTH STREET SPECIALTY LENDI COM 83012A109 378 23158 SH SOLE 0 0 23158 SNOWFLAKE INC CL A 833445109 884 5199 SH SOLE 0 0 5199 SPDR GOLD TR GOLD SHS 78463V107 2340 15130 SH SOLE 0 0 15130 SPDR S&P 500 ETF TR TR UNIT 78462F103 248052 694473 SH SOLE 0 0 694473 SUMO LOGIC INC COM 86646P103 84 11245 SH SOLE 0 0 11245 TESLA INC COM 88160R101 3511 13235 SH SOLE 0 0 13235 TEXAS INSTRS INC COM 882508104 909 5872 SH SOLE 0 0 5872 THERMO FISHER SCIENTIFIC INC COM 883556102 1603 3160 SH SOLE 0 0 3160 TJX COS INC NEW COM 872540109 490 7889 SH SOLE 0 0 7889 T-MOBILE US INC COM 872590104 922 6870 SH SOLE 0 0 6870 TRANSDIGM GROUP INC COM 893641100 337 643 SH SOLE 0 0 643 UNILEVER PLC SPON ADR NEW 904767704 206 4697 SH SOLE 0 0 4697 UNION PAC CORP COM 907818108 935 4798 SH SOLE 0 0 4798 UNITEDHEALTH GROUP INC COM 91324P102 2346 4645 SH SOLE 0 0 4645 VANGUARD INDEX FDS TOTAL STK MKT 922908769 55779 310801 SH SOLE 0 0 310801 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 2046 6233 SH SOLE 0 0 6233 VANGUARD INDEX FDS SMALL CP ETF 922908751 980 5732 SH SOLE 0 0 5732 VANGUARD INDEX FDS GROWTH ETF 922908736 716 3346 SH SOLE 0 0 3346 VANGUARD INDEX FDS SML CP GRW ETF 922908595 322 1651 SH SOLE 0 0 1651 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1167 15715 SH SOLE 0 0 15715 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 1021 10758 SH SOLE 0 0 10758 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 5606 25059 SH SOLE 0 0 25059 VANGUARD WORLD FDS INF TECH ETF 92204A702 271 881 SH SOLE 0 0 881 VISA INC COM CL A 92826C839 996 5608 SH SOLE 0 0 5608 WABTEC COM 929740108 274 3374 SH SOLE 0 0 3374 WALMART INC COM 931142103 347 2678 SH SOLE 0 0 2678 WEBSTER FINL CORP COM 947890109 1240 27430 SH SOLE 0 0 27430 WELLS FARGO CO NEW COM 949746101 1360 33806 SH SOLE 0 0 33806 WISDOMTREE TR US LARGECAP DIVD 97717W307 2849 51550 SH SOLE 0 0 51550 WISDOMTREE TR CLOUD COMPUTNG 97717Y691 266 9989 SH SOLE 0 0 9989 WORKDAY INC CL A 98138H101 516 3391 SH SOLE 0 0 3391 YUM BRANDS INC COM 988498101 555 5222 SH SOLE 0 0 5222 ZSCALER INC COM 98980G102 2453 14925 SH SOLE 0 0 14925