0001171843-13-003971.txt : 20131011 0001171843-13-003971.hdr.sgml : 20131011 20131011165424 ACCESSION NUMBER: 0001171843-13-003971 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131011 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20131011 DATE AS OF CHANGE: 20131011 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Fifth Street Senior Floating Rate Corp. CENTRAL INDEX KEY: 0001577791 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 814-01013 FILM NUMBER: 131148436 BUSINESS ADDRESS: STREET 1: 10 BANK STREET STREET 2: 12TH FLOOR CITY: WHITE PLAINS STATE: NY ZIP: 10606 BUSINESS PHONE: (914) 286-6800 MAIL ADDRESS: STREET 1: 10 BANK STREET STREET 2: 12TH FLOOR CITY: WHITE PLAINS STATE: NY ZIP: 10606 8-K 1 f8k_101113.htm FORM 8-K Form 8-K Filing

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported) October 11, 2013 

Fifth Street Senior Floating Rate Corp.
(Exact name of registrant as specified in its charter)

Delaware 001-35999 61-1713295
(State or other jurisdiction
of incorporation) 		(Commission File Number) (IRS Employer Identification No.)

10 Bank Street, 12th Floor
White Plains, New York		 10606
(Address of principal executive offices) (Zip Code)

Registrant's telephone number, including area code:   (914) 286-6800

________________________________________________________________________________
(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

    [   ]   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
    [   ]   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
    [   ]   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
    [   ]   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Item 8.01. Other Events.

On October 11, 2013, the Registrant issued a release, a copy of which is attached hereto as Exhibit 99.1 and is incorporated herein by reference.

Item 9.01. Financial Statements and Exhibits.

    Exhibit 99.1.       Release dated October 11, 2013

SIGNATURE

    Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

    Fifth Street Senior Floating Rate Corp.
(Registrant)
October 11, 2013
(Date)		   /s/   DAVID H. HARRISON
David H. Harrison
Chief Compliance Officer

  Exhibit Index
  99.1 Release dated October 11, 2013






EX-99.1 2 exh_991.htm EXHIBIT 99.1 exh_991.htm
EXHIBIT 99.1
 
Fifth Street Senior Floating Rate Corp. Announces Filing of Registration Statement,
With No Plans to Issue Securities in 2013

WHITE PLAINS, NY, October 11, 2013 -- Fifth Street Senior Floating Rate Corp. (NASDAQ:FSFR) (“FSFR”) today announced that it has filed with the Securities and Exchange Commission a registration statement on Form N-2 providing for the offer and sale of up to $60 million of common stock.  While FSFR does not intend to offer or sell securities under this registration statement during the remainder of the 2013 calendar year, FSFR seeks to position itself to take advantage of financing opportunities as needed or deemed desirable in light of market or other conditions.

While the registration statement has been filed with the Securities and Exchange Commission, it has not yet become effective.  The securities registered under this registration statement may not be sold nor may offers to buy these securities be accepted prior to the time the registration statement becomes effective.  The terms of any offering under the registration statement would be determined at the time of an offering.  Proceeds from the sale of any securities would be used for the purposes described in a prospectus filed at the time of an offering.

This release does not constitute an offer to sell or a solicitation of an offer to buy FSFR securities nor will there be any sale of the securities referred to in this release in any state or jurisdiction in which such offer, solicitation or sale would be unlawful prior to the registration or qualification under the securities laws of such state or jurisdiction. Any offering of the securities covered under the registration statement referred to herein would be made solely by means of a prospectus relating to that offering.

About Fifth Street Senior Floating Rate Corp.

Fifth Street Senior Floating Rate Corp. is a specialty finance company that provides financing solutions in the form of floating rate senior secured loans to small and mid-sized companies, primarily in connection with investments by private equity sponsors.  The company’s investment objective is to maximize its portfolio’s total return by generating current income from its debt investments while seeking to preserve its capital.  FSFR has elected to be regulated as a business development company and is externally managed by Fifth Street Management LLC, an SEC-registered investment adviser and leading alternative asset manager with over $3 billion in assets under management.  With a track record of more than 15 years and offices across the country, Fifth Street’s nationally recognized platform has the ability to hold loans up to $150 million, commit up to $250 million and structure and syndicate transactions up to $500 million.  Fifth Street’s website can be found at fifthstreetfinance.com.

Forward-Looking Statements

This release may contain certain forward-looking statements, including statements with regard to the future performance of the company.  Words such as “believes,” “estimates,” “expects,” “projects,” “anticipates,” and “future” or similar expressions are intended to identify forward-looking statements.  These forward-looking statements are subject to the inherent uncertainties in predicting future results and conditions.  Certain factors could cause actual results to differ materially from those projected in these forward-looking statements, and these factors are identified from time to time in the company’s filings with the Securities and Exchange Commission.  The company undertakes no obligation to publicly update or revise any forward-looking statements, whether as a result of new information, future events or otherwise.

CONTACTS:

Investor Contact:
Dean Choksi, Senior Vice President of Finance & Head of Investor Relations
(914) 286-6855
dchoksi@fifthstreetfinance.com

Media Contact:
Nick Rust
Prosek Partners
(212) 279-3115 ext. 252
pro-fifthstreet@prosek.com