Fifth Street Senior Floating Rate Corp.
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(Name of Issuer)
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Common Stock, $0.01 par value
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(Title of Class of Securities)
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31679F101
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(CUSIP Number)
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(212) 715-9280
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(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
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February 10, 2016
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(Date of Event which Requires Filing of this Statement)
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CUSIP No. |
31679F101
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SCHEDULE 13D
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Page 2 of 10
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1
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NAME OF REPORTING PERSON
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Robert C. Knapp
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
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(a)
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☐
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(b)
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See Item 5
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS*
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AF, OO
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
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☐
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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7
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SOLE VOTING POWER
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1,520,580 (See Item 5)
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8
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SHARED VOTING POWER
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181,691 (See Item 5)
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9
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SOLE DISPOSITIVE POWER
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1,520,580 (See Item 5)
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10
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SHARED DISPOSITIVE POWER
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181,691 (See Item 5)
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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1,702,271 (See Item 5)
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
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☐
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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5.8% (See Item 5)
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14
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TYPE OF REPORTING PERSON*
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IN
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CUSIP No. |
31679F101
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SCHEDULE 13D
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Page 3 of 10
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1
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NAME OF REPORTING PERSON
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Ironsides Partners LLC
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
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(a)
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☐
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||
(b)
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See Item 5
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||||
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||||
3
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SEC USE ONLY
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4
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SOURCE OF FUNDS*
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OO
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
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☐
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||||
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Delaware
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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7
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SOLE VOTING POWER
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Not Applicable
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8
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SHARED VOTING POWER
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181,691 (See Item 5)
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9
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SOLE DISPOSITIVE POWER
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Not Applicable
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10
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SHARED DISPOSITIVE POWER
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181,691 (See Item 5)
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||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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|
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181,691 (See Item 5)
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|
|
|||
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|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
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|
☐
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||||
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||||
13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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0.6% (See Item 5)
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14
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TYPE OF REPORTING PERSON*
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OO
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CUSIP No. |
31679F101
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SCHEDULE 13D
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Page 4 of 10
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1
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NAME OF REPORTING PERSON
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Ironsides Partners Special Situations Master Fund II L.P.
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2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
(a)
|
☐
|
||
(b)
|
See Item 5
|
||||
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|
||||
3
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SEC USE ONLY
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4
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SOURCE OF FUNDS*
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WC
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
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|
☐
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||||
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||||
6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Cayman Islands
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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7
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SOLE VOTING POWER
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876,453 (See Item 5)
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8
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SHARED VOTING POWER
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Not Applicable
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||||
9
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SOLE DISPOSITIVE POWER
|
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876,453 (See Item 5)
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10
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SHARED DISPOSITIVE POWER
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Not Applicable
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|||
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||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
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876,453 (See Item 5)
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
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|
☐
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||
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||||
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||||
13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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3.0% (See Item 5)
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14
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TYPE OF REPORTING PERSON*
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PN
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CUSIP No. |
31679F101
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SCHEDULE 13D
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Page 5 of 10
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1
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NAME OF REPORTING PERSON
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Ironsides P Fund L.P.
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|||
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||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
(a)
|
☐
|
||
(b)
|
See Item 5
|
||||
|
|
||||
3
|
SEC USE ONLY
|
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||
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|||
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||||
4
|
SOURCE OF FUNDS*
|
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|
||
WC
|
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|||
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||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
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|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Delaware
|
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|||
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||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
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644,127 (See Item 5)
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|
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|||
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||||
8
|
SHARED VOTING POWER
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Not Applicable
|
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|||
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||||
9
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SOLE DISPOSITIVE POWER
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||
644,127 (See Item 5)
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|||
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||||
10
|
SHARED DISPOSITIVE POWER
|
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Not Applicable
|
|
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|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
644,127 (See Item 5)
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
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||
2.2% (See Item 5)
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|
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|||
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||||
14
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TYPE OF REPORTING PERSON*
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PN
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|||
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Item 1. | Security and Issuer |
Item 2. | Identity and Background |
Item 3. | Source and Amount of Funds or Other Consideration |
Item 4. | Purpose of the Transaction |
Item 5. | Interest in Securities of the Issuer |
Item 6. | Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. |
Item 7. | Material to be Filed as Exhibits. |
1. | Agreement of Joint Filing pursuant to Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended |
Ironsides Partners LLC
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/s/ Robert C. Knapp
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Founder and Managing Director
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Ironsides Partners LLC
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Transaction Date
|
Amount of Shares
Purchased
|
Purchase Price
|
1/27/2016
|
37,074
|
$7.17
|
1/28/2016
|
23,154
|
$7.41
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1/29/2016
|
12,600
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$7.59
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1/29/2016
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10,500
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$7.67
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2/1/2016
|
16,872
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$7.54
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2/2/2016
|
11,366
|
$7.49
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2/2/2016
|
10,000
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$7.58
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2/2/2016
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25,000
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$7.62
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2/3/2016
|
28,300
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$7.50
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2/3/2016
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21,700
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$7.49
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2/3/2016
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25,000
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$7.54
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2/4/2016
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10,000
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$7.71
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2/5/2016
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3,000
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$4.54
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2/5/2016
|
47,000
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$7.65
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2/8/2016
|
40,000
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$7.37
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2/8/2016
|
40,000
|
$7.45
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2/8/2016
|
10,000
|
$7.49
|
2/8/2016
|
4,620
|
$7.45
|
2/9/2016
|
2,533
|
$7.46
|
2/9/2016
|
28,067
|
$7.32
|
2/10/2016
|
100,000
|
$6.97
|
2/10/2016
|
25,000
|
$7.00
|
2/11/2016
|
50,000
|
$6.69
|
2/11/2016
|
12,867
|
$6.69
|
2/12/2016
|
12,540
|
$6.93
|
2/12/2016
|
4,735
|
$6.95
|
2/16/2016
|
25,000
|
$7.02
|
2/18/2016
|
6,500
|
$7.20
|
2/19/2016
|
699
|
$7.19
|
|
IRONSIDES PARTNERS LLC
|
||
|
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By:
|
/s/ Robert C. Knapp
|
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Name: Robert C. Knapp
|
|
|
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Title: Managing Director
|
|
IRONSIDES PARTNERS SPECIAL SITUATIONS MASTER FUND II L.P.
|
||
|
By:
|
Ironsides Partners Special Situations Fund GP LLC,
|
|
|
|
its General Partner
|
|
|
By:
|
RCK Holdings LLC,
|
|
|
|
its Sole Member
|
|
By:
|
/s/ Robert C. Knapp
|
||
Name: Robert C. Knapp
|
|||
Title: Managing Member
|
IRONSIDES P FUND L.P.
|
|||
By:
|
Ironsides P Fund GP LLC,
|
||
its General Partner
|
|||
By:
|
RCK Holdings LLC,
|
||
its Sole Member
|
|||
By:
|
/s/ Robert C. Knapp
|
||
Name: Robert C. Knapp
|
|||
Title: Managing Member
|
|||
ROBERT C. KNAPP
|
|||
/s/ Robert C. Knapp
|