N-PX 1 d29612dnpx.htm BARINGS FUNDS TRUST Barings Funds Trust

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM N-PX

 

 

ANNUAL REPORT OF PROXY VOTING RECORD

OF REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-22845

 

 

Barings Funds Trust

(Exact Name of Registrant as Specified in Charter)

 

 

300 S. Tryon Street, Suite 2500

Charlotte, NC 28202

(Address of Principal Executive Offices)

 

 

Corporation Service Company (CSC)

251 Little Falls Drive

Wilmington DE 19808

United States

(Name and Address of Agent for Service)

 

 

(704) 805-7200

(Registrant’s telephone number, including area code)

Date of fiscal year end: June 30

Date of reporting period: July 1, 2019 – June 30, 2020

 

 

 


Item 1. Proxy Voting Record.

Barings Global Floating Rate Fund

The Fund held no voting securities during the reporting period and did not vote any securities, or it did not hold any securities that were subject to a vote during the reporting period.

Barings Global Credit Income Opportunities Fund

The Fund held no voting securities during the reporting period and did not vote any securities, or it did not hold any securities that were subject to a vote during the reporting period.

Barings U.S. High Yield Fund

The Fund held no voting securities during the reporting period and did not vote any securities, or it did not hold any securities that were subject to a vote during the reporting period.

Barings Active Short Duration Bond Fund

The Fund held no voting securities during the reporting period and did not vote any securities, or it did not hold any securities that were subject to a vote during the reporting period.

Barings Diversified Income Fund

The Fund held no voting securities during the reporting period and did not vote any securities, or it did not hold any securities that were subject to a vote during the reporting period.

Barings Emerging Markets Debt Blended Total Return Fund

The Fund held no voting securities during the reporting period and did not vote any securities, or it did not hold any securities that were subject to a vote during the reporting period.


Barings Global Emerging Markets Equity Fund


Vote Summary

ALIBABA GROUP HOLDING LIMITED

 

Security    01609W102    Meeting Type    Annual
Ticker Symbol    BABA    Meeting Date    15-Jul-2019
ISIN    US01609W1027    Agenda    935052302 - Management
Record Date    07-Jun-2019    Holding Recon Date    07-Jun-2019
City / Country    / United States    Vote Deadline Date    09-Jul-2019
SEDOL(s)       Quick Code   

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

  

For/Against Preferred
Provider Recommendation

1.

   Authorize Common Stock Increase    Management    For    For    For

2.1

   Election of Directors (Majority Voting)    Management    For    For    For

2.2

   Election of Directors (Majority Voting)    Management    For    For    For

2.3

   Election of Directors (Majority Voting)    Management    For    For    For

2.4

   Election of Directors (Majority Voting)    Management    For    For    For

3.

   Ratify Appointment of Independent Auditors    Management    For    For    For

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

  

Ballot Shares

  

Unavailable
Shares

  

Vote Date

  

Date
Confirmed

9972BCM

   BARINGS GLOBAL EMERGING MARKETS EQUITY FUND    BGEMEF    STATE STREET BANK & TRUST CO    4,029    0    08-Jul-2019    11-Jul-2019


CHINA STATE CONSTRUCTION INTERNATIONAL HOLDINGS LT

 

Security    G21677136    Meeting Type    ExtraOrdinary General Meeting
Ticker Symbol       Meeting Date    09-Aug-2019
ISIN    KYG216771363    Agenda    711406783 - Management
Record Date    05-Aug-2019    Holding Recon Date    05-Aug-2019
City / Country    HONG KONG / Cayman Islands    Vote Deadline Date    06-Aug-2019
SEDOL(s)    B0BM5T8 - B0DD168 - B0V9RW6 - BD8NM83 - BP3RT16    Quick Code   

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

  

For/Against Preferred
Provider Recommendation

CMMT

   PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2019/0709/ltn20190709352.pdf- AND- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2019/0709/ltn20190709362.pdf    Non-Voting         

CMMT

   PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR-RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING    Non-Voting         

1

   Management Proposal    Management    For    For    For

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

  

Ballot Shares

  

Unavailable
Shares

  

Vote Date

  

Date
Confirmed

2BCM

   2BCM    BGEMEF    STATE STREET BANK    210,000    0    05-Aug-2019    05-Aug-2019


NASPERS LTD

 

Security    S53435103    Meeting Type    Annual General Meeting
Ticker Symbol       Meeting Date    23-Aug-2019
ISIN    ZAE000015889    Agenda    711441434 - Management
Record Date    16-Aug-2019    Holding Recon Date    16-Aug-2019
City / Country    CAPE TOWN / South Africa    Vote Deadline Date    16-Aug-2019
SEDOL(s)    6622691 - B02P3J2 - B182KB5    Quick Code   

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

  

For/Against Preferred
Provider Recommendation

O.1

   Management Proposal    Management    For    For    For

O.2

   Management Proposal    Management    For    For    For

O.3

   Management Proposal    Management    For    For    For

O.4

   Management Proposal    Management    For    For    For

O.5.1

   Management Proposal    Management    For    For    For

O.5.2

   Management Proposal    Management    For    For    For

O.5.3

   Management Proposal    Management    For    For    For

O.5.4

   Management Proposal    Management    For    For    For

O.5.5

   Management Proposal    Management    For    For    For

O.6.1

   Management Proposal    Management    For    For    For

O.6.2

   Management Proposal    Management    For    For    For

O.6.3

   Management Proposal    Management    For    For    For

O.7

   Management Proposal    Management    For    For    For

O.8

   Management Proposal    Management    For    For    For

O.9

   Management Proposal    Management    Against    Against    For

O.10

   Management Proposal    Management    For    For    For

O.11

   Management Proposal    Management    For    For    For

O.12

   Management Proposal    Management    For    For    For

S.1.1

   Management Proposal    Management    For    For    For

S.1.2

   Management Proposal    Management    For    For    For

S.1.3

   Management Proposal    Management    For    For    For

S.1.4

   Management Proposal    Management    For    For    For

S.1.5

   Management Proposal    Management    For    For    For

S.1.6

   Management Proposal    Management    For    For    For

S.1.7

   Management Proposal    Management    For    For    For

S.1.8

   Management Proposal    Management    For    For    For

S.1.9

   Management Proposal    Management    For    For    For

S.110

   Management Proposal    Management    For    For    For

S.111

   Management Proposal    Management    For    For    For

S.112

   Management Proposal    Management    For    For    For

S.113

   Management Proposal    Management    For    For    For

S.2

   Management Proposal    Management    For    For    For

S.3

   Management Proposal    Management    For    For    For

S.4

   Management Proposal    Management    For    For    For

S.5

   Management Proposal    Management    Abstain    Against    For

S.6

   Management Proposal    Management    For    For    For

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

  

Ballot Shares

  

Unavailable
Shares

  

Vote Date

  

Date
Confirmed

2BCM

   2BCM    BGEMEF    STATE STREET BANK    1,157    0    15-Aug-2019    15-Aug-2019


NASPERS LTD

 

Security    S53435103    Meeting Type    Ordinary General Meeting
Ticker Symbol       Meeting Date    23-Aug-2019
ISIN    ZAE000015889    Agenda    711455976 - Management
Record Date    16-Aug-2019    Holding Recon Date    16-Aug-2019
City / Country    CAPE TOWN / South Africa    Vote Deadline Date    16-Aug-2019
SEDOL(s)    6622691 - B02P3J2 - B182KB5    Quick Code   

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

  

For/Against Preferred
Provider Recommendation

S.1

   Management Proposal    Management    For    For    For

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

  

Ballot Shares

  

Unavailable
Shares

  

Vote Date

  

Date
Confirmed

2BCM

   2BCM    BGEMEF    STATE STREET BANK    1,157    0    15-Aug-2019    15-Aug-2019


PT BANK NEGARA INDONESIA (PERSERO) TBK

 

Security    Y74568166    Meeting Type    ExtraOrdinary General Meeting
Ticker Symbol       Meeting Date    30-Aug-2019
ISIN    ID1000096605    Agenda    711458009 - Management
Record Date    07-Aug-2019    Holding Recon Date    07-Aug-2019
City / Country    JAKARTA / Indonesia    Vote Deadline Date    23-Aug-2019
SEDOL(s)    6727121 - B0JKRB0 - B3BJH49    Quick Code   

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

  

For/Against Preferred
Provider Recommendation

1

   Management Proposal    Management    For    For    For

2

   Management Proposal    Management    Against    Against    For

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

  

Ballot Shares

  

Unavailable
Shares

  

Vote Date

  

Date
Confirmed

2BCM

   2BCM    BGEMEF    STATE STREET BANK    354,100    0    22-Aug-2019    22-Aug-2019


NOVATEK JOINT STOCK COMPANY

 

Security    669888109    Meeting Type    ExtraOrdinary General Meeting
Ticker Symbol       Meeting Date    30-Sep-2019
ISIN    US6698881090    Agenda    711570209 - Management
Record Date    06-Sep-2019    Holding Recon Date    06-Sep-2019
City / Country    TBD / Russian Federation    Vote Deadline Date    18-Sep-2019
SEDOL(s)    B0DK750 - B0F70T4 - B99CZN7 - BDC4NH8 - BHZLNT6    Quick Code   

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

  

For/Against Preferred
Provider Recommendation

CMMT

   IN ACCORDANCE WITH NEW RUSSIAN FEDERATION LEGISLATION REGARDING FOREIGN-OWNERSHIP DISCLOSURE REQUIREMENTS FOR ADR SECURITIES, ALL SHAREHOLDERS WHO-WISH TO PARTICIPATE IN THIS EVENT MUST DISCLOSE THEIR BENEFICIAL OWNER-COMPANY REGISTRATION NUMBER AND DATE OF COMPANY REGISTRATION. BROADRIDGE WILL-INTEGRATE THE RELEVANT DISCLOSURE INFORMATION WITH THE VOTE INSTRUCTION WHEN-IT IS ISSUED TO THE LOCAL MARKET AS LONG AS THE DISCLOSURE INFORMATION HAS-BEEN PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS INFORMATION HAS NOT BEEN- PROVIDED BY YOUR GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE REJECTED    Non-Voting         

1

   Management Proposal    Management    For    For    For

2

   Management Proposal    Management    For    For    For

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

  

Ballot Shares

  

Unavailable
Shares

  

Vote Date

  

Date
Confirmed

2BCM

   2BCM    BGEMEF    STATE STREET BANK    646    0    17-Sep-2019    17-Sep-2019


CHINA CONSTRUCTION BANK CORPORATION

 

Security    Y1397N101    Meeting Type    ExtraOrdinary General Meeting
Ticker Symbol       Meeting Date    30-Oct-2019
ISIN    CNE1000002H1    Agenda    711568999 - Management
Record Date    27-Sep-2019    Holding Recon Date    27-Sep-2019
City / Country    BEIJING / China    Vote Deadline Date    24-Oct-2019
SEDOL(s)    B0LMTQ3 - B0N9XH1 - BD8NH44 - BP3RRZ6    Quick Code   

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

  

For/Against Preferred
Provider Recommendation

CMMT

   PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2019/0912/ltn20190912259.pdf- AND- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2019/0912/ltn20190912319.pdf    Non-Voting         

1

   Management Proposal    Management    Against    Against    For

2

   Management Proposal    Management    For    For    For

3

   Management Proposal    Management    For    For    For

4

   Management Proposal    Management    For    For    For

5

   Management Proposal    Management    For    For    For

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

  

Ballot Shares

  

Unavailable
Shares

  

Vote Date

  

Date
Confirmed

2BCM

   2BCM    BGEMEF    STATE STREET BANK    496,000    0    23-Oct-2019    23-Oct-2019


CHINA PACIFIC INSURANCE (GROUP) CO LTD

 

Security    Y1505Z103    Meeting Type    ExtraOrdinary General Meeting
Ticker Symbol       Meeting Date    08-Nov-2019
ISIN    CNE1000009Q7    Agenda    711583888 - Management
Record Date    08-Oct-2019    Holding Recon Date    08-Oct-2019
City / Country    ZHEJIANG / China    Vote Deadline Date    04-Nov-2019
SEDOL(s)    B2Q5H56 - B3PLV94 - B638K46 - BD8NLT7 - BP3RSL9    Quick Code   

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

  

For/Against Preferred
Provider Recommendation

CMMT

   PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2019/0923/2019092300915.pdf,    Non-Voting         

1

   Management Proposal    Management    For    For    For

2

   Management Proposal    Management    For    For    For

3

   Management Proposal    Management    For    For    For

4

   Management Proposal    Management    For    For    For

5

   Management Proposal    Management    For    For    For

6

   Management Proposal    Management    For    For    For

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

  

Ballot Shares

  

Unavailable
Shares

  

Vote Date

  

Date
Confirmed

2BCM

   2BCM    BGEMEF    STATE STREET BANK    49,400    0    03-Nov-2019    03-Nov-2019


CNOOC LTD

 

Security    Y1662W117    Meeting Type    ExtraOrdinary General Meeting
Ticker Symbol       Meeting Date    21-Nov-2019
ISIN    HK0883013259    Agenda    711746062 - Management
Record Date    15-Nov-2019    Holding Recon Date    15-Nov-2019
City / Country    HONG KONG / Hong Kong    Vote Deadline Date    15-Nov-2019
SEDOL(s)    B00G0S5 - B016D18 - BD8NGX6 - BP3RPR4    Quick Code   

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

  

For/Against Preferred
Provider Recommendation

CMMT

   PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2019/1106/2019110600027.pdf- AND- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2019/1106/2019110600035.pdf    Non-Voting         

CMMT

   PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF ‘ABSTAIN’ WILL BE TREATED-THE SAME AS A ‘TAKE NO ACTION’ VOTE    Non-Voting         

1

   Management Proposal    Management    For    For    For

2

   Management Proposal    Management    For    For    For

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

  

Ballot Shares

  

Unavailable
Shares

  

Vote Date

  

Date
Confirmed

2BCM

   2BCM    BGEMEF    STATE STREET BANK    117,000    0    15-Nov-2019    15-Nov-2019


BANCO DO BRASIL SA BB BRASIL

 

Security    P11427112    Meeting Type    ExtraOrdinary General Meeting
Ticker Symbol       Meeting Date    27-Nov-2019
ISIN    BRBBASACNOR3    Agenda    711775695 - Management
Record Date       Holding Recon Date    25-Nov-2019
City / Country    BRASILIA / Brazil    Vote Deadline Date    18-Nov-2019
SEDOL(s)    2073981 - 2328595 - B29ML07    Quick Code   

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

  

For/Against Preferred
Provider Recommendation

1.1

   Management Proposal    Management    For    For    For

1.2

   Management Proposal    Management    For    For    For

2.1

   Management Proposal    Management    For    For    For

2.2

   Management Proposal    Management    For    For    For

CMMT

   PLEASE NOTE THAT FOR THE PROPOSAL 3 REGARDING THE ADOPTION OF CUMULATIVE-VOTING, PLEASE BE ADVISED THAT YOU CAN ONLY VOTE FOR OR ABSTAIN. AN AGAINST-VOTE ON THIS PROPOSAL REQUIRES PERCENTAGES TO BE ALLOCATED AMONGST THE- DIRECTORS IN PROPOSAL 4.1 TO 4.2. IN THIS CASE PLEASE CONTACT YOUR CLIENT-SERVICE REPRESENTATIVE IN ORDER TO ALLOCATE PERCENTAGES AMONGST THE DIRECTORS    Non-Voting         

3

   Management Proposal    Management    Abstain    Against    For

4.1

   Management Proposal    Management    Abstain    Against    For

4.2

   Management Proposal    Management    Abstain    Against    For

5

   Management Proposal    Management    For    For    For

CMMT

   PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 308352 DUE TO RESOLUTIONS-2.1 AND 4.1 HAVE BEEN WITHDRAWN. ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE- REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE- EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU    Non-Voting         

CMMT

   PLEASE NOTE THAT VOTES ‘IN FAVOR’ AND ‘AGAINST’ IN THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU    Non-Voting         

CMMT

   IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE    Non-Voting         

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

  

Ballot Shares

  

Unavailable
Shares

  

Vote Date

  

Date
Confirmed

2BCM

   2BCM    BGEMEF    STATE STREET BANK    8,300    0    19-Nov-2019    19-Nov-2019


PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD

 

Security    Y69790106    Meeting Type    ExtraOrdinary General Meeting
Ticker Symbol       Meeting Date    10-Dec-2019
ISIN    CNE1000003X6    Agenda    711701599 - Management
Record Date    08-Nov-2019    Holding Recon Date    08-Nov-2019
City / Country    SHENZHEN / China    Vote Deadline Date    04-Dec-2019
SEDOL(s)    B01FLR7 - B01NLS2 - B03NP99 - BD8NLC0 - BP3RWZ1    Quick Code   

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

  

For/Against Preferred
Provider Recommendation

CMMT

   PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2019/1024/ltn20191024167.pdf- AND- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2019/1024/ltn20191024173.pdf    Non-Voting         

1.1

   Management Proposal    Management    For    For    For

1.2

   Management Proposal    Management    For    For    For

2

   Management Proposal    Management    For    For    For

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

  

Ballot Shares

  

Unavailable
Shares

  

Vote Date

  

Date
Confirmed

2BCM

   2BCM    BGEMEF    STATE STREET BANK    35,000    0    03-Dec-2019    03-Dec-2019


LIGHT SA

 

Security    P63529104    Meeting Type    ExtraOrdinary General Meeting
Ticker Symbol       Meeting Date    12-Dec-2019
ISIN    BRLIGTACNOR2    Agenda    711777738 - Management
Record Date       Holding Recon Date    10-Dec-2019
City / Country    RIO DE JANEIRO / Brazil    Vote Deadline Date    03-Dec-2019
SEDOL(s)    B0W1X34    Quick Code   

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

  

For/Against Preferred
Provider Recommendation

CMMT

   IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE    Non-Voting         

1

   Management Proposal    Management    For    For    For

2

   Management Proposal    Management    Abstain    Against    For

3.1

   Management Proposal    Management    For    For    For

3.2

   Management Proposal    Management    For    For    For

3.3

   Management Proposal    Management    For    For    For

3.4

   Management Proposal    Management    For    For    For

3.5

   Management Proposal    Management    For    For    For

3.6

   Management Proposal    Management    For    For    For

3.7

   Management Proposal    Management    For    For    For

3.8

   Management Proposal    Management    For    For    For

CMMT

   PLEASE NOTE THAT FOR THE PROPOSAL 4 REGARDING THE ADOPTION OF CUMULATIVE-VOTING, PLEASE BE ADVISED THAT YOU CAN ONLY VOTE FOR OR ABSTAIN. AN AGAINST-VOTE ON THIS PROPOSAL REQUIRES PERCENTAGES TO BE ALLOCATED AMONGST THE- DIRECTORS IN PROPOSAL 5.1 TO 5.8. IN THIS CASE PLEASE CONTACT YOUR CLIENT-SERVICE REPRESENTATIVE IN ORDER TO ALLOCATE PERCENTAGES AMONGST THE DIRECTORS    Non-Voting         

4

   Management Proposal    Management    Abstain    Against    For

5.1

   Management Proposal    Management    Abstain    Against    For

5.2

   Management Proposal    Management    Abstain    Against    For

5.3

   Management Proposal    Management    Abstain    Against    For

5.4

   Management Proposal    Management    Abstain    Against    For

5.5

   Management Proposal    Management    Abstain    Against    For

5.6

   Management Proposal    Management    Abstain    Against    For

5.7

   Management Proposal    Management    Abstain    Against    For

5.8

   Management Proposal    Management    Abstain    Against    For

6

   Management Proposal    Management    For    For    For

CMMT

   PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 314508 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE- DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK-YOU.    Non-Voting         

CMMT

   PLEASE NOTE THAT VOTES ‘IN FAVOR’ AND ‘AGAINST’ IN THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU    Non-Voting         

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

  

Ballot Shares

  

Unavailable
Shares

  

Vote Date

  

Date
Confirmed

2BCM

   2BCM    BGEMEF    STATE STREET BANK    18,165    0    02-Dec-2019    02-Dec-2019


HUANENG RENEWABLES CORPORATION LTD

 

Security    Y3739S111    Meeting Type    ExtraOrdinary General Meeting
Ticker Symbol       Meeting Date    06-Jan-2020
ISIN    CNE100000WS1    Agenda    711780278 - Management
Record Date    05-Dec-2019    Holding Recon Date    05-Dec-2019
City / Country    BEIJING / China    Vote Deadline Date    31-Dec-2019
SEDOL(s)    B4WTBY3 - B52PH17 - BD8NH66 - BHTD5G9 - BYZJSZ0    Quick Code   

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

  

For/Against Preferred
Provider Recommendation

CMMT

   PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2019/1121/2019112100063.pdf- AND- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2019/1121/2019112100057.pdf    Non-Voting         

CMMT

   PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF ‘ABSTAIN’ WILL BE TREATED-THE SAME AS A ‘TAKE NO ACTION’ VOTE    Non-Voting         

1

   Management Proposal    Management    For    For    For

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

  

Ballot Shares

  

Unavailable
Shares

  

Vote Date

  

Date
Confirmed

2BCM

   2BCM    BGEMEF    STATE STREET BANK    392,000    0    30-Dec-2019    30-Dec-2019


HUANENG RENEWABLES CORPORATION LTD

 

Security    Y3739S111    Meeting Type    Class Meeting
Ticker Symbol       Meeting Date    06-Jan-2020
ISIN    CNE100000WS1    Agenda    711780280 - Management
Record Date    05-Dec-2019    Holding Recon Date    05-Dec-2019
City / Country    BEIJING / China    Vote Deadline Date    31-Dec-2019
SEDOL(s)    B4WTBY3 - B52PH17 - BD8NH66 - BHTD5G9 - BYZJSZ0    Quick Code   

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

  

For/Against Preferred
Provider Recommendation

CMMT

   PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2019/1121/2019112100061.pdf- AND- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2019/1121/2019112100069.pdf    Non-Voting         

CMMT

   PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF ‘ABSTAIN’ WILL BE TREATED-THE SAME AS A ‘TAKE NO ACTION’ VOTE.    Non-Voting         

1

   Management Proposal    Management    For    For    For

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

  

Ballot Shares

  

Unavailable
Shares

  

Vote Date

  

Date
Confirmed

2BCM

   2BCM    BGEMEF    STATE STREET BANK    392,000    0    30-Dec-2019    30-Dec-2019


PT BANK NEGARA INDONESIA (PERSERO) TBK

 

Security    Y74568166    Meeting Type    Annual General Meeting
Ticker Symbol       Meeting Date    20-Feb-2020
ISIN    ID1000096605    Agenda    712066605 - Management
Record Date    28-Jan-2020    Holding Recon Date    28-Jan-2020
City / Country    JAKARTA / Indonesia    Vote Deadline Date    13-Feb-2020
SEDOL(s)    6727121 - B0JKRB0 - B3BJH49    Quick Code   

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

  

For/Against Preferred
Provider Recommendation

1

   Management Proposal    Management    For    For    For

2

   Management Proposal    Management    For    For    For

3

   Management Proposal    Management    Against    Against    For

4

   Management Proposal    Management    Against    Against    For

5

   Management Proposal    Management    For    For    For

6

   Management Proposal    Management    Against    Against    For

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

  

Ballot Shares

  

Unavailable
Shares

  

Vote Date

  

Date
Confirmed

2BCM

   2BCM    BGEMEF    STATE STREET BANK    443,700    0    12-Feb-2020    12-Feb-2020


ANGANG STEEL COMPANY LTD

 

Security    Y0132D105    Meeting Type    ExtraOrdinary General Meeting
Ticker Symbol       Meeting Date    16-Mar-2020
ISIN    CNE1000001V4    Agenda    712066617 - Management
Record Date    14-Feb-2020    Holding Recon Date    14-Feb-2020
City / Country    ANSHAN / China    Vote Deadline Date    11-Mar-2020
SEDOL(s)    5985511 - 6015644 - B01W468 - BD8GJW5    Quick Code   

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

  

For/Against Preferred
Provider Recommendation

CMMT

   PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0129/2020012900007.pdf- AND- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0129/2020012900009.pdf    Non-Voting         

1

   Management Proposal    Management    For    For    For

2

   Management Proposal    Management    For    For    For

CMMT

   PLEASE NOTE THAT PER THE AGENDA PUBLISHED BY THE ISSUER, AGAINST AND ABSTAIN-VOTES FOR RESOLUTIONS 3.I THROUGH 3.II WILL BE PROCESSED AS TAKE NO ACTIONBY-THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE-LODGED IN THE MARKET    Non-Voting         

3.I

   Management Proposal    Management    Against    Against    For

3.II

   Management Proposal    Management    Against    Against    For

4

   Management Proposal    Management    Against    Against    For

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

  

Ballot Shares

  

Unavailable
Shares

  

Vote Date

  

Date
Confirmed

2BCM

   2BCM    BGEMEF    STATE STREET BANK    358,000    0    10-Mar-2020    10-Mar-2020


SAMSUNG ELECTRONICS CO LTD

 

Security    Y74718100    Meeting Type    Annual General Meeting
Ticker Symbol       Meeting Date    18-Mar-2020
ISIN    KR7005930003    Agenda    712181786 - Management
Record Date    31-Dec-2019    Holding Recon Date    31-Dec-2019
City / Country    KYUNGGI / Korea, Republic Of    Vote Deadline Date    06-Mar-2020
SEDOL(s)    6771720 - B19VC15    Quick Code   

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

  

For/Against Preferred
Provider Recommendation

1

   Management Proposal    Management    For    For    For

2.1

   Management Proposal    Management    For    For    For

2.2

   Management Proposal    Management    Against    Against    For

3

   Management Proposal    Management    For    For    For

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

  

Ballot Shares

  

Unavailable
Shares

  

Vote Date

  

Date
Confirmed

2BCM

   2BCM    BGEMEF    STATE STREET BANK    17,290    0    08-Mar-2020    08-Mar-2020


LG CHEM LTD

 

Security    Y52758102    Meeting Type    Annual General Meeting
Ticker Symbol       Meeting Date    20-Mar-2020
ISIN    KR7051910008    Agenda    712199721 - Management
Record Date    31-Dec-2019    Holding Recon Date    31-Dec-2019
City / Country    SEOUL / Korea, Republic Of    Vote Deadline Date    10-Mar-2020
SEDOL(s)    6346913 - B081VN4    Quick Code   

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

  

For/Against Preferred
Provider Recommendation

1

   Management Proposal    Management    Against    Against    For

2.1

   Management Proposal    Management    Against    Against    For

2.2

   Management Proposal    Management    For    For    For

2.3

   Management Proposal    Management    For    For    For

3

   Management Proposal    Management    For    For    For

4

   Management Proposal    Management    For    For    For

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

  

Ballot Shares

  

Unavailable
Shares

  

Vote Date

  

Date
Confirmed

2BCM

   2BCM    BGEMEF    STATE STREET BANK    793    0    10-Mar-2020    10-Mar-2020


HANA FINANCIAL GROUP INC

 

Security    Y29975102    Meeting Type    Annual General Meeting
Ticker Symbol       Meeting Date    20-Mar-2020
ISIN    KR7086790003    Agenda    712229271 - Management
Record Date    31-Dec-2019    Holding Recon Date    31-Dec-2019
City / Country    SEOUL / Korea, Republic Of    Vote Deadline Date    10-Mar-2020
SEDOL(s)    B0RNRF5    Quick Code   

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

  

For/Against Preferred
Provider Recommendation

1

   Management Proposal    Management    Against    Against    For

2

   Management Proposal    Management    Against    Against    For

3.1

   Management Proposal    Management    For    For    For

3.2

   Management Proposal    Management    For    For    For

3.3

   Management Proposal    Management    For    For    For

3.4

   Management Proposal    Management    For    For    For

3.5

   Management Proposal    Management    For    For    For

3.6

   Management Proposal    Management    Against    Against    For

3.7

   Management Proposal    Management    For    For    For

4

   Management Proposal    Management    For    For    For

5.1

   Management Proposal    Management    For    For    For

5.2

   Management Proposal    Management    For    For    For

5.3

   Management Proposal    Management    For    For    For

6

   Management Proposal    Management    For    For    For

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

  

Ballot Shares

  

Unavailable
Shares

  

Vote Date

  

Date
Confirmed

2BCM

   2BCM    BGEMEF    STATE STREET BANK    8,040    0    10-Mar-2020    10-Mar-2020


GRUPO FINANCIERO BANORTE SAB DE CV

 

Security    P49501201    Meeting Type    Ordinary General Meeting
Ticker Symbol       Meeting Date    30-Mar-2020
ISIN    MXP370711014    Agenda    712266445 - Management
Record Date    17-Mar-2020    Holding Recon Date    17-Mar-2020
City / Country    SAN PEDRO GARZA GARCIA / Mexico    Vote Deadline Date    24-Mar-2020
SEDOL(s)    2421041 - B01DHK6 - B2Q3MD3 - B57YQ34    Quick Code   

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

  

For/Against Preferred
Provider Recommendation

I

   Management Proposal    Management    For    For    For

II

   Management Proposal    Management    For    For    For

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

  

Ballot Shares

  

Unavailable
Shares

  

Vote Date

  

Date
Confirmed

2BCM

   2BCM    BGEMEF    STATE STREET BANK    38,152    0    23-Mar-2020    23-Mar-2020


PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD

 

Security    Y69790106    Meeting Type    Annual General Meeting
Ticker Symbol       Meeting Date    09-Apr-2020
ISIN    CNE1000003X6    Agenda    712283869 - Management
Record Date    09-Mar-2020    Holding Recon Date    09-Mar-2020
City / Country    SHENZHEN / China    Vote Deadline Date    03-Apr-2020
SEDOL(s)    B01FLR7 - B01NLS2 - B03NP99 - BD8NLC0 - BP3RWZ1    Quick Code   

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

  

For/Against Preferred
Provider Recommendation

CMMT

   PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0318/2020031801008.pdf,    Non-Voting         

CMMT

   PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 362445 DUE TO ADDITION OF-RESOLUTION 11. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU    Non-Voting         

1

   Management Proposal    Management    For    For    For

2

   Management Proposal    Management    For    For    For

3

   Management Proposal    Management    For    For    For

4

   Management Proposal    Management    For    For    For

5

   Management Proposal    Management    For    For    For

6

   Management Proposal    Management    For    For    For

7

   Management Proposal    Management    For    For    For

8

   Management Proposal    Management    For    For    For

9

   Management Proposal    Management    For    For    For

10

   Management Proposal    Management    For    For    For

11

   Shareholder Proposal    Shareholder    For    For    For

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

  

Ballot Shares

  

Unavailable
Shares

  

Vote Date

  

Date
Confirmed

2BCM

   2BCM    BGEMEF    STATE STREET BANK    35,000    0    02-Apr-2020    02-Apr-2020


CHINA STATE CONSTRUCTION INTERNATIONAL HOLDINGS LT

 

Security    G21677136    Meeting Type    ExtraOrdinary General Meeting
Ticker Symbol       Meeting Date    15-Apr-2020
ISIN    KYG216771363    Agenda    712291424 - Management
Record Date    07-Apr-2020    Holding Recon Date    07-Apr-2020
City / Country    HONG KONG / Cayman Islands    Vote Deadline Date    06-Apr-2020
SEDOL(s)    B0BM5T8 - B0DD168 - B0V9RW6 - BD8NM83 - BP3RT16    Quick Code   

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

  

For/Against Preferred
Provider Recommendation

CMMT

   PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0323/2020032300426.pdf- AND- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0323/2020032300438.pdf    Non-Voting         

CMMT

   PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR-RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING    Non-Voting         

1

   Management Proposal    Management    For    For    For

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

  

Ballot Shares

  

Unavailable
Shares

  

Vote Date

  

Date
Confirmed

2BCM

   2BCM    BGEMEF    STATE STREET BANK    210,000    0    05-Apr-2020    05-Apr-2020


GRUPO FINANCIERO BANORTE SAB DE CV

 

Security    P49501201    Meeting Type    Ordinary General Meeting
Ticker Symbol       Meeting Date    24-Apr-2020
ISIN    MXP370711014    Agenda    712316377 - Management
Record Date    13-Apr-2020    Holding Recon Date    13-Apr-2020
City / Country    SAN PEDRO GARZA GARCIA / Mexico    Vote Deadline Date    20-Apr-2020
SEDOL(s)    2421041 - B01DHK6 - B2Q3MD3 - B57YQ34    Quick Code   

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

  

For/Against Preferred
Provider Recommendation

1.A

   Management Proposal    Management    For    For    For

1.B

   Management Proposal    Management    For    For    For

1.C

   Management Proposal    Management    For    For    For

1.D

   Management Proposal    Management    For    For    For

1.E

   Management Proposal    Management    For    For    For

2

   Management Proposal    Management    For    For    For

3

   Management Proposal    Management    For    For    For

4.A.1

   Management Proposal    Management    For    For    For

4.A.2

   Management Proposal    Management    For    For    For

4.A.3

   Management Proposal    Management    For    For    For

4.A.4

   Management Proposal    Management    For    For    For

4.A.5

   Management Proposal    Management    For    For    For

4.A.6

   Management Proposal    Management    For    For    For

4.A.7

   Management Proposal    Management    For    For    For

4.A.8

   Management Proposal    Management    For    For    For

4.A.9

   Management Proposal    Management    For    For    For

4.A10

   Management Proposal    Management    For    For    For

4.A11

   Management Proposal    Management    For    For    For

4.A12

   Management Proposal    Management    For    For    For

4.A13

   Management Proposal    Management    For    For    For

4.A14

   Management Proposal    Management    For    For    For

4.A15

   Management Proposal    Management    For    For    For

4.A16

   Management Proposal    Management    For    For    For

4.A17

   Management Proposal    Management    For    For    For

4.A18

   Management Proposal    Management    For    For    For

4.A19

   Management Proposal    Management    For    For    For

4.A20

   Management Proposal    Management    For    For    For

4.A21

   Management Proposal    Management    For    For    For

4.A22

   Management Proposal    Management    For    For    For

4.A23

   Management Proposal    Management    For    For    For

4.A24

   Management Proposal    Management    For    For    For

4.A25

   Management Proposal    Management    For    For    For

4.A26

   Management Proposal    Management    For    For    For

4.A27

   Management Proposal    Management    For    For    For

4.A28

   Management Proposal    Management    For    For    For

4.B

   Management Proposal    Management    For    For    For

4.C

   Management Proposal    Management    For    For    For

5

   Management Proposal    Management    For    For    For

6

   Management Proposal    Management    For    For    For

7.1

   Management Proposal    Management    For    For    For

7.2

   Management Proposal    Management    For    For    For

8

   Management Proposal    Management    For    For    For

9

   Management Proposal    Management    For    For    For

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

  

Ballot Shares

  

Unavailable
Shares

  

Vote Date

  

Date
Confirmed

2BCM

   2BCM    BGEMEF    STATE STREET BANK    38,152    0    19-Apr-2020    19-Apr-2020


B3 SA

 

Security    ADPV40583    Meeting Type    ExtraOrdinary General Meeting
Ticker Symbol       Meeting Date    30-Apr-2020
ISIN    BRB3SAACNOR6    Agenda    712333210 - Management
Record Date       Holding Recon Date    28-Apr-2020
City / Country    SAO PAULO / Brazil    Vote Deadline Date    21-Apr-2020
SEDOL(s)       Quick Code   

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

  

For/Against Preferred
Provider Recommendation

CMMT

   IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET (DEPENDANT UPON THE AVAILABILITY AND USAGE OF THE-REMOTE VOTING PLATFORM). ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE- REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE    Non-Voting      

CMMT

   PLEASE NOTE THAT VOTES ‘IN FAVOR’ AND ‘AGAINST’ IN THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU    Non-Voting      

1

   Management Proposal    Management    For    For    For

2

   Management Proposal    Management    For    For    For

3

   Management Proposal    Management    For    For    For

4

   Management Proposal    Management    For    For    For

5

   Management Proposal    Management    For    For    For

6

   Management Proposal    Management    For    For    For

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

  

Ballot Shares

  

Unavailable
Shares

  

Vote Date

  

Date
Confirmed

2BCM

   2BCM    BGEMEF    STATE STREET BANK    18,007    0    20-Apr-2020    20-Apr-2020


B3 SA

 

Security    ADPV40583    Meeting Type    Annual General Meeting
Ticker Symbol       Meeting Date    30-Apr-2020
ISIN    BRB3SAACNOR6    Agenda    712349768 - Management
Record Date       Holding Recon Date    28-Apr-2020
City / Country    SAO PAULO / Brazil    Vote Deadline Date    21-Apr-2020
SEDOL(s)       Quick Code   

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

  

For/Against Preferred
Provider Recommendation

CMMT

   IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET (DEPENDANT UPON THE AVAILABILITY AND USAGE OF THE-REMOTE VOTING PLATFORM). ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE- REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE    Non-Voting         

1

   Management Proposal    Management    For    For    For

2

   Management Proposal    Management    For    For    For

3

   Management Proposal    Management    Against    Against    For

4

   Management Proposal    Management    For    For    For

5

   Management Proposal    Management    For    For    For

6

   Management Proposal    Management    Against    Against    For

7

   Management Proposal    Management    For    For    For

CMMT

   PLEASE NOTE THAT VOTES ‘IN FAVOR’ AND ‘AGAINST’ IN THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU    Non-Voting         

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

  

Ballot Shares

  

Unavailable
Shares

  

Vote Date

  

Date
Confirmed

2BCM

   2BCM    BGEMEF    STATE STREET BANK    18,007    0    20-Apr-2020    20-Apr-2020


ANGLO AMERICAN PLC

 

Security    G03764134    Meeting Type    Annual General Meeting
Ticker Symbol       Meeting Date    05-May-2020
ISIN    GB00B1XZS820    Agenda    712245794 - Management
Record Date       Holding Recon Date    01-May-2020
City / Country    LONDON / United Kingdom    Vote Deadline Date    23-Apr-2020
SEDOL(s)    B1XZS82 - B1YVRG0 - B1YW0L9 - B1YYNZ0 - B1Z91K5    Quick Code   

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

  

For/Against Preferred
Provider Recommendation

1

   Management Proposal    Management    For    For    For

2

   Management Proposal    Management    For    For    For

3

   Management Proposal    Management    For    For    For

4

   Management Proposal    Management    For    For    For

5

   Management Proposal    Management    For    For    For

6

   Management Proposal    Management    For    For    For

7

   Management Proposal    Management    For    For    For

8

   Management Proposal    Management    For    For    For

9

   Management Proposal    Management    For    For    For

10

   Management Proposal    Management    For    For    For

11

   Management Proposal    Management    For    For    For

12

   Management Proposal    Management    For    For    For

13

   Management Proposal    Management    For    For    For

14

   Management Proposal    Management    For    For    For

15

   Management Proposal    Management    For    For    For

16

   Management Proposal    Management    For    For    For

17

   Management Proposal    Management    For    For    For

18

   Management Proposal    Management    For    For    For

19

   Management Proposal    Management    For    For    For

20

   Management Proposal    Management    For    For    For

21

   Management Proposal    Management    For    For    For

22

   Management Proposal    Management    For    For    For

23

   Management Proposal    Management    For    For    For

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

  

Ballot Shares

  

Unavailable
Shares

  

Vote Date

  

Date
Confirmed

2BCM

   2BCM    BGEMEF    STATE STREET BANK    7,459    0    22-Apr-2020    22-Apr-2020


X5 RETAIL GROUP N.V.

 

Security    98387E205    Meeting Type    Annual General Meeting
Ticker Symbol       Meeting Date    12-May-2020
ISIN    US98387E2054    Agenda    712405263 - Management
Record Date    14-Apr-2020    Holding Recon Date    14-Apr-2020
City / Country    TBD / Netherlands    Vote Deadline Date    30-Apr-2020
SEDOL(s)    B07T3T9 - B083BP2 - B516L19 - BD9Q3K0    Quick Code   

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

  

For/Against Preferred
Provider Recommendation

1

   OPENING    Non-Voting         

2

   REPORT OF THE MANAGEMENT BOARD FOR THE FINANCIAL YEAR 2019    Non-Voting         

3.A

   Management Proposal    Management    Against    Against    For

3.B

   FINANCIAL STATEMENTS, RESULT AND DIVIDEND FOR THE FINANCIAL YEAR 2019:-EXPLANATION OF THE DIVIDEND POLICY    Non-Voting         

3.C

   Management Proposal    Management    For    For    For

3.D

   Management Proposal    Management    For    For    For

4.A

   Management Proposal    Management    For    For    For

4.B

   Management Proposal    Management    For    For    For

5

   Management Proposal    Management    For    For    For

6

   Management Proposal    Management    For    For    For

7.A

   Management Proposal    Management    Against    Against    For

7.B

   Management Proposal    Management    Against    Against    For

8.A

   Management Proposal    Management    For    For    For

8.B

   Management Proposal    Management    For    For    For

8.C

   Management Proposal    Management    For    For    For

9

   Management Proposal    Management    For    For    For

10

   ANY OTHER BUSINESS AND CONCLUSION    Non-Voting         

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

  

Ballot Shares

  

Unavailable
Shares

  

Vote Date

  

Date
Confirmed

2BCM

   2BCM    BGEMEF    STATE STREET BANK    3,356    0    29-Apr-2020    29-Apr-2020


CHINA PACIFIC INSURANCE (GROUP) CO LTD

 

Security    Y1505Z103    Meeting Type    Annual General Meeting
Ticker Symbol       Meeting Date    12-May-2020
ISIN    CNE1000009Q7    Agenda    712484916 - Management
Record Date    09-Apr-2020    Holding Recon Date    09-Apr-2020
City / Country    ZHEJIANG / China    Vote Deadline Date    06-May-2020
SEDOL(s)    B2Q5H56 - B3PLV94 - B638K46 - BD8NLT7 - BP3RSL9    Quick Code   

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

  

For/Against Preferred
Provider Recommendation

CMMT

   PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0422/2020042201463.pdf,    Non-Voting         

CMMT

   PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 379851 DUE TO ADDITION OF-RESOLUTION 18. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS-MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT-GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS- ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED-PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW-AMENDED MEETING. THANK YOU.    Non-Voting         

1

   Management Proposal    Management    For    For    For

2

   Management Proposal    Management    For    For    For

3

   Management Proposal    Management    For    For    For

4

   Management Proposal    Management    For    For    For

5

   Management Proposal    Management    For    For    For

6

   Management Proposal    Management    For    For    For

7

   Management Proposal    Management    For    For    For

8

   Management Proposal    Management    For    For    For

9

   Management Proposal    Management    For    For    For

10

   Management Proposal    Management    For    For    For

11

   Management Proposal    Management    For    For    For

12.1

   Management Proposal    Management    For    For    For

12.2

   Management Proposal    Management    For    For    For

12.3

   Management Proposal    Management    For    For    For

12.4

   Management Proposal    Management    Against    Against    For

12.5

   Management Proposal    Management    For    For    For

12.6

   Management Proposal    Management    For    For    For

12.7

   Management Proposal    Management    For    For    For

12.8

   Management Proposal    Management    For    For    For

12.9

   Management Proposal    Management    For    For    For

12.10

   Management Proposal    Management    For    For    For

12.11

   Management Proposal    Management    For    For    For

12.12

   Management Proposal    Management    For    For    For

13.1

   Management Proposal    Management    Against    Against    For

13.2

   Management Proposal    Management    Against    Against    For

14

   Management Proposal    Management    Against    Against    For

15

   Management Proposal    Management    Against    Against    For

16

   Management Proposal    Management    Against    Against    For

18

   Shareholder Proposal    Shareholder    For       For

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

  

Ballot Shares

  

Unavailable
Shares

  

Vote Date

  

Date
Confirmed

2BCM

   2BCM    BGEMEF    STATE STREET BANK    41,800    0    05-May-2020    05-May-2020


ENN ENERGY HOLDINGS LTD

 

Security    G3066L101    Meeting Type    Annual General Meeting
Ticker Symbol       Meeting Date    13-May-2020
ISIN    KYG3066L1014    Agenda    712349592 - Management
Record Date    07-May-2020    Holding Recon Date    07-May-2020
City / Country    HONG KONG / Cayman Islands    Vote Deadline Date    06-May-2020
SEDOL(s)    6333937 - B013F02 - B02V9R0 - BD8NLX1 - BP3RTR2    Quick Code   

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

  

For/Against Preferred
Provider Recommendation

CMMT

   PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0403/2020040302063.pdf- AND- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0403/2020040302051.pdf    Non-Voting         

CMMT

   PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING    Non-Voting         

1

   Management Proposal    Management    For    For    For

2

   Management Proposal    Management    For    For    For

3.A.I

   Management Proposal    Management    For    For    For

3.AII

   Management Proposal    Management    For    For    For

3AIII

   Management Proposal    Management    For    For    For

3.AIV

   Management Proposal    Management    For    For    For

3.A.V

   Management Proposal    Management    For    For    For

3.B

   Management Proposal    Management    For    For    For

4

   Management Proposal    Management    For    For    For

5

   Management Proposal    Management    For    For    For

6

   Management Proposal    Management    For    For    For

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

  

Ballot Shares

  

Unavailable
Shares

  

Vote Date

  

Date
Confirmed

2BCM

   2BCM    BGEMEF    STATE STREET BANK    2,000    0    05-May-2020    05-May-2020


TENCENT HOLDINGS LTD

 

Security    G87572163    Meeting Type    Annual General Meeting
Ticker Symbol       Meeting Date    13-May-2020
ISIN    KYG875721634    Agenda    712379583 - Management
Record Date    07-May-2020    Holding Recon Date    07-May-2020
City / Country    HONG KONG / Cayman Islands    Vote Deadline Date    06-May-2020
SEDOL(s)    BDDXGP3 - BGPHZF7 - BMN9869 - BMNDJT1    Quick Code   

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

  

For/Against Preferred
Provider Recommendation

CMMT

   PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0407/2020040701452.pdf,    Non-Voting         

CMMT

   PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING    Non-Voting         

1

   Management Proposal    Management    For    For    For

2

   Management Proposal    Management    For    For    For

3.A

   Management Proposal    Management    For    For    For

3.B

   Management Proposal    Management    Against    Against    For

3.C

   Management Proposal    Management    For    For    For

3.D

   Management Proposal    Management    For    For    For

4

   Management Proposal    Management    For    For    For

5

   Management Proposal    Management    Against    Against    For

6

   Management Proposal    Management    For    For    For

7

   Management Proposal    Management    Against    Against    For

8

   Management Proposal    Management    For    For    For

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

  

Ballot Shares

  

Unavailable
Shares

  

Vote Date

  

Date
Confirmed

2BCM

   2BCM    BGEMEF    STATE STREET BANK    18,200    0    05-May-2020    05-May-2020


HANGZHOU HIKVISION DIGITAL TECHNOLOGY CO LTD

 

Security    Y3038Z105    Meeting Type    Annual General Meeting
Ticker Symbol       Meeting Date    15-May-2020
ISIN    CNE100000PM8    Agenda    712496757 - Management
Record Date    07-May-2020    Holding Recon Date    07-May-2020
City / Country    HANGZHOU / China    Vote Deadline Date    06-May-2020
SEDOL(s)    B450X03 - BD5CPQ2    Quick Code   

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

  

For/Against Preferred
Provider Recommendation

1

   Management Proposal    Management    For    For    For

2

   Management Proposal    Management    For    For    For

3

   Management Proposal    Management    For    For    For

4

   Management Proposal    Management    For    For    For

5

   Management Proposal    Management    For    For    For

6

   Management Proposal    Management    For    For    For

7

   Management Proposal    Management    For    For    For

8

   Management Proposal    Management    For    For    For

9

   Management Proposal    Management    For    For    For

10

   Management Proposal    Management    For    For    For

11

   Management Proposal    Management    Against    Against    For

12

   Management Proposal    Management    For    For    For

13

   Management Proposal    Management    For    For    For

14

   Management Proposal    Management    For    For    For

15

   Management Proposal    Management    For    For    For

16

   Management Proposal    Management    For    For    For

17

   Management Proposal    Management    For    For    For

18

   Management Proposal    Management    For    For    For

CMMT

   28 APR 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-IN RESOLUTION 5. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU    Non-Voting         

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

  

Ballot Shares

  

Unavailable
Shares

  

Vote Date

  

Date
Confirmed

2BCM

   2BCM    BGEMEF    STATE STREET BANK    38,700    0    11-May-2020    11-May-2020


CNOOC LTD

 

Security    Y1662W117    Meeting Type    Annual General Meeting
Ticker Symbol       Meeting Date    21-May-2020
ISIN    HK0883013259    Agenda    712565867 - Management
Record Date    15-May-2020    Holding Recon Date    15-May-2020
City / Country    HONG KONG / Hong Kong    Vote Deadline Date    15-May-2020
SEDOL(s)    B00G0S5 - B016D18 - BD8NGX6 - BP3RPR4    Quick Code   

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

  

For/Against Preferred
Provider Recommendation

CMMT

   PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF “ABSTAIN” WILL BE TREATED-THE SAME AS A “TAKE NO ACTION” VOTE.    Non-Voting         

CMMT

   PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0408/2020040800017.pdf,    Non-Voting         

CMMT

   PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 386409 DUE TO RECEIVED-ADDITIONAL RESOLUTION A.4. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE- EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU    Non-Voting         

A.1

   Management Proposal    Management    For    For    For

A.2

   Management Proposal    Management    For    For    For

A.3

   Management Proposal    Management    For    For    For

A.4

   Management Proposal    Management    For    For    For

A.5

   Management Proposal    Management    For    For    For

A.6

   Management Proposal    Management    For    For    For

A.7

   Management Proposal    Management    For    For    For

A.8

   Management Proposal    Management    For    For    For

B.1

   Management Proposal    Management    For    For    For

B.2

   Management Proposal    Management    Against    Against    For

B.3

   Management Proposal    Management    Against    Against    For

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

  

Ballot Shares

  

Unavailable
Shares

  

Vote Date

  

Date
Confirmed

2BCM

   2BCM    BGEMEF    STATE STREET BANK    154,000    0    14-May-2020    14-May-2020


SUNNY OPTICAL TECHNOLOGY (GROUP) CO LTD

 

Security    G8586D109    Meeting Type    Annual General Meeting
Ticker Symbol       Meeting Date    22-May-2020
ISIN    KYG8586D1097    Agenda    712475993 - Management
Record Date    18-May-2020    Holding Recon Date    18-May-2020
City / Country    HONG KONG / Cayman Islands    Vote Deadline Date    15-May-2020
SEDOL(s)    B1YBT08 - B1YY9W9 - BD8NLN1 - BFWMTL2 - BX1D6T9    Quick Code   

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

  

For/Against Preferred
Provider Recommendation

CMMT

   PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0421/2020042100281.pdf- AND- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0421/2020042100283.pdf    Non-Voting         

CMMT

   PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING    Non-Voting         

1

   Management Proposal    Management    For    For    For

2

   Management Proposal    Management    For    For    For

3.A

   Management Proposal    Management    For    For    For

3.B

   Management Proposal    Management    For    For    For

3.C

   Management Proposal    Management    For    For    For

3.D

   Management Proposal    Management    For    For    For

4

   Management Proposal    Management    For    For    For

5

   Management Proposal    Management    Against    Against    For

6

   Management Proposal    Management    For    For    For

7

   Management Proposal    Management    Against    Against    For

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

  

Ballot Shares

  

Unavailable
Shares

  

Vote Date

  

Date
Confirmed

2BCM

   2BCM    BGEMEF    STATE STREET BANK    5,400    0    14-May-2020    14-May-2020


CHINA STATE CONSTRUCTION INTERNATIONAL HOLDINGS LT

 

Security    G21677136    Meeting Type    ExtraOrdinary General Meeting
Ticker Symbol       Meeting Date    27-May-2020
ISIN    KYG216771363    Agenda    712693755 - Management
Record Date    07-Apr-2020    Holding Recon Date    07-Apr-2020
City / Country    HONG KONG / Cayman Islands    Vote Deadline Date    18-May-2020
SEDOL(s)    B0BM5T8 - B0DD168 - B0V9RW6 - BD8NM83 - BP3RT16    Quick Code   

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

  

For/Against Preferred
Provider Recommendation

CMMT

   PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0518/2020051800245.pdf- AND- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0518/2020051800247.pdf    Non-Voting         

CMMT

   PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR-ALL RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING    Non-Voting         

CMMT

   PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 417169 DUE TO CHANGE IN-RECORD DATE FROM 25 MAY 2020 TO 07 APR 2020. ALL VOTES RECEIVED ON THE-PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED.-THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER-VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE- CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE.-PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING,-AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU    Non-Voting         

1

   Management Proposal    Management    For    For    For

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

  

Ballot Shares

  

Unavailable
Shares

  

Vote Date

  

Date
Confirmed

2BCM

   2BCM    BGEMEF    STATE STREET BANK    210,000    0    21-May-2020    21-May-2020


AIA GROUP LTD

 

Security    Y002A1105    Meeting Type    Annual General Meeting
Ticker Symbol       Meeting Date    29-May-2020
ISIN    HK0000069689    Agenda    712492824 - Management
Record Date    25-May-2020    Holding Recon Date    25-May-2020
City / Country    KOWLOON / Hong Kong    Vote Deadline Date    22-May-2020
SEDOL(s)    B4TX8S1 - B5WGY64 - BD8NJM6 - BP3RP07    Quick Code   

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

  

For/Against Preferred
Provider Recommendation

CMMT

   PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF “ABSTAIN” WILL BE TREATED-THE SAME AS A “TAKE NO ACTION” VOTE.    Non-Voting         

CMMT

   PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0424/2020042400952.pdf- AND- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0424/2020042400966.pdf    Non-Voting         

1

   Management Proposal    Management    For    For    For

2

   Management Proposal    Management    For    For    For

3

   Management Proposal    Management    For    For    For

4

   Management Proposal    Management    For    For    For

5

   Management Proposal    Management    For    For    Against

6

   Management Proposal    Management    For    For    For

7.A

   Management Proposal    Management    For    For    For

7.B

   Management Proposal    Management    For    For    For

8

   Management Proposal    Management    For    For    Against

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

  

Ballot Shares

  

Unavailable
Shares

  

Vote Date

  

Date
Confirmed

2BCM

   2BCM    BGEMEF    STATE STREET BANK    21,000    0    20-May-2020    20-May-2020


CHINA RESOURCES LAND LTD

 

Security    G2108Y105    Meeting Type    Annual General Meeting
Ticker Symbol       Meeting Date    02-Jun-2020
ISIN    KYG2108Y1052    Agenda    712516422 - Management
Record Date    26-May-2020    Holding Recon Date    26-May-2020
City / Country    HONG KONG / Cayman Islands    Vote Deadline Date    27-May-2020
SEDOL(s)    4474526 - 6193766 - BD8NJ04 - BP3RSS6    Quick Code   

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

  

For/Against Preferred
Provider Recommendation

CMMT

   PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0428/2020042802286.pdf- AND- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0428/2020042802318.pdf    Non-Voting         

CMMT

   PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING    Non-Voting         

1

   Management Proposal    Management    For    For    For

2

   Management Proposal    Management    For    For    For

3.1

   Management Proposal    Management    Against    Against    For

3.2

   Management Proposal    Management    Against    Against    For

3.3

   Management Proposal    Management    For    For    For

3.4

   Management Proposal    Management    Against    Against    For

3.5

   Management Proposal    Management    Against    Against    For

3.6

   Management Proposal    Management    For    For    For

3.7

   Management Proposal    Management    For    For    For

4

   Management Proposal    Management    For    For    For

5

   Management Proposal    Management    For    For    For

6

   Management Proposal    Management    Against    Against    For

7

   Management Proposal    Management    Against    Against    For

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

  

Ballot Shares

  

Unavailable
Shares

  

Vote Date

  

Date
Confirmed

2BCM

   2BCM    BGEMEF    STATE STREET BANK    56,000    0    26-May-2020    26-May-2020


SAMSONITE INTERNATIONAL S.A

 

Security    L80308106    Meeting Type    ExtraOrdinary General Meeting
Ticker Symbol       Meeting Date    04-Jun-2020
ISIN    LU0633102719    Agenda    712442603 - Management
Record Date    27-May-2020    Holding Recon Date    27-May-2020
City / Country    LUXEMBOURG / Luxembourg    Vote Deadline Date    28-May-2020
SEDOL(s)    B4KW2N0 - B4Q1532 - B7T3RP2    Quick Code   

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

  

For/Against Preferred
Provider Recommendation

CMMT

   PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0416/2020041600999.pdf- AND- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0416/2020041600906.pdf    Non-Voting         

CMMT

   PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF ‘ABSTAIN’ WILL BE TREATED-THE SAME AS A ‘TAKE NO ACTION’ VOTE    Non-Voting         

1

   Management Proposal    Management    For    For    For

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

  

Ballot Shares

  

Unavailable
Shares

  

Vote Date

  

Date
Confirmed

2BCM

   2BCM    BGEMEF    STATE STREET BANK    55,500    0    27-May-2020    27-May-2020


SAMSONITE INTERNATIONAL S.A

 

Security    L80308106    Meeting Type    Annual General Meeting
Ticker Symbol       Meeting Date    04-Jun-2020
ISIN    LU0633102719    Agenda    712484788 - Management
Record Date    27-May-2020    Holding Recon Date    27-May-2020
City / Country    TBD / Luxembourg    Vote Deadline Date    28-May-2020
SEDOL(s)    B4KW2N0 - B4Q1532 - B7T3RP2    Quick Code   

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

  

For/Against Preferred
Provider Recommendation

CMMT

   PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0416/2020041600898.pdf- AND- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0416/2020041600913.pdf    Non-Voting         

1

   Management Proposal    Management    For    For    For

2

   Management Proposal    Management    For    For    For

3.I

   Management Proposal    Management    For    For    For

3.II

   Management Proposal    Management    For    For    For

3.III

   Management Proposal    Management    For    For    For

4

   Management Proposal    Management    For    For    For

5

   Management Proposal    Management    For    For    For

6

   Management Proposal    Management    For    For    For

7

   Management Proposal    Management    For    For    For

8

   Management Proposal    Management    For    For    For

9

   Management Proposal    Management    For    For    For

10

   Management Proposal    Management    For    For    For

CMMT

   24 APR 2020: PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF ‘ABSTAIN’-WILL BE TREATED THE SAME AS A ‘TAKE NO ACTION’ VOTE    Non-Voting         

CMMT

   24 APR 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU    Non-Voting         

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

  

Ballot Shares

  

Unavailable
Shares

  

Vote Date

  

Date
Confirmed

2BCM

   2BCM    BGEMEF    STATE STREET BANK    55,500    0    27-May-2020    27-May-2020


TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD

 

Security    Y84629107    Meeting Type    Annual General Meeting
Ticker Symbol       Meeting Date    09-Jun-2020
ISIN    TW0002330008    Agenda    712626932 - Management
Record Date    10-Apr-2020    Holding Recon Date    10-Apr-2020
City / Country    HSINCHU / Taiwan, Province of China    Vote Deadline Date    01-Jun-2020
SEDOL(s)    6889106    Quick Code   

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

  

For/Against Preferred
Provider Recommendation

1

   Management Proposal    Management    For    For    For

2

   Management Proposal    Management    For    For    For

3.1

   Management Proposal    Management    For    For    For

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

  

Ballot Shares

  

Unavailable
Shares

  

Vote Date

  

Date
Confirmed

2BCM

   2BCM    BGEMEF    STATE STREET BANK    74,000    0    31-May-2020    31-May-2020


CHINA STATE CONSTRUCTION INTERNATIONAL HOLDINGS LT

 

Security    G21677136    Meeting Type    Annual General Meeting
Ticker Symbol       Meeting Date    10-Jun-2020
ISIN    KYG216771363    Agenda    712516383 - Management
Record Date    04-Jun-2020    Holding Recon Date    04-Jun-2020
City / Country    HONG KONG / Cayman Islands    Vote Deadline Date    03-Jun-2020
SEDOL(s)    B0BM5T8 - B0DD168 - B0V9RW6 - BD8NM83 - BP3RT16    Quick Code   

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

  

For/Against Preferred
Provider Recommendation

1

   Management Proposal    Management    For    For    For

2

   Management Proposal    Management    For    For    For

3.A

   Management Proposal    Management    For    For    For

3.B

   Management Proposal    Management    Against    Against    For

3.C

   Management Proposal    Management    Against    Against    For

4

   Management Proposal    Management    For    For    For

5

   Management Proposal    Management    For    For    For

6.A

   Management Proposal    Management    Against    Against    For

6.B

   Management Proposal    Management    For    For    For

6.C

   Management Proposal    Management    Against    Against    For

7

   Management Proposal    Management    For    For    For

CMMT

   PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0423/2020042301635.pdf- AND- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0423/2020042301545.pdf    Non-Voting         

CMMT

   PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING    Non-Voting         

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

  

Ballot Shares

  

Unavailable
Shares

  

Vote Date

  

Date
Confirmed

2BCM

   2BCM    BGEMEF    STATE STREET BANK    210,000    0    02-Jun-2020    02-Jun-2020


CHICONY ELECTRONICS CO LTD

 

Security    Y1364B106    Meeting Type    Annual General Meeting
Ticker Symbol       Meeting Date    10-Jun-2020
ISIN    TW0002385002    Agenda    712636767 - Management
Record Date    10-Apr-2020    Holding Recon Date    10-Apr-2020
City / Country    NEW TAIPEI CITY / Taiwan, Province of China    Vote Deadline Date    02-Jun-2020
SEDOL(s)    6140579    Quick Code   

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

  

For/Against Preferred
Provider Recommendation

1

   Management Proposal    Management    For    For    For

2

   Management Proposal    Management    For    For    For

3

   Management Proposal    Management    For    For    For

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

  

Ballot Shares

  

Unavailable
Shares

  

Vote Date

  

Date
Confirmed

2BCM

   2BCM    BGEMEF    STATE STREET BANK    49,000    0    01-Jun-2020    01-Jun-2020


CHINA STATE CONSTRUCTION INTERNATIONAL HOLDINGS LT

 

Security    G21677136    Meeting Type    ExtraOrdinary General Meeting
Ticker Symbol       Meeting Date    10-Jun-2020
ISIN    KYG216771363    Agenda    712666443 - Management
Record Date    04-Jun-2020    Holding Recon Date    04-Jun-2020
City / Country    HONG KONG / Cayman Islands    Vote Deadline Date    03-Jun-2020
SEDOL(s)    B0BM5T8 - B0DD168 - B0V9RW6 - BD8NM83 - BP3RT16    Quick Code   

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

  

For/Against Preferred
Provider Recommendation

CMMT

   PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0519/2020051900340.pdf- AND- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0519/2020051900344.pdf    Non-Voting         

CMMT

   PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’-ONLY FOR RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING    Non-Voting         

1

   Management Proposal    Management    For    For    For

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

  

Ballot Shares

  

Unavailable
Shares

  

Vote Date

  

Date
Confirmed

2BCM

   2BCM    BGEMEF    STATE STREET BANK    210,000    0    02-Jun-2020    02-Jun-2020


SANLAM LTD

 

Security    S7302C137    Meeting Type    Annual General Meeting
Ticker Symbol       Meeting Date    10-Jun-2020
ISIN    ZAE000070660    Agenda    712713949 - Management
Record Date    29-May-2020    Holding Recon Date    29-May-2020
City / Country    CAPE TOWN / South Africa    Vote Deadline Date    04-Jun-2020
SEDOL(s)    B0L6750 - B0MSTY8 - B0MTL45 - B10QWR5    Quick Code   

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

  

For/Against Preferred
Provider Recommendation

O.1

   Management Proposal    Management    For    For    For

O.2

   Management Proposal    Management    For    For    For

O.3

   Management Proposal    Management    For    For    For

O.4.1

   Management Proposal    Management    For    For    For

O.4.2

   Management Proposal    Management    For    For    For

O.4.3

   Management Proposal    Management    For    For    For

O.5.1

   Management Proposal    Management    For    For    For

O.5.2

   TO INDIVIDUALLY RE-ELECT THE FOLLOWING DIRECTOR RETIRING BY ROTATION: PB-HANRATTY    Non-Voting         

O.6.1

   Management Proposal    Management    For    For    For

O.6.2

   Management Proposal    Management    For    For    For

O.7.1

   Management Proposal    Management    For    For    For

O.7.2

   TO INDIVIDUALLY ELECT THE FOLLOWING INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE- COMPANY AS MEMBER OF THE SANLAM AUDIT COMMITTEE: PB HANRATTY    Non-Voting         

O.7.3

   Management Proposal    Management    For    For    For

O.7.4

   Management Proposal    Management    For    For    For

O.7.5

   Management Proposal    Management    For    For    For

O.8.1

   Management Proposal    Management    For    For    For

O.8.2

   Management Proposal    Management    For    For    For

O.9

   Management Proposal    Management    For    For    For

O.10

   Management Proposal    Management    For    For    For

O.11

   Management Proposal    Management    For    For    For

O.12

   Management Proposal    Management    For    For    For

S.1

   Management Proposal    Management    For    For    For

S.2

   Management Proposal    Management    For    For    For

CMMT

   PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 380170 DUE TO WITHDRAWAL-OF RESOLUTION 5.2 AND 7.2. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE- DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU    Non-Voting         

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

  

Ballot Shares

  

Unavailable
Shares

  

Vote Date

  

Date
Confirmed

2BCM

   2BCM    BGEMEF    STATE STREET BANK    38,831    0    03-Jun-2020    03-Jun-2020


MEDIATEK INCORPORATION

 

Security    Y5945U103    Meeting Type    Annual General Meeting
Ticker Symbol       Meeting Date    11-Jun-2020
ISIN    TW0002454006    Agenda    712643813 - Management
Record Date    10-Apr-2020    Holding Recon Date    10-Apr-2020
City / Country    HSINCHU / Taiwan, Province of China    Vote Deadline Date    03-Jun-2020
SEDOL(s)    6372480 - B06P6Z5    Quick Code   

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

  

For/Against Preferred
Provider Recommendation

1

   Management Proposal    Management    For    For    For

2

   Management Proposal    Management    For    For    For

3

   Management Proposal    Management    For    For    For

4

   Management Proposal    Management    For    For    For

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

  

Ballot Shares

  

Unavailable
Shares

  

Vote Date

  

Date
Confirmed

2BCM

   2BCM    BGEMEF    STATE STREET BANK    4,000    0    02-Jun-2020    02-Jun-2020


CHINA CONSTRUCTION BANK CORPORATION

 

Security    Y1397N101    Meeting Type    Annual General Meeting
Ticker Symbol       Meeting Date    19-Jun-2020
ISIN    CNE1000002H1    Agenda    712552959 - Management
Record Date    19-May-2020    Holding Recon Date    19-May-2020
City / Country    BEIJING / China    Vote Deadline Date    15-Jun-2020
SEDOL(s)    B0LMTQ3 - B0N9XH1 - BD8NH44 - BP3RRZ6    Quick Code   

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

  

For/Against Preferred
Provider Recommendation

CMMT

   PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0428/2020042803137.pdf- AND- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0428/2020042803145.pdf    Non-Voting         

CMMT

   PLEASE NOTE THAT THIS IS 2019 ANNUAL GENERAL MEETING    Non-Voting         

1

   Management Proposal    Management    For    For    For

2

   Management Proposal    Management    For    For    For

3

   Management Proposal    Management    For    For    For

4

   Management Proposal    Management    For    For    For

5

   Management Proposal    Management    For    For    For

6

   Management Proposal    Management    For    For    For

7

   Management Proposal    Management    For    For    For

8

   Management Proposal    Management    For    For    For

9

   Management Proposal    Management    For    For    For

10

   Management Proposal    Management    For    For    For

11

   Management Proposal    Management    For    For    For

12

   Management Proposal    Management    For    For    For

13

   Management Proposal    Management    For    For    For

14

   Management Proposal    Management    For    For    For

15

   Management Proposal    Management    For    For    For

16

   Management Proposal    Management    For    For    For

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

  

Ballot Shares

  

Unavailable
Shares

  

Vote Date

  

Date
Confirmed

2BCM

   2BCM    BGEMEF    STATE STREET BANK    496,000    0    14-Jun-2020    14-Jun-2020


MEGA FINANCIAL HOLDING COMPANY LTD

 

Security    Y59456106    Meeting Type    Annual General Meeting
Ticker Symbol       Meeting Date    19-Jun-2020
ISIN    TW0002886009    Agenda    712694238 - Management
Record Date    20-Apr-2020    Holding Recon Date    20-Apr-2020
City / Country    TAIPEI / Taiwan, Province of China    Vote Deadline Date    11-Jun-2020
SEDOL(s)    6444066 - B06P7N0    Quick Code   

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

  

For/Against Preferred
Provider Recommendation

1

   Management Proposal    Management    For    For    For

2

   Management Proposal    Management    For    For    For

3

   Management Proposal    Management    For    For    For

4

   Management Proposal    Management    For    For    For

5

   Management Proposal    Management    For    For    For

6

   Management Proposal    Management    For    For    For

7

   Management Proposal    Management    For    For    For

8

   Management Proposal    Management    For    For    For

9

   Management Proposal    Management    For    For    For

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

  

Ballot Shares

  

Unavailable
Shares

  

Vote Date

  

Date
Confirmed

2BCM

   2BCM    BGEMEF    STATE STREET BANK    213,000    0    10-Jun-2020    10-Jun-2020


PT TELEKOMUNIKASI INDONESIA (PERSERO) TBK

 

Security    Y71474145    Meeting Type    Annual General Meeting
Ticker Symbol       Meeting Date    19-Jun-2020
ISIN    ID1000129000    Agenda    712748649 - Management
Record Date    27-May-2020    Holding Recon Date    27-May-2020
City / Country    JAKARTA / Indonesia    Vote Deadline Date    12-Jun-2020
SEDOL(s)    BD4T6W7 - BD64LD6 - BD7W4G3    Quick Code   

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

  

For/Against Preferred
Provider Recommendation

1

   Management Proposal    Management    For    For    For

2

   Management Proposal    Management    For    For    For

3

   Management Proposal    Management    For    For    For

4

   Management Proposal    Management    Against    Against    For

5

   Management Proposal    Management    Against    Against    For

6

   Management Proposal    Management    Against    Against    For

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

  

Ballot Shares

  

Unavailable
Shares

  

Vote Date

  

Date
Confirmed

2BCM

   2BCM    BGEMEF    STATE STREET BANK    406,200    0    11-Jun-2020    11-Jun-2020


PJSC LUKOIL

 

Security    69343P105    Meeting Type    Annual
Ticker Symbol    LUKOY    Meeting Date    23-Jun-2020
ISIN    US69343P1057    Agenda    935230413 - Management
Record Date    18-May-2020    Holding Recon Date    18-May-2020
City / Country    / United States    Vote Deadline Date    11-Jun-2020
SEDOL(s)       Quick Code   

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

  

For/Against Preferred
Provider Recommendation

1.

   Miscellaneous Corporate Actions    Management    For    For    For

2A.

   Election of Directors (Full Slate)    Management    No Action       Against

2B.

   Election of Directors (Full Slate)    Management    No Action       Against

2C.

   Election of Directors (Full Slate)    Management    For       For

2D.

   Election of Directors (Full Slate)    Management    No Action       Against

2E.

   Election of Directors (Full Slate)    Management    For       For

2F.

   Election of Directors (Full Slate)    Management    No Action       Against

2G.

   Election of Directors (Full Slate)    Management    For       For

2H.

   Election of Directors (Full Slate)    Management    No Action       Against

2I.

   Election of Directors (Full Slate)    Management    No Action       Against

2J.

   Election of Directors (Full Slate)    Management    For       For

2K.

   Election of Directors (Full Slate)    Management    For       For

3A.

   Miscellaneous Corporate Actions    Management    For    For    For

3B.

   Miscellaneous Corporate Actions    Management    For    For    For

4.

   Miscellaneous Corporate Actions    Management    For    For    For

5.

   Miscellaneous Corporate Actions    Management    For    For    For

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

  

Ballot Shares

  

Unavailable
Shares

  

Vote Date

  

Date
Confirmed

9972BCM

   BARINGS GLOBAL EMERGING MARKETS EQUITY FUND    BGEMEF    STATE STREET BANK & TRUST CO    1,277    0    11-Jun-2020    11-Jun-2020


PJSC LUKOIL

 

Security    69343P105    Meeting Type    Annual
Ticker Symbol    LUKOY    Meeting Date    23-Jun-2020
ISIN    US69343P1057    Agenda    935235449 - Management
Record Date    29-May-2020    Holding Recon Date    29-May-2020
City / Country    / United States    Vote Deadline Date    11-Jun-2020
SEDOL(s)       Quick Code   

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

  

For/Against Preferred
Provider Recommendation

1.

   Miscellaneous Corporate Actions    Management    For    For    For

2A.

   Election of Directors (Full Slate)    Management    No Action       Against

2B.

   Election of Directors (Full Slate)    Management    No Action       Against

2C.

   Election of Directors (Full Slate)    Management    For       For

2D.

   Election of Directors (Full Slate)    Management    No Action       Against

2E.

   Election of Directors (Full Slate)    Management    For       For

2F.

   Election of Directors (Full Slate)    Management    No Action       Against

2G.

   Election of Directors (Full Slate)    Management    For       For

2H.

   Election of Directors (Full Slate)    Management    No Action       Against

2I.

   Election of Directors (Full Slate)    Management    No Action       Against

2J.

   Election of Directors (Full Slate)    Management    For       For

2K.

   Election of Directors (Full Slate)    Management    For       For

3A.

   Miscellaneous Corporate Actions    Management    For    For    For

3B.

   Miscellaneous Corporate Actions    Management    For    For    For

4.

   Miscellaneous Corporate Actions    Management    For    For    For

5.

   Miscellaneous Corporate Actions    Management    For    For    For

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

  

Ballot Shares

  

Unavailable
Shares

  

Vote Date

  

Date
Confirmed

9972BCM

   BARINGS GLOBAL EMERGING MARKETS EQUITY FUND    BGEMEF    STATE STREET BANK & TRUST CO    1,277    0    11-Jun-2020    11-Jun-2020


CHINA OVERSEAS LAND & INVESTMENT LTD

 

Security    Y15004107    Meeting Type    Annual General Meeting
Ticker Symbol       Meeting Date    26-Jun-2020
ISIN    HK0688002218    Agenda    712552795 - Management
Record Date    22-Jun-2020    Holding Recon Date    22-Jun-2020
City / Country    HONG KONG / Hong Kong    Vote Deadline Date    18-Jun-2020
SEDOL(s)    5387731 - 6192150 - B01XX64 - BD8NG47 - BP3RPG3    Quick Code   

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

  

For/Against Preferred
Provider Recommendation

CMMT

   PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0428/2020042801776.pdf- AND- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0428/2020042801821.pdf    Non-Voting         

CMMT

   PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF ‘ABSTAIN’ WILL BE TREATED-THE SAME AS A ‘TAKE NO ACTION’ VOTE    Non-Voting         

1

   Management Proposal    Management    For    For    For

2

   Management Proposal    Management    For    For    For

3.A

   Management Proposal    Management    For    For    For

3.B

   Management Proposal    Management    For    For    For

3.C

   Management Proposal    Management    For    For    For

3.D

   Management Proposal    Management    Against    Against    For

3.E

   Management Proposal    Management    Against    Against    For

4

   Management Proposal    Management    For    For    For

5

   Management Proposal    Management    For    For    For

6

   Management Proposal    Management    For    For    For

7

   Management Proposal    Management    Against    Against    For

8

   Management Proposal    Management    Against    Against    For

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

  

Ballot Shares

  

Unavailable
Shares

  

Vote Date

  

Date
Confirmed

2BCM

   2BCM    BGEMEF    STATE STREET BANK    74,000    0    17-Jun-2020    17-Jun-2020


INFOSYS LIMITED

 

Security    456788108    Meeting Type    Annual
Ticker Symbol    INFY    Meeting Date    27-Jun-2020
ISIN    US4567881085    Agenda    935238902 - Management
Record Date    05-Jun-2020    Holding Recon Date    05-Jun-2020
City / Country    / United States    Vote Deadline Date    22-Jun-2020
SEDOL(s)       Quick Code   

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

  

For/Against Preferred
Provider Recommendation

O1

   Receive Consolidated Financial Statements    Management    For       For

O2

   Dividends    Management    For       For

O3

   Election of Directors (Majority Voting)    Management    For       For

S4

   Election of Directors (Majority Voting)    Management    For       For

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

  

Ballot Shares

  

Unavailable
Shares

  

Vote Date

  

Date
Confirmed

9972BCM

   BARINGS GLOBAL EMERGING MARKETS EQUITY FUND    BGEMEF    STATE STREET BANK & TRUST CO    18,746    0    21-Jun-2020    21-Jun-2020


CHINA RESOURCES CEMENT HOLDINGS LTD

 

Security    G2113L106    Meeting Type    Annual General Meeting
Ticker Symbol       Meeting Date    29-Jun-2020
ISIN    KYG2113L1068    Agenda    712393660 - Management
Record Date    19-Jun-2020    Holding Recon Date    19-Jun-2020
City / Country    HONG KONG / Cayman Islands    Vote Deadline Date    22-Jun-2020
SEDOL(s)    B41XC98 - B4VYVR2 - B53T7Y1 - BD8NJP9 - BP3RSQ4    Quick Code   

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

  

For/Against Preferred
Provider Recommendation

CMMT

   PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0408/2020040800413.pdf- AND- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0408/2020040800385.pdf    Non-Voting         

CMMT

   PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING    Non-Voting         

1

   Management Proposal    Management    For    For    For

2

   Management Proposal    Management    For    For    For

3.1

   Management Proposal    Management    Against    Against    For

3.2

   Management Proposal    Management    Against    Against    For

3.3

   Management Proposal    Management    Against    Against    For

3.4

   Management Proposal    Management    For    For    For

3.5

   Management Proposal    Management    For    For    For

4

   Management Proposal    Management    For    For    For

5

   Management Proposal    Management    For    For    For

6

   Management Proposal    Management    Against    Against    For

7

   Management Proposal    Management    Against    Against    For

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

  

Ballot Shares

  

Unavailable
Shares

  

Vote Date

  

Date
Confirmed

2BCM

   2BCM    BGEMEF    STATE STREET BANK    76,000    0    21-Jun-2020    21-Jun-2020


Barings Global High Yield Fund (Reporting from July 1, 2019 through March 18, 2020)

The Fund held no voting securities during the reporting period and did not vote any securities, or it did not hold any securities that were subject to a vote during the reporting period.

The Fund liquidated on March 19, 2020.


SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  (Registrant):    Barings Funds Trust
  By:   

/s/ Daniel McGee

     Daniel McGee
     President (Principal Executive Officer)
  Date:   

August 31, 2020