UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD
OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22845
Barings Funds Trust
(Exact Name of Registrant as Specified in Charter)
300 S. Tryon Street, Suite 2500
Charlotte, NC 28202
(Address of Principal Executive Offices)
Corporation Service Company (CSC)
251 Little Falls Drive
Wilmington DE 19808
United States
(Name and Address of Agent for Service)
(704) 805-7200
(Registrants telephone number, including area code)
Date of fiscal year end: June 30
Date of reporting period: July 1, 2019 June 30, 2020
Item 1. Proxy Voting Record.
Barings Global Floating Rate Fund
The Fund held no voting securities during the reporting period and did not vote any securities, or it did not hold any securities that were subject to a vote during the reporting period.
Barings Global Credit Income Opportunities Fund
The Fund held no voting securities during the reporting period and did not vote any securities, or it did not hold any securities that were subject to a vote during the reporting period.
Barings U.S. High Yield Fund
The Fund held no voting securities during the reporting period and did not vote any securities, or it did not hold any securities that were subject to a vote during the reporting period.
Barings Active Short Duration Bond Fund
The Fund held no voting securities during the reporting period and did not vote any securities, or it did not hold any securities that were subject to a vote during the reporting period.
Barings Diversified Income Fund
The Fund held no voting securities during the reporting period and did not vote any securities, or it did not hold any securities that were subject to a vote during the reporting period.
Barings Emerging Markets Debt Blended Total Return Fund
The Fund held no voting securities during the reporting period and did not vote any securities, or it did not hold any securities that were subject to a vote during the reporting period.
Barings Global Emerging Markets Equity Fund
Vote Summary
ALIBABA GROUP HOLDING LIMITED
Security | 01609W102 | Meeting Type | Annual | |||
Ticker Symbol | BABA | Meeting Date | 15-Jul-2019 | |||
ISIN | US01609W1027 | Agenda | 935052302 - Management | |||
Record Date | 07-Jun-2019 | Holding Recon Date | 07-Jun-2019 | |||
City / Country | / United States | Vote Deadline Date | 09-Jul-2019 | |||
SEDOL(s) | Quick Code |
Item |
Proposal |
Proposed by |
Vote |
For/Against |
For/Against Preferred | |||||
1. |
Authorize Common Stock Increase | Management | For | For | For | |||||
2.1 |
Election of Directors (Majority Voting) | Management | For | For | For | |||||
2.2 |
Election of Directors (Majority Voting) | Management | For | For | For | |||||
2.3 |
Election of Directors (Majority Voting) | Management | For | For | For | |||||
2.4 |
Election of Directors (Majority Voting) | Management | For | For | For | |||||
3. |
Ratify Appointment of Independent Auditors | Management | For | For | For |
Account |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable |
Vote Date |
Date | |||||||
9972BCM |
BARINGS GLOBAL EMERGING MARKETS EQUITY FUND | BGEMEF | STATE STREET BANK & TRUST CO | 4,029 | 0 | 08-Jul-2019 | 11-Jul-2019 |
CHINA STATE CONSTRUCTION INTERNATIONAL HOLDINGS LT
Security | G21677136 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 09-Aug-2019 | ||||
ISIN | KYG216771363 | Agenda | 711406783 - Management | |||
Record Date | 05-Aug-2019 | Holding Recon Date | 05-Aug-2019 | |||
City / Country | HONG KONG / Cayman Islands | Vote Deadline Date | 06-Aug-2019 | |||
SEDOL(s) | B0BM5T8 - B0DD168 - B0V9RW6 - BD8NM83 - BP3RT16 | Quick Code |
Item |
Proposal |
Proposed by |
Vote |
For/Against |
For/Against Preferred | |||||
CMMT |
PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2019/0709/ltn20190709352.pdf- AND- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2019/0709/ltn20190709362.pdf | Non-Voting | ||||||||
CMMT |
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE IN FAVOR OR AGAINST FOR-RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||
1 |
Management Proposal | Management | For | For | For |
Account |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable |
Vote Date |
Date | |||||||
2BCM |
2BCM | BGEMEF | STATE STREET BANK | 210,000 | 0 | 05-Aug-2019 | 05-Aug-2019 |
NASPERS LTD
Security | S53435103 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 23-Aug-2019 | ||||
ISIN | ZAE000015889 | Agenda | 711441434 - Management | |||
Record Date | 16-Aug-2019 | Holding Recon Date | 16-Aug-2019 | |||
City / Country | CAPE TOWN / South Africa | Vote Deadline Date | 16-Aug-2019 | |||
SEDOL(s) | 6622691 - B02P3J2 - B182KB5 | Quick Code |
Item |
Proposal |
Proposed by |
Vote |
For/Against |
For/Against Preferred | |||||
O.1 |
Management Proposal | Management | For | For | For | |||||
O.2 |
Management Proposal | Management | For | For | For | |||||
O.3 |
Management Proposal | Management | For | For | For | |||||
O.4 |
Management Proposal | Management | For | For | For | |||||
O.5.1 |
Management Proposal | Management | For | For | For | |||||
O.5.2 |
Management Proposal | Management | For | For | For | |||||
O.5.3 |
Management Proposal | Management | For | For | For | |||||
O.5.4 |
Management Proposal | Management | For | For | For | |||||
O.5.5 |
Management Proposal | Management | For | For | For | |||||
O.6.1 |
Management Proposal | Management | For | For | For | |||||
O.6.2 |
Management Proposal | Management | For | For | For | |||||
O.6.3 |
Management Proposal | Management | For | For | For | |||||
O.7 |
Management Proposal | Management | For | For | For | |||||
O.8 |
Management Proposal | Management | For | For | For | |||||
O.9 |
Management Proposal | Management | Against | Against | For | |||||
O.10 |
Management Proposal | Management | For | For | For | |||||
O.11 |
Management Proposal | Management | For | For | For | |||||
O.12 |
Management Proposal | Management | For | For | For | |||||
S.1.1 |
Management Proposal | Management | For | For | For | |||||
S.1.2 |
Management Proposal | Management | For | For | For | |||||
S.1.3 |
Management Proposal | Management | For | For | For | |||||
S.1.4 |
Management Proposal | Management | For | For | For | |||||
S.1.5 |
Management Proposal | Management | For | For | For | |||||
S.1.6 |
Management Proposal | Management | For | For | For | |||||
S.1.7 |
Management Proposal | Management | For | For | For | |||||
S.1.8 |
Management Proposal | Management | For | For | For | |||||
S.1.9 |
Management Proposal | Management | For | For | For | |||||
S.110 |
Management Proposal | Management | For | For | For | |||||
S.111 |
Management Proposal | Management | For | For | For | |||||
S.112 |
Management Proposal | Management | For | For | For | |||||
S.113 |
Management Proposal | Management | For | For | For | |||||
S.2 |
Management Proposal | Management | For | For | For | |||||
S.3 |
Management Proposal | Management | For | For | For | |||||
S.4 |
Management Proposal | Management | For | For | For | |||||
S.5 |
Management Proposal | Management | Abstain | Against | For | |||||
S.6 |
Management Proposal | Management | For | For | For |
Account |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable |
Vote Date |
Date | |||||||
2BCM |
2BCM | BGEMEF | STATE STREET BANK | 1,157 | 0 | 15-Aug-2019 | 15-Aug-2019 |
NASPERS LTD
Security | S53435103 | Meeting Type | Ordinary General Meeting | |||
Ticker Symbol | Meeting Date | 23-Aug-2019 | ||||
ISIN | ZAE000015889 | Agenda | 711455976 - Management | |||
Record Date | 16-Aug-2019 | Holding Recon Date | 16-Aug-2019 | |||
City / Country | CAPE TOWN / South Africa | Vote Deadline Date | 16-Aug-2019 | |||
SEDOL(s) | 6622691 - B02P3J2 - B182KB5 | Quick Code |
Item |
Proposal |
Proposed by |
Vote |
For/Against |
For/Against Preferred | |||||
S.1 |
Management Proposal | Management | For | For | For |
Account |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable |
Vote Date |
Date | |||||||
2BCM |
2BCM | BGEMEF | STATE STREET BANK | 1,157 | 0 | 15-Aug-2019 | 15-Aug-2019 |
PT BANK NEGARA INDONESIA (PERSERO) TBK
Security | Y74568166 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 30-Aug-2019 | ||||
ISIN | ID1000096605 | Agenda | 711458009 - Management | |||
Record Date | 07-Aug-2019 | Holding Recon Date | 07-Aug-2019 | |||
City / Country | JAKARTA / Indonesia | Vote Deadline Date | 23-Aug-2019 | |||
SEDOL(s) | 6727121 - B0JKRB0 - B3BJH49 | Quick Code |
Item |
Proposal |
Proposed by |
Vote |
For/Against |
For/Against Preferred | |||||
1 |
Management Proposal | Management | For | For | For | |||||
2 |
Management Proposal | Management | Against | Against | For |
Account |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable |
Vote Date |
Date | |||||||
2BCM |
2BCM | BGEMEF | STATE STREET BANK | 354,100 | 0 | 22-Aug-2019 | 22-Aug-2019 |
NOVATEK JOINT STOCK COMPANY
Security | 669888109 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 30-Sep-2019 | ||||
ISIN | US6698881090 | Agenda | 711570209 - Management | |||
Record Date | 06-Sep-2019 | Holding Recon Date | 06-Sep-2019 | |||
City / Country | TBD / Russian Federation | Vote Deadline Date | 18-Sep-2019 | |||
SEDOL(s) | B0DK750 - B0F70T4 - B99CZN7 - BDC4NH8 - BHZLNT6 | Quick Code |
Item |
Proposal |
Proposed by |
Vote |
For/Against |
For/Against Preferred | |||||
CMMT |
IN ACCORDANCE WITH NEW RUSSIAN FEDERATION LEGISLATION REGARDING FOREIGN-OWNERSHIP DISCLOSURE REQUIREMENTS FOR ADR SECURITIES, ALL SHAREHOLDERS WHO-WISH TO PARTICIPATE IN THIS EVENT MUST DISCLOSE THEIR BENEFICIAL OWNER-COMPANY REGISTRATION NUMBER AND DATE OF COMPANY REGISTRATION. BROADRIDGE WILL-INTEGRATE THE RELEVANT DISCLOSURE INFORMATION WITH THE VOTE INSTRUCTION WHEN-IT IS ISSUED TO THE LOCAL MARKET AS LONG AS THE DISCLOSURE INFORMATION HAS-BEEN PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS INFORMATION HAS NOT BEEN- PROVIDED BY YOUR GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE REJECTED | Non-Voting | ||||||||
1 |
Management Proposal | Management | For | For | For | |||||
2 |
Management Proposal | Management | For | For | For |
Account |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable |
Vote Date |
Date | |||||||
2BCM |
2BCM | BGEMEF | STATE STREET BANK | 646 | 0 | 17-Sep-2019 | 17-Sep-2019 |
CHINA CONSTRUCTION BANK CORPORATION
Security | Y1397N101 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 30-Oct-2019 | ||||
ISIN | CNE1000002H1 | Agenda | 711568999 - Management | |||
Record Date | 27-Sep-2019 | Holding Recon Date | 27-Sep-2019 | |||
City / Country | BEIJING / China | Vote Deadline Date | 24-Oct-2019 | |||
SEDOL(s) | B0LMTQ3 - B0N9XH1 - BD8NH44 - BP3RRZ6 | Quick Code |
Item |
Proposal |
Proposed by |
Vote |
For/Against |
For/Against Preferred | |||||
CMMT |
PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2019/0912/ltn20190912259.pdf- AND- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2019/0912/ltn20190912319.pdf | Non-Voting | ||||||||
1 |
Management Proposal | Management | Against | Against | For | |||||
2 |
Management Proposal | Management | For | For | For | |||||
3 |
Management Proposal | Management | For | For | For | |||||
4 |
Management Proposal | Management | For | For | For | |||||
5 |
Management Proposal | Management | For | For | For |
Account |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable |
Vote Date |
Date | |||||||
2BCM |
2BCM | BGEMEF | STATE STREET BANK | 496,000 | 0 | 23-Oct-2019 | 23-Oct-2019 |
CHINA PACIFIC INSURANCE (GROUP) CO LTD
Security | Y1505Z103 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 08-Nov-2019 | ||||
ISIN | CNE1000009Q7 | Agenda | 711583888 - Management | |||
Record Date | 08-Oct-2019 | Holding Recon Date | 08-Oct-2019 | |||
City / Country | ZHEJIANG / China | Vote Deadline Date | 04-Nov-2019 | |||
SEDOL(s) | B2Q5H56 - B3PLV94 - B638K46 - BD8NLT7 - BP3RSL9 | Quick Code |
Item |
Proposal |
Proposed by |
Vote |
For/Against |
For/Against Preferred | |||||
CMMT |
PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2019/0923/2019092300915.pdf, | Non-Voting | ||||||||
1 |
Management Proposal | Management | For | For | For | |||||
2 |
Management Proposal | Management | For | For | For | |||||
3 |
Management Proposal | Management | For | For | For | |||||
4 |
Management Proposal | Management | For | For | For | |||||
5 |
Management Proposal | Management | For | For | For | |||||
6 |
Management Proposal | Management | For | For | For |
Account |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable |
Vote Date |
Date | |||||||
2BCM |
2BCM | BGEMEF | STATE STREET BANK | 49,400 | 0 | 03-Nov-2019 | 03-Nov-2019 |
CNOOC LTD
Security | Y1662W117 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 21-Nov-2019 | ||||
ISIN | HK0883013259 | Agenda | 711746062 - Management | |||
Record Date | 15-Nov-2019 | Holding Recon Date | 15-Nov-2019 | |||
City / Country | HONG KONG / Hong Kong | Vote Deadline Date | 15-Nov-2019 | |||
SEDOL(s) | B00G0S5 - B016D18 - BD8NGX6 - BP3RPR4 | Quick Code |
Item |
Proposal |
Proposed by |
Vote |
For/Against |
For/Against Preferred | |||||
CMMT |
PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2019/1106/2019110600027.pdf- AND- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2019/1106/2019110600035.pdf | Non-Voting | ||||||||
CMMT |
PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF ABSTAIN WILL BE TREATED-THE SAME AS A TAKE NO ACTION VOTE | Non-Voting | ||||||||
1 |
Management Proposal | Management | For | For | For | |||||
2 |
Management Proposal | Management | For | For | For |
Account |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable |
Vote Date |
Date | |||||||
2BCM |
2BCM | BGEMEF | STATE STREET BANK | 117,000 | 0 | 15-Nov-2019 | 15-Nov-2019 |
BANCO DO BRASIL SA BB BRASIL
Security | P11427112 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 27-Nov-2019 | ||||
ISIN | BRBBASACNOR3 | Agenda | 711775695 - Management | |||
Record Date | Holding Recon Date | 25-Nov-2019 | ||||
City / Country | BRASILIA / Brazil | Vote Deadline Date | 18-Nov-2019 | |||
SEDOL(s) | 2073981 - 2328595 - B29ML07 | Quick Code |
Item |
Proposal |
Proposed by |
Vote |
For/Against |
For/Against Preferred | |||||
1.1 |
Management Proposal | Management | For | For | For | |||||
1.2 |
Management Proposal | Management | For | For | For | |||||
2.1 |
Management Proposal | Management | For | For | For | |||||
2.2 |
Management Proposal | Management | For | For | For | |||||
CMMT |
PLEASE NOTE THAT FOR THE PROPOSAL 3 REGARDING THE ADOPTION OF CUMULATIVE-VOTING, PLEASE BE ADVISED THAT YOU CAN ONLY VOTE FOR OR ABSTAIN. AN AGAINST-VOTE ON THIS PROPOSAL REQUIRES PERCENTAGES TO BE ALLOCATED AMONGST THE- DIRECTORS IN PROPOSAL 4.1 TO 4.2. IN THIS CASE PLEASE CONTACT YOUR CLIENT-SERVICE REPRESENTATIVE IN ORDER TO ALLOCATE PERCENTAGES AMONGST THE DIRECTORS | Non-Voting | ||||||||
3 |
Management Proposal | Management | Abstain | Against | For | |||||
4.1 |
Management Proposal | Management | Abstain | Against | For | |||||
4.2 |
Management Proposal | Management | Abstain | Against | For | |||||
5 |
Management Proposal | Management | For | For | For | |||||
CMMT |
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 308352 DUE TO RESOLUTIONS-2.1 AND 4.1 HAVE BEEN WITHDRAWN. ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE- REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE- EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | ||||||||
CMMT |
PLEASE NOTE THAT VOTES IN FAVOR AND AGAINST IN THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU | Non-Voting | ||||||||
CMMT |
IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting |
Account |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable |
Vote Date |
Date | |||||||
2BCM |
2BCM | BGEMEF | STATE STREET BANK | 8,300 | 0 | 19-Nov-2019 | 19-Nov-2019 |
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD
Security | Y69790106 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 10-Dec-2019 | ||||
ISIN | CNE1000003X6 | Agenda | 711701599 - Management | |||
Record Date | 08-Nov-2019 | Holding Recon Date | 08-Nov-2019 | |||
City / Country | SHENZHEN / China | Vote Deadline Date | 04-Dec-2019 | |||
SEDOL(s) | B01FLR7 - B01NLS2 - B03NP99 - BD8NLC0 - BP3RWZ1 | Quick Code |
Item |
Proposal |
Proposed by |
Vote |
For/Against |
For/Against Preferred | |||||
CMMT |
PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2019/1024/ltn20191024167.pdf- AND- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2019/1024/ltn20191024173.pdf | Non-Voting | ||||||||
1.1 |
Management Proposal | Management | For | For | For | |||||
1.2 |
Management Proposal | Management | For | For | For | |||||
2 |
Management Proposal | Management | For | For | For |
Account |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable |
Vote Date |
Date | |||||||
2BCM |
2BCM | BGEMEF | STATE STREET BANK | 35,000 | 0 | 03-Dec-2019 | 03-Dec-2019 |
LIGHT SA
Security | P63529104 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 12-Dec-2019 | ||||
ISIN | BRLIGTACNOR2 | Agenda | 711777738 - Management | |||
Record Date | Holding Recon Date | 10-Dec-2019 | ||||
City / Country | RIO DE JANEIRO / Brazil | Vote Deadline Date | 03-Dec-2019 | |||
SEDOL(s) | B0W1X34 | Quick Code |
Item |
Proposal |
Proposed by |
Vote |
For/Against |
For/Against Preferred | |||||
CMMT |
IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||
1 |
Management Proposal | Management | For | For | For | |||||
2 |
Management Proposal | Management | Abstain | Against | For | |||||
3.1 |
Management Proposal | Management | For | For | For | |||||
3.2 |
Management Proposal | Management | For | For | For | |||||
3.3 |
Management Proposal | Management | For | For | For | |||||
3.4 |
Management Proposal | Management | For | For | For | |||||
3.5 |
Management Proposal | Management | For | For | For | |||||
3.6 |
Management Proposal | Management | For | For | For | |||||
3.7 |
Management Proposal | Management | For | For | For | |||||
3.8 |
Management Proposal | Management | For | For | For | |||||
CMMT |
PLEASE NOTE THAT FOR THE PROPOSAL 4 REGARDING THE ADOPTION OF CUMULATIVE-VOTING, PLEASE BE ADVISED THAT YOU CAN ONLY VOTE FOR OR ABSTAIN. AN AGAINST-VOTE ON THIS PROPOSAL REQUIRES PERCENTAGES TO BE ALLOCATED AMONGST THE- DIRECTORS IN PROPOSAL 5.1 TO 5.8. IN THIS CASE PLEASE CONTACT YOUR CLIENT-SERVICE REPRESENTATIVE IN ORDER TO ALLOCATE PERCENTAGES AMONGST THE DIRECTORS | Non-Voting | ||||||||
4 |
Management Proposal | Management | Abstain | Against | For | |||||
5.1 |
Management Proposal | Management | Abstain | Against | For | |||||
5.2 |
Management Proposal | Management | Abstain | Against | For | |||||
5.3 |
Management Proposal | Management | Abstain | Against | For | |||||
5.4 |
Management Proposal | Management | Abstain | Against | For | |||||
5.5 |
Management Proposal | Management | Abstain | Against | For | |||||
5.6 |
Management Proposal | Management | Abstain | Against | For | |||||
5.7 |
Management Proposal | Management | Abstain | Against | For | |||||
5.8 |
Management Proposal | Management | Abstain | Against | For | |||||
6 |
Management Proposal | Management | For | For | For | |||||
CMMT |
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 314508 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE- DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK-YOU. | Non-Voting | ||||||||
CMMT |
PLEASE NOTE THAT VOTES IN FAVOR AND AGAINST IN THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU | Non-Voting |
Account |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable |
Vote Date |
Date | |||||||
2BCM |
2BCM | BGEMEF | STATE STREET BANK | 18,165 | 0 | 02-Dec-2019 | 02-Dec-2019 |
HUANENG RENEWABLES CORPORATION LTD
Security | Y3739S111 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 06-Jan-2020 | ||||
ISIN | CNE100000WS1 | Agenda | 711780278 - Management | |||
Record Date | 05-Dec-2019 | Holding Recon Date | 05-Dec-2019 | |||
City / Country | BEIJING / China | Vote Deadline Date | 31-Dec-2019 | |||
SEDOL(s) | B4WTBY3 - B52PH17 - BD8NH66 - BHTD5G9 - BYZJSZ0 | Quick Code |
Item |
Proposal |
Proposed by |
Vote |
For/Against |
For/Against Preferred | |||||
CMMT |
PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2019/1121/2019112100063.pdf- AND- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2019/1121/2019112100057.pdf | Non-Voting | ||||||||
CMMT |
PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF ABSTAIN WILL BE TREATED-THE SAME AS A TAKE NO ACTION VOTE | Non-Voting | ||||||||
1 |
Management Proposal | Management | For | For | For |
Account |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable |
Vote Date |
Date | |||||||
2BCM |
2BCM | BGEMEF | STATE STREET BANK | 392,000 | 0 | 30-Dec-2019 | 30-Dec-2019 |
HUANENG RENEWABLES CORPORATION LTD
Security | Y3739S111 | Meeting Type | Class Meeting | |||
Ticker Symbol | Meeting Date | 06-Jan-2020 | ||||
ISIN | CNE100000WS1 | Agenda | 711780280 - Management | |||
Record Date | 05-Dec-2019 | Holding Recon Date | 05-Dec-2019 | |||
City / Country | BEIJING / China | Vote Deadline Date | 31-Dec-2019 | |||
SEDOL(s) | B4WTBY3 - B52PH17 - BD8NH66 - BHTD5G9 - BYZJSZ0 | Quick Code |
Item |
Proposal |
Proposed by |
Vote |
For/Against |
For/Against Preferred | |||||
CMMT |
PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2019/1121/2019112100061.pdf- AND- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2019/1121/2019112100069.pdf | Non-Voting | ||||||||
CMMT |
PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF ABSTAIN WILL BE TREATED-THE SAME AS A TAKE NO ACTION VOTE. | Non-Voting | ||||||||
1 |
Management Proposal | Management | For | For | For |
Account |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable |
Vote Date |
Date | |||||||
2BCM |
2BCM | BGEMEF | STATE STREET BANK | 392,000 | 0 | 30-Dec-2019 | 30-Dec-2019 |
PT BANK NEGARA INDONESIA (PERSERO) TBK
Security | Y74568166 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 20-Feb-2020 | ||||
ISIN | ID1000096605 | Agenda | 712066605 - Management | |||
Record Date | 28-Jan-2020 | Holding Recon Date | 28-Jan-2020 | |||
City / Country | JAKARTA / Indonesia | Vote Deadline Date | 13-Feb-2020 | |||
SEDOL(s) | 6727121 - B0JKRB0 - B3BJH49 | Quick Code |
Item |
Proposal |
Proposed by |
Vote |
For/Against |
For/Against Preferred | |||||
1 |
Management Proposal | Management | For | For | For | |||||
2 |
Management Proposal | Management | For | For | For | |||||
3 |
Management Proposal | Management | Against | Against | For | |||||
4 |
Management Proposal | Management | Against | Against | For | |||||
5 |
Management Proposal | Management | For | For | For | |||||
6 |
Management Proposal | Management | Against | Against | For |
Account |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable |
Vote Date |
Date | |||||||
2BCM |
2BCM | BGEMEF | STATE STREET BANK | 443,700 | 0 | 12-Feb-2020 | 12-Feb-2020 |
ANGANG STEEL COMPANY LTD
Security | Y0132D105 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 16-Mar-2020 | ||||
ISIN | CNE1000001V4 | Agenda | 712066617 - Management | |||
Record Date | 14-Feb-2020 | Holding Recon Date | 14-Feb-2020 | |||
City / Country | ANSHAN / China | Vote Deadline Date | 11-Mar-2020 | |||
SEDOL(s) | 5985511 - 6015644 - B01W468 - BD8GJW5 | Quick Code |
Item |
Proposal |
Proposed by |
Vote |
For/Against |
For/Against Preferred | |||||
CMMT |
PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0129/2020012900007.pdf- AND- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0129/2020012900009.pdf | Non-Voting | ||||||||
1 |
Management Proposal | Management | For | For | For | |||||
2 |
Management Proposal | Management | For | For | For | |||||
CMMT |
PLEASE NOTE THAT PER THE AGENDA PUBLISHED BY THE ISSUER, AGAINST AND ABSTAIN-VOTES FOR RESOLUTIONS 3.I THROUGH 3.II WILL BE PROCESSED AS TAKE NO ACTIONBY-THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE-LODGED IN THE MARKET | Non-Voting | ||||||||
3.I |
Management Proposal | Management | Against | Against | For | |||||
3.II |
Management Proposal | Management | Against | Against | For | |||||
4 |
Management Proposal | Management | Against | Against | For |
Account |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable |
Vote Date |
Date | |||||||
2BCM |
2BCM | BGEMEF | STATE STREET BANK | 358,000 | 0 | 10-Mar-2020 | 10-Mar-2020 |
SAMSUNG ELECTRONICS CO LTD
Security | Y74718100 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 18-Mar-2020 | ||||
ISIN | KR7005930003 | Agenda | 712181786 - Management | |||
Record Date | 31-Dec-2019 | Holding Recon Date | 31-Dec-2019 | |||
City / Country | KYUNGGI / Korea, Republic Of | Vote Deadline Date | 06-Mar-2020 | |||
SEDOL(s) | 6771720 - B19VC15 | Quick Code |
Item |
Proposal |
Proposed by |
Vote |
For/Against |
For/Against Preferred | |||||
1 |
Management Proposal | Management | For | For | For | |||||
2.1 |
Management Proposal | Management | For | For | For | |||||
2.2 |
Management Proposal | Management | Against | Against | For | |||||
3 |
Management Proposal | Management | For | For | For |
Account |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable |
Vote Date |
Date | |||||||
2BCM |
2BCM | BGEMEF | STATE STREET BANK | 17,290 | 0 | 08-Mar-2020 | 08-Mar-2020 |
LG CHEM LTD
Security | Y52758102 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 20-Mar-2020 | ||||
ISIN | KR7051910008 | Agenda | 712199721 - Management | |||
Record Date | 31-Dec-2019 | Holding Recon Date | 31-Dec-2019 | |||
City / Country | SEOUL / Korea, Republic Of | Vote Deadline Date | 10-Mar-2020 | |||
SEDOL(s) | 6346913 - B081VN4 | Quick Code |
Item |
Proposal |
Proposed by |
Vote |
For/Against |
For/Against Preferred | |||||
1 |
Management Proposal | Management | Against | Against | For | |||||
2.1 |
Management Proposal | Management | Against | Against | For | |||||
2.2 |
Management Proposal | Management | For | For | For | |||||
2.3 |
Management Proposal | Management | For | For | For | |||||
3 |
Management Proposal | Management | For | For | For | |||||
4 |
Management Proposal | Management | For | For | For |
Account |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable |
Vote Date |
Date | |||||||
2BCM |
2BCM | BGEMEF | STATE STREET BANK | 793 | 0 | 10-Mar-2020 | 10-Mar-2020 |
HANA FINANCIAL GROUP INC
Security | Y29975102 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 20-Mar-2020 | ||||
ISIN | KR7086790003 | Agenda | 712229271 - Management | |||
Record Date | 31-Dec-2019 | Holding Recon Date | 31-Dec-2019 | |||
City / Country | SEOUL / Korea, Republic Of | Vote Deadline Date | 10-Mar-2020 | |||
SEDOL(s) | B0RNRF5 | Quick Code |
Item |
Proposal |
Proposed by |
Vote |
For/Against |
For/Against Preferred | |||||
1 |
Management Proposal | Management | Against | Against | For | |||||
2 |
Management Proposal | Management | Against | Against | For | |||||
3.1 |
Management Proposal | Management | For | For | For | |||||
3.2 |
Management Proposal | Management | For | For | For | |||||
3.3 |
Management Proposal | Management | For | For | For | |||||
3.4 |
Management Proposal | Management | For | For | For | |||||
3.5 |
Management Proposal | Management | For | For | For | |||||
3.6 |
Management Proposal | Management | Against | Against | For | |||||
3.7 |
Management Proposal | Management | For | For | For | |||||
4 |
Management Proposal | Management | For | For | For | |||||
5.1 |
Management Proposal | Management | For | For | For | |||||
5.2 |
Management Proposal | Management | For | For | For | |||||
5.3 |
Management Proposal | Management | For | For | For | |||||
6 |
Management Proposal | Management | For | For | For |
Account |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable |
Vote Date |
Date | |||||||
2BCM |
2BCM | BGEMEF | STATE STREET BANK | 8,040 | 0 | 10-Mar-2020 | 10-Mar-2020 |
GRUPO FINANCIERO BANORTE SAB DE CV
Security | P49501201 | Meeting Type | Ordinary General Meeting | |||
Ticker Symbol | Meeting Date | 30-Mar-2020 | ||||
ISIN | MXP370711014 | Agenda | 712266445 - Management | |||
Record Date | 17-Mar-2020 | Holding Recon Date | 17-Mar-2020 | |||
City / Country | SAN PEDRO GARZA GARCIA / Mexico | Vote Deadline Date | 24-Mar-2020 | |||
SEDOL(s) | 2421041 - B01DHK6 - B2Q3MD3 - B57YQ34 | Quick Code |
Item |
Proposal |
Proposed by |
Vote |
For/Against |
For/Against Preferred | |||||
I |
Management Proposal | Management | For | For | For | |||||
II |
Management Proposal | Management | For | For | For |
Account |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable |
Vote Date |
Date | |||||||
2BCM |
2BCM | BGEMEF | STATE STREET BANK | 38,152 | 0 | 23-Mar-2020 | 23-Mar-2020 |
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD
Security | Y69790106 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 09-Apr-2020 | ||||
ISIN | CNE1000003X6 | Agenda | 712283869 - Management | |||
Record Date | 09-Mar-2020 | Holding Recon Date | 09-Mar-2020 | |||
City / Country | SHENZHEN / China | Vote Deadline Date | 03-Apr-2020 | |||
SEDOL(s) | B01FLR7 - B01NLS2 - B03NP99 - BD8NLC0 - BP3RWZ1 | Quick Code |
Item |
Proposal |
Proposed by |
Vote |
For/Against |
For/Against Preferred | |||||
CMMT |
PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0318/2020031801008.pdf, | Non-Voting | ||||||||
CMMT |
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 362445 DUE TO ADDITION OF-RESOLUTION 11. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | ||||||||
1 |
Management Proposal | Management | For | For | For | |||||
2 |
Management Proposal | Management | For | For | For | |||||
3 |
Management Proposal | Management | For | For | For | |||||
4 |
Management Proposal | Management | For | For | For | |||||
5 |
Management Proposal | Management | For | For | For | |||||
6 |
Management Proposal | Management | For | For | For | |||||
7 |
Management Proposal | Management | For | For | For | |||||
8 |
Management Proposal | Management | For | For | For | |||||
9 |
Management Proposal | Management | For | For | For | |||||
10 |
Management Proposal | Management | For | For | For | |||||
11 |
Shareholder Proposal | Shareholder | For | For | For |
Account |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable |
Vote Date |
Date | |||||||
2BCM |
2BCM | BGEMEF | STATE STREET BANK | 35,000 | 0 | 02-Apr-2020 | 02-Apr-2020 |
CHINA STATE CONSTRUCTION INTERNATIONAL HOLDINGS LT
Security | G21677136 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 15-Apr-2020 | ||||
ISIN | KYG216771363 | Agenda | 712291424 - Management | |||
Record Date | 07-Apr-2020 | Holding Recon Date | 07-Apr-2020 | |||
City / Country | HONG KONG / Cayman Islands | Vote Deadline Date | 06-Apr-2020 | |||
SEDOL(s) | B0BM5T8 - B0DD168 - B0V9RW6 - BD8NM83 - BP3RT16 | Quick Code |
Item |
Proposal |
Proposed by |
Vote |
For/Against |
For/Against Preferred | |||||
CMMT |
PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0323/2020032300426.pdf- AND- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0323/2020032300438.pdf | Non-Voting | ||||||||
CMMT |
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE IN FAVOR OR AGAINST FOR-RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||
1 |
Management Proposal | Management | For | For | For |
Account |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable |
Vote Date |
Date | |||||||
2BCM |
2BCM | BGEMEF | STATE STREET BANK | 210,000 | 0 | 05-Apr-2020 | 05-Apr-2020 |
GRUPO FINANCIERO BANORTE SAB DE CV
Security | P49501201 | Meeting Type | Ordinary General Meeting | |||
Ticker Symbol | Meeting Date | 24-Apr-2020 | ||||
ISIN | MXP370711014 | Agenda | 712316377 - Management | |||
Record Date | 13-Apr-2020 | Holding Recon Date | 13-Apr-2020 | |||
City / Country | SAN PEDRO GARZA GARCIA / Mexico | Vote Deadline Date | 20-Apr-2020 | |||
SEDOL(s) | 2421041 - B01DHK6 - B2Q3MD3 - B57YQ34 | Quick Code |
Item |
Proposal |
Proposed by |
Vote |
For/Against |
For/Against Preferred | |||||
1.A |
Management Proposal | Management | For | For | For | |||||
1.B |
Management Proposal | Management | For | For | For | |||||
1.C |
Management Proposal | Management | For | For | For | |||||
1.D |
Management Proposal | Management | For | For | For | |||||
1.E |
Management Proposal | Management | For | For | For | |||||
2 |
Management Proposal | Management | For | For | For | |||||
3 |
Management Proposal | Management | For | For | For | |||||
4.A.1 |
Management Proposal | Management | For | For | For | |||||
4.A.2 |
Management Proposal | Management | For | For | For | |||||
4.A.3 |
Management Proposal | Management | For | For | For | |||||
4.A.4 |
Management Proposal | Management | For | For | For | |||||
4.A.5 |
Management Proposal | Management | For | For | For | |||||
4.A.6 |
Management Proposal | Management | For | For | For | |||||
4.A.7 |
Management Proposal | Management | For | For | For | |||||
4.A.8 |
Management Proposal | Management | For | For | For | |||||
4.A.9 |
Management Proposal | Management | For | For | For | |||||
4.A10 |
Management Proposal | Management | For | For | For | |||||
4.A11 |
Management Proposal | Management | For | For | For | |||||
4.A12 |
Management Proposal | Management | For | For | For | |||||
4.A13 |
Management Proposal | Management | For | For | For | |||||
4.A14 |
Management Proposal | Management | For | For | For | |||||
4.A15 |
Management Proposal | Management | For | For | For | |||||
4.A16 |
Management Proposal | Management | For | For | For | |||||
4.A17 |
Management Proposal | Management | For | For | For | |||||
4.A18 |
Management Proposal | Management | For | For | For | |||||
4.A19 |
Management Proposal | Management | For | For | For | |||||
4.A20 |
Management Proposal | Management | For | For | For | |||||
4.A21 |
Management Proposal | Management | For | For | For | |||||
4.A22 |
Management Proposal | Management | For | For | For | |||||
4.A23 |
Management Proposal | Management | For | For | For | |||||
4.A24 |
Management Proposal | Management | For | For | For | |||||
4.A25 |
Management Proposal | Management | For | For | For | |||||
4.A26 |
Management Proposal | Management | For | For | For | |||||
4.A27 |
Management Proposal | Management | For | For | For | |||||
4.A28 |
Management Proposal | Management | For | For | For | |||||
4.B |
Management Proposal | Management | For | For | For | |||||
4.C |
Management Proposal | Management | For | For | For | |||||
5 |
Management Proposal | Management | For | For | For | |||||
6 |
Management Proposal | Management | For | For | For | |||||
7.1 |
Management Proposal | Management | For | For | For | |||||
7.2 |
Management Proposal | Management | For | For | For | |||||
8 |
Management Proposal | Management | For | For | For | |||||
9 |
Management Proposal | Management | For | For | For |
Account |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable |
Vote Date |
Date | |||||||
2BCM |
2BCM | BGEMEF | STATE STREET BANK | 38,152 | 0 | 19-Apr-2020 | 19-Apr-2020 |
B3 SA
Security | ADPV40583 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 30-Apr-2020 | ||||
ISIN | BRB3SAACNOR6 | Agenda | 712333210 - Management | |||
Record Date | Holding Recon Date | 28-Apr-2020 | ||||
City / Country | SAO PAULO / Brazil | Vote Deadline Date | 21-Apr-2020 | |||
SEDOL(s) | Quick Code |
Item |
Proposal |
Proposed by |
Vote |
For/Against |
For/Against Preferred | |||||
CMMT |
IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET (DEPENDANT UPON THE AVAILABILITY AND USAGE OF THE-REMOTE VOTING PLATFORM). ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE- REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting | ||||||||
CMMT |
PLEASE NOTE THAT VOTES IN FAVOR AND AGAINST IN THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU | Non-Voting | ||||||||
1 |
Management Proposal | Management | For | For | For | |||||
2 |
Management Proposal | Management | For | For | For | |||||
3 |
Management Proposal | Management | For | For | For | |||||
4 |
Management Proposal | Management | For | For | For | |||||
5 |
Management Proposal | Management | For | For | For | |||||
6 |
Management Proposal | Management | For | For | For |
Account |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable |
Vote Date |
Date | |||||||
2BCM |
2BCM | BGEMEF | STATE STREET BANK | 18,007 | 0 | 20-Apr-2020 | 20-Apr-2020 |
B3 SA
Security | ADPV40583 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 30-Apr-2020 | ||||
ISIN | BRB3SAACNOR6 | Agenda | 712349768 - Management | |||
Record Date | Holding Recon Date | 28-Apr-2020 | ||||
City / Country | SAO PAULO / Brazil | Vote Deadline Date | 21-Apr-2020 | |||
SEDOL(s) | Quick Code |
Item |
Proposal |
Proposed by |
Vote |
For/Against |
For/Against Preferred | |||||
CMMT |
IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET (DEPENDANT UPON THE AVAILABILITY AND USAGE OF THE-REMOTE VOTING PLATFORM). ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE- REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting | ||||||||
1 |
Management Proposal | Management | For | For | For | |||||
2 |
Management Proposal | Management | For | For | For | |||||
3 |
Management Proposal | Management | Against | Against | For | |||||
4 |
Management Proposal | Management | For | For | For | |||||
5 |
Management Proposal | Management | For | For | For | |||||
6 |
Management Proposal | Management | Against | Against | For | |||||
7 |
Management Proposal | Management | For | For | For | |||||
CMMT |
PLEASE NOTE THAT VOTES IN FAVOR AND AGAINST IN THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU | Non-Voting |
Account |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable |
Vote Date |
Date | |||||||
2BCM |
2BCM | BGEMEF | STATE STREET BANK | 18,007 | 0 | 20-Apr-2020 | 20-Apr-2020 |
ANGLO AMERICAN PLC
Security | G03764134 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 05-May-2020 | ||||
ISIN | GB00B1XZS820 | Agenda | 712245794 - Management | |||
Record Date | Holding Recon Date | 01-May-2020 | ||||
City / Country | LONDON / United Kingdom | Vote Deadline Date | 23-Apr-2020 | |||
SEDOL(s) | B1XZS82 - B1YVRG0 - B1YW0L9 - B1YYNZ0 - B1Z91K5 | Quick Code |
Item |
Proposal |
Proposed by |
Vote |
For/Against |
For/Against Preferred | |||||
1 |
Management Proposal | Management | For | For | For | |||||
2 |
Management Proposal | Management | For | For | For | |||||
3 |
Management Proposal | Management | For | For | For | |||||
4 |
Management Proposal | Management | For | For | For | |||||
5 |
Management Proposal | Management | For | For | For | |||||
6 |
Management Proposal | Management | For | For | For | |||||
7 |
Management Proposal | Management | For | For | For | |||||
8 |
Management Proposal | Management | For | For | For | |||||
9 |
Management Proposal | Management | For | For | For | |||||
10 |
Management Proposal | Management | For | For | For | |||||
11 |
Management Proposal | Management | For | For | For | |||||
12 |
Management Proposal | Management | For | For | For | |||||
13 |
Management Proposal | Management | For | For | For | |||||
14 |
Management Proposal | Management | For | For | For | |||||
15 |
Management Proposal | Management | For | For | For | |||||
16 |
Management Proposal | Management | For | For | For | |||||
17 |
Management Proposal | Management | For | For | For | |||||
18 |
Management Proposal | Management | For | For | For | |||||
19 |
Management Proposal | Management | For | For | For | |||||
20 |
Management Proposal | Management | For | For | For | |||||
21 |
Management Proposal | Management | For | For | For | |||||
22 |
Management Proposal | Management | For | For | For | |||||
23 |
Management Proposal | Management | For | For | For |
Account |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable |
Vote Date |
Date | |||||||
2BCM |
2BCM | BGEMEF | STATE STREET BANK | 7,459 | 0 | 22-Apr-2020 | 22-Apr-2020 |
X5 RETAIL GROUP N.V.
Security | 98387E205 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 12-May-2020 | ||||
ISIN | US98387E2054 | Agenda | 712405263 - Management | |||
Record Date | 14-Apr-2020 | Holding Recon Date | 14-Apr-2020 | |||
City / Country | TBD / Netherlands | Vote Deadline Date | 30-Apr-2020 | |||
SEDOL(s) | B07T3T9 - B083BP2 - B516L19 - BD9Q3K0 | Quick Code |
Item |
Proposal |
Proposed by |
Vote |
For/Against |
For/Against Preferred | |||||
1 |
OPENING | Non-Voting | ||||||||
2 |
REPORT OF THE MANAGEMENT BOARD FOR THE FINANCIAL YEAR 2019 | Non-Voting | ||||||||
3.A |
Management Proposal | Management | Against | Against | For | |||||
3.B |
FINANCIAL STATEMENTS, RESULT AND DIVIDEND FOR THE FINANCIAL YEAR 2019:-EXPLANATION OF THE DIVIDEND POLICY | Non-Voting | ||||||||
3.C |
Management Proposal | Management | For | For | For | |||||
3.D |
Management Proposal | Management | For | For | For | |||||
4.A |
Management Proposal | Management | For | For | For | |||||
4.B |
Management Proposal | Management | For | For | For | |||||
5 |
Management Proposal | Management | For | For | For | |||||
6 |
Management Proposal | Management | For | For | For | |||||
7.A |
Management Proposal | Management | Against | Against | For | |||||
7.B |
Management Proposal | Management | Against | Against | For | |||||
8.A |
Management Proposal | Management | For | For | For | |||||
8.B |
Management Proposal | Management | For | For | For | |||||
8.C |
Management Proposal | Management | For | For | For | |||||
9 |
Management Proposal | Management | For | For | For | |||||
10 |
ANY OTHER BUSINESS AND CONCLUSION | Non-Voting |
Account |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable |
Vote Date |
Date | |||||||
2BCM |
2BCM | BGEMEF | STATE STREET BANK | 3,356 | 0 | 29-Apr-2020 | 29-Apr-2020 |
CHINA PACIFIC INSURANCE (GROUP) CO LTD
Security | Y1505Z103 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 12-May-2020 | ||||
ISIN | CNE1000009Q7 | Agenda | 712484916 - Management | |||
Record Date | 09-Apr-2020 | Holding Recon Date | 09-Apr-2020 | |||
City / Country | ZHEJIANG / China | Vote Deadline Date | 06-May-2020 | |||
SEDOL(s) | B2Q5H56 - B3PLV94 - B638K46 - BD8NLT7 - BP3RSL9 | Quick Code |
Item |
Proposal |
Proposed by |
Vote |
For/Against |
For/Against Preferred | |||||
CMMT |
PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0422/2020042201463.pdf, | Non-Voting | ||||||||
CMMT |
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 379851 DUE TO ADDITION OF-RESOLUTION 18. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS-MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT-GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS- ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED-PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW-AMENDED MEETING. THANK YOU. | Non-Voting | ||||||||
1 |
Management Proposal | Management | For | For | For | |||||
2 |
Management Proposal | Management | For | For | For | |||||
3 |
Management Proposal | Management | For | For | For | |||||
4 |
Management Proposal | Management | For | For | For | |||||
5 |
Management Proposal | Management | For | For | For | |||||
6 |
Management Proposal | Management | For | For | For | |||||
7 |
Management Proposal | Management | For | For | For | |||||
8 |
Management Proposal | Management | For | For | For | |||||
9 |
Management Proposal | Management | For | For | For | |||||
10 |
Management Proposal | Management | For | For | For | |||||
11 |
Management Proposal | Management | For | For | For | |||||
12.1 |
Management Proposal | Management | For | For | For | |||||
12.2 |
Management Proposal | Management | For | For | For | |||||
12.3 |
Management Proposal | Management | For | For | For | |||||
12.4 |
Management Proposal | Management | Against | Against | For | |||||
12.5 |
Management Proposal | Management | For | For | For | |||||
12.6 |
Management Proposal | Management | For | For | For | |||||
12.7 |
Management Proposal | Management | For | For | For | |||||
12.8 |
Management Proposal | Management | For | For | For | |||||
12.9 |
Management Proposal | Management | For | For | For | |||||
12.10 |
Management Proposal | Management | For | For | For | |||||
12.11 |
Management Proposal | Management | For | For | For | |||||
12.12 |
Management Proposal | Management | For | For | For | |||||
13.1 |
Management Proposal | Management | Against | Against | For | |||||
13.2 |
Management Proposal | Management | Against | Against | For | |||||
14 |
Management Proposal | Management | Against | Against | For | |||||
15 |
Management Proposal | Management | Against | Against | For | |||||
16 |
Management Proposal | Management | Against | Against | For | |||||
18 |
Shareholder Proposal | Shareholder | For | For |
Account |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable |
Vote Date |
Date | |||||||
2BCM |
2BCM | BGEMEF | STATE STREET BANK | 41,800 | 0 | 05-May-2020 | 05-May-2020 |
ENN ENERGY HOLDINGS LTD
Security | G3066L101 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 13-May-2020 | ||||
ISIN | KYG3066L1014 | Agenda | 712349592 - Management | |||
Record Date | 07-May-2020 | Holding Recon Date | 07-May-2020 | |||
City / Country | HONG KONG / Cayman Islands | Vote Deadline Date | 06-May-2020 | |||
SEDOL(s) | 6333937 - B013F02 - B02V9R0 - BD8NLX1 - BP3RTR2 | Quick Code |
Item |
Proposal |
Proposed by |
Vote |
For/Against |
For/Against Preferred | |||||
CMMT |
PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0403/2020040302063.pdf- AND- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0403/2020040302051.pdf | Non-Voting | ||||||||
CMMT |
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE IN FAVOR OR AGAINST FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||
1 |
Management Proposal | Management | For | For | For | |||||
2 |
Management Proposal | Management | For | For | For | |||||
3.A.I |
Management Proposal | Management | For | For | For | |||||
3.AII |
Management Proposal | Management | For | For | For | |||||
3AIII |
Management Proposal | Management | For | For | For | |||||
3.AIV |
Management Proposal | Management | For | For | For | |||||
3.A.V |
Management Proposal | Management | For | For | For | |||||
3.B |
Management Proposal | Management | For | For | For | |||||
4 |
Management Proposal | Management | For | For | For | |||||
5 |
Management Proposal | Management | For | For | For | |||||
6 |
Management Proposal | Management | For | For | For |
Account |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable |
Vote Date |
Date | |||||||
2BCM |
2BCM | BGEMEF | STATE STREET BANK | 2,000 | 0 | 05-May-2020 | 05-May-2020 |
TENCENT HOLDINGS LTD
Security | G87572163 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 13-May-2020 | ||||
ISIN | KYG875721634 | Agenda | 712379583 - Management | |||
Record Date | 07-May-2020 | Holding Recon Date | 07-May-2020 | |||
City / Country | HONG KONG / Cayman Islands | Vote Deadline Date | 06-May-2020 | |||
SEDOL(s) | BDDXGP3 - BGPHZF7 - BMN9869 - BMNDJT1 | Quick Code |
Item |
Proposal |
Proposed by |
Vote |
For/Against |
For/Against Preferred | |||||
CMMT |
PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0407/2020040701452.pdf, | Non-Voting | ||||||||
CMMT |
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE IN FAVOR OR AGAINST FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||
1 |
Management Proposal | Management | For | For | For | |||||
2 |
Management Proposal | Management | For | For | For | |||||
3.A |
Management Proposal | Management | For | For | For | |||||
3.B |
Management Proposal | Management | Against | Against | For | |||||
3.C |
Management Proposal | Management | For | For | For | |||||
3.D |
Management Proposal | Management | For | For | For | |||||
4 |
Management Proposal | Management | For | For | For | |||||
5 |
Management Proposal | Management | Against | Against | For | |||||
6 |
Management Proposal | Management | For | For | For | |||||
7 |
Management Proposal | Management | Against | Against | For | |||||
8 |
Management Proposal | Management | For | For | For |
Account |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable |
Vote Date |
Date | |||||||
2BCM |
2BCM | BGEMEF | STATE STREET BANK | 18,200 | 0 | 05-May-2020 | 05-May-2020 |
HANGZHOU HIKVISION DIGITAL TECHNOLOGY CO LTD
Security | Y3038Z105 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 15-May-2020 | ||||
ISIN | CNE100000PM8 | Agenda | 712496757 - Management | |||
Record Date | 07-May-2020 | Holding Recon Date | 07-May-2020 | |||
City / Country | HANGZHOU / China | Vote Deadline Date | 06-May-2020 | |||
SEDOL(s) | B450X03 - BD5CPQ2 | Quick Code |
Item |
Proposal |
Proposed by |
Vote |
For/Against |
For/Against Preferred | |||||
1 |
Management Proposal | Management | For | For | For | |||||
2 |
Management Proposal | Management | For | For | For | |||||
3 |
Management Proposal | Management | For | For | For | |||||
4 |
Management Proposal | Management | For | For | For | |||||
5 |
Management Proposal | Management | For | For | For | |||||
6 |
Management Proposal | Management | For | For | For | |||||
7 |
Management Proposal | Management | For | For | For | |||||
8 |
Management Proposal | Management | For | For | For | |||||
9 |
Management Proposal | Management | For | For | For | |||||
10 |
Management Proposal | Management | For | For | For | |||||
11 |
Management Proposal | Management | Against | Against | For | |||||
12 |
Management Proposal | Management | For | For | For | |||||
13 |
Management Proposal | Management | For | For | For | |||||
14 |
Management Proposal | Management | For | For | For | |||||
15 |
Management Proposal | Management | For | For | For | |||||
16 |
Management Proposal | Management | For | For | For | |||||
17 |
Management Proposal | Management | For | For | For | |||||
18 |
Management Proposal | Management | For | For | For | |||||
CMMT |
28 APR 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-IN RESOLUTION 5. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting |
Account |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable |
Vote Date |
Date | |||||||
2BCM |
2BCM | BGEMEF | STATE STREET BANK | 38,700 | 0 | 11-May-2020 | 11-May-2020 |
CNOOC LTD
Security | Y1662W117 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 21-May-2020 | ||||
ISIN | HK0883013259 | Agenda | 712565867 - Management | |||
Record Date | 15-May-2020 | Holding Recon Date | 15-May-2020 | |||
City / Country | HONG KONG / Hong Kong | Vote Deadline Date | 15-May-2020 | |||
SEDOL(s) | B00G0S5 - B016D18 - BD8NGX6 - BP3RPR4 | Quick Code |
Item |
Proposal |
Proposed by |
Vote |
For/Against |
For/Against Preferred | |||||
CMMT |
PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF ABSTAIN WILL BE TREATED-THE SAME AS A TAKE NO ACTION VOTE. | Non-Voting | ||||||||
CMMT |
PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0408/2020040800017.pdf, | Non-Voting | ||||||||
CMMT |
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 386409 DUE TO RECEIVED-ADDITIONAL RESOLUTION A.4. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE- EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | ||||||||
A.1 |
Management Proposal | Management | For | For | For | |||||
A.2 |
Management Proposal | Management | For | For | For | |||||
A.3 |
Management Proposal | Management | For | For | For | |||||
A.4 |
Management Proposal | Management | For | For | For | |||||
A.5 |
Management Proposal | Management | For | For | For | |||||
A.6 |
Management Proposal | Management | For | For | For | |||||
A.7 |
Management Proposal | Management | For | For | For | |||||
A.8 |
Management Proposal | Management | For | For | For | |||||
B.1 |
Management Proposal | Management | For | For | For | |||||
B.2 |
Management Proposal | Management | Against | Against | For | |||||
B.3 |
Management Proposal | Management | Against | Against | For |
Account |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable |
Vote Date |
Date | |||||||
2BCM |
2BCM | BGEMEF | STATE STREET BANK | 154,000 | 0 | 14-May-2020 | 14-May-2020 |
SUNNY OPTICAL TECHNOLOGY (GROUP) CO LTD
Security | G8586D109 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 22-May-2020 | ||||
ISIN | KYG8586D1097 | Agenda | 712475993 - Management | |||
Record Date | 18-May-2020 | Holding Recon Date | 18-May-2020 | |||
City / Country | HONG KONG / Cayman Islands | Vote Deadline Date | 15-May-2020 | |||
SEDOL(s) | B1YBT08 - B1YY9W9 - BD8NLN1 - BFWMTL2 - BX1D6T9 | Quick Code |
Item |
Proposal |
Proposed by |
Vote |
For/Against |
For/Against Preferred | |||||
CMMT |
PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0421/2020042100281.pdf- AND- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0421/2020042100283.pdf | Non-Voting | ||||||||
CMMT |
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE IN FAVOR OR AGAINST FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||
1 |
Management Proposal | Management | For | For | For | |||||
2 |
Management Proposal | Management | For | For | For | |||||
3.A |
Management Proposal | Management | For | For | For | |||||
3.B |
Management Proposal | Management | For | For | For | |||||
3.C |
Management Proposal | Management | For | For | For | |||||
3.D |
Management Proposal | Management | For | For | For | |||||
4 |
Management Proposal | Management | For | For | For | |||||
5 |
Management Proposal | Management | Against | Against | For | |||||
6 |
Management Proposal | Management | For | For | For | |||||
7 |
Management Proposal | Management | Against | Against | For |
Account |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable |
Vote Date |
Date | |||||||
2BCM |
2BCM | BGEMEF | STATE STREET BANK | 5,400 | 0 | 14-May-2020 | 14-May-2020 |
CHINA STATE CONSTRUCTION INTERNATIONAL HOLDINGS LT
Security | G21677136 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 27-May-2020 | ||||
ISIN | KYG216771363 | Agenda | 712693755 - Management | |||
Record Date | 07-Apr-2020 | Holding Recon Date | 07-Apr-2020 | |||
City / Country | HONG KONG / Cayman Islands | Vote Deadline Date | 18-May-2020 | |||
SEDOL(s) | B0BM5T8 - B0DD168 - B0V9RW6 - BD8NM83 - BP3RT16 | Quick Code |
Item |
Proposal |
Proposed by |
Vote |
For/Against |
For/Against Preferred | |||||
CMMT |
PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0518/2020051800245.pdf- AND- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0518/2020051800247.pdf | Non-Voting | ||||||||
CMMT |
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE IN FAVOR OR AGAINST FOR-ALL RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||
CMMT |
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 417169 DUE TO CHANGE IN-RECORD DATE FROM 25 MAY 2020 TO 07 APR 2020. ALL VOTES RECEIVED ON THE-PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED.-THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER-VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE- CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE.-PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING,-AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | ||||||||
1 |
Management Proposal | Management | For | For | For |
Account |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable |
Vote Date |
Date | |||||||
2BCM |
2BCM | BGEMEF | STATE STREET BANK | 210,000 | 0 | 21-May-2020 | 21-May-2020 |
AIA GROUP LTD
Security | Y002A1105 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 29-May-2020 | ||||
ISIN | HK0000069689 | Agenda | 712492824 - Management | |||
Record Date | 25-May-2020 | Holding Recon Date | 25-May-2020 | |||
City / Country | KOWLOON / Hong Kong | Vote Deadline Date | 22-May-2020 | |||
SEDOL(s) | B4TX8S1 - B5WGY64 - BD8NJM6 - BP3RP07 | Quick Code |
Item |
Proposal |
Proposed by |
Vote |
For/Against |
For/Against Preferred | |||||
CMMT |
PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF ABSTAIN WILL BE TREATED-THE SAME AS A TAKE NO ACTION VOTE. | Non-Voting | ||||||||
CMMT |
PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0424/2020042400952.pdf- AND- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0424/2020042400966.pdf | Non-Voting | ||||||||
1 |
Management Proposal | Management | For | For | For | |||||
2 |
Management Proposal | Management | For | For | For | |||||
3 |
Management Proposal | Management | For | For | For | |||||
4 |
Management Proposal | Management | For | For | For | |||||
5 |
Management Proposal | Management | For | For | Against | |||||
6 |
Management Proposal | Management | For | For | For | |||||
7.A |
Management Proposal | Management | For | For | For | |||||
7.B |
Management Proposal | Management | For | For | For | |||||
8 |
Management Proposal | Management | For | For | Against |
Account |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable |
Vote Date |
Date | |||||||
2BCM |
2BCM | BGEMEF | STATE STREET BANK | 21,000 | 0 | 20-May-2020 | 20-May-2020 |
CHINA RESOURCES LAND LTD
Security | G2108Y105 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 02-Jun-2020 | ||||
ISIN | KYG2108Y1052 | Agenda | 712516422 - Management | |||
Record Date | 26-May-2020 | Holding Recon Date | 26-May-2020 | |||
City / Country | HONG KONG / Cayman Islands | Vote Deadline Date | 27-May-2020 | |||
SEDOL(s) | 4474526 - 6193766 - BD8NJ04 - BP3RSS6 | Quick Code |
Item |
Proposal |
Proposed by |
Vote |
For/Against |
For/Against Preferred | |||||
CMMT |
PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0428/2020042802286.pdf- AND- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0428/2020042802318.pdf | Non-Voting | ||||||||
CMMT |
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE IN FAVOR OR AGAINST FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||
1 |
Management Proposal | Management | For | For | For | |||||
2 |
Management Proposal | Management | For | For | For | |||||
3.1 |
Management Proposal | Management | Against | Against | For | |||||
3.2 |
Management Proposal | Management | Against | Against | For | |||||
3.3 |
Management Proposal | Management | For | For | For | |||||
3.4 |
Management Proposal | Management | Against | Against | For | |||||
3.5 |
Management Proposal | Management | Against | Against | For | |||||
3.6 |
Management Proposal | Management | For | For | For | |||||
3.7 |
Management Proposal | Management | For | For | For | |||||
4 |
Management Proposal | Management | For | For | For | |||||
5 |
Management Proposal | Management | For | For | For | |||||
6 |
Management Proposal | Management | Against | Against | For | |||||
7 |
Management Proposal | Management | Against | Against | For |
Account |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable |
Vote Date |
Date | |||||||
2BCM |
2BCM | BGEMEF | STATE STREET BANK | 56,000 | 0 | 26-May-2020 | 26-May-2020 |
SAMSONITE INTERNATIONAL S.A
Security | L80308106 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 04-Jun-2020 | ||||
ISIN | LU0633102719 | Agenda | 712442603 - Management | |||
Record Date | 27-May-2020 | Holding Recon Date | 27-May-2020 | |||
City / Country | LUXEMBOURG / Luxembourg | Vote Deadline Date | 28-May-2020 | |||
SEDOL(s) | B4KW2N0 - B4Q1532 - B7T3RP2 | Quick Code |
Item |
Proposal |
Proposed by |
Vote |
For/Against |
For/Against Preferred | |||||
CMMT |
PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0416/2020041600999.pdf- AND- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0416/2020041600906.pdf | Non-Voting | ||||||||
CMMT |
PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF ABSTAIN WILL BE TREATED-THE SAME AS A TAKE NO ACTION VOTE | Non-Voting | ||||||||
1 |
Management Proposal | Management | For | For | For |
Account |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable |
Vote Date |
Date | |||||||
2BCM |
2BCM | BGEMEF | STATE STREET BANK | 55,500 | 0 | 27-May-2020 | 27-May-2020 |
SAMSONITE INTERNATIONAL S.A
Security | L80308106 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 04-Jun-2020 | ||||
ISIN | LU0633102719 | Agenda | 712484788 - Management | |||
Record Date | 27-May-2020 | Holding Recon Date | 27-May-2020 | |||
City / Country | TBD / Luxembourg | Vote Deadline Date | 28-May-2020 | |||
SEDOL(s) | B4KW2N0 - B4Q1532 - B7T3RP2 | Quick Code |
Item |
Proposal |
Proposed by |
Vote |
For/Against |
For/Against Preferred | |||||
CMMT |
PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0416/2020041600898.pdf- AND- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0416/2020041600913.pdf | Non-Voting | ||||||||
1 |
Management Proposal | Management | For | For | For | |||||
2 |
Management Proposal | Management | For | For | For | |||||
3.I |
Management Proposal | Management | For | For | For | |||||
3.II |
Management Proposal | Management | For | For | For | |||||
3.III |
Management Proposal | Management | For | For | For | |||||
4 |
Management Proposal | Management | For | For | For | |||||
5 |
Management Proposal | Management | For | For | For | |||||
6 |
Management Proposal | Management | For | For | For | |||||
7 |
Management Proposal | Management | For | For | For | |||||
8 |
Management Proposal | Management | For | For | For | |||||
9 |
Management Proposal | Management | For | For | For | |||||
10 |
Management Proposal | Management | For | For | For | |||||
CMMT |
24 APR 2020: PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF ABSTAIN-WILL BE TREATED THE SAME AS A TAKE NO ACTION VOTE | Non-Voting | ||||||||
CMMT |
24 APR 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting |
Account |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable |
Vote Date |
Date | |||||||
2BCM |
2BCM | BGEMEF | STATE STREET BANK | 55,500 | 0 | 27-May-2020 | 27-May-2020 |
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD
Security | Y84629107 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 09-Jun-2020 | ||||
ISIN | TW0002330008 | Agenda | 712626932 - Management | |||
Record Date | 10-Apr-2020 | Holding Recon Date | 10-Apr-2020 | |||
City / Country | HSINCHU / Taiwan, Province of China | Vote Deadline Date | 01-Jun-2020 | |||
SEDOL(s) | 6889106 | Quick Code |
Item |
Proposal |
Proposed by |
Vote |
For/Against |
For/Against Preferred | |||||
1 |
Management Proposal | Management | For | For | For | |||||
2 |
Management Proposal | Management | For | For | For | |||||
3.1 |
Management Proposal | Management | For | For | For |
Account |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable |
Vote Date |
Date | |||||||
2BCM |
2BCM | BGEMEF | STATE STREET BANK | 74,000 | 0 | 31-May-2020 | 31-May-2020 |
CHINA STATE CONSTRUCTION INTERNATIONAL HOLDINGS LT
Security | G21677136 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 10-Jun-2020 | ||||
ISIN | KYG216771363 | Agenda | 712516383 - Management | |||
Record Date | 04-Jun-2020 | Holding Recon Date | 04-Jun-2020 | |||
City / Country | HONG KONG / Cayman Islands | Vote Deadline Date | 03-Jun-2020 | |||
SEDOL(s) | B0BM5T8 - B0DD168 - B0V9RW6 - BD8NM83 - BP3RT16 | Quick Code |
Item |
Proposal |
Proposed by |
Vote |
For/Against |
For/Against Preferred | |||||
1 |
Management Proposal | Management | For | For | For | |||||
2 |
Management Proposal | Management | For | For | For | |||||
3.A |
Management Proposal | Management | For | For | For | |||||
3.B |
Management Proposal | Management | Against | Against | For | |||||
3.C |
Management Proposal | Management | Against | Against | For | |||||
4 |
Management Proposal | Management | For | For | For | |||||
5 |
Management Proposal | Management | For | For | For | |||||
6.A |
Management Proposal | Management | Against | Against | For | |||||
6.B |
Management Proposal | Management | For | For | For | |||||
6.C |
Management Proposal | Management | Against | Against | For | |||||
7 |
Management Proposal | Management | For | For | For | |||||
CMMT |
PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0423/2020042301635.pdf- AND- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0423/2020042301545.pdf | Non-Voting | ||||||||
CMMT |
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE IN FAVOR OR AGAINST FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting |
Account |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable |
Vote Date |
Date | |||||||
2BCM |
2BCM | BGEMEF | STATE STREET BANK | 210,000 | 0 | 02-Jun-2020 | 02-Jun-2020 |
CHICONY ELECTRONICS CO LTD
Security | Y1364B106 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 10-Jun-2020 | ||||
ISIN | TW0002385002 | Agenda | 712636767 - Management | |||
Record Date | 10-Apr-2020 | Holding Recon Date | 10-Apr-2020 | |||
City / Country | NEW TAIPEI CITY / Taiwan, Province of China | Vote Deadline Date | 02-Jun-2020 | |||
SEDOL(s) | 6140579 | Quick Code |
Item |
Proposal |
Proposed by |
Vote |
For/Against |
For/Against Preferred | |||||
1 |
Management Proposal | Management | For | For | For | |||||
2 |
Management Proposal | Management | For | For | For | |||||
3 |
Management Proposal | Management | For | For | For |
Account |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable |
Vote Date |
Date | |||||||
2BCM |
2BCM | BGEMEF | STATE STREET BANK | 49,000 | 0 | 01-Jun-2020 | 01-Jun-2020 |
CHINA STATE CONSTRUCTION INTERNATIONAL HOLDINGS LT
Security | G21677136 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 10-Jun-2020 | ||||
ISIN | KYG216771363 | Agenda | 712666443 - Management | |||
Record Date | 04-Jun-2020 | Holding Recon Date | 04-Jun-2020 | |||
City / Country | HONG KONG / Cayman Islands | Vote Deadline Date | 03-Jun-2020 | |||
SEDOL(s) | B0BM5T8 - B0DD168 - B0V9RW6 - BD8NM83 - BP3RT16 | Quick Code |
Item |
Proposal |
Proposed by |
Vote |
For/Against |
For/Against Preferred | |||||
CMMT |
PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0519/2020051900340.pdf- AND- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0519/2020051900344.pdf | Non-Voting | ||||||||
CMMT |
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE IN FAVOR OR AGAINST-ONLY FOR RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||
1 |
Management Proposal | Management | For | For | For |
Account |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable |
Vote Date |
Date | |||||||
2BCM |
2BCM | BGEMEF | STATE STREET BANK | 210,000 | 0 | 02-Jun-2020 | 02-Jun-2020 |
SANLAM LTD
Security | S7302C137 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 10-Jun-2020 | ||||
ISIN | ZAE000070660 | Agenda | 712713949 - Management | |||
Record Date | 29-May-2020 | Holding Recon Date | 29-May-2020 | |||
City / Country | CAPE TOWN / South Africa | Vote Deadline Date | 04-Jun-2020 | |||
SEDOL(s) | B0L6750 - B0MSTY8 - B0MTL45 - B10QWR5 | Quick Code |
Item |
Proposal |
Proposed by |
Vote |
For/Against |
For/Against Preferred | |||||
O.1 |
Management Proposal | Management | For | For | For | |||||
O.2 |
Management Proposal | Management | For | For | For | |||||
O.3 |
Management Proposal | Management | For | For | For | |||||
O.4.1 |
Management Proposal | Management | For | For | For | |||||
O.4.2 |
Management Proposal | Management | For | For | For | |||||
O.4.3 |
Management Proposal | Management | For | For | For | |||||
O.5.1 |
Management Proposal | Management | For | For | For | |||||
O.5.2 |
TO INDIVIDUALLY RE-ELECT THE FOLLOWING DIRECTOR RETIRING BY ROTATION: PB-HANRATTY | Non-Voting | ||||||||
O.6.1 |
Management Proposal | Management | For | For | For | |||||
O.6.2 |
Management Proposal | Management | For | For | For | |||||
O.7.1 |
Management Proposal | Management | For | For | For | |||||
O.7.2 |
TO INDIVIDUALLY ELECT THE FOLLOWING INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE- COMPANY AS MEMBER OF THE SANLAM AUDIT COMMITTEE: PB HANRATTY | Non-Voting | ||||||||
O.7.3 |
Management Proposal | Management | For | For | For | |||||
O.7.4 |
Management Proposal | Management | For | For | For | |||||
O.7.5 |
Management Proposal | Management | For | For | For | |||||
O.8.1 |
Management Proposal | Management | For | For | For | |||||
O.8.2 |
Management Proposal | Management | For | For | For | |||||
O.9 |
Management Proposal | Management | For | For | For | |||||
O.10 |
Management Proposal | Management | For | For | For | |||||
O.11 |
Management Proposal | Management | For | For | For | |||||
O.12 |
Management Proposal | Management | For | For | For | |||||
S.1 |
Management Proposal | Management | For | For | For | |||||
S.2 |
Management Proposal | Management | For | For | For | |||||
CMMT |
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 380170 DUE TO WITHDRAWAL-OF RESOLUTION 5.2 AND 7.2. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE- DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting |
Account |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable |
Vote Date |
Date | |||||||
2BCM |
2BCM | BGEMEF | STATE STREET BANK | 38,831 | 0 | 03-Jun-2020 | 03-Jun-2020 |
MEDIATEK INCORPORATION
Security | Y5945U103 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 11-Jun-2020 | ||||
ISIN | TW0002454006 | Agenda | 712643813 - Management | |||
Record Date | 10-Apr-2020 | Holding Recon Date | 10-Apr-2020 | |||
City / Country | HSINCHU / Taiwan, Province of China | Vote Deadline Date | 03-Jun-2020 | |||
SEDOL(s) | 6372480 - B06P6Z5 | Quick Code |
Item |
Proposal |
Proposed by |
Vote |
For/Against |
For/Against Preferred | |||||
1 |
Management Proposal | Management | For | For | For | |||||
2 |
Management Proposal | Management | For | For | For | |||||
3 |
Management Proposal | Management | For | For | For | |||||
4 |
Management Proposal | Management | For | For | For |
Account |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable |
Vote Date |
Date | |||||||
2BCM |
2BCM | BGEMEF | STATE STREET BANK | 4,000 | 0 | 02-Jun-2020 | 02-Jun-2020 |
CHINA CONSTRUCTION BANK CORPORATION
Security | Y1397N101 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 19-Jun-2020 | ||||
ISIN | CNE1000002H1 | Agenda | 712552959 - Management | |||
Record Date | 19-May-2020 | Holding Recon Date | 19-May-2020 | |||
City / Country | BEIJING / China | Vote Deadline Date | 15-Jun-2020 | |||
SEDOL(s) | B0LMTQ3 - B0N9XH1 - BD8NH44 - BP3RRZ6 | Quick Code |
Item |
Proposal |
Proposed by |
Vote |
For/Against |
For/Against Preferred | |||||
CMMT |
PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0428/2020042803137.pdf- AND- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0428/2020042803145.pdf | Non-Voting | ||||||||
CMMT |
PLEASE NOTE THAT THIS IS 2019 ANNUAL GENERAL MEETING | Non-Voting | ||||||||
1 |
Management Proposal | Management | For | For | For | |||||
2 |
Management Proposal | Management | For | For | For | |||||
3 |
Management Proposal | Management | For | For | For | |||||
4 |
Management Proposal | Management | For | For | For | |||||
5 |
Management Proposal | Management | For | For | For | |||||
6 |
Management Proposal | Management | For | For | For | |||||
7 |
Management Proposal | Management | For | For | For | |||||
8 |
Management Proposal | Management | For | For | For | |||||
9 |
Management Proposal | Management | For | For | For | |||||
10 |
Management Proposal | Management | For | For | For | |||||
11 |
Management Proposal | Management | For | For | For | |||||
12 |
Management Proposal | Management | For | For | For | |||||
13 |
Management Proposal | Management | For | For | For | |||||
14 |
Management Proposal | Management | For | For | For | |||||
15 |
Management Proposal | Management | For | For | For | |||||
16 |
Management Proposal | Management | For | For | For |
Account |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable |
Vote Date |
Date | |||||||
2BCM |
2BCM | BGEMEF | STATE STREET BANK | 496,000 | 0 | 14-Jun-2020 | 14-Jun-2020 |
MEGA FINANCIAL HOLDING COMPANY LTD
Security | Y59456106 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 19-Jun-2020 | ||||
ISIN | TW0002886009 | Agenda | 712694238 - Management | |||
Record Date | 20-Apr-2020 | Holding Recon Date | 20-Apr-2020 | |||
City / Country | TAIPEI / Taiwan, Province of China | Vote Deadline Date | 11-Jun-2020 | |||
SEDOL(s) | 6444066 - B06P7N0 | Quick Code |
Item |
Proposal |
Proposed by |
Vote |
For/Against |
For/Against Preferred | |||||
1 |
Management Proposal | Management | For | For | For | |||||
2 |
Management Proposal | Management | For | For | For | |||||
3 |
Management Proposal | Management | For | For | For | |||||
4 |
Management Proposal | Management | For | For | For | |||||
5 |
Management Proposal | Management | For | For | For | |||||
6 |
Management Proposal | Management | For | For | For | |||||
7 |
Management Proposal | Management | For | For | For | |||||
8 |
Management Proposal | Management | For | For | For | |||||
9 |
Management Proposal | Management | For | For | For |
Account |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable |
Vote Date |
Date | |||||||
2BCM |
2BCM | BGEMEF | STATE STREET BANK | 213,000 | 0 | 10-Jun-2020 | 10-Jun-2020 |
PT TELEKOMUNIKASI INDONESIA (PERSERO) TBK
Security | Y71474145 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 19-Jun-2020 | ||||
ISIN | ID1000129000 | Agenda | 712748649 - Management | |||
Record Date | 27-May-2020 | Holding Recon Date | 27-May-2020 | |||
City / Country | JAKARTA / Indonesia | Vote Deadline Date | 12-Jun-2020 | |||
SEDOL(s) | BD4T6W7 - BD64LD6 - BD7W4G3 | Quick Code |
Item |
Proposal |
Proposed by |
Vote |
For/Against |
For/Against Preferred | |||||
1 |
Management Proposal | Management | For | For | For | |||||
2 |
Management Proposal | Management | For | For | For | |||||
3 |
Management Proposal | Management | For | For | For | |||||
4 |
Management Proposal | Management | Against | Against | For | |||||
5 |
Management Proposal | Management | Against | Against | For | |||||
6 |
Management Proposal | Management | Against | Against | For |
Account |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable |
Vote Date |
Date | |||||||
2BCM |
2BCM | BGEMEF | STATE STREET BANK | 406,200 | 0 | 11-Jun-2020 | 11-Jun-2020 |
PJSC LUKOIL
Security | 69343P105 | Meeting Type | Annual | |||
Ticker Symbol | LUKOY | Meeting Date | 23-Jun-2020 | |||
ISIN | US69343P1057 | Agenda | 935230413 - Management | |||
Record Date | 18-May-2020 | Holding Recon Date | 18-May-2020 | |||
City / Country | / United States | Vote Deadline Date | 11-Jun-2020 | |||
SEDOL(s) | Quick Code |
Item |
Proposal |
Proposed by |
Vote |
For/Against |
For/Against Preferred | |||||
1. |
Miscellaneous Corporate Actions | Management | For | For | For | |||||
2A. |
Election of Directors (Full Slate) | Management | No Action | Against | ||||||
2B. |
Election of Directors (Full Slate) | Management | No Action | Against | ||||||
2C. |
Election of Directors (Full Slate) | Management | For | For | ||||||
2D. |
Election of Directors (Full Slate) | Management | No Action | Against | ||||||
2E. |
Election of Directors (Full Slate) | Management | For | For | ||||||
2F. |
Election of Directors (Full Slate) | Management | No Action | Against | ||||||
2G. |
Election of Directors (Full Slate) | Management | For | For | ||||||
2H. |
Election of Directors (Full Slate) | Management | No Action | Against | ||||||
2I. |
Election of Directors (Full Slate) | Management | No Action | Against | ||||||
2J. |
Election of Directors (Full Slate) | Management | For | For | ||||||
2K. |
Election of Directors (Full Slate) | Management | For | For | ||||||
3A. |
Miscellaneous Corporate Actions | Management | For | For | For | |||||
3B. |
Miscellaneous Corporate Actions | Management | For | For | For | |||||
4. |
Miscellaneous Corporate Actions | Management | For | For | For | |||||
5. |
Miscellaneous Corporate Actions | Management | For | For | For |
Account |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable |
Vote Date |
Date | |||||||
9972BCM |
BARINGS GLOBAL EMERGING MARKETS EQUITY FUND | BGEMEF | STATE STREET BANK & TRUST CO | 1,277 | 0 | 11-Jun-2020 | 11-Jun-2020 |
PJSC LUKOIL
Security | 69343P105 | Meeting Type | Annual | |||
Ticker Symbol | LUKOY | Meeting Date | 23-Jun-2020 | |||
ISIN | US69343P1057 | Agenda | 935235449 - Management | |||
Record Date | 29-May-2020 | Holding Recon Date | 29-May-2020 | |||
City / Country | / United States | Vote Deadline Date | 11-Jun-2020 | |||
SEDOL(s) | Quick Code |
Item |
Proposal |
Proposed by |
Vote |
For/Against |
For/Against Preferred | |||||
1. |
Miscellaneous Corporate Actions | Management | For | For | For | |||||
2A. |
Election of Directors (Full Slate) | Management | No Action | Against | ||||||
2B. |
Election of Directors (Full Slate) | Management | No Action | Against | ||||||
2C. |
Election of Directors (Full Slate) | Management | For | For | ||||||
2D. |
Election of Directors (Full Slate) | Management | No Action | Against | ||||||
2E. |
Election of Directors (Full Slate) | Management | For | For | ||||||
2F. |
Election of Directors (Full Slate) | Management | No Action | Against | ||||||
2G. |
Election of Directors (Full Slate) | Management | For | For | ||||||
2H. |
Election of Directors (Full Slate) | Management | No Action | Against | ||||||
2I. |
Election of Directors (Full Slate) | Management | No Action | Against | ||||||
2J. |
Election of Directors (Full Slate) | Management | For | For | ||||||
2K. |
Election of Directors (Full Slate) | Management | For | For | ||||||
3A. |
Miscellaneous Corporate Actions | Management | For | For | For | |||||
3B. |
Miscellaneous Corporate Actions | Management | For | For | For | |||||
4. |
Miscellaneous Corporate Actions | Management | For | For | For | |||||
5. |
Miscellaneous Corporate Actions | Management | For | For | For |
Account |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable |
Vote Date |
Date | |||||||
9972BCM |
BARINGS GLOBAL EMERGING MARKETS EQUITY FUND | BGEMEF | STATE STREET BANK & TRUST CO | 1,277 | 0 | 11-Jun-2020 | 11-Jun-2020 |
CHINA OVERSEAS LAND & INVESTMENT LTD
Security | Y15004107 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 26-Jun-2020 | ||||
ISIN | HK0688002218 | Agenda | 712552795 - Management | |||
Record Date | 22-Jun-2020 | Holding Recon Date | 22-Jun-2020 | |||
City / Country | HONG KONG / Hong Kong | Vote Deadline Date | 18-Jun-2020 | |||
SEDOL(s) | 5387731 - 6192150 - B01XX64 - BD8NG47 - BP3RPG3 | Quick Code |
Item |
Proposal |
Proposed by |
Vote |
For/Against |
For/Against Preferred | |||||
CMMT |
PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0428/2020042801776.pdf- AND- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0428/2020042801821.pdf | Non-Voting | ||||||||
CMMT |
PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF ABSTAIN WILL BE TREATED-THE SAME AS A TAKE NO ACTION VOTE | Non-Voting | ||||||||
1 |
Management Proposal | Management | For | For | For | |||||
2 |
Management Proposal | Management | For | For | For | |||||
3.A |
Management Proposal | Management | For | For | For | |||||
3.B |
Management Proposal | Management | For | For | For | |||||
3.C |
Management Proposal | Management | For | For | For | |||||
3.D |
Management Proposal | Management | Against | Against | For | |||||
3.E |
Management Proposal | Management | Against | Against | For | |||||
4 |
Management Proposal | Management | For | For | For | |||||
5 |
Management Proposal | Management | For | For | For | |||||
6 |
Management Proposal | Management | For | For | For | |||||
7 |
Management Proposal | Management | Against | Against | For | |||||
8 |
Management Proposal | Management | Against | Against | For |
Account |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable |
Vote Date |
Date | |||||||
2BCM |
2BCM | BGEMEF | STATE STREET BANK | 74,000 | 0 | 17-Jun-2020 | 17-Jun-2020 |
INFOSYS LIMITED
Security | 456788108 | Meeting Type | Annual | |||
Ticker Symbol | INFY | Meeting Date | 27-Jun-2020 | |||
ISIN | US4567881085 | Agenda | 935238902 - Management | |||
Record Date | 05-Jun-2020 | Holding Recon Date | 05-Jun-2020 | |||
City / Country | / United States | Vote Deadline Date | 22-Jun-2020 | |||
SEDOL(s) | Quick Code |
Item |
Proposal |
Proposed by |
Vote |
For/Against |
For/Against Preferred | |||||
O1 |
Receive Consolidated Financial Statements | Management | For | For | ||||||
O2 |
Dividends | Management | For | For | ||||||
O3 |
Election of Directors (Majority Voting) | Management | For | For | ||||||
S4 |
Election of Directors (Majority Voting) | Management | For | For |
Account |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable |
Vote Date |
Date | |||||||
9972BCM |
BARINGS GLOBAL EMERGING MARKETS EQUITY FUND | BGEMEF | STATE STREET BANK & TRUST CO | 18,746 | 0 | 21-Jun-2020 | 21-Jun-2020 |
CHINA RESOURCES CEMENT HOLDINGS LTD
Security | G2113L106 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 29-Jun-2020 | ||||
ISIN | KYG2113L1068 | Agenda | 712393660 - Management | |||
Record Date | 19-Jun-2020 | Holding Recon Date | 19-Jun-2020 | |||
City / Country | HONG KONG / Cayman Islands | Vote Deadline Date | 22-Jun-2020 | |||
SEDOL(s) | B41XC98 - B4VYVR2 - B53T7Y1 - BD8NJP9 - BP3RSQ4 | Quick Code |
Item |
Proposal |
Proposed by |
Vote |
For/Against |
For/Against Preferred | |||||
CMMT |
PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0408/2020040800413.pdf- AND- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0408/2020040800385.pdf | Non-Voting | ||||||||
CMMT |
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE IN FAVOR OR AGAINST FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||
1 |
Management Proposal | Management | For | For | For | |||||
2 |
Management Proposal | Management | For | For | For | |||||
3.1 |
Management Proposal | Management | Against | Against | For | |||||
3.2 |
Management Proposal | Management | Against | Against | For | |||||
3.3 |
Management Proposal | Management | Against | Against | For | |||||
3.4 |
Management Proposal | Management | For | For | For | |||||
3.5 |
Management Proposal | Management | For | For | For | |||||
4 |
Management Proposal | Management | For | For | For | |||||
5 |
Management Proposal | Management | For | For | For | |||||
6 |
Management Proposal | Management | Against | Against | For | |||||
7 |
Management Proposal | Management | Against | Against | For |
Account |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
Unavailable |
Vote Date |
Date | |||||||
2BCM |
2BCM | BGEMEF | STATE STREET BANK | 76,000 | 0 | 21-Jun-2020 | 21-Jun-2020 |
Barings Global High Yield Fund (Reporting from July 1, 2019 through March 18, 2020)
The Fund held no voting securities during the reporting period and did not vote any securities, or it did not hold any securities that were subject to a vote during the reporting period.
The Fund liquidated on March 19, 2020.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant): | Barings Funds Trust | |||
By: | /s/ Daniel McGee | |||
Daniel McGee | ||||
President (Principal Executive Officer) | ||||
Date: | August 31, 2020 |