0001193125-19-227667.txt : 20190823 0001193125-19-227667.hdr.sgml : 20190823 20190823132032 ACCESSION NUMBER: 0001193125-19-227667 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190823 DATE AS OF CHANGE: 20190823 EFFECTIVENESS DATE: 20190823 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Barings Funds Trust CENTRAL INDEX KEY: 0001577579 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-22845 FILM NUMBER: 191048322 BUSINESS ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 SOUTH TRYON STREET, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 SOUTH TRYON STREET, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FORMER COMPANY: FORMER CONFORMED NAME: Babson Capital Funds Trust DATE OF NAME CHANGE: 20130522 0001577579 S000041805 Barings Global Floating Rate Fund C000129735 Class A Shares C000129736 Class C Shares C000129737 Class Y Shares C000129738 Class I Shares 0001577579 S000041806 Barings Global Credit Income Opportunities Fund C000129739 Class A Shares C000129740 Class C Shares C000129741 Class Y Shares C000129742 Class I Shares 0001577579 S000049912 Barings Active Short Duration Bond Fund C000157594 Class A Shares C000157595 Class C Shares C000157596 Class Y Shares C000157597 Class I Shares 0001577579 S000049913 Barings Diversified Income Fund C000157598 Class A Shares C000157599 Class C Shares C000157600 Class Y Shares C000157601 Class I Shares 0001577579 S000049914 Barings Emerging Markets Debt Blended Total Return Fund C000157602 Class C Shares C000157603 Class Y Shares C000157604 Class I Shares C000157605 Class A Shares 0001577579 S000049915 Barings Emerging Markets Local Currency Debt Fund C000157606 Class A Shares C000157607 Class C Shares C000157608 Class Y Shares C000157609 Class I Shares 0001577579 S000049916 Barings Global High Yield Fund C000157610 Class A Shares C000157611 Class C Shares C000157612 Class Y Shares C000157613 Class I Shares 0001577579 S000049917 Barings U.S. High Yield Fund C000157614 Class A Shares C000157615 Class C Shares C000157616 Class Y Shares C000157617 Class I Shares N-PX 1 d793591dnpx.htm BARINGS FUNDS TRUST Barings Funds Trust

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM N-PX

 

 

ANNUAL REPORT OF PROXY VOTING RECORD

OF REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-22845

 

 

Barings Funds Trust

(Exact Name of Registrant as Specified in Charter)

 

 

300 S. Tryon Street, Suite 2500

Charlotte, NC 28202

(Address of Principal Executive Offices)

 

 

Janice M. Bishop

Vice President, Secretary and Chief Legal Officer

c/o Barings LLC

Independence Wharf

470 Atlantic Avenue

Boston MA 02210

(Name and Address of Agent for Service)

 

 

(704) 805-7200

(Registrant’s telephone number, including area code)

Date of fiscal year end: June 30

Date of reporting period: July 1, 2018 – June 30, 2019

 

 

 

Item 1.

Proxy Voting Record.

Barings Global Floating Rate Fund

The Fund held no voting securities during the reporting period and did not vote any securities, or it did not hold any securities that were subject to a vote during the reporting period.

Barings Global Credit Income Opportunities Fund

 

    Vote Summary     
JUPITER RESOURCES INC.         
Security Ticker Symbol 48207LAA1     Meeting Type      Special
    Meeting Date      12-Dec-2018
ISIN US48207LAA17     Agenda      934903976 - Management
Record Date 08-Nov-2018     Holding Recon Date      08-Nov-2018
City / Country / United States     Vote Deadline Date      11-Dec-2018
SEDOL(s)     Quick Code     

 

Item     Proposal   Proposed by   Vote                     

For/Against

Preferred

Provider
Recommendation

1.       Miscellaneous Corporate Actions

 

  

Management

 

    

 

 For

 

  

 

         

Account Custodian

Number

            

Ballot

Shares

    

Unavailable

Shares

     Vote Date   

Date

Confirmed

9972BCB

         1,450,000       0     06-Dec-2018    13-Dec-2018

9972BCG

         405,000       0     06-Dec-2018    13-Dec-2018

9972BCI

         479,000       0     06-Dec-2018    13-Dec-2018

Barings Active Short Duration Bond Fund

The Fund held no voting securities during the reporting period and did not vote any securities, or it did not hold any securities that were subject to a vote during the reporting period.

Barings Total Return Bond Fund

The Fund held no voting securities during the reporting period and did not vote any securities, or it did not hold any securities that were subject to a vote during the reporting period.

Barings Emerging Markets Debt Blended Total Return Fund

The Fund held no voting securities during the reporting period and did not vote any securities, or it did not hold any securities that were subject to a vote during the reporting period.

Barings Emerging Markets Local Currency Debt Fund

The Fund held no voting securities during the reporting period and did not vote any securities, or it did not hold any securities that were subject to a vote during the reporting period.

Barings Global High Yield Fund

 

   Vote Summary   
JUPITER RESOURCES INC.      
Security Ticker Symbol 48207LAA1    Meeting Type    Special
   Meeting Date    12-Dec-2018
ISIN US48207LAA17    Agenda    934903976 - Management
Record Date 08-Nov-2018    Holding Recon Date    08-Nov-2018
City / Country / United States    Vote Deadline Date    11-Dec-2018
SEDOL(s)    Quick Code   

 

Item     Proposal    Proposed by      Vote                        

For/Against

Preferred

Provider
Recommendation

  

1.      Miscellaneous Corporate Actions 

 

     

 

 Management

 

  

 

     

 

 For

 

  

 

            

Account Custodian

Number

                 

Ballot

Shares

     

Unavailable

Shares

      Vote Date   

Date

Confirmed

  

9972BCB

            1,450,000        0      06-Dec-2018      13-Dec-2018  

9972BCG

            405,000        0      06-Dec-2018      13-Dec-2018  

9972BCI

            479,000        0      06-Dec-2018      13-Dec-2018  

Barings U.S. High Yield Fund

 

   Vote Summary   
JUPITER RESOURCES INC.      
Security Ticker Symbol 48207LAA1    Meeting Type    Special
   Meeting Date    12-Dec-2018
ISIN US48207LAA17    Agenda    934903976 - Management
Record Date 08-Nov-2018    Holding Recon Date    08-Nov-2018
City / Country / United States    Vote Deadline Date    11-Dec-2018
SEDOL(s)    Quick Code   

 

Item     Proposal    Proposed by      Vote                        

For/Against

Preferred

Provider
Recommendation

  

1.      Miscellaneous Corporate Actions 

 

     

 

 Management

 

  

 

     

 

 For

 

  

 

            

Account Custodian

Number

                 

Ballot

Shares

     

Unavailable

Shares

      Vote Date   

Date

Confirmed

  

9972BCB

            1,450,000        0      06-Dec-2018      13-Dec-2018  

9972BCG

            405,000        0      06-Dec-2018      13-Dec-2018  

9972BCI

            479,000        0      06-Dec-2018      13-Dec-2018  

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

(Registrant):   Barings Funds Trust   
By:  

/s/ Daniel McGee

   
  Daniel McGee   
  President (Principal Executive Officer)   
Date:   August 23, 2019