0001415889-17-000168.txt : 20170202 0001415889-17-000168.hdr.sgml : 20170202 20170202163030 ACCESSION NUMBER: 0001415889-17-000168 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170131 FILED AS OF DATE: 20170202 DATE AS OF CHANGE: 20170202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARRIS International plc CENTRAL INDEX KEY: 0001645494 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 981241619 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3871 LAKEFIELD DRIVE CITY: SUWANEE STATE: GA ZIP: 30024 BUSINESS PHONE: (678)473-2000 MAIL ADDRESS: STREET 1: 3871 LAKEFIELD DRIVE CITY: SUWANEE STATE: GA ZIP: 30024 FORMER COMPANY: FORMER CONFORMED NAME: ARRIS International Ltd DATE OF NAME CHANGE: 20150617 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brennan James R CENTRAL INDEX KEY: 0001577557 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37672 FILM NUMBER: 17568660 MAIL ADDRESS: STREET 1: 90 WINDOVER LANE CITY: DOYLESTOWN STATE: PA ZIP: 18901 4 1 form4-02022017_040220.xml X0306 4 2017-01-31 0001645494 ARRIS International plc ARRS 0001577557 Brennan James R 3871 LAKEFIELD DRIVE SUWANEE GA 30024 false true false false SVP, GLOBAL SUPPLY CHAIN Ordinary Shares 2017-01-31 4 M 0 12442 0 A 37663 D Restricted Shares (P) 140327 0 2017-01-31 4 F 0 5652 28.72 D 2017-01-31 Ordinary Shares 36260 30608 D Restricted Shares (P) 140327 0 2017-01-31 4 M 0 12442 0 D 2017-01-31 Ordinary Shares 30608 0 D Restricted Shares (T) 140327 0 2018-03-27 Ordinary Shares 9064 9064 D Restricted Shares (T) 150330 0 2019-03-30 Ordinary Shares 12896 12896 D Restricted Shares (T) 130712 0 2017-07-12 Ordinary Shares 4030 4030 D Restricted Shares (P) 150330 0 2018-01-31 Ordinary Shares 34390 34390 D Restricted Shares (T) 160707 0 2020-07-07 Ordinary Shares 25220 25220 D Restricted Shares (P) 160707 0 2019-01-31 Ordinary Shares 50440 50440 D Represents the vested portion of equity award grant converting to common stock. Represents a restricted stock grant that is performance-based and can vest between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period. Amount shown reflects maximum vesting of the award at the 200% level. Represents shares withheld to cover payroll tax liability on vesting of previously granted restricted shares. This restricted stock grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. The award fully vested at less than the 200% maximum previously reported in Table 2. Any remainder of the maximum possible award has not vested and is extinguished. Represents a restricted stock grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested. /s/ Patrick W. Macken, Attorney-in-Fact 2017-02-02