0001415889-16-007443.txt : 20161116 0001415889-16-007443.hdr.sgml : 20161116 20161116164858 ACCESSION NUMBER: 0001415889-16-007443 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161114 FILED AS OF DATE: 20161116 DATE AS OF CHANGE: 20161116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARRIS International plc CENTRAL INDEX KEY: 0001645494 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 981241619 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3871 LAKEFIELD DRIVE CITY: SUWANEE STATE: GA ZIP: 30024 BUSINESS PHONE: (678)473-2000 MAIL ADDRESS: STREET 1: 3871 LAKEFIELD DRIVE CITY: SUWANEE STATE: GA ZIP: 30024 FORMER COMPANY: FORMER CONFORMED NAME: ARRIS International Ltd DATE OF NAME CHANGE: 20150617 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brennan James R CENTRAL INDEX KEY: 0001577557 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37672 FILM NUMBER: 162002937 MAIL ADDRESS: STREET 1: 90 WINDOVER LANE CITY: DOYLESTOWN STATE: PA ZIP: 18901 4 1 form4-11162016_011148.xml X0306 4 2016-11-14 0001645494 ARRIS International plc ARRS 0001577557 Brennan James R 3871 LAKEFIELD DRIVE SUWANEE GA 30024 false true false false SVP, GLOBAL SUPPLY CHAIN Ordinary Shares 2016-11-14 4 S 0 10000 29.0173 D 25221 D Restricted Shares (T) 140327 0 2018-03-27 Ordinary Shares 9064 9064 D Restricted Shares (T) 150330 0 2019-03-30 Ordinary Shares 12896 12896 D Restricted Shares (T) 130712 0 2017-07-12 Ordinary Shares 4030 4030 D Restricted Shares (P) 140327 0 2017-01-31 Ordinary Shares 36260 36260 D Restricted Shares (P) 150330 0 2018-01-31 Ordinary Shares 34390 34390 D Restricted Shares (T) 160707 0 2020-07-07 Ordinary Shares 25220 25220 D Restricted Shares (P) 160707 0 2019-01-31 Ordinary Shares 50440 50440 D The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $28.86 to $29.18, inclusive. The reporting person undertakes to provide issuer or any security holder of the issuer or the staff of the Security Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote Represents a restricted stock grant which vests in four equal annual installments beginning one year from the grant date. This restricted stock grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. Represents a restricted stock grant that is performance-based and can vest between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period. Amount shown reflects maximum vesting of the award at the 200% level. /s/ Patrick W. Macken, Attorney-in-Fact 2016-11-16