0001415889-16-007443.txt : 20161116
0001415889-16-007443.hdr.sgml : 20161116
20161116164858
ACCESSION NUMBER: 0001415889-16-007443
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161114
FILED AS OF DATE: 20161116
DATE AS OF CHANGE: 20161116
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ARRIS International plc
CENTRAL INDEX KEY: 0001645494
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 981241619
STATE OF INCORPORATION: X0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3871 LAKEFIELD DRIVE
CITY: SUWANEE
STATE: GA
ZIP: 30024
BUSINESS PHONE: (678)473-2000
MAIL ADDRESS:
STREET 1: 3871 LAKEFIELD DRIVE
CITY: SUWANEE
STATE: GA
ZIP: 30024
FORMER COMPANY:
FORMER CONFORMED NAME: ARRIS International Ltd
DATE OF NAME CHANGE: 20150617
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brennan James R
CENTRAL INDEX KEY: 0001577557
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37672
FILM NUMBER: 162002937
MAIL ADDRESS:
STREET 1: 90 WINDOVER LANE
CITY: DOYLESTOWN
STATE: PA
ZIP: 18901
4
1
form4-11162016_011148.xml
X0306
4
2016-11-14
0001645494
ARRIS International plc
ARRS
0001577557
Brennan James R
3871 LAKEFIELD DRIVE
SUWANEE
GA
30024
false
true
false
false
SVP, GLOBAL SUPPLY CHAIN
Ordinary Shares
2016-11-14
4
S
0
10000
29.0173
D
25221
D
Restricted Shares (T) 140327
0
2018-03-27
Ordinary Shares
9064
9064
D
Restricted Shares (T) 150330
0
2019-03-30
Ordinary Shares
12896
12896
D
Restricted Shares (T) 130712
0
2017-07-12
Ordinary Shares
4030
4030
D
Restricted Shares (P) 140327
0
2017-01-31
Ordinary Shares
36260
36260
D
Restricted Shares (P) 150330
0
2018-01-31
Ordinary Shares
34390
34390
D
Restricted Shares (T) 160707
0
2020-07-07
Ordinary Shares
25220
25220
D
Restricted Shares (P) 160707
0
2019-01-31
Ordinary Shares
50440
50440
D
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $28.86 to $29.18, inclusive. The reporting person undertakes to provide issuer or any security holder of the issuer or the staff of the Security Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote
Represents a restricted stock grant which vests in four equal annual installments beginning one year from the grant date.
This restricted stock grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule.
Represents a restricted stock grant that is performance-based and can vest between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period. Amount shown reflects maximum vesting of the award at the 200% level.
/s/ Patrick W. Macken, Attorney-in-Fact
2016-11-16