0001127602-18-023058.txt : 20180710 0001127602-18-023058.hdr.sgml : 20180710 20180710201125 ACCESSION NUMBER: 0001127602-18-023058 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180706 FILED AS OF DATE: 20180710 DATE AS OF CHANGE: 20180710 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brennan James R CENTRAL INDEX KEY: 0001577557 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37672 FILM NUMBER: 18947911 MAIL ADDRESS: STREET 1: 90 WINDOVER LANE CITY: DOYLESTOWN STATE: PA ZIP: 18901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARRIS International plc CENTRAL INDEX KEY: 0001645494 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 981241619 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3871 LAKEFIELD DRIVE CITY: SUWANEE STATE: GA ZIP: 30024 BUSINESS PHONE: (678)473-2000 MAIL ADDRESS: STREET 1: 3871 LAKEFIELD DRIVE CITY: SUWANEE STATE: GA ZIP: 30024 FORMER COMPANY: FORMER CONFORMED NAME: ARRIS International Ltd DATE OF NAME CHANGE: 20150617 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-07-06 0001645494 ARRIS International plc ARRS 0001577557 Brennan James R 3871 LAKEFIELD DRIVE SUWANEE GA 30024 1 SVP, GLOBAL SUPPLY CHAIN Ordinary Shares 2018-07-06 4 M 0 4509 0 A 52395 D Restricted Shares 0 2018-07-06 4 F 0 1796 25.27 D 2020-07-07 Ordinary Shares 1796 17119 D Restricted Shares 0 2018-07-06 4 M 0 4509 0 D 2020-07-07 Ordinary Shares 4509 12610 D Restricted Shares 0 2020-01-31 Ordinary Shares 39330 39330 D Restricted Shares 0 2021-01-31 Ordinary Shares 39520 39520 D Restricted Shares 0 2019-01-31 Ordinary Shares 50440 50440 D Restricted Shares 0 2021-03-31 Ordinary Shares 14749 14749 D Restricted Shares 0 2019-03-30 Ordinary Shares 4298 4298 D Restricted Shares 0 2022-03-30 Ordinary Shares 19760 19760 D Represents the vested portion of a restricted stock unit grant converting to ordinary shares. Represents shares cash cancelled to cover payroll tax liability on vesting of previously granted restricted stock units. Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested. This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. Represents a restricted stock unit grant that is performance-based and can vest between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period. Amount shown reflects maximum vesting of the award at the 200% level. /s/ Patrick W. Macken, attorney-in-fact 2018-07-10