0001971857-23-000304.txt : 20230623 0001971857-23-000304.hdr.sgml : 20230623 20230623145222 ACCESSION NUMBER: 0001971857-23-000304 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230623 DATE AS OF CHANGE: 20230623 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: C3.ai, Inc. CENTRAL INDEX KEY: 0001577526 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 263999357 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-39744 FILM NUMBER: 231037174 BUSINESS ADDRESS: STREET 1: 1400 SEAPORT BLVD CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 650-503-2200 MAIL ADDRESS: STREET 1: 1400 SEAPORT BLVD CITY: REDWOOD CITY STATE: CA ZIP: 94063 FORMER COMPANY: FORMER CONFORMED NAME: C3 IoT, Inc. DATE OF NAME CHANGE: 20180123 FORMER COMPANY: FORMER CONFORMED NAME: C3, Inc. DATE OF NAME CHANGE: 20130522 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Behzadi Houman CENTRAL INDEX KEY: 0001834429 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: C/O C3.AI, INC. STREET 2: 1400 SEAPORT BLVD CITY: REDWOOD CITY STATE: CA ZIP: 94063 144 1 primary_doc.xml 144 0001834429 XXXXXXXX LIVE 0001577526 C3.ai, Inc. 001-39744 1400 SEAPORT BLVD REDWOOD CITY CA 94063 650-503-2200 Behzadi Houman FORMER OFFICER COMMON MERRILL LYNCH

520 NEWPORT CENTER DRIVE 20TH FLOOR NEWPORT BEACH CA 92660

948883 35526179.00 112113226 06/23/2023 NYSE COMMON 12/20/2016 PREVIOUS STOCK OPTION EXERCISE C3.AI, INC N 17166 12/20/2016 CASH COMMON 09/10/2020 PREVIOUS STOCK OPTION EXERCISE C3.AI, INC N 213942 09/10/2020 CASH COMMON 06/23/2022 RESTRICTED STOCK UNIT VEST C3.AI, INC N 325 06/23/2002 N/A COMMON 09/15/2022 RESTRICTED STOCK UNIT VEST C3.AI, INC N 84487 09/15/2022 N/A COMMON 12/15/2022 RESTRICTED STOCK UNIT VEST C3.AI, INC N 38337 12/15/2022 N/A COMMON 03/15/2023 RESTRICTED STOCK UNIT VEST C3.AI, INC N 38219 03/15/2023 N/A COMMON 06/15/2023 RESTRICTED STOCK UNIT VEST C3.AI, INC N 38338 06/15/2023 N/A COMMON 06/20/2023 RESTRICTED STOCK UNIT VEST C3.AI, INC N 5876 06/20/2023 N/A COMMON 06/23/2023 STOCK OPTION EXERCISE C3.AI, INC N 512193 06/27/2023 CASH Y 06/23/2023 HOUMAN BEHZADI