0000894189-14-003921.txt : 20140819
0000894189-14-003921.hdr.sgml : 20140819
20140819172843
ACCESSION NUMBER: 0000894189-14-003921
CONFORMED SUBMISSION TYPE: N-PX
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140819
DATE AS OF CHANGE: 20140819
EFFECTIVENESS DATE: 20140819
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Loeb King Trust
CENTRAL INDEX KEY: 0001577406
IRS NUMBER: 462752140
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-PX
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-22852
FILM NUMBER: 141053086
BUSINESS ADDRESS:
STREET 1: 125 BROAD STREET, 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10006
BUSINESS PHONE: 212-483-7000
MAIL ADDRESS:
STREET 1: 125 BROAD STREET, 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10006
FORMER COMPANY:
FORMER CONFORMED NAME: Loeb & King Trust
DATE OF NAME CHANGE: 20130521
0001577406
S000041905
Loeb King Alternative Strategies Fund
C000130180
Investor Class
LKASX
C000130181
Institutional Class
LKAIX
0001577406
S000044203
Loeb King Asia Fund
C000137453
Institutional Class
LKPIX
C000137454
Investor Class
LKPAX
N-PX
1
loeb_npx.txt
ANNUAL REPORT FOR PROXY VOTING
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-22852
NAME OF REGISTRANT: Loeb King Trust
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 125 Broad Street
14th Floor
New York, NY 10004
NAME AND ADDRESS OF AGENT FOR SERVICE: David S. Hampson
125 Broad Street
14th Floor
New York, NY 10004
REGISTRANT'S TELEPHONE NUMBER: 212-483-7000
DATE OF FISCAL YEAR END: 08/31
DATE OF REPORTING PERIOD: 07/01/2013 - 06/30/2014
Loeb King Alternative Strategies Fund
--------------------------------------------------------------------------------------------------------------------------
AAREAL BANK AG, WIESBADEN Agenda Number: 705141517
--------------------------------------------------------------------------------------------------------------------------
Security: D00379111
Meeting Type: AGM
Meeting Date: 21-May-2014
Ticker:
ISIN: DE0005408116
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 30 APR 2014, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 06 Non-Voting
MAY 2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. PRESENTATION OF THE CONFIRMED ANNUAL Non-Voting
FINANCIAL STATEMENTS AND THE APPROVED
CONSOLIDATED FINANCIAL STATEMENTS, OF THE
MANAGEMENT REPORT FOR THE COMPANY AND THE
GROUP (INCLUDING DISCLOSURES IN ACCORDANCE
WITH SECTIONS 289 (4) AND 315 (4) OF THE
GERMAN COMMERCIAL CODE (HGB)) AS WELL AS
THE REPORT BY THE SUPERVISORY BOARD FOR THE
2013 FINANCIAL YEAR
2. PASSING OF A RESOLUTION ON THE Mgmt Take No Action
APPROPRIATION OF NET RETAINED PROFIT FOR
THE 2013 FINANCIAL YEAR
3. PASSING OF A RESOLUTION ON THE FORMAL Mgmt Take No Action
APPROVAL OF THE MEMBERS OF THE MANAGEMENT
BOARD FOR THE 2013 FINANCIAL YEAR
4. PASSING OF A RESOLUTION ON THE FORMAL Mgmt Take No Action
APPROVAL OF THE MEMBERS OF THE SUPERVISORY
BOARD FOR THE 2013 FINANCIAL YEAR
5. PASSING OF A RESOLUTION ON APPOINTMENT OF Mgmt Take No Action
THE EXTERNAL AUDITORS:
PRICEWATERHOUSECOOPERS AKTIENGESELLSCHAFT
WIRTSCHAFTSPRUFUNGSGESELLSCHAFT,
FRANKFURT/MAIN
6. PASSING OF A RESOLUTION ON THE CANCELLATION Mgmt Take No Action
OF THE EXISTING AUTHORISATION TO ISSUE
CONVERTIBLE BONDS AND ON GRANTING THE
MANAGEMENT BOARD AUTHORISATION TO ISSUE
PROFIT PARTICIPATION RIGHTS WITH OR WITHOUT
CONVERSION RIGHTS AND WITH THE OPTION OF
EXCLUDING SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHTS, ON THE CREATION OF
CONDITIONAL CAPITAL AND ON AMENDMENT OF THE
MEMORANDUM AND ARTICLES OF ASSOCIATION
7. PASSING OF A RESOLUTION ON APPROVAL OF THE Mgmt Take No Action
SYSTEM OF MANAGEMENT BOARD REMUNERATION
8. PASSING OF A RESOLUTION ON THE INCREASE IN Mgmt Take No Action
VARIABLE REMUNERATION IN ACCORDANCE WITH
SECTION 25A (5) OF THE GERMAN BANKING ACT
(KWG)
9. PASSING OF A RESOLUTION ON AMENDMENT OF THE Mgmt Take No Action
REMUNERATION OF A SUPERVISORY BOARD
COMMITTEE AND ON AMENDMENT OF ARTICLE 9 (5)
OF THE MEMORANDUM AND ARTICLES OF
ASSOCIATION
10. PASSING OF A RESOLUTION ON ADMISSION OF A Mgmt Take No Action
NON-CASH DIVIDEND AND ON ADDITION OF A NEW
ARTICLE (20) TO THE MEMORANDUM AND ARTICLES
OF ASSOCIATION
11. PASSING OF A RESOLUTION REGARDING APPROVAL Mgmt Take No Action
OF THE CONCLUSION OF NEW AMENDMENT
AGREEMENTS TO THE EXISTING CONTROL AND
PROFIT TRANSFER AGREEMENTS
--------------------------------------------------------------------------------------------------------------------------
AARON'S INC. Agenda Number: 934027360
--------------------------------------------------------------------------------------------------------------------------
Security: 002535300
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: AAN
ISIN: US0025353006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) AN AMENDMENT TO AARON'S BYLAWS TO Mgmt No vote
DECLASSIFY THE BOARD OF DIRECTORS OF
AARON'S
2) DIRECTOR
RAY M. ROBINSON Mgmt No vote
RONALD W. ALLEN Mgmt No vote
BRIAN R. KAHN Mgmt No vote
3) A NON-BINDING RESOLUTION TO APPROVE THE Mgmt No vote
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
AASTRA TECHNOLOGIES LIMITED Agenda Number: 704893901
--------------------------------------------------------------------------------------------------------------------------
Security: 002922201
Meeting Type: SGM
Meeting Date: 09-Jan-2014
Ticker:
ISIN: CA0029222019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION "1", ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
CMMT PLEASE NOTE THAT THIS MEETING MENTIONS Non-Voting
DISSENTER'S RIGHTS, PLEASE REFER TO THE
MANAGEMENT INFORMATION CIRCULAR FOR DETAILS
1 Special resolution, the full text of which Mgmt Take No Action
is set forth in Appendix "B" to the
management proxy circular of the
Corporation dated December 11, 2013 (the
"Circular"), to approve a plan of
arrangement pursuant to Section 192 of the
Canada Business Corporations Act to effect,
among other things, the acquisition by
Mitel Networks Corporation of all the
outstanding Common Shares of the
Corporation, all as more particularly
described in the Circular
--------------------------------------------------------------------------------------------------------------------------
ABBVIE INC. Agenda Number: 933942725
--------------------------------------------------------------------------------------------------------------------------
Security: 00287Y109
Meeting Type: Annual
Meeting Date: 09-May-2014
Ticker: ABBV
ISIN: US00287Y1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. ALPERN Mgmt No vote
EDWARD M. LIDDY Mgmt No vote
FREDERICK H. WADDELL Mgmt No vote
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt No vote
ABBVIE'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt No vote
APPROVAL OF EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ABLYNX NV, GHENT Agenda Number: 704844376
--------------------------------------------------------------------------------------------------------------------------
Security: B0031S109
Meeting Type: EGM
Meeting Date: 25-Nov-2013
Ticker:
ISIN: BE0003877942
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 245719 DUE TO CHANGE IN VOTING
STATUS OF RESOLUTIONS, CHANGE IN RECORD
DATE FROM 24 OCT TO 11 NOV 2013 AND
DELETION OF RESOLUTIONS. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
1 Decision to approve, pursuant to Article Mgmt Take No Action
554 of the Belgian Company Code (hereafter
"BCC") the terms and conditions of variable
remuneration consisting of an offer by the
proxyholder of the General Meeting of
50,000 warrants giving right to subscribe
for a number of shares (as set out in the
terms and conditions of these warrants) to
Mr. Peter Fellner. The board of directors
proposes to approve the concerned variable
remuneration pursuant to Article 554 of the
BCC. The board of directors points out that
this item on the agenda will lapse if (and
insofar) item number 5 on the current
agenda will not be approved by the General
Meeting
2 Acknowledgement of the report of the Non-Voting
Statutory Auditor in accordance with
Articles 596 and 598 BCC regarding the
issue of warrants for the benefit of a
certain director of the Company
3 Acknowledgement of the special report of Non-Voting
the board of directors in accordance with
Article 583 BCC regarding the issue of
warrants for the benefit of a certain
director of the Company
4 Acknowledgement of the special report of Non-Voting
the board of directors in accordance with
Articles 596 and 598 BCC regarding the
issue of warrants for the benefit of a
certain director of the Company
5 Decision in principle to increase the Mgmt Take No Action
capital by way of the issue of a maximum of
fifty thousand (50,000) warrants for the
benefit of a certain director of the
Company. These warrants will have the terms
and conditions that are set out in the
report of the board of directors referred
to in item 3 of the agenda. The board of
directors proposes to approve the issue of
a maximum of fifty thousand (50,000)
warrants, with the issue and exercise
conditions as set out in the report of the
board of directors referred to in item 3 of
the agenda, and for the benefit of the
person mentioned therein
6 Power of attorney to Mr. Edwin Moses, with Mgmt Take No Action
power of substitution, to determine the
number of warrants that are offered to the
beneficiary and to proceed to all acts
necessary or useful for the offer of the
warrants and to realize the issue of the
warrants. This proxy, among other things,
includes the following powers: -offer the
warrants to the persons referred to above
by way of an offer letter in accordance
with his decision regarding the number of
warrants that will be offered to each of
the persons referred to above; - collect
the written acceptances of the offer of the
warrants (that include a proxy to subscribe
for the warrants); -appear before a notary
with a view to recording the realization of
the issue of the warrants the offer of
which has been accepted. -file the notary
deed regarding the realization of the issue
of the warrants with the Court of Commerce.
The realization of the issue of the
warrants will occur for the number of
warrants that have been accepted
7 Power of attorney to the CEO, with power of Mgmt Take No Action
substitution, for the implementation of the
decisions which shall be taken with regard
to the preceding items of the agenda, which
comprises (amongst other things) all
actions in the framework of the exercise
procedure of the warrants on shares, issued
in accordance with agenda item 5. This
includes, amongst other things, all actions
in the framework of the exercise procedure
set out in the issue and exercise
conditions of the stock option plan (as
being referred to in item 3) and in article
591 of the Belgian Company Code, including,
but not limited to (i) opening a (blocked)
bank account in the name of the Company,
and communicating such bank account number
to the relevant warrant holders, request
the submission, if required, of adequate
evidence of the right of a person or
persons that wish(es) to exercise the
warrants as well as declarations and
documents deemed necessary or desirable for
purposes of any applicable law or
regulation; (ii) the acknowledgement of the
notifications and payments with regard to
the exercise of warrants; (iii) the
preparation and execution of the list to be
prepared in accordance with Article 591 BCC
in view of the warrant exercise; (iv)
contacts with the Statutory Auditor of the
Company in the framework of the
authentication of the list of exercised
warrants in accordance with Article 591
BCC; (v) determination of the (registered
or dematerialised) form of the shares
issued further to the exercise of warrants;
(vi) appearing in front of a notary with a
view to enacting the capital increase and
the number of shares issued upon the
capital increase, following the exercise of
warrants, and the amendment of the Articles
of Association to reflect the new number of
the Company's shares and the new amount of
the Company's capital, as the case may be;
(vii) determination of the new capital
representative value of the shares of the
Company, as the case may be; (viii) record
the new shares, respectively profit
certificates, in the share register,
respectively profit certificate register,
and make the necessary amendments to the
warrant register; and (ix) perform all
actions that are necessary, required or
useful in this respect. This power of
attorney does not affect the power of
attorney granted by the Board of Directors
to the CEO by notary deed of 3 December
2010, by notary deed of 28 April 2011, by
notary deed of 1 February 2012 and by
notary deed of 26 April 2012. The Board of
Directors proposes to approve the power of
attorney mentioned here above
8 The Board of Directors proposes to approve Mgmt Take No Action
the grant of a power of attorney to any one
Director, acting alone and with power of
substitution, to satisfy the necessary
formalities in connection with the
"Crossroad Bank for Enterprises", the
"Business One-Stop Shops" and the value
added tax, if necessary
--------------------------------------------------------------------------------------------------------------------------
ACTAVIS PLC. Agenda Number: 933949565
--------------------------------------------------------------------------------------------------------------------------
Security: G0083B108
Meeting Type: Annual
Meeting Date: 09-May-2014
Ticker: ACT
ISIN: IE00BD1NQJ95
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PAUL M. BISARO Mgmt No vote
1B. ELECTION OF DIRECTOR: JAMES H. BLOEM Mgmt No vote
1C. ELECTION OF DIRECTOR: CHRISTOPHER W. BODINE Mgmt No vote
1D. ELECTION OF DIRECTOR: TAMAR D. HOWSON Mgmt No vote
1E. ELECTION OF DIRECTOR: JOHN A. KING Mgmt No vote
1F. ELECTION OF DIRECTOR: CATHERINE M. KLEMA Mgmt No vote
1G. ELECTION OF DIRECTOR: JIRI MICHAL Mgmt No vote
1H. ELECTION OF DIRECTOR: SIGURDUR OLI OLAFSSON Mgmt No vote
1I. ELECTION OF DIRECTOR: PATRICK J. O'SULLIVAN Mgmt No vote
1J. ELECTION OF DIRECTOR: RONALD R. TAYLOR Mgmt No vote
1K. ELECTION OF DIRECTOR: ANDREW L. TURNER Mgmt No vote
1L. ELECTION OF DIRECTOR: FRED G. WEISS Mgmt No vote
2. TO APPROVE, ON AN ADVISORY BASIS, NAMED Mgmt No vote
EXECUTIVE OFFICER COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF Mgmt No vote
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
4. TO VOTE ON A SHAREHOLDER PROPOSAL Shr No vote
REQUESTING THE COMPANY TO ISSUE A
SUSTAINABILITY REPORT.
--------------------------------------------------------------------------------------------------------------------------
AETNA INC. Agenda Number: 933980650
--------------------------------------------------------------------------------------------------------------------------
Security: 00817Y108
Meeting Type: Annual
Meeting Date: 30-May-2014
Ticker: AET
ISIN: US00817Y1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: FERNANDO AGUIRRE Mgmt No vote
1B. ELECTION OF DIRECTOR: MARK T. BERTOLINI Mgmt No vote
1C. ELECTION OF DIRECTOR: FRANK M. CLARK Mgmt No vote
1D. ELECTION OF DIRECTOR: BETSY Z. COHEN Mgmt No vote
1E. ELECTION OF DIRECTOR: MOLLY J. COYE, M.D. Mgmt No vote
1F. ELECTION OF DIRECTOR: ROGER N. FARAH Mgmt No vote
1G. ELECTION OF DIRECTOR: BARBARA HACKMAN Mgmt No vote
FRANKLIN
1H. ELECTION OF DIRECTOR: JEFFREY E. GARTEN Mgmt No vote
1I. ELECTION OF DIRECTOR: ELLEN M. HANCOCK Mgmt No vote
1J. ELECTION OF DIRECTOR: RICHARD J. HARRINGTON Mgmt No vote
1K. ELECTION OF DIRECTOR: EDWARD J. LUDWIG Mgmt No vote
1L. ELECTION OF DIRECTOR: JOSEPH P. NEWHOUSE Mgmt No vote
2. APPROVAL OF THE APPOINTMENT OF THE Mgmt No vote
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. TO APPROVE AMENDMENTS TO AETNA'S ARTICLES Mgmt No vote
OF INCORPORATION AND BY-LAWS TO ELIMINATE
SUPERMAJORITY VOTING PROVISIONS
4. TO APPROVE AN AMENDMENT TO AETNA'S ARTICLES Mgmt No vote
OF INCORPORATION TO PROVIDE HOLDERS OF AT
LEAST 25% OF THE VOTING POWER OF ALL
OUTSTANDING SHARES THE RIGHT TO CALL A
SPECIAL MEETING OF SHAREHOLDERS
5. APPROVAL OF THE PROPOSED AMENDMENT TO THE Mgmt No vote
AMENDED AETNA INC. 2010 STOCK INCENTIVE
PLAN
6. APPROVAL OF THE COMPANY'S EXECUTIVE Mgmt No vote
COMPENSATION ON A NON-BINDING ADVISORY
BASIS
7A. SHAREHOLDER PROPOSAL ON INDEPENDENT BOARD Shr No vote
CHAIR
7B. SHAREHOLDER PROPOSAL ON POLITICAL Shr No vote
CONTRIBUTIONS - BOARD OVERSIGHT
7C. SHAREHOLDER PROPOSAL ON POLITICAL Shr No vote
CONTRIBUTION DISCLOSURE
--------------------------------------------------------------------------------------------------------------------------
AGIOS PHARMACEUTICALS, INC. Agenda Number: 933981284
--------------------------------------------------------------------------------------------------------------------------
Security: 00847X104
Meeting Type: Annual
Meeting Date: 30-May-2014
Ticker: AGIO
ISIN: US00847X1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DR. LEWIS C. CANTLEY Mgmt No vote
PERRY KARSEN Mgmt No vote
PAUL J. CLANCY Mgmt No vote
2 RATIFICATION OF THE SELECTION OF ERNST & Mgmt No vote
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
ALKERMES PLC Agenda Number: 933978136
--------------------------------------------------------------------------------------------------------------------------
Security: G01767105
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: ALKS
ISIN: IE00B56GVS15
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: PAUL J. MITCHELL Mgmt No vote
1.2 ELECTION OF DIRECTOR: RICHARD F. POPS Mgmt No vote
2. TO HOLD A NON-BINDING ADVISORY VOTE TO Mgmt No vote
APPROVE THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
3. TO AUTHORIZE HOLDING THE 2015 ANNUAL Mgmt No vote
GENERAL MEETING OF SHAREHOLDERS OF THE
COMPANY AT A LOCATION OUTSIDE OF IRELAND.
4. TO APPOINT PRICEWATERHOUSECOOPERS AS THE Mgmt No vote
INDEPENDENT AUDITORS OF THE COMPANY AND TO
AUTHORIZE THE AUDIT AND RISK COMMITTEE OF
THE BOARD OF DIRECTORS TO SET THE AUDITOR'S
REMUNERATION.
5. TO APPROVE THE ALKERMES PLC 2011 STOCK Mgmt No vote
OPTION AND INCENTIVE PLAN, AS AMENDED.
--------------------------------------------------------------------------------------------------------------------------
ALLERGAN, INC. Agenda Number: 933947799
--------------------------------------------------------------------------------------------------------------------------
Security: 018490102
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: AGN
ISIN: US0184901025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID E.I. PYOTT Mgmt No vote
1B. ELECTION OF DIRECTOR: MICHAEL R. GALLAGHER Mgmt No vote
1C. ELECTION OF DIRECTOR: DEBORAH DUNSIRE, M.D. Mgmt No vote
1D. ELECTION OF DIRECTOR: TREVOR M. JONES, Mgmt No vote
PH.D.
1E. ELECTION OF DIRECTOR: LOUIS J. LAVIGNE, JR. Mgmt No vote
1F. ELECTION OF DIRECTOR: PETER J. MCDONNELL, Mgmt No vote
M.D.
1G. ELECTION OF DIRECTOR: TIMOTHY D. PROCTOR Mgmt No vote
1H. ELECTION OF DIRECTOR: RUSSELL T. RAY Mgmt No vote
1I. ELECTION OF DIRECTOR: HENRI A. TERMEER Mgmt No vote
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt No vote
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
3. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt No vote
NAMED EXECUTIVE OFFICERS.
4. APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt No vote
OUR AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO PROVIDE STOCKHOLDERS WITH
THE RIGHT TO ACT BY WRITTEN CONSENT.
5. STOCKHOLDER PROPOSAL (SEPARATE CHAIRMAN AND Shr No vote
CEO).
--------------------------------------------------------------------------------------------------------------------------
AMBAC FINANCIAL GROUP, INC. Agenda Number: 933894099
--------------------------------------------------------------------------------------------------------------------------
Security: 023139884
Meeting Type: Annual
Meeting Date: 18-Dec-2013
Ticker: AMBC
ISIN: US0231398845
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DIANA N. ADAMS Mgmt No vote
EUGENE M. BULLIS Mgmt No vote
VICTOR MANDEL Mgmt No vote
JEFFREY S. STEIN Mgmt No vote
NADER TAVAKOLI Mgmt No vote
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt No vote
AMBAC'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
3. TO APPROVE, ON AN ADVISORY BASIS, OUR Mgmt No vote
EXECUTIVE COMPENSATION.
4. TO VOTE, ON AN ADVISORY BASIS, ON WHETHER Mgmt No vote
EXECUTIVE COMPENSATION SHOULD BE SUBMITTED
TO STOCKHOLDERS FOR AN ADVISORY VOTE EVERY
ONE, TWO OR THREE YEARS.
5. TO APPROVE AMBAC'S 2013 INCENTIVE Mgmt No vote
COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
ANADARKO PETROLEUM CORPORATION Agenda Number: 933952651
--------------------------------------------------------------------------------------------------------------------------
Security: 032511107
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: APC
ISIN: US0325111070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANTHONY R. CHASE Mgmt For For
1B. ELECTION OF DIRECTOR: KEVIN P. CHILTON Mgmt For For
1C. ELECTION OF DIRECTOR: H. PAULETT EBERHART Mgmt For For
1D. ELECTION OF DIRECTOR: PETER J. FLUOR Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD L. GEORGE Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES W. GOODYEAR Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN R. GORDON Mgmt For For
1H. ELECTION OF DIRECTOR: ERIC D. MULLINS Mgmt For For
1I. ELECTION OF DIRECTOR: R.A. WALKER Mgmt For For
2. RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITOR.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. STOCKHOLDER PROPOSAL - REPORT ON POLITICAL Shr Against For
CONTRIBUTIONS.
5. STOCKHOLDER PROPOSAL - REPORT ON CLIMATE Shr Against For
CHANGE RISK.
--------------------------------------------------------------------------------------------------------------------------
ANGLE ENERGY INC, CALGARY AB Agenda Number: 704845304
--------------------------------------------------------------------------------------------------------------------------
Security: 034760207
Meeting Type: SGM
Meeting Date: 10-Dec-2013
Ticker:
ISIN: CA0347602074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION "1". THANK YOU.
CMMT PLEASE NOTE THAT THIS MEETING MENTIONS Non-Voting
DISSENTER'S RIGHTS, PLEASE REFER TO THE
MANAGEMENT INFORMATION CIRCULAR FOR DETAILS
1 The approval, with or without variation, of Mgmt Take No Action
a special resolution, the full text of
which is set forth in Appendix A to the
joint management information circular of
the Corporation and Bellatrix Exploration
Ltd. ("Bellatrix") dated November 8, 2013
(the "Information Circular"), approving a
plan of arrangement involving the
Corporation, the holders of Common Shares,
the holders of 5.75% convertible unsecured
subordinated debentures of the Corporation
due January 31, 2016, Angle Resources Inc.,
Angle Energy Partnership and Bellatrix
under Section 193 of the Business
Corporations Act (Alberta), all as more
particularly described in the Information
Circular
2 On any other business that may properly Mgmt Take No Action
come before the Meeting or any postponement
or adjournment thereof, in such manner as
the proxyholder may determine in his or her
discretion
--------------------------------------------------------------------------------------------------------------------------
AOZORA BANK,LTD. Agenda Number: 705388191
--------------------------------------------------------------------------------------------------------------------------
Security: J0172K107
Meeting Type: AGM
Meeting Date: 26-Jun-2014
Ticker:
ISIN: JP3711200000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Mgmt Take No Action
1.2 Appoint a Director Mgmt Take No Action
1.3 Appoint a Director Mgmt Take No Action
1.4 Appoint a Director Mgmt Take No Action
1.5 Appoint a Director Mgmt Take No Action
1.6 Appoint a Director Mgmt Take No Action
1.7 Appoint a Director Mgmt Take No Action
1.8 Appoint a Director Mgmt Take No Action
2 Appoint a Corporate Auditor Mgmt Take No Action
3 Appoint a Substitute Corporate Auditor Mgmt Take No Action
4 Approve Provision of Retirement Allowance Mgmt Take No Action
for Retiring Directors (Non Full-time
Director and Outside Directors)
5 Approve Payment of Accrued Benefits Mgmt Take No Action
associated with Abolition of Retirement
Benefit System for Full-time Directors
6 Approve Payment of Accrued Benefits Mgmt Take No Action
associated with Abolition of Retirement
Benefit System for Outside Directors and
Corporate Auditors
7 Approve Details of Compensation as Mgmt Take No Action
Stock-Linked Compensation Type Stock
Options for Full-time Directors
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 933915564
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 28-Feb-2014
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM CAMPBELL Mgmt No vote
TIMOTHY COOK Mgmt No vote
MILLARD DREXLER Mgmt No vote
AL GORE Mgmt No vote
ROBERT IGER Mgmt No vote
ANDREA JUNG Mgmt No vote
ARTHUR LEVINSON Mgmt No vote
RONALD SUGAR Mgmt No vote
2. THE AMENDMENT OF THE COMPANY'S RESTATED Mgmt No vote
ARTICLES OF INCORPORATION (THE "ARTICLES")
TO FACILITATE THE IMPLEMENTATION OF
MAJORITY VOTING FOR THE ELECTION OF
DIRECTORS IN AN UNCONTESTED ELECTION BY
ELIMINATING ARTICLE VII, WHICH RELATES TO
THE TERM OF DIRECTORS AND THE TRANSITION
FROM A CLASSIFIED BOARD OF DIRECTORS TO A
DECLASSIFIED STRUCTURE
3. THE AMENDMENT OF THE ARTICLES TO ELIMINATE Mgmt No vote
THE "BLANK CHECK" AUTHORITY OF THE BOARD TO
ISSUE PREFERRED STOCK
4. THE AMENDMENT OF THE ARTICLES TO ESTABLISH Mgmt No vote
A PAR VALUE FOR THE COMPANY'S COMMON STOCK
OF $0.00001 PER SHARE
5. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt No vote
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014
6. A NON-BINDING ADVISORY RESOLUTION TO Mgmt No vote
APPROVE EXECUTIVE COMPENSATION
7. THE APPROVAL OF THE APPLE INC. 2014 Mgmt No vote
EMPLOYEE STOCK PLAN
8. A SHAREHOLDER PROPOSAL BY JOHN HARRINGTON Shr No vote
AND NORTHSTAR ASSET MANAGEMENT INC.
ENTITLED "BOARD COMMITTEE ON HUMAN RIGHTS"
TO AMEND THE COMPANY'S BYLAWS
9. A SHAREHOLDER PROPOSAL BY THE NATIONAL Shr No vote
CENTER FOR PUBLIC POLICY RESEARCH OF A
NON-BINDING ADVISORY RESOLUTION ENTITLED
"REPORT ON COMPANY MEMBERSHIP AND
INVOLVEMENT WITH CERTAIN TRADE ASSOCIATIONS
AND BUSINESS ORGANIZATIONS"
10. A SHAREHOLDER PROPOSAL BY CARL ICAHN OF A Shr No vote
NON-BINDING ADVISORY RESOLUTION THAT THE
COMPANY COMMIT TO COMPLETING NOT LESS THAN
$50 BILLION OF SHARE REPURCHASES DURING ITS
2014 FISCAL YEAR (AND INCREASE THE
AUTHORIZATION UNDER ITS CAPITAL RETURN
PROGRAM ACCORDINGLY)
11. A SHAREHOLDER PROPOSAL BY JAMES MCRITCHIE Shr No vote
OF A NON-BINDING ADVISORY RESOLUTION
ENTITLED "PROXY ACCESS FOR SHAREHOLDERS"
--------------------------------------------------------------------------------------------------------------------------
APPLIED MATERIALS, INC. Agenda Number: 933917140
--------------------------------------------------------------------------------------------------------------------------
Security: 038222105
Meeting Type: Annual
Meeting Date: 04-Mar-2014
Ticker: AMAT
ISIN: US0382221051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: AART J. DE GEUS Mgmt No vote
1B. ELECTION OF DIRECTOR: GARY E. DICKERSON Mgmt No vote
1C. ELECTION OF DIRECTOR: STEPHEN R. FORREST Mgmt No vote
1D. ELECTION OF DIRECTOR: THOMAS J. IANNOTTI Mgmt No vote
1E. ELECTION OF DIRECTOR: SUSAN M. JAMES Mgmt No vote
1F. ELECTION OF DIRECTOR: ALEXANDER A. KARSNER Mgmt No vote
1G. ELECTION OF DIRECTOR: GERHARD H. PARKER Mgmt No vote
1H. ELECTION OF DIRECTOR: DENNIS D. POWELL Mgmt No vote
1I. ELECTION OF DIRECTOR: WILLEM P. ROELANDTS Mgmt No vote
1J. ELECTION OF DIRECTOR: JAMES E. ROGERS Mgmt No vote
1K. ELECTION OF DIRECTOR: MICHAEL R. SPLINTER Mgmt No vote
1L. ELECTION OF DIRECTOR: ROBERT H. SWAN Mgmt No vote
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt No vote
COMPENSATION OF APPLIED MATERIALS' NAMED
EXECUTIVE OFFICERS
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt No vote
APPLIED MATERIALS' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2014.
4. STOCKHOLDER PROPOSAL TITLED "SPECIAL Shr No vote
SHAREOWNER MEETINGS."
--------------------------------------------------------------------------------------------------------------------------
ARTHROCARE CORPORATION Agenda Number: 933979140
--------------------------------------------------------------------------------------------------------------------------
Security: 043136100
Meeting Type: Special
Meeting Date: 08-May-2014
Ticker: ARTC
ISIN: US0431361007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF FEBRUARY 2, 2014, BY AND AMONG
THE ARTHROCARE CORPORATION, SMITH & NEPHEW,
INC., A DELAWARE CORPORATION, ROSEBUD
ACQUISITION CORPORATION, A DELAWARE
CORPORATION AND WHOLLY OWNED SUBSIDIARY OF
SMITH & NEPHEW, INC. AND, SMITH & NEPHEW
PLC, AN ENGLISH PUBLIC LIMITED COMPANY, AS
IT MAY BE AMENDED FROM TIME TO TIME.
2 TO ADJOURN THE SPECIAL MEETING, IF Mgmt For For
NECESSARY OR APPROPRIATE, INCLUDING TO
SOLICIT ADDITIONAL VOTES IN FAVOR OF THE
PROPOSAL TO ADOPT THE MERGER AGREEMENT IF
THERE ARE INSUFFICIENT VOTES TO ADOPT THE
MERGER AGREEMENT AT THE TIME OF THE SPECIAL
MEETING.
3 TO APPROVE A NON-BINDING ADVISORY PROPOSAL Mgmt For For
TO APPROVE THE GOLDEN PARACHUTE
COMPENSATION PAYABLE TO ARTHROCARE'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
MERGER.
--------------------------------------------------------------------------------------------------------------------------
ASIAINFO-LINKAGE, INC. Agenda Number: 933901274
--------------------------------------------------------------------------------------------------------------------------
Security: 04518A104
Meeting Type: Special
Meeting Date: 19-Dec-2013
Ticker: ASIA
ISIN: US04518A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt No vote
DATED AS OF MAY 12, 2013 (AS IT MAY BE
AMENDED FROM TIME TO TIME, THE "MERGER
AGREEMENT"), AMONG THE COMPANY, SKIPPER
LIMITED ("PARENT") AND SKIPPER ACQUISITION
CORPORATION ("MERGER SUB"), PROVIDING FOR
THE MERGER OF MERGER SUB WITH AND INTO THE
COMPANY ...(DUE TO SPACE LIMITS, SEE PROXY
STATEMENT FOR FULL PROPOSAL)
2. TO APPROVE, ON AN ADVISORY, NON-BINDING Mgmt No vote
BASIS, THE AGREEMENTS OR UNDERSTANDINGS
WITH AND ITEMS OF COMPENSATION PAYABLE TO,
OR WHICH MAY BECOME PAYABLE TO, THE NAMED
EXECUTIVE OFFICERS OF THE COMPANY THAT ARE
BASED ON OR OTHERWISE RELATE TO THE MERGER.
3. TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt No vote
MEETING, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
ASTORIA FINANCIAL CORPORATION Agenda Number: 933972691
--------------------------------------------------------------------------------------------------------------------------
Security: 046265104
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: AF
ISIN: US0462651045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RALPH F. PALLESCHI Mgmt No vote
JANE D. CARLIN Mgmt No vote
2. THE APPROVAL OF THE 2014 AMENDED AND Mgmt No vote
RESTATED STOCK INCENTIVE PLAN FOR OFFICERS
AND EMPLOYEES OF ASTORIA FINANCIAL
CORPORATION.
3. THE APPROVAL OF THE ASTORIA FINANCIAL Mgmt No vote
CORPORATION EXECUTIVE OFFICER ANNUAL
INCENTIVE PLAN, AS AMENDED MARCH 19, 2014.
4. THE APPROVAL, ON A NON-BINDING BASIS, OF Mgmt No vote
THE COMPENSATION OF ASTORIA FINANCIAL
CORPORATION'S NAMED EXECUTIVE OFFICERS.
5. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt No vote
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR ASTORIA FINANCIAL
CORPORATION FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
ATMI, INC. Agenda Number: 933939247
--------------------------------------------------------------------------------------------------------------------------
Security: 00207R101
Meeting Type: Special
Meeting Date: 15-Apr-2014
Ticker: ATMI
ISIN: US00207R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt No vote
DATED AS OF FEBRUARY 4, 2014 (AS IT MAY BE
AMENDED FROM TIME TO TIME), BY AND AMONG
ATMI, INC., ENTEGRIS, INC. AND ATOMIC
MERGER CORPORATION.
2 TO ADJOURN THE SPECIAL MEETING, IF Mgmt No vote
NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF
THERE ARE INSUFFICIENT VOTES AT THE TIME OF
THE SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT.
3 TO APPROVE A NON-BINDING ADVISORY PROPOSAL Mgmt No vote
TO APPROVE THE GOLDEN PARACHUTE
COMPENSATION PAYABLE TO ATMI'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
MERGER.
--------------------------------------------------------------------------------------------------------------------------
AUGUSTA RESOURCE CORP, VANCOUVER BC Agenda Number: 705134271
--------------------------------------------------------------------------------------------------------------------------
Security: 050912203
Meeting Type: MIX
Meeting Date: 02-May-2014
Ticker:
ISIN: CA0509122036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS "1 AND 4" AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS "2.1
TO 2.8 AND 3". THANK YOU.
1 TO SET THE NUMBER OF DIRECTORS AT EIGHT Mgmt For For
2.1 ELECTION OF DIRECTOR: TIMOTHY C. BAKER Mgmt For For
2.2 ELECTION OF DIRECTOR: LENARD F. BOGGIO Mgmt For For
2.3 ELECTION OF DIRECTOR: GILMOUR CLAUSEN Mgmt For For
2.4 ELECTION OF DIRECTOR: W. DURAND EPPLER Mgmt For For
2.5 ELECTION OF DIRECTOR: CHRISTOPHER M.H. Mgmt For For
JENNINGS
2.6 ELECTION OF DIRECTOR: ROBERT P. PIROOZ Mgmt For For
2.7 ELECTION OF DIRECTOR: ROBERT P. WARES Mgmt For For
2.8 ELECTION OF DIRECTOR: RICHARD W. WARKE Mgmt For For
3 APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
AUDITORS OF THE CORPORATION UNTIL THE NEXT
ANNUAL MEETING OF SHAREHOLDERS AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION
4 APPROVING THE CONTINUANCE OF THE Mgmt Against Against
CORPORATION'S SHAREHOLDER RIGHTS PLAN, AS
MORE PARTICULARLY DESCRIBED IN THE
ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
AVON PRODUCTS, INC. Agenda Number: 933945884
--------------------------------------------------------------------------------------------------------------------------
Security: 054303102
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: AVP
ISIN: US0543031027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DOUGLAS R. CONANT Mgmt No vote
W. DON CORNWELL Mgmt No vote
V. ANN HAILEY Mgmt No vote
NANCY KILLEFER Mgmt No vote
MARIA ELENA LAGOMASINO Mgmt No vote
SARA MATHEW Mgmt No vote
SHERI MCCOY Mgmt No vote
CHARLES H. NOSKI Mgmt No vote
GARY M. RODKIN Mgmt No vote
PAULA STERN Mgmt No vote
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt No vote
COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt No vote
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
4. SHAREHOLDER PROPOSAL REGARDING PROHIBITION Shr No vote
OF ACCELERATED VESTING OF EQUITY AWARDS
UPON A CHANGE OF CONTROL.
5. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr No vote
SUBSTITUTING SAFER ALTERNATIVES IN PERSONAL
CARE PRODUCTS.
--------------------------------------------------------------------------------------------------------------------------
AXEL SPRINGER SE, BERLIN Agenda Number: 705040551
--------------------------------------------------------------------------------------------------------------------------
Security: D76169115
Meeting Type: AGM
Meeting Date: 16-Apr-2014
Ticker:
ISIN: DE0005501357
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that by judgement of OLG Non-Voting
Cologne rendered on June 6, 2012, any
shareholder who holds an aggregate total of
3 percent or more of the outstanding share
capital must register under their
beneficial owner details before the
appropriate deadline to be able to vote.
Failure to comply with the declaration
requirements as stipulated in section 21 of
the Securities Trade Act (WpHG) may prevent
the shareholder from voting at the general
meetings. Therefore, your custodian may
request that we register beneficial owner
data for all voted accounts with the
respective sub custodian. If you require
further information whether or not such BO
registration will be conducted for your
custodians accounts, please contact your
CSR.
The sub custodians have advised that voted Non-Voting
shares are not blocked for trading purposes
i.e. they are only unavailable for
settlement. Registered shares will be
deregistered at the deregistration date by
the sub custodians. In order to
deliver/settle a voted position before the
deregistration date a voting instruction
cancellation and de-registration request
needs to be sent to your CSR or Custodian.
Please contact your CSR for further
information.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 01 Non-Voting
APR 2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the established annual Non-Voting
financial statements of Axel Springer SE
and the approved consolidated financial
statements as of 31 December 2013 together
with the consolidated management report of
Axel Springer SE and the Group for the
fiscal year 2013 (including the explanatory
report of the Management Board pursuant to
section 176 paragraph 1 sentence 1 of the
Stock Corporation Act (Aktiengesetz)1 on
the disclosure of takeover provisions in
accordance with section 289 paragraph 4 and
section 315 paragraph 4 of the Commercial
Code (Handelsgesetzbuch) and the
explanatory report of the Management Board
on the key features of the internal control
and risk management system with regard to
the accounting process pursuant to section
289 paragraph 5 and section 315 paragraph 2
number 5 of the Commercial Code), as well
as the report by the Supervisory Board
2. Appropriation of profits Mgmt Take No Action
3. Discharge of the members of the Management Mgmt Take No Action
Board of Axel Springer Aktiengesellschaft
and Axel Springer SE for the fiscal year
2013
4.1 Discharge of the member of the Supervisory Mgmt Take No Action
Board of Axel Springer Aktiengesellschaft
for the fiscal year 2013
4.2 Discharge of the member of the Supervisory Mgmt Take No Action
Board of Axel Springer SE for the fiscal
year 2013
5.1 New election to the Supervisory Board: Mr. Mgmt Take No Action
Oliver Heine
5.2 New election to the Supervisory Board: Mr. Mgmt Take No Action
Rudolf Knepper
5.3 New election to the Supervisory Board: Mr. Mgmt Take No Action
Lothar Lanz
5.4 New election to the Supervisory Board: Dr. Mgmt Take No Action
Nicola Leibinger-Kammuller
5.5 New election to the Supervisory Board: Mgmt Take No Action
Prof. Dr. Wolf Lepenies
5.6 New election to the Supervisory Board: Mgmt Take No Action
Prof. Dr. Wolfgang Reitzle
5.7 New election to the Supervisory Board: Dr. Mgmt Take No Action
h.c. Friede Springer
5.8 New election to the Supervisory Board: Mr. Mgmt Take No Action
Martin Varsavsky
5.9 New election to the Supervisory Board: Dr. Mgmt Take No Action
Giuseppe Vita
6.1 Consent to the Spin-off and Assumption Mgmt Take No Action
Agreements: The spin-off and assumption
agreement between Axel Springer SE and
Achtundsechzigste "Media"
Vermogensverwaltungsgesellschaft mbH and
Neunundsechzigste "Media"
Vermogensverwaltungsgesellschaft mbH dated
4 March 2014 (document number R 174/2014 of
the notary Hans-Hermann Rosch, Berlin) is
approved. The Management Board is
instructed to file the spin-off for
registration in the commercial register no
sooner than the closing of the purchase
agreement for the transfer of the regional
newspaper and women's magazine activities
sold by Axel Springer SE to FUNKE Media
Group has been completed
6.2 Consent to the Spin-off and Assumption Mgmt Take No Action
Agreements: The spin-off and assumption
agreement between Axel Springer SE and
Siebzigste "Media"
Vermogensverwaltungsgesellschaft mbH dated
4 March 2014 (document number R 174/2014 of
the notary Hans-Hermann Rosch, Berlin) is
approved. The Management Board is
instructed to file the spin-off for
registration in the commercial register no
sooner than the closing of the purchase
agreement for the transfer of the TV
program guide activities TV Neu, Bildwoche
and Funk UHR sold by Axel Springer SE to
Funke Media Group has been completed
6.3 Consent to the Spin-off and Assumption Mgmt Take No Action
Agreements: The spin-off and assumption
agreement between Axel Springer SE and
Einundsiebzigste "Media"
Vermogensverwaltungsgesellschaft mbH dated
4 March 2014 (document number R 174/2014 of
the notary Hans-Hermann Rosch, Berlin) is
approved. The Management Board is
instructed to file the spin-off for
registration in the commercial register no
sooner than the closing of the purchase
agreement on the transfer of the TV program
guide activities Horzu (including Horzu
Digital), Horzu Wissen and TV Digital sold
by Axel Springer SE to Funke Media Group
has been completed
7.1 Appointment of the auditor for the annual Mgmt Take No Action
financial statements and the consolidated
financial statements, respectively, as well
as for the auditory review of the
half-yearly financial report and
appointment of the auditor for the closing
balance sheets of the spin-offs proposed
for resolution under agenda item 6: Ernst &
Young GmbH Wirtschaftsprufungsgesellschaft,
Stuttgart, Berlin branch, is appointed as
auditor for the annual financial statements
and the consolidated financial statements
for the fiscal year 2014
7.2 Appointment of the auditor for the annual Mgmt Take No Action
financial statements and the consolidated
financial statements, respectively, as well
as for the auditory review of the
half-yearly financial report and
appointment of the auditor for the closing
balance sheets of the spin-offs proposed
for resolution under agenda item 6: Ernst &
Young GmbH Wirtschaftsprufungsgesellschaft,
Stuttgart, Berlin branch, is also appointed
as auditor for the auditory review of the
half-yearly financial report for the fiscal
year 2014
7.3 Appointment of the auditor for the annual Mgmt Take No Action
financial statements and the consolidated
financial statements, respectively, as well
as for the auditory review of the
half-yearly financial report and
appointment of the auditor for the closing
balance sheets of the spin-offs proposed
for resolution under agenda item 6: Ernst &
Young GmbH Wirtschaftsprufungsgesellschaft,
Stuttgart, Berlin branch, is appointed as
the auditor for the closing balance sheets
of Axel Springer SE required under the
Transformation Act (section 125 and section
17 paragraph 2 Transformation Act) for the
spin-offs proposed for resolution under
agenda item 6
8. Authorization to acquire and dispose of Mgmt Take No Action
treasury shares pursuant to article 5
SE-Regulation in conjunction with section
71 paragraph 1 number 8 of the Stock
Corporation Act, as well as on the
exclusion of the shareholder subscription
rights
9.1 The information required under article 61 Mgmt Take No Action
of the SE-Regulation in conjunction with
section 285 number 9 litera a) sentences 5
to 8 of the Commercial Code and section
315a paragraph 1 and section 314 paragraph
1 number 6 litera a) sentences 5 to 8 of
the Commercial Code (in their respective
applicable version) shall not be disclosed
in the annual financial statements and the
consolidated financial statements of Axel
Springer SE for the fiscal years 2014 up to
and including 2018. The resolution of the
ordinary shareholders' meeting of the
Company dated 23 April 2010 under agenda
item 8 of such meeting shall expire at the
time when this resolution becomes effective
9.2 To the extent legally permissible, no Mgmt Take No Action
individualized or function-specific
information on Management Board
remuneration shall be disclosed for the
time period up to the end of the ordinary
shareholders' meeting for the fiscal year
2018, irrespective whether in a manner set
forth in agenda item 9.a) or in a different
manner; this applies in particular to the
description or determination of the
Management Board remuneration, and/or the
system thereof, in connection with a
resolution of the shareholders' meeting on
the Management Board remuneration
10. Resolution on the change of the location of Mgmt Take No Action
the shareholders' meeting and on the
amendment of the Articles of Association:
Section 18 paragraph 1 of the Articles of
Association is restated as specified: The
ordinary shareholders' meeting takes place
within the first six months after the end
of the fiscal year. The location of the
ordinary shareholders' meeting is at the
registered office of the Company or in
another city in the Federal Republic of
Germany having 100,000 or more residents,
the capital city of a member state of the
European Union, or in the cities of Zurich
or Basel in Switzerland
--------------------------------------------------------------------------------------------------------------------------
B&G FOODS, INC. Agenda Number: 933963680
--------------------------------------------------------------------------------------------------------------------------
Security: 05508R106
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: BGS
ISIN: US05508R1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: ROBERT C. CANTWELL Mgmt No vote
1.2 ELECTION OF DIRECTOR: CYNTHIA T. JAMISON Mgmt No vote
1.3 ELECTION OF DIRECTOR: CHARLES F. MARCY Mgmt No vote
1.4 ELECTION OF DIRECTOR: DENNIS M. MULLEN Mgmt No vote
1.5 ELECTION OF DIRECTOR: CHERYL M. PALMER Mgmt No vote
1.6 ELECTION OF DIRECTOR: ALFRED POE Mgmt No vote
1.7 ELECTION OF DIRECTOR: STEPHEN C. SHERRILL Mgmt No vote
1.8 ELECTION OF DIRECTOR: DAVID L. WENNER Mgmt No vote
2. APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Mgmt No vote
EXECUTIVE COMPENSATION (PROPOSAL NO. 2)
3. RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt No vote
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM (PROPOSAL NO. 3)
--------------------------------------------------------------------------------------------------------------------------
BARRICK GOLD CORPORATION Agenda Number: 933957459
--------------------------------------------------------------------------------------------------------------------------
Security: 067901108
Meeting Type: Annual and Special
Meeting Date: 30-Apr-2014
Ticker: ABX
ISIN: CA0679011084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
C.W.D. BIRCHALL Mgmt No vote
G. CISNEROS Mgmt No vote
N. GOODMAN Mgmt No vote
J.B. HARVEY Mgmt No vote
N.H.O. LOCKHART Mgmt No vote
D. MOYO Mgmt No vote
A. MUNK Mgmt No vote
D. NAYLOR Mgmt No vote
S.J. SHAPIRO Mgmt No vote
J.C. SOKALSKY Mgmt No vote
J.L. THORNTON Mgmt No vote
E.L. THRASHER Mgmt No vote
02 RESOLUTION APPROVING THE APPOINTMENT OF Mgmt No vote
PRICEWATERHOUSECOOPERS LLP AS THE AUDITORS
OF BARRICK AND AUTHORIZING THE DIRECTORS TO
FIX THEIR REMUNERATION
03 ADVISORY RESOLUTION ON EXECUTIVE Mgmt No vote
COMPENSATION APPROACH
04 RESOLUTION CONFIRMING BY-LAW NO. 2 Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC. Agenda Number: 933939487
--------------------------------------------------------------------------------------------------------------------------
Security: 071813109
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: BAX
ISIN: US0718131099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WAYNE T. HOCKMEYER Mgmt No vote
1B. ELECTION OF DIRECTOR: ROBERT L. PARKINSON, Mgmt No vote
JR.
1C. ELECTION OF DIRECTOR: THOMAS T. STALLKAMP Mgmt No vote
1D. ELECTION OF DIRECTOR: ALBERT P.L. STROUCKEN Mgmt No vote
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt No vote
PUBLIC ACCOUNTING FIRM.
3. APPROVAL OF NAMED EXECUTIVE OFFICER Mgmt No vote
COMPENSATION.
4. SHAREHOLDER PROPOSAL - RIGHT TO ACT BY Shr No vote
WRITTEN CONSENT.
5. SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN Shr No vote
SIGNIFICANT STOCK.
--------------------------------------------------------------------------------------------------------------------------
BEAM INC. Agenda Number: 933926050
--------------------------------------------------------------------------------------------------------------------------
Security: 073730103
Meeting Type: Special
Meeting Date: 25-Mar-2014
Ticker: BEAM
ISIN: US0737301038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THE PROPOSAL TO ADOPT THE AGREEMENT AND Mgmt For For
PLAN OF MERGER, DATED AS OF JANUARY 12,
2014 AND AS AMENDED FROM TIME TO TIME (THE
"MERGER AGREEMENT"), BY AND AMONG SUNTORY
HOLDINGS LIMITED, A JAPANESE CORPORATION
("SUNTORY HOLDINGS"), SUS MERGER SUB
LIMITED, A DELAWARE CORPORATION AND
WHOLLY-OWNED SUBSIDIARY OF SUNTORY
HOLDINGS, AND BEAM INC., A DELAWARE
CORPORATION ("BEAM")
2 THE PROPOSAL TO APPROVE, BY A NON-BINDING Mgmt For For
ADVISORY VOTE, THE COMPENSATION THAT MAY BE
PAID OR BECOME PAYABLE TO BEAM'S NAMED
EXECUTIVE OFFICERS THAT IS BASED ON OR
OTHERWISE RELATES TO THE MERGER
CONTEMPLATED BY THE MERGER AGREEMENT
3 THE PROPOSAL TO ADJOURN THE SPECIAL MEETING Mgmt For For
TO A LATER DATE OR TIME IF NECESSARY OR
APPROPRIATE, INCLUDING TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE PROPOSAL
TO ADOPT THE MERGER AGREEMENT IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT
--------------------------------------------------------------------------------------------------------------------------
BGC PARTNERS, INC. Agenda Number: 933997326
--------------------------------------------------------------------------------------------------------------------------
Security: 05541T101
Meeting Type: Annual
Meeting Date: 03-Jun-2014
Ticker: BGCP
ISIN: US05541T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
HOWARD W. LUTNICK Mgmt For For
JOHN H. DALTON Mgmt For For
STEPHEN T. CURWOOD Mgmt For For
ALBERT M. WEIS Mgmt For For
WILLIAM J. MORAN Mgmt For For
LINDA A. BELL Mgmt For For
02 APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For
EXECUTIVE COMPENSATION
03 APPROVAL OF THE FIFTH AMENDED AND RESTATED Mgmt For For
BGC PARTNERS, INC. LONG TERM INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
BILFINGER SE, MANNHEIM Agenda Number: 705086305
--------------------------------------------------------------------------------------------------------------------------
Security: D11648108
Meeting Type: AGM
Meeting Date: 08-May-2014
Ticker:
ISIN: DE0005909006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 17 APR 2014, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE - 1 BUSINESS DAY. THIS IS DONE
TO ENSURE THAT ALL POSITIONS REPORTED ARE
IN CONCURRENCE WITH THE GERMAN LAW. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 23 Non-Voting
APR 2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Receive financial statements and statutory Non-Voting
reports for fiscal 2013
2. Approve allocation of income and dividends Mgmt Take No Action
of EUR 3.00 per share
3. Approve discharge of management board for Mgmt Take No Action
fiscal 2013
4. Approve discharge of supervisory board for Mgmt Take No Action
fiscal 2013
5. Ratify Ernst & Young GmbH as auditors for Mgmt Take No Action
fiscal 2014
6. Approve affiliation agreements with Mgmt Take No Action
subsidiaries
7. Approve creation of EUR 69 million pool of Mgmt Take No Action
capital with partial exclusion of
preemptive rights
--------------------------------------------------------------------------------------------------------------------------
BIOMARIN PHARMACEUTICAL INC. Agenda Number: 933989723
--------------------------------------------------------------------------------------------------------------------------
Security: 09061G101
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: BMRN
ISIN: US09061G1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JEAN-JACQUES BIENAIME Mgmt No vote
MICHAEL GREY Mgmt No vote
ELAINE J. HERON Mgmt No vote
PIERRE LAPALME Mgmt No vote
V. BRYAN LAWLIS Mgmt No vote
RICHARD A. MEIER Mgmt No vote
ALAN J. LEWIS Mgmt No vote
WILLIAM D. YOUNG Mgmt No vote
KENNETH M. BATE Mgmt No vote
DENNIS J. SLAMON Mgmt No vote
2 TO APPROVE AMENDMENTS TO BIOMARIN'S AMENDED Mgmt No vote
AND RESTATED 2006 EMPLOYEE STOCK PURCHASE
PLAN (THE 2006 ESPP) TO INCREASE THE
AGGREGATE NUMBER OF SHARES OF COMMON STOCK
AUTHORIZED FOR ISSUANCE UNDER THE 2006 ESPP
FROM 2,500,000 TO 3,500,000 AND TO EXTEND
THE TERM OF THE 2006 ESPP TO MAY 2, 2018.
3 TO VOTE ON AN ADVISORY BASIS TO APPROVE THE Mgmt No vote
COMPENSATION OF BIOMARIN'S NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN ITS PROXY
STATEMENT.
4 TO RATIFY THE SELECTION OF KPMG LLP AS THE Mgmt No vote
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR BIOMARIN FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
BLACKBERRY LIMITED Agenda Number: 934025746
--------------------------------------------------------------------------------------------------------------------------
Security: 09228F103
Meeting Type: Annual and Special
Meeting Date: 19-Jun-2014
Ticker: BBRY
ISIN: CA09228F1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN CHEN Mgmt No vote
TIMOTHY DATTELS Mgmt No vote
CLAUDIA KOTCHKA Mgmt No vote
RICHARD LYNCH Mgmt No vote
BARBARA STYMIEST Mgmt No vote
PREM WATSA Mgmt No vote
02 RESOLUTION APPROVING THE RE-APPOINTMENT OF Mgmt No vote
ERNST & YOUNG LLP AS AUDITORS OF THE
COMPANY AND AUTHORIZING THE BOARD OF
DIRECTORS TO FIX THE AUDITORS'
REMUNERATION.
03 RESOLUTION CONFIRMING BY-LAW NO. A4 OF THE Mgmt No vote
COMPANY, WHICH SETS OUT ADVANCE NOTICE
REQUIREMENTS FOR DIRECTOR NOMINATIONS AS
DISCLOSED IN THE MANAGEMENT INFORMATION
CIRCULAR FOR THE MEETING.
04 RESOLUTION APPROVING THE COMPANY'S DEFERRED Mgmt No vote
SHARE UNIT PLAN FOR DIRECTORS AS AMENDED,
WHICH WILL ALLOW FOR TREASURY ISSUANCES AND
SECONDARY MARKET PURCHASES OF COMMON SHARES
OF THE COMPANY ON A REDEMPTION OF UNITS AS
DISCLOSED IN THE MANAGEMENT INFORMATIOIN
CIRCULAR FOR THE MEETING.
05 NON-BINDING ADVISORY RESOLUTION THAT THE Mgmt No vote
SHAREHOLDERS ACCEPT THE COMPANY'S APPROACH
TO EXECUTIVE COMPENSATION AS DISCLOSED IN
THE MANAGEMENT INFORMATION CIRCULAR FOR THE
MEETING.
--------------------------------------------------------------------------------------------------------------------------
BLACKHAWK NETWORK HOLDINGS, INC. Agenda Number: 933973009
--------------------------------------------------------------------------------------------------------------------------
Security: 09238E104
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: HAWK
ISIN: US09238E1047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DOUGLAS J. MACKENZIE Mgmt No vote
LAWRENCE F. PROBST III Mgmt No vote
2 TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt No vote
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
ENDING JANUARY 3, 2015
3 TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt No vote
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS (THE "SAY-ON-PAY" VOTE)
AS DISCLOSED IN THE PROXY STATEMENT
PURSUANT TO COMPENSATION DISCLOSURE RULES
UNDER THE SECURITIES EXCHANGE ACT OF 1934,
AS AMENDED
4 TO CAST A NON-BINDING, ADVISORY VOTE ON THE Mgmt No vote
FREQUENCY OF FUTURE SAY-ON-PAY VOTES
5 TO APPROVE OUR 2013 EQUITY INCENTIVE AWARD Mgmt No vote
PLAN
--------------------------------------------------------------------------------------------------------------------------
BRE PROPERTIES, INC. Agenda Number: 933924943
--------------------------------------------------------------------------------------------------------------------------
Security: 05564E106
Meeting Type: Special
Meeting Date: 28-Mar-2014
Ticker: BRE
ISIN: US05564E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE THE MERGER OF BRE PROPERTIES, Mgmt No vote
INC. (THE "COMPANY") WITH AND INTO A WHOLLY
OWNED SUBSIDIARY OF ESSEX PROPERTY TRUST
INC., TOGETHER WITH THE OTHER TRANSACTIONS
CONTEMPLATED BY THAT CERTAIN AGREEMENT AND
PLAN OF MERGER DATED DECEMBER 19, 2013, BY
AND AMONG THE COMPANY, ESSEX PROPERTY TRUST
INC. AND ITS SUBSIDIARY, AS AMENDED FROM
TIME TO TIME.
2 TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt No vote
CERTAIN COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO THE NAMED EXECUTIVE
OFFICERS OF THE COMPANY IN CONNECTION WITH
THE MERGER.
3 TO ADJOURN THE SPECIAL MEETING, IF Mgmt No vote
NECESSARY OR APPROPRIATE, ON ONE OR MORE
OCCASIONS, TO ANOTHER DATE, TIME OR PLACE,
TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF
PROPOSAL 1.
--------------------------------------------------------------------------------------------------------------------------
BRIGUS GOLD CORP Agenda Number: 704954735
--------------------------------------------------------------------------------------------------------------------------
Security: 109490102
Meeting Type: SGM
Meeting Date: 27-Feb-2014
Ticker:
ISIN: CA1094901024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
CMMT PLEASE NOTE THAT THIS MEETING MENTIONS Non-Voting
DISSENTER'S RIGHTS, PLEASE REFER TO THE
MANAGEMENT INFORMATION CIRCULAR FOR DETAILS
1 To consider, and, if deemed advisable, Mgmt For For
pass, with or without variation, a special
resolution, the full text of which is set
out in Appendix "A" to the accompanying
Management Information Circular, to approve
an arrangement under section 192 of the
Canada Business Corporations Act, all as
more particularly described in the
Management Information Circular
2 To consider, and, if deemed advisable, Mgmt For For
pass, with or without variation, a special
resolution to approve a reduction in the
stated capital of the Company, all as more
particularly described in the Management
Information Circular
3 To consider and, if deemed advisable, to Mgmt For For
pass, with or without variation, an
ordinary resolution, the full text of which
is set out in the Management Information
Circular, to approve a stock option plan
for Fortune Bay Corp
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 933943462
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: BMY
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: L. ANDREOTTI Mgmt No vote
1B. ELECTION OF DIRECTOR: L.B. CAMPBELL Mgmt No vote
1C. ELECTION OF DIRECTOR: J.M. CORNELIUS Mgmt No vote
1D. ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. Mgmt No vote
1E. ELECTION OF DIRECTOR: M. GROBSTEIN Mgmt No vote
1F. ELECTION OF DIRECTOR: A.J. LACY Mgmt No vote
1G. ELECTION OF DIRECTOR: T.J. LYNCH, JR., M.D. Mgmt No vote
1H. ELECTION OF DIRECTOR: D.C. PALIWAL Mgmt No vote
1I. ELECTION OF DIRECTOR: V.L. SATO, PH.D. Mgmt No vote
1J. ELECTION OF DIRECTOR: G.L. STORCH Mgmt No vote
1K. ELECTION OF DIRECTOR: T.D. WEST, JR. Mgmt No vote
2. RATIFICATION OF THE APPOINTMENT OF Mgmt No vote
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt No vote
OF OUR NAMED EXECUTIVE OFFICERS.
4. SIMPLE MAJORITY VOTE. Shr No vote
--------------------------------------------------------------------------------------------------------------------------
CABOT MICROELECTRONICS CORPORATION Agenda Number: 933917075
--------------------------------------------------------------------------------------------------------------------------
Security: 12709P103
Meeting Type: Annual
Meeting Date: 04-Mar-2014
Ticker: CCMP
ISIN: US12709P1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. BIRGENEAU Mgmt No vote
STEVEN V. WILKINSON Mgmt No vote
BAILING XIA Mgmt No vote
2. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt No vote
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE SELECTION OF Mgmt No vote
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT AUDITORS FOR FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
CAMELOT INFORMATION SYS INC Agenda Number: 933928547
--------------------------------------------------------------------------------------------------------------------------
Security: 13322V105
Meeting Type: Special
Meeting Date: 25-Mar-2014
Ticker: CIS
ISIN: US13322V1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. AUTHORIZE AND APPROVE THE AGREEMENT AND Mgmt For For
PLAN OF MERGER DATED SEPTEMBER 18, 2013
(THE "MERGER AGREEMENT") BY AND AMONG
CAMELOT EMPLOYEE SCHEME INC. ("PARENT"),
CAMELOT EMPLOYEE SUBMERGER SCHEME INC.
("MERGER SUB"), AND THE COMPANY, ALL AS
MORE FULLY DESCRIBED IN THE PROXY STATEMENT
2. INSTRUCT THE CHAIRMAN OF THE EXTRAORDINARY Mgmt For For
GENERAL MEETING TO ADJOURN OR POSTPONE THE
EXTRAORDINARY GENERAL MEETING IN ORDER TO
ALLOW THE COMPANY TO SOLICIT ADDITIONAL
PROXIES IN THE EVENT THAT THERE ARE
INSUFFICIENT PROXIES RECEIVED AT THE TIME
OF THE EXTRAORDINARY GENERAL MEETING TO
PASS THE SHAREHOLDERS RESOLUTIONS IN
PROPOSAL 1 ABOVE AT EXTRAORDINARY GENERAL
MEETING
--------------------------------------------------------------------------------------------------------------------------
CANGENE CORP Agenda Number: 704926457
--------------------------------------------------------------------------------------------------------------------------
Security: 13758B102
Meeting Type: SGM
Meeting Date: 12-Feb-2014
Ticker:
ISIN: CA13758B1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS MEETING MENTIONS Non-Voting
DISSENTER'S RIGHTS, PLEASE REFER TO THE
MANAGEMENT INFORMATION CIRCULAR FOR DETAILS
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION "1", ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
1 The special resolution of the shareholders Mgmt Take No Action
of the Company (the "Arrangement
Resolution"), the full text of which is
attached as Appendix A to the accompanying
management information circular (the
"Circular"), to approve an arrangement
under section 182 of the Business
Corporations Act (Ontario) involving, among
other things, the acquisition by 2396638
Ontario Inc., a direct wholly owned
subsidiary of Emergent BioSolutions Inc.,
of all of the issued and outstanding common
shares of the Company, as described in the
Circular
--------------------------------------------------------------------------------------------------------------------------
CAPITALSOURCE INC. Agenda Number: 933908076
--------------------------------------------------------------------------------------------------------------------------
Security: 14055X102
Meeting Type: Special
Meeting Date: 13-Jan-2014
Ticker: CSE
ISIN: US14055X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt No vote
DATED AS OF JULY 22, 2013, BY AND BETWEEN
PACWEST BANCORP AND CAPITALSOURCE, AS SUCH
AGREEMENT MAY BE AMENDED FROM TIME TO TIME.
2 TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt No vote
BASIS SPECIFIED COMPENSATION THAT MAY
BECOME PAYABLE TO THE NAMED EXECUTIVE
OFFICERS OF CAPITALSOURCE IN CONNECTION
WITH THE MERGER.
3 TO APPROVE ONE OR MORE ADJOURNMENTS OF THE Mgmt No vote
CAPITALSOURCE SPECIAL MEETING, IF NECESSARY
OR APPROPRIATE, INCLUDING ADJOURNMENTS TO
PERMIT FURTHER SOLICITATION OF PROXIES IN
FAVOR OF THE CAPITALSOURCE MERGER PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
CAPMARK FINANCIAL GROUP INC. Agenda Number: 933962462
--------------------------------------------------------------------------------------------------------------------------
Security: 140661109
Meeting Type: Consent
Meeting Date: 01-May-2014
Ticker: CPMK
ISIN: US1406611095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THE AMENDMENT AND RESTATEMENT OF THE Mgmt For For
COMPANY'S ARTICLES OF INCORPORATION IN THE
FORM SET FORTH IN ANNEX A TO THE STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
CATAMARAN CORPORATION Agenda Number: 933958285
--------------------------------------------------------------------------------------------------------------------------
Security: 148887102
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: CTRX
ISIN: CA1488871023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARK THIERER Mgmt For For
1B. ELECTION OF DIRECTOR: PETER BENSEN Mgmt For For
1C. ELECTION OF DIRECTOR: STEVEN COSLER Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM DAVIS Mgmt For For
1E. ELECTION OF DIRECTOR: STEVEN EPSTEIN Mgmt For For
1F. ELECTION OF DIRECTOR: BETSY HOLDEN Mgmt For For
1G. ELECTION OF DIRECTOR: KAREN KATEN Mgmt For For
1H. ELECTION OF DIRECTOR: HARRY KRAEMER Mgmt For For
1I. ELECTION OF DIRECTOR: ANTHONY MASSO Mgmt For For
2. TO CONSIDER AND APPROVE THE AMENDMENT AND Mgmt For For
RESTATEMENT OF THE CATAMARAN CORPORATION
INCENTIVE PLAN.
3. TO CONSIDER AND APPROVE THE MATERIAL TERMS Mgmt For For
OF THE PERFORMANCE MEASURES UNDER THE
CATAMARAN CORPORATION THIRD AMENDED AND
RESTATED LONG-TERM INCENTIVE PLAN.
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION, AS DISCLOSED IN THE
COMPANY'S PROXY CIRCULAR AND PROXY
STATEMENT.
5. TO APPOINT KPMG LLP AS AUDITORS OF THE Mgmt For For
COMPANY AND TO AUTHORIZE THE BOARD OF
DIRECTORS TO FIX THE AUDITOR'S REMUNERATION
AND TERMS OF ENGAGEMENT.
--------------------------------------------------------------------------------------------------------------------------
CENTENE CORPORATION Agenda Number: 933933714
--------------------------------------------------------------------------------------------------------------------------
Security: 15135B101
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: CNC
ISIN: US15135B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL F. NEIDORFF Mgmt For For
RICHARD A. GEPHARDT Mgmt For For
JOHN R. ROBERTS Mgmt For For
2. APPROVAL OF AMENDMENT TO THE COMPANY'S Mgmt For For
CERTIFICATE OF INCORPORATION TO PROVIDE FOR
THE ANNUAL ELECTION OF DIRECTORS
3. APPROVAL OF AMENDMENT TO THE COMPANY'S Mgmt For For
CERTIFICATE OF INCORPORATION TO INCREASE
THE NUMBER OF AUTHORIZED SHARES OF COMMON
STOCK
4. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
5. APPROVAL OF AMENDMENT TO THE 2012 STOCK Mgmt For For
INCENTIVE PLAN
6. RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014
--------------------------------------------------------------------------------------------------------------------------
CF INDUSTRIES HOLDINGS, INC. Agenda Number: 933960987
--------------------------------------------------------------------------------------------------------------------------
Security: 125269100
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: CF
ISIN: US1252691001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT C. ARZBAECHER Mgmt No vote
1B. ELECTION OF DIRECTOR: WILLIAM DAVISSON Mgmt No vote
1C. ELECTION OF DIRECTOR: STEPHEN J. HAGGE Mgmt No vote
1D. ELECTION OF DIRECTOR: ROBERT G. KUHBACH Mgmt No vote
1E. ELECTION OF DIRECTOR: EDWARD A. SCHMITT Mgmt No vote
2. APPROVAL OF AN AMENDMENT TO CF INDUSTRIES Mgmt No vote
HOLDINGS, INC.'S AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION TO ELIMINATE
SUPERMAJORITY VOTING PROVISIONS FROM
ARTICLE V (REMOVAL OF DIRECTORS).
3. APPROVAL OF AN AMENDMENT TO CF INDUSTRIES Mgmt No vote
HOLDINGS, INC.'S AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION TO ELIMINATE
SUPERMAJORITY VOTING PROVISIONS FROM
ARTICLE X (AMENDMENT OF BYLAWS).
4. APPROVAL OF AN AMENDMENT TO CF INDUSTRIES Mgmt No vote
HOLDINGS, INC.'S AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION TO ELIMINATE
SUPERMAJORITY VOTING PROVISIONS FROM
ARTICLE XI (CERTAIN AMENDMENTS TO
CERTIFICATE OF INCORPORATION).
5. APPROVAL OF AN AMENDMENT TO CF INDUSTRIES Mgmt No vote
HOLDINGS, INC.'S AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION TO GRANT
HOLDERS OF NOT LESS THAN 25% OF OUR
OUTSTANDING COMMON STOCK THE RIGHT TO CALL
A SPECIAL MEETING OF STOCKHOLDERS.
6. APPROVAL OF AN ADVISORY RESOLUTION Mgmt No vote
REGARDING THE COMPENSATION OF CF INDUSTRIES
HOLDINGS, INC.'S NAMED EXECUTIVE OFFICERS.
7. APPROVAL OF CF INDUSTRIES HOLDINGS, INC.'S Mgmt No vote
2014 EQUITY AND INCENTIVE PLAN.
8. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt No vote
AS CF INDUSTRIES HOLDINGS, INC.'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
CHARTER COMMUNICATIONS, INC. Agenda Number: 933946165
--------------------------------------------------------------------------------------------------------------------------
Security: 16117M305
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: CHTR
ISIN: US16117M3051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
W. LANCE CONN Mgmt No vote
MICHAEL P. HUSEBY Mgmt No vote
CRAIG A. JACOBSON Mgmt No vote
GREGORY B. MAFFEI Mgmt No vote
JOHN C. MALONE Mgmt No vote
JOHN D. MARKLEY, JR. Mgmt No vote
DAVID C. MERRITT Mgmt No vote
BALAN NAIR Mgmt No vote
THOMAS M. RUTLEDGE Mgmt No vote
ERIC L. ZINTERHOFER Mgmt No vote
2. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt No vote
EXECUTIVE COMPENSATION.
3. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt No vote
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDED
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
CHATHAM LODGING TRUST Agenda Number: 933999407
--------------------------------------------------------------------------------------------------------------------------
Security: 16208T102
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: CLDT
ISIN: US16208T1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MILES BERGER Mgmt No vote
JACK P. DEBOER Mgmt No vote
GLEN R. GILBERT Mgmt No vote
2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt No vote
AUDITORS.
3. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt No vote
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CHINAEDU CORPORATION Agenda Number: 933945531
--------------------------------------------------------------------------------------------------------------------------
Security: 16945L107
Meeting Type: Special
Meeting Date: 18-Apr-2014
Ticker: CEDU
ISIN: US16945L1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
S1. AS A SPECIAL RESOLUTION, THAT THE AGREEMENT Mgmt No vote
AND PLAN OF MERGER DATED DECEMBER 31, 2013
(THE "MERGER AGREEMENT") BY AND AMONG
CHINAEDU HOLDINGS LIMITED, ("MERGER SUB")
AND THE COMPANY.
O2. AS A ORDINARY RESOLUTION, THAT THE Mgmt No vote
DIRECTORS AND OFFICERS OF THE COMPANY BE
AND ARE HEREBY AUTHORIZED TO DO ALL THINGS
NECESSARY TO GIVE EFFECT TO THE MERGER
AGREEMENT.
O3. AS AN ORDINARY RESOLUTION, THAT THE Mgmt No vote
CHAIRMAN OF THE EXTRAORDINARY GENERAL
MEETING BE INSTRUCTED TO ADJOURN OR
POSTPONE THE MEETING IN ORDER TO ALLOW THE
COMPANY TO SOLICIT ADDITIONAL PROXIES IN
THE EVENT THAT THERE ARE INSUFFICIENT
PROXIES RECEIVED AT THE TIME OF THE MEETING
TO PASS THE SPECIAL RESOLUTIONS TO BE
PROPOSED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
CHINDEX INTERNATIONAL, INC. Agenda Number: 934009134
--------------------------------------------------------------------------------------------------------------------------
Security: 169467107
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: CHDX
ISIN: US1694671074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HOLLI HARRIS Mgmt No vote
CAROL R. KAUFMAN Mgmt No vote
ROBERTA LIPSON Mgmt No vote
KENNETH A. NILSSON Mgmt No vote
JULIUS Y. OESTREICHER Mgmt No vote
LAWRENCE PEMBLE Mgmt No vote
ELYSE BETH SILVERBERG Mgmt No vote
2. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt No vote
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE SELECTION OF BDO USA, Mgmt No vote
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
CHONG HING BANK LTD Agenda Number: 704880168
--------------------------------------------------------------------------------------------------------------------------
Security: Y1582S105
Meeting Type: EGM
Meeting Date: 20-Dec-2013
Ticker:
ISIN: HK1111036765
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/1204/LTN20131204396.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/1204/LTN20131204394.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 That the entry into by the Company of the Mgmt Take No Action
Property Agreement dated 25 October 2013 (a
copy of which has been produced to the
meeting and initialled by the chairman of
the meeting for the purpose of
identification) and the transactions
contemplated thereunder be and are hereby
approved (terms defined in the circular of
the Company dated 4 December 2013 having
the same meanings when used in this
resolution)
--------------------------------------------------------------------------------------------------------------------------
CHONG HING BANK LTD Agenda Number: 705119091
--------------------------------------------------------------------------------------------------------------------------
Security: Y1582S105
Meeting Type: AGM
Meeting Date: 08-May-2014
Ticker:
ISIN: HK1111036765
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0314/LTN20140314067.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0314/LTN20140314059.pdf
1 TO RECEIVE AND ADOPT THE FINANCIAL Mgmt No vote
STATEMENTS AND THE REPORTS OF THE DIRECTORS
AND AUDITOR FOR THE YEAR ENDED 31 DECEMBER
2013
2 TO DECLARE THE FINAL CASH DIVIDEND FOR THE Mgmt No vote
YEAR ENDED 31 DECEMBER 2013 OF HKD 0.33 PER
SHARE
3.a1 TO RE-ELECT THE FOLLOWING DIRECTOR: MR Mgmt No vote
ZHANG ZHAOXING
3.a2 TO RE-ELECT THE FOLLOWING DIRECTOR: MRS Mgmt No vote
LEUNG KO MAY YEE MARGARET
3.a3 TO RE-ELECT THE FOLLOWING DIRECTOR: MR ZHU Mgmt No vote
CHUNXIU
3.a4 TO RE-ELECT THE FOLLOWING DIRECTOR: MR WANG Mgmt No vote
SHUHUI
3.a5 TO RE-ELECT THE FOLLOWING DIRECTOR: MR LI Mgmt No vote
FENG
3.a6 TO RE-ELECT THE FOLLOWING DIRECTOR: MR LEE Mgmt No vote
KA LUN
3.a7 TO RE-ELECT THE FOLLOWING DIRECTOR: MR LAU Mgmt No vote
WAI MAN
3.a8 TO RE-ELECT THE FOLLOWING DIRECTOR: MR Mgmt No vote
CHENG YUK WO
3.B TO FIX THE DIRECTORS' FEE FOR THE YEAR Mgmt No vote
ENDING 31 DECEMBER 2014 AT HKD 350,000 FOR
THE CHAIRMAN, HKD 300,000 FOR EACH OF THE
INDEPENDENT NON-EXECUTIVE DIRECTORS, HKD
300,000 FOR EACH OF THE NON-EXECUTIVE
DIRECTORS WITH COMMITTEE RESPONSIBILITIES,
HKD 220,000 FOR EACH OF THE NON-EXECUTIVE
DIRECTORS WITHOUT COMMITTEE
RESPONSIBILITIES, AND HKD 180,000 FOR EACH
OF THE OTHER DIRECTORS
4 TO APPOINT MESSRS PRICEWATERHOUSECOOPERS AS Mgmt No vote
THE BANK'S AUDITOR AND TO AUTHORISE THE
DIRECTORS TO FIX THE AUDITOR'S REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt No vote
TO REPURCHASE SHARES IN THE BANK NOT
EXCEEDING 10 PERCENT OF ITS ISSUED SHARE
CAPITAL
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt No vote
TO ALLOT AND ISSUE ADDITIONAL SHARES IN THE
BANK NOT EXCEEDING 20 PERCENT OF ITS ISSUED
SHARE CAPITAL
7 TO EXTEND THE GENERAL MANDATE GRANTED UNDER Mgmt No vote
RESOLUTION 6 BY ADDING THE NUMBER OF SHARES
REPURCHASED UNDER RESOLUTION 5 TO THE
NUMBER OF ADDITIONAL SHARES PERMITTED TO BE
ALLOTTED AND ISSUED
CMMT 08 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING OF
RESOLUTIONS 3A1 TO 3A8. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CIGNA CORPORATION Agenda Number: 933933372
--------------------------------------------------------------------------------------------------------------------------
Security: 125509109
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: CI
ISIN: US1255091092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: ERIC J. FOSS Mgmt No vote
1.2 ELECTION OF DIRECTOR: ROMAN MARTINEZ IV Mgmt No vote
1.3 ELECTION OF DIRECTOR: WILLIAM D. ZOLLARS Mgmt No vote
2. RATIFICATION OF APPOINTMENT OF Mgmt No vote
PRICEWATERHOUSECOOPERS LLP AS CIGNA'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. ADVISORY APPROVAL OF CIGNA'S EXECUTIVE Mgmt No vote
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
COASTAL CONTACTS INC Agenda Number: 705044042
--------------------------------------------------------------------------------------------------------------------------
Security: 19044R207
Meeting Type: MIX
Meeting Date: 16-Apr-2014
Ticker:
ISIN: CA19044R2072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS "1 AND 4" AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS "2.1
to 2.7 AND 3". THANK YOU
CMMT PLEASE NOTE THAT THIS MEETING MENTIONS Non-Voting
DISSENTER'S RIGHTS, PLEASE REFER TO THE
MANAGEMENT INFORMATION CIRCULAR FOR DETAILS
1 The approval of a statutory plan of Mgmt For For
arrangement under section 192 of the Canada
Business Corporations Act by way of a
special resolution of the holders of Common
Shares, the full text of which is set forth
in Appendix C to the Management Information
Circular
2.1 Election of director: Roger V. Hardy Mgmt For For
2.2 Election of director: Murray McBride Mgmt For For
2.3 Election of director: Michaela Tokarski Mgmt For For
2.4 Election of director: Jeffrey Mason Mgmt For For
2.5 Election of director: John Currie Mgmt For For
2.6 Election of director: Jeff Booth Mgmt For For
2.7 Election of director: Neel Grover Mgmt For For
3 The appointment of KPMG LLP, Chartered Mgmt For For
Accountants, as Auditor of Coastal Contacts
Inc. for the ensuing year
4 The approval, on an advisory basis (and not Mgmt For For
to diminish the role and responsibilities
of the Board of Directors of Coastal), of
Coastal's approach to executive
compensation
--------------------------------------------------------------------------------------------------------------------------
COASTAL ENERGY COMPANY, GEORGETOWN Agenda Number: 704893913
--------------------------------------------------------------------------------------------------------------------------
Security: G22404118
Meeting Type: EGM
Meeting Date: 06-Jan-2014
Ticker:
ISIN: KYG224041189
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION "1", ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
1 To consider and, if thought fit, approve Mgmt Take No Action
(with or without modification) a special
resolution, the full text of which is set
forth in Appendix "A" to the Management
Information Circular dated December 3,
2013, authorizing the merger of Coastal
Energy Company with Condor Cayman Limited,
a wholly owned-subsidiary of Condor
Acquisition (Cayman) Limited, pursuant to a
plan of merger under section 233 of the
Companies Law (2013 Revision) of the Cayman
Islands
--------------------------------------------------------------------------------------------------------------------------
COMMERZBANK AG, FRANKFURT/MAIN Agenda Number: 705086026
--------------------------------------------------------------------------------------------------------------------------
Security: D172W1279
Meeting Type: AGM
Meeting Date: 08-May-2014
Ticker:
ISIN: DE000CBK1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 17 APR 14 , WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 23 Non-Voting
MAR 2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted annual Non-Voting
financial statements and the management
report (including the explanatory report on
the information under section 289 paragraph
4 and paragraph 5 German Commercial Code
(Handelsgesetzbuch, "HGB") for the fiscal
year 2013, submission of the approved
consolidated financial statements and the
group management report (including the
explanatory report on the information under
section 315 paragraph 2 no. 5 and paragraph
4 HGB) for the fiscal year 2013, the report
by the Supervisory Board, the corporate
governance and remuneration report for the
fiscal year 2013
2. Resolution on the use of the profit shown Mgmt Take No Action
on the balance Sheet
3. Resolution on the ratification of actions Mgmt Take No Action
by the members of the Board of Managing
Directors
4. Resolution on the ratification of actions Mgmt Take No Action
by the members of the Supervisory Board
5. Election of the auditor of the annual Mgmt Take No Action
financial statements, the auditor of the
consolidated financial statements and the
auditor for the audit review of the interim
financial reports for the fiscal year 2014:
PricewaterhouseCoopers Aktiengesellschaft
Wirtschaftsprufungsgesell schaft, Frankfurt
am Main
6. Election of the auditor for the audit Mgmt Take No Action
review of the interim financial report for
the first quarter of the fiscal year 2015:
PricewaterhouseCoopers Aktiengesellschaft
Wirtschaftsprufungsgesell schaft, Frankfurt
am Main
7.1.1 Election of new member in the Supervisory Mgmt Take No Action
Board: Dr. Stefan Lippe
7.1.2 Election of new member in the Supervisory Mgmt Take No Action
Board: Nicholas R. Teller
7.2 Election of Substitute member in the Mgmt Take No Action
Supervisory Board: Solms U. Wittig
8 Resolution on approval of amending Mgmt Take No Action
agreements to Domination and Profit and
Loss Transfer Agreements as well as Profit
and Loss Transfer Agreements
9. Resolution on approval of the amending Mgmt Take No Action
agreement for the purpose of restating a
Profit and Loss Transfer Agreement with
Atlas Vermogensverwaltungsgesellschaft mbH
--------------------------------------------------------------------------------------------------------------------------
COMMONWEALTH REIT Agenda Number: 933926101
--------------------------------------------------------------------------------------------------------------------------
Security: 203233101
Meeting Type: Consent
Meeting Date: 18-Mar-2014
Ticker: CWH
ISIN: US2032331017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
REMOVE B. PORTNOY Mgmt For *
REMOVE A. PORTNOY Mgmt For *
REMOVE J. MOREA Mgmt For *
REMOVE W. LAMKIN Mgmt For *
REMOVE F. ZEYTOONJIAN Mgmt For *
REMOVE R. ARTINIAN Mgmt For *
REMOVE A. LOGAN Mgmt For *
--------------------------------------------------------------------------------------------------------------------------
COMMUNITY HEALTH SYSTEMS, INC. Agenda Number: 933965381
--------------------------------------------------------------------------------------------------------------------------
Security: 203668108
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: CYH
ISIN: US2036681086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: W. LARRY CASH Mgmt For For
1.2 ELECTION OF DIRECTOR: JOHN A. CLERICO Mgmt For For
1.3 ELECTION OF DIRECTOR: JAMES S. ELY III Mgmt For For
1.4 ELECTION OF DIRECTOR: JOHN A. FRY Mgmt For For
1.5 ELECTION OF DIRECTOR: WILLIAM NORRIS Mgmt For For
JENNINGS
1.6 ELECTION OF DIRECTOR: JULIA B. NORTH Mgmt For For
1.7 ELECTION OF DIRECTOR: WAYNE T. SMITH Mgmt For For
1.8 ELECTION OF DIRECTOR: H. MITCHELL WATSON, Mgmt For For
JR.
2. PROPOSAL TO APPROVE THE COMPENSATION OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS.
3. PROPOSAL TO APPROVE THE COMMUNITY HEALTH Mgmt For For
SYSTEMS, INC. 2004 EMPLOYEE PERFORMANCE
INCENTIVE PLAN AS AMENDED AND RESTATED
FEBRUARY 26, 2014.
4. PROPOSAL TO APPROVE THE COMMUNITY HEALTH Mgmt For For
SYSTEMS, INC. 2009 STOCK OPTION & AWARD
PLAN, AS AMENDED & RESTATED MARCH 19, 2014.
5. PROPOSAL TO APPROVE AN AMENDMENT OF THE Mgmt For For
AMENDED AND RESTATED BY-LAWS OF COMMUNITY
HEALTH SYSTEMS, INC.
6. PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
--------------------------------------------------------------------------------------------------------------------------
COMPANIA DE MINAS BUENAVENTURA S.A. Agenda Number: 933940377
--------------------------------------------------------------------------------------------------------------------------
Security: 204448104
Meeting Type: Annual
Meeting Date: 27-Mar-2014
Ticker: BVN
ISIN: US2044481040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE ANNUAL REPORT AS OF Mgmt No vote
DECEMBER, 31, 2013. A PRELIMINARY SPANISH
VERSION OF THE ANNUAL REPORT WILL BE
AVAILABLE IN THE COMPANY'S WEB SITE
HTTP://WWW.BUENAVENTURA.COM/IR/.
2. TO APPROVE THE FINANCIAL STATEMENTS AS OF Mgmt No vote
DECEMBER, 31, 2013, WHICH WERE PUBLICLY
REPORTED AND ARE IN OUR WEB SITE
HTTP://WWW.BUENAVENTURA.COM/IR/.
3. TO APPOINT ERNST AND YOUNG (MEDINA, Mgmt No vote
ZALDIVAR, PAREDES Y ASOCIADOS) AS EXTERNAL
AUDITORS FOR FISCAL YEAR 2014.
4. RATIFICATION OF THE DIVIDEND POLICY Mgmt No vote
AMENDMENT, WHICH HAS BEEN APPROVED BY THE
BOARD OF DIRECTORS.
5. TO APPROVE THE PAYMENT OF A CASH DIVIDEND Mgmt No vote
OF 1.1 CENTS (US$) PER SHARE OR ADS
ACCORDING TO THE COMPANY'S DIVIDEND POLICY.
6. ELECTION OF THE MEMBERS OF THE BOARD FOR Mgmt No vote
THE PERIOD 2014-2016: MR. ROQUE BENAVIDES,
MR CARLOS-DEL-SOLAR, MR. IGOR GONZALES, MR.
JOSE MIGUEL MORALES, MR. FELIPE
ORTIZ-DE-ZEVALLOS, MR. TIMOTHY SNIDER, MR.
GERMAN SUAREZ
--------------------------------------------------------------------------------------------------------------------------
COMPUWARE CORPORATION Agenda Number: 933924525
--------------------------------------------------------------------------------------------------------------------------
Security: 205638109
Meeting Type: Annual
Meeting Date: 28-Mar-2014
Ticker: CPWR
ISIN: US2056381096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GURMINDER S. BEDI Mgmt No vote
1B. ELECTION OF DIRECTOR: JEFFREY J. CLARKE Mgmt No vote
1C. ELECTION OF DIRECTOR: JOHN G. FREELAND Mgmt No vote
1D. ELECTION OF DIRECTOR: DAVID G. FUBINI Mgmt No vote
1E. ELECTION OF DIRECTOR: WILLIAM O. GRABE Mgmt No vote
1F. ELECTION OF DIRECTOR: FREDERICK A. Mgmt No vote
HENDERSON
1G. ELECTION OF DIRECTOR: FAYE ALEXANDER NELSON Mgmt No vote
1H. ELECTION OF DIRECTOR: ROBERT C. PAUL Mgmt No vote
1I. ELECTION OF DIRECTOR: JENNIFER J. RAAB Mgmt No vote
1J. ELECTION OF DIRECTOR: LEE D. ROBERTS Mgmt No vote
1K. ELECTION OF DIRECTOR: STEPHEN F. Mgmt No vote
SCHUCKENBROCK
2. A NON-BINDING PROPOSAL TO RATIFY THE Mgmt No vote
APPOINTMENT OF DELOITTE & TOUCHE LLP, OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, TO AUDIT OUR CONSOLIDATED FINANCIAL
STATEMENTS FOR THE FISCAL YEAR ENDING MARCH
31, 2014
3. A NON-BINDING PROPOSAL TO APPROVE THE Mgmt No vote
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
CONNECTONE BANCORP, INC Agenda Number: 934025861
--------------------------------------------------------------------------------------------------------------------------
Security: 20786U101
Meeting Type: Annual
Meeting Date: 24-Jun-2014
Ticker: CNOB
ISIN: US20786U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE PROPOSED AGREEMENT AND PLAN Mgmt No vote
OF MERGER, DATED AS OF JANUARY 20, 2014, BY
AND BETWEEN THE COMPANY AND CENTER BANCORP,
INC. ("CENTER") AND THE MERGER OF THE
COMPANY AND CENTER PROVIDED FOR THEREIN.
2. TO APPROVE A PROPOSAL TO ADJOURN THE Mgmt No vote
COMPANY'S MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IN FAVOR OF THE MERGER.
3. DIRECTOR
FRANK CAVUOTO Mgmt No vote
FRANK HUTTLE III Mgmt No vote
JOSEPH PARISI, JR. Mgmt No vote
4. TO RATIFY THE APPOINTMENT OF CROWE HORWATH Mgmt No vote
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
COOPER TIRE & RUBBER COMPANY Agenda Number: 933976601
--------------------------------------------------------------------------------------------------------------------------
Security: 216831107
Meeting Type: Annual
Meeting Date: 23-May-2014
Ticker: CTB
ISIN: US2168311072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROY V. ARMES Mgmt No vote
THOMAS P. CAPO Mgmt No vote
STEVEN M. CHAPMAN Mgmt No vote
JOHN J. HOLLAND Mgmt No vote
JOHN F. MEIER Mgmt No vote
JOHN H. SHUEY Mgmt No vote
RICHARD L. WAMBOLD Mgmt No vote
ROBERT D. WELDING Mgmt No vote
2. TO RATIFY THE SELECTION OF THE COMPANY'S Mgmt No vote
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2014.
3. TO APPROVE THE COOPER TIRE & RUBBER COMPANY Mgmt No vote
2014 INCENTIVE COMPENSATION PLAN.
4. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt No vote
NAMED EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CORNERSTONE THERAPEUTICS INC Agenda Number: 933912607
--------------------------------------------------------------------------------------------------------------------------
Security: 21924P103
Meeting Type: Special
Meeting Date: 03-Feb-2014
Ticker: CRTX
ISIN: US21924P1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Mgmt No vote
MERGER, DATED AS OF SEPTEMBER 15, 2013 (AS
IT MAY BE AMENDED FROM TIME TO TIME), BY
AND AMONG CHIESI FARMACEUTICI S.P.A.,
CHIESI U.S. CORPORATION AND CORNERSTONE
THERAPEUTICS INC.
2. PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt No vote
(NON-BINDING) BASIS, THE COMPENSATION THAT
MAY BECOME PAYABLE TO CERTAIN OF THE
EXECUTIVE OFFICERS OF CORNERSTONE
THERAPEUTICS INC. IN CONNECTION WITH THE
MERGER, AS DISCLOSED IN THE TABLE UNDER
"SPECIAL FACTORS-INTERESTS OF THE COMPANY'S
DIRECTORS AND EXECUTIVE ... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
3. PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Mgmt No vote
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO APPROVE THE
PROPOSAL TO ADOPT THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
COSTA INC Agenda Number: 933911744
--------------------------------------------------------------------------------------------------------------------------
Security: 22149T102
Meeting Type: Special
Meeting Date: 30-Jan-2014
Ticker: ATX
ISIN: US22149T1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THE PROPOSAL TO APPROVE AND ADOPT THE Mgmt No vote
MERGER AGREEMENT, INCLUDING THE MERGER AND
THE OTHER TRANSACTIONS CONTEMPLATED
THEREBY.
2. THE PROPOSAL TO APPROVE, BY A NON-BINDING Mgmt No vote
ADVISORY VOTE, THE SPECIFIED COMPENSATION
ARRANGEMENTS DISCLOSED IN THE ACCOMPANYING
PROXY STATEMENT THAT WILL BE PAYABLE TO
COSTA'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE CONSUMMATION OF THE
MERGER.
3. THE PROPOSAL TO APPROVE THE ADJOURNMENT OF Mgmt No vote
THE SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE IN THE VIEW OF THE COSTA BOARD
OF DIRECTORS, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE NOT SUFFICIENT VOTES AT THE
TIME OF THE SPECIAL MEETING TO APPROVE AND
ADOPT THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
COVIDIEN PLC Agenda Number: 933918128
--------------------------------------------------------------------------------------------------------------------------
Security: G2554F113
Meeting Type: Annual
Meeting Date: 19-Mar-2014
Ticker: COV
ISIN: IE00B68SQD29
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: JOSE E. ALMEIDA Mgmt For For
1B) ELECTION OF DIRECTOR: JOY A. AMUNDSON Mgmt For For
1C) ELECTION OF DIRECTOR: CRAIG ARNOLD Mgmt For For
1D) ELECTION OF DIRECTOR: ROBERT H. BRUST Mgmt For For
1E) ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt For For
COUGHLIN
1F) ELECTION OF DIRECTOR: RANDALL J. HOGAN, III Mgmt For For
1G) ELECTION OF DIRECTOR: MARTIN D. MADAUS Mgmt For For
1H) ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
1I) ELECTION OF DIRECTOR: STEPHEN H. RUSCKOWSKI Mgmt For For
1J) ELECTION OF DIRECTOR: JOSEPH A. ZACCAGNINO Mgmt For For
2) APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
THE APPOINTMENT OF THE INDEPENDENT AUDITORS
AND AUTHORIZE, IN A BINDING VOTE, THE AUDIT
COMMITTEE TO SET THE AUDITORS'
REMUNERATION.
3) APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF NAMED EXECUTIVE
OFFICERS.
4) AUTHORIZE THE COMPANY AND/OR ANY SUBSIDIARY Mgmt For For
TO MAKE MARKET PURCHASES OF COMPANY SHARES.
S5) DETERMINE THE PRICE RANGE AT WHICH THE Mgmt For For
COMPANY CAN REISSUE SHARES IT HOLDS AS
TREASURY SHARES.
6) RENEW THE DIRECTORS' AUTHORITY TO ISSUE Mgmt For For
SHARES.
S7) RENEW THE DIRECTORS' AUTHORITY TO ISSUE Mgmt For For
SHARES FOR CASH WITHOUT FIRST OFFERING THEM
TO EXISTING SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
CVS CAREMARK CORPORATION Agenda Number: 933947953
--------------------------------------------------------------------------------------------------------------------------
Security: 126650100
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: CVS
ISIN: US1266501006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: C. DAVID BROWN II Mgmt No vote
1.2 ELECTION OF DIRECTOR: NANCY-ANN M. DEPARLE Mgmt No vote
1.3 ELECTION OF DIRECTOR: DAVID W. DORMAN Mgmt No vote
1.4 ELECTION OF DIRECTOR: ANNE M. FINUCANE Mgmt No vote
1.5 ELECTION OF DIRECTOR: LARRY J. MERLO Mgmt No vote
1.6 ELECTION OF DIRECTOR: JEAN-PIERRE MILLON Mgmt No vote
1.7 ELECTION OF DIRECTOR: RICHARD J. SWIFT Mgmt No vote
1.8 ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt No vote
1.9 ELECTION OF DIRECTOR: TONY L. WHITE Mgmt No vote
2 PROPOSAL TO RATIFY INDEPENDENT PUBLIC Mgmt No vote
ACCOUNTING FIRM FOR 2014.
3 SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt No vote
APPROVAL OF EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
DAIMLER AG, STUTTGART Agenda Number: 704986035
--------------------------------------------------------------------------------------------------------------------------
Security: D1668R123
Meeting Type: AGM
Meeting Date: 09-Apr-2014
Ticker:
ISIN: DE0007100000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that by judgement of OLG Non-Voting
Cologne rendered on June 6, 2013, any
shareholder who holds an aggregate total of
3 percent or more of the outstanding share
capital must register under their
beneficial owner details before the
appropriate deadline to be able to vote.
Failure to comply with the declaration
requirements as stipulated in section 21 of
the Securities Trade Act (WPHG) may prevent
the shareholder from voting at the general
meeting. Therefore, your custodian may
request that Broadridge registers
beneficial owner data for all voted
accounts with the respective sub-custodian.
If you require further information whether
or not such BO registration will be
conducted for your custodians
accounts, please contact your CSR.
The sub-custodian banks optimized their Non-Voting
processes and established solutions, which
do not require any flagging or blocking.
These optimized processes avoid any
settlement conflicts. The sub custodians
have advised that voted shares are not
blocked for trading purposes i.e. they are
only unavailable for settlement.
Registered shares will be deregistered at
the deregistration date by the sub
custodians. In order to deliver/settle a
voted position before the deregistration
date a voting instruction cancellation and
de-registration request needs to be sent.
Please contact your CSR for further
information.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub-custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
According to German law, in case of Non-Voting
specific conflicts of interest in
connection with specific items of the
agenda for the general meeting you are not
entitled to exercise your voting rights.
Further, your voting right might be
excluded when your share in voting rights
has reached certain thresholds and you have
not complied with any of your mandatory
voting rights notifications pursuant to the
German Securities Trading Act (WHPG). For
questions in this regard please contact
your Client Service Representative for
clarification. If you do not have any
indication regarding such conflict of
interest, or another exclusion from voting,
please submit your vote as usual.
Counter proposals may be submitted until Non-Voting
25.03.2014. Further information on counter
proposals can be found directly on the
issuers website (please refer to the
material URL section of the application. If
you wish to act on these items, you will
need to request a Meeting Attend and vote
your shares directly at the companys
meeting. Counter proposals cannot be
reflected in the ballot on ProxyEdge.
1. Presentation of the adopted financial Non-Voting
statements of Daimler AG, the approved
consolidated financial statements, the
combined management report for Daimler AG
and the Group with the explanatory reports
on the information required pursuant to
Section 289, Subsections 4 and 5, Section
315, Subsection 4 of the German Commercial
Code (Handelsgesetzbuch), and the report of
the Supervisory Board for the 2013
financial year
2. Resolution on the allocation of Mgmt Take No Action
distributable profit
3. Resolution on ratification of Board of Mgmt Take No Action
Management members' actions in the 2013
financial year
4. Resolution on ratification of Supervisory Mgmt Take No Action
Board members' actions in the 2013
financial year
5. Resolution on the appointment of auditors Mgmt Take No Action
for the Company and the Group for the 2014
financial year
6. Resolution on the approval of the Mgmt Take No Action
remuneration system for the members of the
Board of Management
7.1 Resolution on the election of new members Mgmt Take No Action
of the Supervisory Board: Dr.-Ing. Bernd
Bohr
7.2 Resolution on the election of new members Mgmt Take No Action
of the Supervisory Board: Joe Kaeser
7.3 Resolution on the election of new members Mgmt Take No Action
of the Supervisory Board: Dr. Ing. e.h.
Dipl.-Ing. Bernd Pischetsrieder
8. Resolution on the creation of a new Mgmt Take No Action
Approved Capital 2014 (Genehmigtes Kapital
2014) and a related amendment to the
Articles of Incorporation
9. Resolution on the adjustment of the Mgmt Take No Action
Supervisory Board remuneration and a
related amendment to the Articles of
Incorporation
10. Resolution on the approval of the Mgmt Take No Action
conclusion of amendment agreements to
existing control and profit transfer
agreements with subsidiaries
11. Resolution on the approval of agreements on Mgmt Take No Action
the termination of existing control and
profit transfer agreements and conclusion
of new control and profit transfer
agreements with subsidiaries
--------------------------------------------------------------------------------------------------------------------------
DARDEN RESTAURANTS, INC. Agenda Number: 933964808
--------------------------------------------------------------------------------------------------------------------------
Security: 237194105
Meeting Type: Consent
Meeting Date: 30-Apr-2014
Ticker: DRI
ISIN: US2371941053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE UNDERSIGNED SHAREHOLDER, ACTING WITH Mgmt No vote
REGARD TO ALL SHARES OF COMMON STOCK, NO
PAR VALUE PER SHARE, OF DARDEN RESTAURANTS,
INC. ENTITLED TO VOTE AND HELD BY THE
UNDERSIGNED, HEREBY REVOKES ANY PREVIOUSLY
EXECUTED WRITTEN REQUEST CARD DELIVERED TO
STARBOARD VALUE LP AND ITS AFFILIATES
REQUESTING THE CALL OF A SPECIAL MEETING OF
SHAREHOLDERS DESCRIBED IN THE DEFINITIVE
STARBOARD SOLICITATION, DATED 3/20/14 AND
HEREBY CONFIRMS THAT THE UNDERSIGNED HAS
THE POWER TO DELIVER A REVOCATION OF
WRITTEN REQUEST FOR THE NUMBER OF SHARES
REPRESENTED HEREBY.
--------------------------------------------------------------------------------------------------------------------------
DIEBOLD, INCORPORATED Agenda Number: 933934653
--------------------------------------------------------------------------------------------------------------------------
Security: 253651103
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: DBD
ISIN: US2536511031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PATRICK W. ALLENDER Mgmt No vote
ROBERTO ARTAVIA Mgmt No vote
BRUCE L. BYRNES Mgmt No vote
PHILLIP R. COX Mgmt No vote
RICHARD L. CRANDALL Mgmt No vote
GALE S. FITZGERALD Mgmt No vote
GARY G. GREENFIELD Mgmt No vote
ANDREAS W. MATTES Mgmt No vote
ROBERT S. PRATHER, JR. Mgmt No vote
RAJESH K. SOIN Mgmt No vote
HENRY D.G. WALLACE Mgmt No vote
ALAN J. WEBER Mgmt No vote
2 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt No vote
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
3 TO APPROVE, ON AN ADVISORY BASIS, NAMED Mgmt No vote
EXECUTIVE OFFICER COMPENSATION.
4 TO APPROVE THE DIEBOLD, INCORPORATED 2014 Mgmt No vote
NON-QUALIFIED EMPLOYEE STOCK PURCHASE PLAN.
5 TO APPROVE THE DIEBOLD, INCORPORATED Mgmt No vote
AMENDED AND RESTATED 1991 EQUITY AND
PERFORMANCE INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
EBAY INC. Agenda Number: 933949919
--------------------------------------------------------------------------------------------------------------------------
Security: 278642103
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: EBAY
ISIN: US2786421030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
FRED D. ANDERSON Mgmt No vote
EDWARD W. BARNHOLT Mgmt No vote
SCOTT D. COOK Mgmt No vote
JOHN J. DONAHOE Mgmt No vote
2 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt No vote
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt No vote
OUR 2008 EQUITY INCENTIVE AWARD PLAN.
4 TO RATIFY THE APPOINTMENT OF Mgmt No vote
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2014.
5 TO CONSIDER A STOCKHOLDER PROPOSAL Shr No vote
SUBMITTED BY JOHN CHEVEDDEN REGARDING
STOCKHOLDER ACTION BY WRITTEN CONSENT
WITHOUT A MEETING, IF PROPERLY PRESENTED
BEFORE THE MEETING.
6 PROPOSAL WITHDRAWN Shr No vote
--------------------------------------------------------------------------------------------------------------------------
ELAN CORPORATION, PLC Agenda Number: 933888832
--------------------------------------------------------------------------------------------------------------------------
Security: 284131208
Meeting Type: Special
Meeting Date: 18-Nov-2013
Ticker: ELN
ISIN: US2841312083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1. TO AUTHORISE THE SCHEME OF ARRANGEMENT AND Mgmt No vote
TO AUTHORISE THE DIRECTORS TO TAKE SUCH
ACTIONS AS THEY CONSIDER NECESSARY FOR
CARRYING THE SCHEME INTO EFFECT. (ORDINARY
RESOLUTION)
S2. TO AUTHORISE THE CANCELLATION OF THE Mgmt No vote
COMPANY'S SHARES. (SPECIAL RESOLUTION)
O3. TO AUTHORISE THE DIRECTORS TO ALLOT AND Mgmt No vote
ISSUE NEW, FULLY PAID UP, SHARES IN THE
COMPANY TO NEW PERRIGO IN CONNECTION WITH
EFFECTING THE SCHEME OF ARRANGEMENT.
(ORDINARY RESOLUTION)
S4. TO AUTHORISE AMENDMENTS TO THE COMPANY'S Mgmt No vote
MEMORANDUM AND ARTICLES OF ASSOCIATION.
(SPECIAL RESOLUTION)
O5. TO AUTHORISE THE CREATION OF DISTRIBUTABLE Mgmt No vote
RESERVES BY REDUCING SOME OR ALL OF THE
SHARE PREMIUM OF NEW PERRIGO. (ORDINARY
RESOLUTION)
O6. TO AUTHORISE AN ADJOURNMENT OF THE EGM TO Mgmt No vote
ANOTHER TIME OR PLACE IF NECESSARY OR
APPROPRIATE. (ORDINARY RESOLUTION)
--------------------------------------------------------------------------------------------------------------------------
ELAN CORPORATION, PLC Agenda Number: 933888387
--------------------------------------------------------------------------------------------------------------------------
Security: 284131A01
Meeting Type: Special
Meeting Date: 18-Nov-2013
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE SCHEME OF ARRANGEMENT Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
EMERGENT BIOSOLUTIONS INC. Agenda Number: 933974075
--------------------------------------------------------------------------------------------------------------------------
Security: 29089Q105
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: EBS
ISIN: US29089Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ZSOLT HARSANYI, PH.D. Mgmt For For
GENERAL GEORGE JOULWAN Mgmt For For
LOUIS W. SULLIVAN, M.D. Mgmt For For
MARVIN L. WHITE Mgmt For For
2. TO RATIFY THE APPOINTMENT BY THE AUDIT Mgmt For For
COMMITTEE OF ERNST & YOUNG LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2014.
3. TO APPROVE THE AMENDMENT OF OUR STOCK Mgmt For For
INCENTIVE PLAN.
4. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
ENANTA PHARMACEUTICALS, INC. Agenda Number: 933915881
--------------------------------------------------------------------------------------------------------------------------
Security: 29251M106
Meeting Type: Annual
Meeting Date: 06-Feb-2014
Ticker: ENTA
ISIN: US29251M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRUCE L.A. CARTER Mgmt No vote
JAY R. LULY Mgmt No vote
2. TO RATIFY THE APPOINTMENT OF Mgmt No vote
PRICEWATERHOUSECOOPERS LLP AS ENANTA'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2014 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
ENDO INTERNATIONAL PLC, DUBLIN Agenda Number: 705263678
--------------------------------------------------------------------------------------------------------------------------
Security: G30401106
Meeting Type: AGM
Meeting Date: 10-Jun-2014
Ticker:
ISIN: IE00BJ3V9050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.A ELECTION OF DIRECTOR: ROGER H. KIMMEL Mgmt No vote
1.B ELECTION OF DIRECTOR: RAJIV DE SILVA Mgmt No vote
1.C ELECTION OF DIRECTOR: JOHN J. DELUCCA Mgmt No vote
1.D ELECTION OF DIRECTOR: ARTHUR J. HIGGINS Mgmt No vote
1.E ELECTION OF DIRECTOR: NANCY J. HUTSON, PH.D Mgmt No vote
1.F ELECTION OF DIRECTOR: MICHAEL HYATT Mgmt No vote
1.G ELECTION OF DIRECTOR: WILLIAM P. MONTAGUE Mgmt No vote
1.H ELECTION OF DIRECTOR: JILL D. SMITH Mgmt No vote
1.I ELECTION OF DIRECTOR: WILLIAM F. SPENGLER Mgmt No vote
2 TO APPROVE THE APPOINTMENT OF DELOITTE & Mgmt No vote
TOUCHE AS THE COMPANY'S INDEPENDENT
AUDITORS FOR THE YEAR ENDING DECEMBER 31,
2014 AND TO AUTHORIZE THE AUDIT COMMITTEE
OF THE BOARD OF DIRECTORS TO DETERMINE THE
AUDITORS' REMUNERATION
3 TO APPROVE, BY ADVISORY VOTE, NAMED Mgmt No vote
EXECUTIVE OFFICER COMPENSATION
4 TO APPROVE THE AMENDED AND RESTATED Mgmt No vote
EMPLOYEE STOCK PURCHASE PLAN
--------------------------------------------------------------------------------------------------------------------------
ENTROPIC COMMUNICATIONS, INC. Agenda Number: 933963717
--------------------------------------------------------------------------------------------------------------------------
Security: 29384R105
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: ENTR
ISIN: US29384R1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PATRICK HENRY Mgmt No vote
WILLIAM BOCK Mgmt No vote
2. TO CAST A VOTE ON ADVISORY APPROVAL OF Mgmt No vote
ENTROPIC'S EXECUTIVE COMPENSATION, AS
DISCLOSED IN THE ACCOMPANYING PROXY
STATEMENT.
3. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt No vote
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
EXELIXIS, INC. Agenda Number: 933995245
--------------------------------------------------------------------------------------------------------------------------
Security: 30161Q104
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: EXEL
ISIN: US30161Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MICHAEL M. MORRISSEY, Mgmt For For
PH.D.
1.2 ELECTION OF DIRECTOR: STELIOS PAPADOPOULOS, Mgmt For For
PH.D.
1.3 ELECTION OF DIRECTOR: GEORGE A. SCANGOS, Mgmt For For
PH.D.
1.4 ELECTION OF DIRECTOR: LANCE WILLSEY, M.D. Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS EXELIXIS' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 2, 2015.
3. TO APPROVE THE EXELIXIS, INC. 2014 EQUITY Mgmt For For
INCENTIVE PLAN.
4. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF EXELIXIS' NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
EXPRESS SCRIPTS HOLDING COMPANY Agenda Number: 933941139
--------------------------------------------------------------------------------------------------------------------------
Security: 30219G108
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: ESRX
ISIN: US30219G1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GARY G. BENANAV Mgmt No vote
1B. ELECTION OF DIRECTOR: MAURA C. BREEN Mgmt No vote
1C. ELECTION OF DIRECTOR: WILLIAM J. DELANEY Mgmt No vote
1D. ELECTION OF DIRECTOR: NICHOLAS J. LAHOWCHIC Mgmt No vote
1E. ELECTION OF DIRECTOR: THOMAS P. MAC MAHON Mgmt No vote
1F. ELECTION OF DIRECTOR: FRANK MERGENTHALER Mgmt No vote
1G. ELECTION OF DIRECTOR: WOODROW A. MYERS, Mgmt No vote
JR., MD
1H. ELECTION OF DIRECTOR: JOHN O. PARKER, JR. Mgmt No vote
1I. ELECTION OF DIRECTOR: GEORGE PAZ Mgmt No vote
1J. ELECTION OF DIRECTOR: WILLIAM L. ROPER, MD, Mgmt No vote
MPH
1K. ELECTION OF DIRECTOR: SEYMOUR STERNBERG Mgmt No vote
2. TO RATIFY THE APPOINTMENT OF Mgmt No vote
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR 2014.
3. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt No vote
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
F5 NETWORKS, INC. Agenda Number: 933917304
--------------------------------------------------------------------------------------------------------------------------
Security: 315616102
Meeting Type: Annual
Meeting Date: 13-Mar-2014
Ticker: FFIV
ISIN: US3156161024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A. GARY AMES Mgmt No vote
1B. ELECTION OF DIRECTOR: STEPHEN SMITH Mgmt No vote
2. APPROVE THE F5 NETWORKS, INC. 2014 Mgmt No vote
INCENTIVE PLAN.
3. RATIFY THE SELECTION OF Mgmt No vote
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2014.
4. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt No vote
OF OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
FAIRPOINT COMMUNICATIONS, INC. Agenda Number: 933963844
--------------------------------------------------------------------------------------------------------------------------
Security: 305560302
Meeting Type: Annual
Meeting Date: 12-May-2014
Ticker: FRP
ISIN: US3055603027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PETER D. AQUINO Mgmt No vote
DENNIS J. AUSTIN Mgmt No vote
PETER C. GINGOLD Mgmt No vote
EDWARD D. HOROWITZ Mgmt No vote
MICHAEL J. MAHONEY Mgmt No vote
MICHAEL K. ROBINSON Mgmt No vote
PAUL H. SUNU Mgmt No vote
DAVID L. TREADWELL Mgmt No vote
WAYNE WILSON Mgmt No vote
2. APPROVAL OF THE FAIRPOINT COMMUNICATIONS, Mgmt No vote
INC. AMENDED AND RESTATED 2010 LONG TERM
INCENTIVE PLAN.
3. APPROVAL ON AN ADVISORY BASIS OF OUR NAMED Mgmt No vote
EXECUTIVE OFFICER COMPENSATION.
4. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt No vote
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
--------------------------------------------------------------------------------------------------------------------------
FIRST MERCHANTS CORPORATION Agenda Number: 933953879
--------------------------------------------------------------------------------------------------------------------------
Security: 320817109
Meeting Type: Annual
Meeting Date: 12-May-2014
Ticker: FRME
ISIN: US3208171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RODERICK ENGLISH Mgmt No vote
GARY J. LEHMAN Mgmt No vote
JEAN L. WOJTOWICZ Mgmt No vote
F. HOWARD HALDERMAN Mgmt No vote
2. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt No vote
THE COMPENSATION OF FIRST MERCHANTS
CORPORATION'S NAMED EXECUTIVE OFFICERS.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF THE Mgmt No vote
FIRM BKD, LLP AS THE INDEPENDENT AUDITOR
FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
FLOW INTERNATIONAL CORPORATION Agenda Number: 933900703
--------------------------------------------------------------------------------------------------------------------------
Security: 343468104
Meeting Type: Special
Meeting Date: 20-Dec-2013
Ticker: FLOW
ISIN: US3434681041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE AGREEMENT AND PLAN OF Mgmt No vote
MERGER, DATED AS OF SEPTEMBER 25, 2013, AS
IT MAY BE AMENDED FROM TIME TO TIME, BY AND
AMONG FLOW INTERNATIONAL CORPORATION,
WATERJET HOLDINGS, INC. (FORMERLY KNOWN AS
AIP WATERJET HOLDINGS, INC.), AND AIP/FIC
MERGER SUB, INC. (THE "MERGER AGREEMENT").
2. TO ADJOURN THE SPECIAL MEETING, IF Mgmt No vote
NECESSARY OR ADVISABLE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE SPECIAL MEETING
TO APPROVE THE MERGER AGREEMENT.
3. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt No vote
BASIS, CERTAIN COMPENSATION THAT WILL OR
MAY BECOME PAYABLE BY FLOW INTERNATIONAL
CORPORATION TO ITS NAMED EXECUTIVE OFFICERS
IN CONNECTION WITH THE COMPLETION OF THE
MERGER UNDER EXISTING ARRANGEMENTS BETWEEN
FLOW INTERNATIONAL CORPORATION AND SUCH
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
FOREST LABORATORIES, INC. Agenda Number: 934021471
--------------------------------------------------------------------------------------------------------------------------
Security: 345838106
Meeting Type: Special
Meeting Date: 17-Jun-2014
Ticker: FRX
ISIN: US3458381064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF FEBRUARY 17, 2014, BY AND AMONG
ACTAVIS PLC, TANGO US HOLDINGS INC., TANGO
MERGER SUB 1 LLC, TANGO MERGER SUB 2 LLC
AND FOREST LABORATORIES, INC. APPROVAL OF
THIS PROPOSAL IS REQUIRED TO COMPLETE THE
MERGER.
2. TO APPROVE, ON A NON-BINDING BASIS, THE Mgmt For For
COMPENSATION TO BE PAID TO FOREST
LABORATORIES, INC.'S NAMED EXECUTIVE
OFFICERS THAT IS BASED ON OR OTHERWISE
RELATES TO THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
FOSTER WHEELER AG Agenda Number: 933965696
--------------------------------------------------------------------------------------------------------------------------
Security: H27178104
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: FWLT
ISIN: CH0018666781
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. RE-ELECTION OF DIRECTOR FOR ONE-YEAR TERM: Mgmt No vote
CLAYTON C. DALEY, JR.
1B. RE-ELECTION OF DIRECTOR FOR ONE-YEAR TERM: Mgmt No vote
STEVEN J. DEMETRIOU
1C. RE-ELECTION OF DIRECTOR FOR ONE-YEAR TERM: Mgmt No vote
EDWARD G. GALANTE
1D. RE-ELECTION OF DIRECTOR FOR ONE-YEAR TERM: Mgmt No vote
JOHN M. MALCOLM
1E. RE-ELECTION OF DIRECTOR FOR ONE-YEAR TERM: Mgmt No vote
J. KENT MASTERS
1F. RE-ELECTION OF DIRECTOR FOR ONE-YEAR TERM: Mgmt No vote
STEPHANIE S. NEWBY
1G. RE-ELECTION OF DIRECTOR FOR ONE-YEAR TERM: Mgmt No vote
HENRI PHILIPPE REICHSTUL
1H. RE-ELECTION OF DIRECTOR FOR ONE-YEAR TERM: Mgmt No vote
MAUREEN B. TART-BEZER
2. ELECTION OF STEVEN J. DEMETRIOU AS CHAIRMAN Mgmt No vote
OF THE BOARD OF DIRECTORS.
3A. ELECTION OF THE COMPENSATION AND EXECUTIVE Mgmt No vote
DEVELOPMENT COMMITTEE OF THE BOARD OF
DIRECTORS: CLAYTON C. DALEY, JR.
3B. ELECTION OF THE COMPENSATION AND EXECUTIVE Mgmt No vote
DEVELOPMENT COMMITTEE OF THE BOARD OF
DIRECTORS: EDWARD G. GALANTE
3C. ELECTION OF THE COMPENSATION AND EXECUTIVE Mgmt No vote
DEVELOPMENT COMMITTEE OF THE BOARD OF
DIRECTORS: HENRI PHILIPPE REICHSTUL
3D. ELECTION OF THE COMPENSATION AND EXECUTIVE Mgmt No vote
DEVELOPMENT COMMITTEE OF THE BOARD OF
DIRECTORS: MAUREEN B. TART-BEZER
4. RE-ELECTION OF PRICEWATERHOUSECOOPERS AG, Mgmt No vote
ZURICH, SWITZERLAND, AS OUR INDEPENDENT
AUDITOR FOR 2014.
5. RATIFICATION (ON A NON-BINDING BASIS) OF Mgmt No vote
THE APPOINTMENT OF PRICEWATERHOUSECOOPERS
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
6. ADVISORY APPROVAL OF EXECUTIVE Mgmt No vote
COMPENSATION.
7. ELECTION OF SANDRO TOBLER AS INDEPENDENT Mgmt No vote
PROXY.
8. APPROVAL OF OUR 2013 SWISS ANNUAL REPORT Mgmt No vote
(INCLUDING THE AUDITED CONSOLIDATED
FINANCIAL STATEMENTS AND THE AUDITED
STATUTORY FINANCIAL STATEMENTS OF FOSTER
WHEELER AG FOR 2013).
9. APPROVAL OF RELEASE FROM CAPITAL Mgmt No vote
CONTRIBUTIONS RESERVES AND DISTRIBUTION OF
DIVIDEND.
10. GRANT OF DISCHARGE FROM LIABILITY TO FOSTER Mgmt No vote
WHEELER AG'S BOARD OF DIRECTORS AND
EXECUTIVE OFFICERS FOR 2013.
11. BY MARKING THE BOX TO THE RIGHT, I INSTRUCT Mgmt No vote
THE INDEPENDENT PROXY (OR THE SUBSTITUTE
PROXY APPOINTED BY THE BOARD OF DIRECTORS
IF THE INDEPENDENT PROXY IS INCAPABLE OF
ACTING) TO VOTE FOR OR AGAINST THE VOTING
RECOMMENDATIONS OF THE BOARD OF DIRECTORS
IN CASE OF NEW OR AMENDED PROPOSALS, AS
WELL AS NEW AGENDA ITEMS ACCORDING TO
ARTICLE 700 PARA 3 OF THE SWISS CODE OF
OBLIGATIONS, OR TO ABSTAIN FROM SUCH NEW OR
AMENDED PROPOSALS OR NEW AGENDA ITEMS.
--------------------------------------------------------------------------------------------------------------------------
FRED'S, INC. Agenda Number: 934040522
--------------------------------------------------------------------------------------------------------------------------
Security: 356108100
Meeting Type: Annual
Meeting Date: 18-Jun-2014
Ticker: FRED
ISIN: US3561081007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL J. HAYES Mgmt For For
JOHN R. EISENMAN Mgmt For For
THOMAS H. TASHJIAN Mgmt For For
B. MARY MCNABB Mgmt For For
MICHAEL T. MCMILLAN Mgmt For For
BRUCE A. EFIRD Mgmt For For
STEVEN R. FITZPATRICK Mgmt For For
2. APPROVAL OF BDO USA, LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY, AS DESCRIBED IN THE PROXY
STATEMENT.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FUCHS PETROLUB SE, MANNHEIM Agenda Number: 705091255
--------------------------------------------------------------------------------------------------------------------------
Security: D27462130
Meeting Type: AGM
Meeting Date: 07-May-2014
Ticker:
ISIN: DE0005790406
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 16 APR 2014, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 22 Non-Voting
APR 2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the financial statements Non-Voting
and annual report for the 2013 financial
year with the report of the Supervisory
Board, the group financial statements, the
group annual report, and the report
pursuant to Sections 289(4), 289(5),
315(2)5 and 315(4) of the German Commercial
Code as well as the proposal of the Board
of MDs on the appropriation of the
distributable profit
2. Resolution on the Appropriation of the Mgmt Take No Action
Distributable Profit. The distributable
profit of EUR 129,529,026.27 shall be
appropriated as follows: Payment of a
dividend of EUR 1.38 per ordinary share and
EUR 1.40 per preferred share EUR
32,500,443.23 shall be carried forward
Ex-dividend and payable date: May 8, 2014
3. Ratification of the Acts of the Board of Mgmt Take No Action
MDs
4. Ratification of the Acts of the Supervisory Mgmt Take No Action
Board
5. Resolution on an Increase of the Share Mgmt Take No Action
Capital through the Conversion of Company
Reserves and the Corresponding Amendments
to the Articles of Association 5.1 The
company's share capital of EUR 70,980,000
shall be increased to EUR 141,960,000
through the conversion of capital reserves
of EUR 70,980,000 and the issue of
35,490,000 new ordinary shares and
35,490,000 new preferred shares with
dividend entitlement from January 1, 2014.
The new shares shall be issued to the
shareholders at a ratio of 1:1, 5.2
Amendments to the articles of association
6. Resolution on the Revocation of the Mgmt Take No Action
Existing Authorized Capital, the Creation
of New Authorized Capital, and the
Corresponding Amendment to the Articles of
Association The existing authorized capital
shall be revoked. The Board of MDs shall be
authorized, with the consent of the
Supervisory Board, to increase the share
capital by up to EUR 35,490,000 through the
issue of new ordinary and/or non-voting
preferred shares against contributions in
cash and/or kind, on or before May 6, 2019
(authorized capital).Shareholders.
Subscription rights may be excluded in the
case of a capital increase of up to 20 pct.
of the share capital against contributions
in kind. Furthermore, shareholders
subscription rights may be excluded in the
case of a capital increase against
contributions in cash if :- shares are
issued at a price not materially below
their market price and the capital increase
does not exceed 10 pct. of the share
capital, residual amounts have been
excluded from subscription rights, the
share-ownership ratio needs to be
maintained because ordinary shares and
preferred shares are being issued, holders
of conversion or option rights have been
granted subscription rights
7. Appointment of Auditors for the 2014 Mgmt Take No Action
Financial Year: KPMG AG, Berlin
8. Resolution on the Adjustment of an Existing Mgmt Take No Action
Control and Profit Transfer Agreement. The
agreement with the company's wholly-owned
subsidiary, FUCHS Finanz service GmbH, on
amendments to the existing control and
profit transfer agreement shall be approved
--------------------------------------------------------------------------------------------------------------------------
FURIEX PHARMACEUTICALS, INC Agenda Number: 933977083
--------------------------------------------------------------------------------------------------------------------------
Security: 36106P101
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: FURX
ISIN: US36106P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JUNE S. ALMENOFF MD PHD Mgmt For For
PETER B. CORR, PH.D. Mgmt For For
STEPHEN R. DAVIS Mgmt For For
WENDY L. DIXON, PH.D. Mgmt For For
F.N. ESHELMAN, PHARM.D. Mgmt For For
STEPHEN W. KALDOR, PHD Mgmt For For
2. THE RATIFICATION OF DELOITTE & TOUCHE LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3. THE APPROVAL OF THE COMPENSATION OF THE Mgmt For For
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
GEA GROUP AG, BOCHUM Agenda Number: 705011322
--------------------------------------------------------------------------------------------------------------------------
Security: D28304109
Meeting Type: AGM
Meeting Date: 16-Apr-2014
Ticker:
ISIN: DE0006602006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 26 MAR 2014, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 01 Non-Voting
APR 2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Receive Financial Statements and Statutory Non-Voting
Reports for Fiscal 2013
2. Approve Allocation of Income and Dividends Mgmt Take No Action
of EUR 0,60 per Share
3. Approve Discharge of Management Board for Mgmt Take No Action
Fiscal 2013
4. Approve Discharge of Supervisory Board for Mgmt Take No Action
Fiscal 2013
5. Ratify KPMG AG as Auditors for Fiscal 2014 Mgmt Take No Action
6. Approve Creation of EUR 99 Million Pool of Mgmt Take No Action
Capital without Preemptive Rights
7. Resolution on the consent to amending of Mgmt Take No Action
existing denomination and profit transfer
agreement between GEA Group AG and its
various affiliates
8. Resolution on the consent to amending and Mgmt Take No Action
recasting existing domination and profit
transfer agreement between GEA Group AG and
its various affiliates
9. Resolution on the consent to amending and Mgmt Take No Action
recasting existing profit transfer
agreement between GEA Group AG and its
various affiliates
--------------------------------------------------------------------------------------------------------------------------
GENERAL MOTORS COMPANY Agenda Number: 934003409
--------------------------------------------------------------------------------------------------------------------------
Security: 37045V100
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: GM
ISIN: US37045V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOSEPH J. ASHTON Mgmt No vote
1B. ELECTION OF DIRECTOR: MARY T. BARRA Mgmt No vote
1C. ELECTION OF DIRECTOR: ERROLL B. DAVIS, JR. Mgmt No vote
1D. ELECTION OF DIRECTOR: STEPHEN J. GIRSKY Mgmt No vote
1E. ELECTION OF DIRECTOR: E. NEVILLE ISDELL Mgmt No vote
1F. ELECTION OF DIRECTOR: KATHRYN V. MARINELLO Mgmt No vote
1G. ELECTION OF DIRECTOR: MICHAEL G. MULLEN Mgmt No vote
1H. ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt No vote
1I. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt No vote
1J. ELECTION OF DIRECTOR: THOMAS M. SCHOEWE Mgmt No vote
1K. ELECTION OF DIRECTOR: THEODORE M. SOLSO Mgmt No vote
1L. ELECTION OF DIRECTOR: CAROL M. STEPHENSON Mgmt No vote
2. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt No vote
TOUCHE LLP AS GM'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt No vote
COMPENSATION
4. ADVISORY VOTE TO APPROVE THE FREQUENCY OF A Mgmt No vote
STOCKHOLDER ADVISORY VOTE ON EXECUTIVE
COMPENSATION
5. APPROVAL OF THE GENERAL MOTORS COMPANY 2014 Mgmt No vote
SHORT-TERM INCENTIVE PLAN
6. APPROVAL OF THE GENERAL MOTORS COMPANY 2014 Mgmt No vote
LONG-TERM INCENTIVE PLAN
7. CUMULATIVE VOTING Shr No vote
8. INDEPENDENT BOARD CHAIRMAN Shr No vote
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 933943006
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN F. COGAN Mgmt No vote
1B. ELECTION OF DIRECTOR: ETIENNE F. DAVIGNON Mgmt No vote
1C. ELECTION OF DIRECTOR: CARLA A. HILLS Mgmt No vote
1D. ELECTION OF DIRECTOR: KEVIN E. LOFTON Mgmt No vote
1E. ELECTION OF DIRECTOR: JOHN W. MADIGAN Mgmt No vote
1F. ELECTION OF DIRECTOR: JOHN C. MARTIN Mgmt No vote
1G. ELECTION OF DIRECTOR: NICHOLAS G. MOORE Mgmt No vote
1H. ELECTION OF DIRECTOR: RICHARD J. WHITLEY Mgmt No vote
1I. ELECTION OF DIRECTOR: GAYLE E. WILSON Mgmt No vote
1J. ELECTION OF DIRECTOR: PER WOLD-OLSEN Mgmt No vote
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt No vote
LLP BY THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. TO VOTE ON A PROPOSED AMENDMENT TO GILEAD'S Mgmt No vote
RESTATED CERTIFICATE OF INCORPORATION TO
DESIGNATE DELAWARE CHANCERY COURT AS THE
EXCLUSIVE FORUM FOR CERTAIN LEGAL ACTIONS.
4. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt No vote
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS PRESENTED IN THE PROXY
STATEMENT.
5. TO VOTE ON A STOCKHOLDER PROPOSAL, IF Shr No vote
PROPERLY PRESENTED AT THE MEETING,
REQUESTING THAT THE BOARD ADOPT A POLICY
THAT THE CHAIRMAN OF THE BOARD OF DIRECTORS
BE AN INDEPENDENT DIRECTOR.
6. TO VOTE ON A STOCKHOLDER PROPOSAL, IF Shr No vote
PROPERLY PRESENTED AT THE MEETING,
REQUESTING THAT THE BOARD TAKE STEPS TO
PERMIT STOCKHOLDER ACTION BY WRITTEN
CONSENT.
7. TO VOTE ON A STOCKHOLDER PROPOSAL, IF Shr No vote
PROPERLY PRESENTED AT THE MEETING,
REQUESTING THAT THE BOARD ADOPT A POLICY
THAT INCENTIVE COMPENSATION FOR THE CHIEF
EXECUTIVE OFFICER INCLUDE NON-FINANCIAL
MEASURES BASED ON PATIENT ACCESS TO
GILEAD'S MEDICINES.
--------------------------------------------------------------------------------------------------------------------------
GIVEN IMAGING LTD. Agenda Number: 933913065
--------------------------------------------------------------------------------------------------------------------------
Security: M52020100
Meeting Type: Special
Meeting Date: 23-Jan-2014
Ticker: GIVN
ISIN: IL0010865371
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE MERGER PROPOSAL, INCLUDING Mgmt No vote
THE APPROVAL OF: (I) THE MERGER AGREEMENT;
(II) THE MERGER, PURSUANT TO SECTION
314-327 OF THE ICL, OF THE COMPANY WITH
MERGER SUB, AN ISRAELI COMPANY AND A
WHOLLY-OWNED SUBSIDIARY OF PARENT, BOTH OF
WHICH ARE WHOLLY-OWNED SUBSIDIARIES OF
COVIDIEN PLC; (III) THE PAYMENT ... (DUE TO
SPACE LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
GLOBALSTAR, INC. Agenda Number: 934010644
--------------------------------------------------------------------------------------------------------------------------
Security: 378973408
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: GSAT
ISIN: US3789734080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN M.R. KNEUER Mgmt No vote
JAMES F. LYNCH Mgmt No vote
2. TO RATIFY THE SELECTION OF CROWE HORWATH Mgmt No vote
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR.
3. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt No vote
APPROVAL OF EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
GLOBECOMM SYSTEMS INC. Agenda Number: 933890116
--------------------------------------------------------------------------------------------------------------------------
Security: 37956X103
Meeting Type: Special
Meeting Date: 22-Nov-2013
Ticker: GCOM
ISIN: US37956X1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt No vote
DATED AS OF AUGUST 25, 2013, AS IT MAY BE
AMENDED FROM TIME TO TIME, AMONG GLOBECOMM
SYSTEMS INC., WASSERSTEIN COSMOS CO-INVEST,
L.P. AND COSMOS ACQUISITION CORP.
2. TO ADJOURN THE SPECIAL MEETING, IF Mgmt No vote
NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN
THE EVENT THERE ARE NOT SUFFICIENT VOTES IN
FAVOR OF THE ADOPTION OF THE MERGER
AGREEMENT AT THE TIME OF THE SPECIAL
MEETING.
3. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt No vote
BASIS, CERTAIN COMPENSATION THAT MAY OR
WILL BE PAID BY GLOBECOMM SYSTEMS INC. TO
ITS NAMED EXECUTIVE OFFICERS THAT IS BASED
ON OR OTHERWISE RELATES TO THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
GOLD RESERVE INC. Agenda Number: 934015745
--------------------------------------------------------------------------------------------------------------------------
Security: 38068N108
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: GDRZF
ISIN: CA38068N1087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROCKNE J. TIMM Mgmt No vote
A. DOUGLAS BELANGER Mgmt No vote
JAMES P. GEYER Mgmt No vote
JAMES H. COLEMAN Mgmt No vote
PATRICK D. MCCHESNEY Mgmt No vote
CHRIS D. MIKKELSEN Mgmt No vote
JEAN CHARLES POTVIN Mgmt No vote
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt No vote
AS AUDITORS FOR THE YEAR ENDING DECEMBER
31, 2014 AND AUTHORIZATION OF THE BOARD OF
DIRECTORS TO FIX THE AUDITOR'S
REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
GOODRICH PETROLEUM CORPORATION Agenda Number: 933990815
--------------------------------------------------------------------------------------------------------------------------
Security: 382410405
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: GDP
ISIN: US3824104059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOSIAH T. AUSTIN Mgmt No vote
PETER D. GOODSON Mgmt No vote
GENE WASHINGTON Mgmt No vote
2. RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt No vote
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDED DECEMBER 31, 2014.
3. APPROVE, ON AN ADVISORY BASIS, THE Mgmt No vote
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. APPROVE THE SECOND AMENDMENT TO THE Mgmt No vote
COMPANY'S AMENDED 2006 LONG-TERM INCENTIVE
PLAN (THE "2006 PLAN").
5. REAPPROVE THE MATERIAL TERMS OF THE 2006 Mgmt No vote
PLAN FOR PURPOSES OF COMPLYING WITH SECTION
162(M) OF THE INTERNAL REVENUE CODE.
--------------------------------------------------------------------------------------------------------------------------
HARVEST NATURAL RESOURCES, INC. Agenda Number: 933982109
--------------------------------------------------------------------------------------------------------------------------
Security: 41754V103
Meeting Type: Special
Meeting Date: 07-May-2014
Ticker: HNR
ISIN: US41754V1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE A PROPOSAL TO AUTHORIZE THE SALE Mgmt No vote
BY US, INDIRECTLY THROUGH SUBSIDIARIES, OF
OUR REMAINING INTERESTS IN VENEZUELA,
CONSISTING OF OUR INDIRECT 20.4 PERCENT
EQUITY INTEREST IN PETRODELTA, S.A., TO
PETROANDINA RESOURCES CORPORATION N.V., AN
AFFILIATE OF PLUSPETROL RESOURCES
CORPORATION B.V.
2. TO APPROVE, BY NON-BINDING, ADVISORY VOTE, Mgmt No vote
COMPENSATION THAT WILL OR MAY BECOME
PAYABLE BY THE COMPANY TO OUR NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
SALE OF OUR REMAINING VENEZUELAN INTERESTS.
3. TO APPROVE A PROPOSAL TO POSTPONE OR Mgmt No vote
ADJOURN THE SPECIAL MEETING TO A LATER
DATE, IF NECESSARY OR ADVISABLE, TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE
AUTHORIZATION OF THE PROPOSED SALE OF OUR
REMAINING VENEZUELAN INTERESTS IF THERE ARE
NOT SUFFICIENT VOTES FOR AUTHORIZATION AT
THE SPECIAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
HCA HOLDINGS, INC Agenda Number: 933935201
--------------------------------------------------------------------------------------------------------------------------
Security: 40412C101
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: HCA
ISIN: US40412C1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD M. BRACKEN Mgmt For For
R. MILTON JOHNSON Mgmt For For
ROBERT J. DENNIS Mgmt For For
NANCY-ANN DEPARLE Mgmt For For
THOMAS F. FRIST III Mgmt For For
WILLIAM R. FRIST Mgmt For For
ANN H. LAMONT Mgmt For For
JAY O. LIGHT Mgmt For For
GEOFFREY G. MEYERS Mgmt For For
MICHAEL W. MICHELSON Mgmt For For
STEPHEN G. PAGLIUCA Mgmt For For
WAYNE J. RILEY, M.D. Mgmt For For
JOHN W. ROWE, M.D. Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014
3. TO APPROVE THE HCA HOLDINGS, INC. EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
HOLOGIC, INC. Agenda Number: 933916744
--------------------------------------------------------------------------------------------------------------------------
Security: 436440101
Meeting Type: Annual
Meeting Date: 04-Mar-2014
Ticker: HOLX
ISIN: US4364401012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JONATHAN CHRISTODORO Mgmt No vote
SALLY W. CRAWFORD Mgmt No vote
SCOTT T. GARRETT Mgmt No vote
DAVID R. LAVANCE, JR. Mgmt No vote
NANCY L. LEAMING Mgmt No vote
LAWRENCE M. LEVY Mgmt No vote
STEPHEN P. MACMILLAN Mgmt No vote
SAMUEL MERKSAMER Mgmt No vote
CHRISTIANA STAMOULIS Mgmt No vote
ELAINE S. ULLIAN Mgmt No vote
WAYNE WILSON Mgmt No vote
2. A NON-BINDING ADVISORY RESOLUTION TO Mgmt No vote
APPROVE EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt No vote
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2014.
--------------------------------------------------------------------------------------------------------------------------
HOME FEDERAL BANCORP, INC. Agenda Number: 933984418
--------------------------------------------------------------------------------------------------------------------------
Security: 43710G105
Meeting Type: Special
Meeting Date: 16-May-2014
Ticker: HOME
ISIN: US43710G1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF OCTOBER 23, 2013, BY
AND BETWEEN CASCADE BANCORP AND THE
COMPANY, AS SUCH AGREEMENT MAY BE AMENDED
FROM TIME TO TIME, AND THE MERGER AND OTHER
TRANSACTIONS CONTEMPLATED BY THE MERGER
AGREEMENT.
2 TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, SPECIFIED EXECUTIVE COMPENSATION, AS
DISCLOSED IN THE PROXY STATEMENT.
3 TO APPROVE ONE OR MORE ADJOURNMENTS OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, INCLUDING ADJOURNMENTS TO
PERMIT FURTHER SOLICITATION OF PROXIES IN
FAVOR OF THE MERGER PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
HUDSON CITY BANCORP, INC. Agenda Number: 933894506
--------------------------------------------------------------------------------------------------------------------------
Security: 443683107
Meeting Type: Annual
Meeting Date: 18-Dec-2013
Ticker: HCBK
ISIN: US4436831071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CORNELIUS E. GOLDING Mgmt No vote
1B. ELECTION OF DIRECTOR: DONALD O. QUEST, M.D. Mgmt No vote
1C. ELECTION OF DIRECTOR: JOSEPH G. SPONHOLZ Mgmt No vote
2. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt No vote
LLP AS HUDSON CITY BANCORP'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. THE APPROVAL OF A NON-BINDING ADVISORY Mgmt No vote
PROPOSAL ON NAMED EXECUTIVE OFFICER
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
INTERMUNE, INC. Agenda Number: 933992693
--------------------------------------------------------------------------------------------------------------------------
Security: 45884X103
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: ITMN
ISIN: US45884X1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES I. HEALY M.D. PHD Mgmt For For
LOUIS DRAPEAU Mgmt For For
FRANK VERWIEL, M.D. Mgmt For For
2 TO RATIFY THE SELECTION, BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS, OF
ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2014.
3 TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
IRON MOUNTAIN INCORPORATED Agenda Number: 933975534
--------------------------------------------------------------------------------------------------------------------------
Security: 462846106
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: IRM
ISIN: US4628461067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: TED R. ANTENUCCI Mgmt No vote
1B. ELECTION OF DIRECTOR: PAMELA M. ARWAY Mgmt No vote
1C. ELECTION OF DIRECTOR: CLARKE H. BAILEY Mgmt No vote
1D. ELECTION OF DIRECTOR: KENT P. DAUTEN Mgmt No vote
1E. ELECTION OF DIRECTOR: PAUL F. DENINGER Mgmt No vote
1F. ELECTION OF DIRECTOR: PER-KRISTIAN Mgmt No vote
HALVORSEN
1G. ELECTION OF DIRECTOR: MICHAEL W. LAMACH Mgmt No vote
1H. ELECTION OF DIRECTOR: WILLIAM L. MEANEY Mgmt No vote
1I. ELECTION OF DIRECTOR: WALTER C. RAKOWICH Mgmt No vote
1J. ELECTION OF DIRECTOR: VINCENT J. RYAN Mgmt No vote
1K. ELECTION OF DIRECTOR: ALFRED J. VERRECCHIA Mgmt No vote
2. THE APPROVAL OF A NON-BINDING, ADVISORY Mgmt No vote
RESOLUTION APPROVING THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS.
3. THE RATIFICATION OF THE SELECTION BY THE Mgmt No vote
AUDIT COMMITTEE OF DELOITTE & TOUCHE LLP AS
IRON MOUNTAIN INCORPORATED'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
JOY GLOBAL INC. Agenda Number: 933918697
--------------------------------------------------------------------------------------------------------------------------
Security: 481165108
Meeting Type: Annual
Meeting Date: 04-Mar-2014
Ticker: JOY
ISIN: US4811651086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EDWARD L. DOHENY II Mgmt No vote
STEVEN L. GERARD Mgmt No vote
JOHN T. GREMP Mgmt No vote
JOHN NILS HANSON Mgmt No vote
GALE E. KLAPPA Mgmt No vote
RICHARD B. LOYND Mgmt No vote
P. ERIC SIEGERT Mgmt No vote
JAMES H. TATE Mgmt No vote
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt No vote
YOUNG LLP AS THE CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2014.
3. ADVISORY VOTE ON THE COMPENSATION OF THE Mgmt No vote
CORPORATION'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
KNOWLES CORPORATION Agenda Number: 933966206
--------------------------------------------------------------------------------------------------------------------------
Security: 49926D109
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: KN
ISIN: US49926D1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JEFFREY S. NIEW Mgmt No vote
KEITH L. BARNES Mgmt No vote
RICHARD K. LOCHRIDGE Mgmt No vote
2. RATIFICATION OF THE APPOINTMENT OF Mgmt No vote
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt No vote
OFFICER COMPENSATION.
4. ADVISORY VOTE TO APPROVE THE FREQUENCY OF Mgmt No vote
HOLDING AN ADVISORY VOTE ON NAMED EXECUTIVE
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
LCA-VISION INC. Agenda Number: 933955417
--------------------------------------------------------------------------------------------------------------------------
Security: 501803308
Meeting Type: Special
Meeting Date: 07-May-2014
Ticker: LCAV
ISIN: US5018033085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF THE AGREEMENT AND PLAN OF Mgmt For For
MERGER.
2 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3 APPROVAL OF ONE OR MORE ADJOURNMENTS OR Mgmt For For
POSTPONEMENTS TO PERMIT FURTHER
SOLICITATION OF PROXIES.
--------------------------------------------------------------------------------------------------------------------------
LEAPFROG ENTERPRISES, INC. Agenda Number: 933994116
--------------------------------------------------------------------------------------------------------------------------
Security: 52186N106
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: LF
ISIN: US52186N1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JOHN BARBOUR Mgmt No vote
WILLIAM B. CHIASSON Mgmt No vote
THOMAS J. KALINSKE Mgmt No vote
STANLEY E. MARON Mgmt No vote
E. STANTON MCKEE, JR. Mgmt No vote
JOANNA REES Mgmt No vote
RANDY O. RISSMAN Mgmt No vote
CADEN C. WANG Mgmt No vote
2 RATIFICATION OF THE SELECTION BY THE AUDIT Mgmt No vote
COMMITTEE OF OUR BOARD OF DIRECTORS OF
PRICEWATERHOUSECOOPERS LLP, AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR OUR FISCAL YEAR ENDING DECEMBER
31, 2014.
3 APPROVAL, IN A NON-BINDING ADVISORY VOTE, Mgmt No vote
OF THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN THE ACCOMPANYING
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
LENDER PROCESSING SERVICES, INC. Agenda Number: 933893756
--------------------------------------------------------------------------------------------------------------------------
Security: 52602E102
Meeting Type: Special
Meeting Date: 19-Dec-2013
Ticker: LPS
ISIN: US52602E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO CONSIDER AND VOTE ON A PROPOSAL TO ADOPT Mgmt No vote
THE AGREEMENT AND PLAN OF MERGER DATED AS
OF MAY 28, 2013, AS MAY BE AMENDED FROM
TIME TO TIME, AMONG FIDELITY NATIONAL
FINANCIAL, INC., LION MERGER SUB, INC., A
SUBSIDIARY OF FIDELITY NATIONAL FINANCIAL,
INC., AND LENDER PROCESSING SERVICES, INC.
2 TO CONSIDER AND VOTE ON A NON-BINDING, Mgmt No vote
ADVISORY PROPOSAL TO APPROVE THE
COMPENSATION THAT MAY BECOME PAYABLE TO
LENDER PROCESSING SERVICES, INC.'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
COMPLETION OF THE MERGER.
3 TO CONSIDER AND VOTE ON A PROPOSAL TO Mgmt No vote
ADJOURN THE LENDER PROCESSING SERVICES,
INC. SPECIAL MEETING, IF NECESSARY, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES TO APPROVE PROPOSAL NO. 1.
--------------------------------------------------------------------------------------------------------------------------
LORILLARD, INC. Agenda Number: 933972641
--------------------------------------------------------------------------------------------------------------------------
Security: 544147101
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: LO
ISIN: US5441471019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: DIANNE NEAL BLIXT Mgmt No vote
1.2 ELECTION OF DIRECTOR: ANDREW H. CARD, JR. Mgmt No vote
1.3 ELECTION OF DIRECTOR: VIRGIS W. COLBERT Mgmt No vote
1.4 ELECTION OF DIRECTOR: DAVID E.R. DANGOOR Mgmt No vote
1.5 ELECTION OF DIRECTOR: MURRAY S. KESSLER Mgmt No vote
1.6 ELECTION OF DIRECTOR: JERRY W. LEVIN Mgmt No vote
1.7 ELECTION OF DIRECTOR: RICHARD W. ROEDEL Mgmt No vote
2. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt No vote
EXECUTIVE COMPENSATION.
3. APPROVAL OF THE 2008 INCENTIVE COMPENSATION Mgmt No vote
PLAN AS AMENDED AND RESTATED.
4. TO RATIFY THE SELECTION OF DELOITTE & Mgmt No vote
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
5. SHAREHOLDER PROPOSAL ON DISCLOSURE OF Shr No vote
LOBBYING POLICIES AND PRACTICES.
6. SHAREHOLDER PROPOSAL ON ADDITIONAL Shr No vote
DISCLOSURE OF THE HEALTH RISKS OF SMOKING.
--------------------------------------------------------------------------------------------------------------------------
LSI CORPORATION Agenda Number: 933939158
--------------------------------------------------------------------------------------------------------------------------
Security: 502161102
Meeting Type: Special
Meeting Date: 09-Apr-2014
Ticker: LSI
ISIN: US5021611026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF DECEMBER 15, 2013, AS IT MAY BE
AMENDED FROM TIME TO TIME, BY AND AMONG LSI
CORPORATION, AVAGO TECHNOLOGIES LIMITED,
AVAGO TECHNOLOGIES WIRELESS (U.S.A.)
MANUFACTURING INC. AND LEOPOLD MERGER SUB,
INC.
2. TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE PROPOSAL TO
ADOPT THE AGREEMENT AND PLAN OF MERGER.
3. TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, SPECIFIED COMPENSATION THAT MAY
BECOME PAYABLE TO THE NAMED EXECUTIVE
OFFICERS OF LSI CORPORATION IN CONNECTION
WITH THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
MAGIC HOLDINGS INTERNATIONAL LTD, GRAND CAYMAN Agenda Number: 704991404
--------------------------------------------------------------------------------------------------------------------------
Security: G57770102
Meeting Type: EGM
Meeting Date: 24-Mar-2014
Ticker:
ISIN: KYG577701025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0228/LTN20140228095.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0228/LTN20140228097.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 To approve and give effect to the reduction Mgmt Take No Action
of the issued share capital of the company
arising as a result of the scheme of
arrangement (the ''scheme'') dated 28
February 2014 between the company and the
scheme shareholders (as defined in the
scheme) and to authorise the directors to
do all acts and things considered by them
to be necessary or desirable in connection
with the implementation of the scheme
2 To approve the increase of the issued share Mgmt Take No Action
capital of the company to its former amount
by allotting and issuing to L'Oreal S.A.,
credited as fully paid at par (applying the
credit arising in the books of account of
the company consequent upon the reduction
of its issued share capital), the same
number of ordinary shares of HKD 0.10 each
in the share capital of the company as the
number of shares cancelled and extinguished
3 To approve, ratify and confirm the updated Mgmt Take No Action
and amended executive service agreement
dated 4 February 2014 entered into between
Guangzhou Qunhe Cosmetics Co., Ltd. (as
specified) and Mr. She Yu Yuan (as amended
and supplemented by an amendment agreement
dated 26 February 2014 and entered into
between the parties)
--------------------------------------------------------------------------------------------------------------------------
MAGIC HOLDINGS INTERNATIONAL LTD, GRAND CAYMAN Agenda Number: 704995820
--------------------------------------------------------------------------------------------------------------------------
Security: G57770102
Meeting Type: CRT
Meeting Date: 24-Mar-2014
Ticker:
ISIN: KYG577701025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION 1, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0228/LTN20140228091.pdf;
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0228/LTN20140228093.pdf
1 For the purpose of considering and, if Mgmt Take No Action
thought fit, approving (with or without
modifications) the Scheme of Arrangement
(the "Scheme") dated 28 February 2014
between the Company and the Scheme
Shareholders (as defined in the Scheme)
referred to in the Notice of the Court
Meeting, and at the Court Meeting (and at
any adjournment thereof)
--------------------------------------------------------------------------------------------------------------------------
MAKO SURGICAL CORP Agenda Number: 933899241
--------------------------------------------------------------------------------------------------------------------------
Security: 560879108
Meeting Type: Special
Meeting Date: 13-Dec-2013
Ticker: MAKO
ISIN: US5608791084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Mgmt No vote
MERGER (AS IT MAY BE AMENDED FROM TIME TO
TIME, THE "MERGER AGREEMENT"), DATED AS OF
SEPTEMBER 25, 2013, BY AND AMONG STRYKER
CORPORATION, A MICHIGAN CORPORATION
("STRYKER"), LAUDERDALE MERGER CORPORATION,
A DELAWARE CORPORATION AND A WHOLLY OWNED
SUBSIDIARY OF STRYKER, AND MAKO SURGICAL
CORP. (THE "COMPANY").
2. PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt No vote
(NON-BINDING) BASIS, SPECIFIED COMPENSATION
THAT MAY BECOME PAYABLE TO THE COMPANY'S
PRINCIPAL EXECUTIVE OFFICER, PRINCIPAL
FINANCIAL OFFICER AND THREE MOST HIGHLY
COMPENSATED EXECUTIVE OFFICERS OTHER THAN
THE PRINCIPAL EXECUTIVE OFFICER AND
PRINCIPAL FINANCIAL OFFICER IN CONNECTION
WITH THE MERGER.
3. PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Mgmt No vote
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO APPROVE THE
PROPOSAL TO ADOPT THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
MAPLE LEAF FOODS INC, TORONTO ON Agenda Number: 705133798
--------------------------------------------------------------------------------------------------------------------------
Security: 564905107
Meeting Type: MIX
Meeting Date: 01-May-2014
Ticker:
ISIN: CA5649051078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS "3 AND 4" AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS "1.1
TO 1.10 AND 2". THANK YOU.
1.1 ELECTION OF DIRECTOR: WILLIAM E. AZIZ Mgmt Take No Action
1.2 ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE Mgmt Take No Action
1.3 ELECTION OF DIRECTOR: GREGORY A. BOLAND Mgmt Take No Action
1.4 ELECTION OF DIRECTOR: JOHN L. BRAGG Mgmt Take No Action
1.5 ELECTION OF DIRECTOR: THE HON. DAVID L. Mgmt Take No Action
EMERSON
1.6 ELECTION OF DIRECTOR: JEFFREY GANDZ Mgmt Take No Action
1.7 ELECTION OF DIRECTOR: CLAUDE R. LAMOUREUX Mgmt Take No Action
1.8 ELECTION OF DIRECTOR: MICHAEL H. MCCAIN Mgmt Take No Action
1.9 ELECTION OF DIRECTOR: DIANE E. MCGARRY Mgmt Take No Action
1.10 ELECTION OF DIRECTOR: JAMES P. OLSON Mgmt Take No Action
2 APPOINTMENT OF KPMG LLP, AS AUDITORS OF THE Mgmt Take No Action
CORPORATION AND AUTHORIZE THE DIRECTORS TO
FIX THEIR REMUNERATION
3 TO APPROVE, ON AN ADVISORY AND NON-BINDING Mgmt Take No Action
BASIS, MAPLE LEAF FOODS' APPROACH TO
EXECUTIVE COMPENSATION
4 TO RECONFIRM THE AMENDED AND RESTATED Mgmt Take No Action
SHAREHOLDER RIGHTS PLAN AGREEMENT DATED AS
OF DECEMBER 5, 2011 BETWEEN THE CORPORATION
AND COMPUTERSHARE INVESTOR SERVICES INC.,
AS RIGHTS AGENT
--------------------------------------------------------------------------------------------------------------------------
MARTIN MARIETTA MATERIALS, INC. Agenda Number: 933995601
--------------------------------------------------------------------------------------------------------------------------
Security: 573284106
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: MLM
ISIN: US5732841060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SUE W. COLE Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL J. QUILLEN Mgmt For For
1C. ELECTION OF DIRECTOR: STEPHEN P. ZELNAK, Mgmt For For
JR.
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS.
3. APPROVAL, BY A NON-BINDING ADVISORY VOTE, Mgmt For For
OF THE COMPENSATION OF MARTIN MARIETTA
MATERIALS, INC.'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
MATERIAL SCIENCES CORPORATION Agenda Number: 933926074
--------------------------------------------------------------------------------------------------------------------------
Security: 576674105
Meeting Type: Special
Meeting Date: 20-Mar-2014
Ticker: MASC
ISIN: US5766741053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER Mgmt For For
(THE "MERGER AGREEMENT"), DATED AS OF
JANUARY 8, 2014, BY AND AMONG MATERIAL
SCIENCES CORPORATION ("MSC"), ZINK
ACQUISITION HOLDINGS INC. AND ZINK
ACQUISITION MERGER SUB INC., AS IT MAY BE
AMENDED FROM TIME TO TIME.
2. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO OR ON BEHALF OF MSC'S
NAMED EXECUTIVE OFFICERS THAT IS BASED ON
OR OTHERWISE RELATES TO THE MERGER
CONTEMPLATED BY THE MERGER AGREEMENT.
3. TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING OR ANY ADJOURNMENT OR POSTPONEMENT
OF THE MEETING, IF NECESSARY OR
APPROPRIATE, FOR THE SOLICITATION OF
ADDITIONAL PROXIES IN THE EVENT THERE ARE
NOT SUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
MEDIOBANCA - BANCA DI CREDITO FINANZIARIO SPA, MIL Agenda Number: 704748865
--------------------------------------------------------------------------------------------------------------------------
Security: T10584117
Meeting Type: OGM
Meeting Date: 28-Oct-2013
Ticker:
ISIN: IT0000062957
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE ITALIAN LANGUAGE Non-Voting
AGENDA IS AVAILABLE BY CLICKING ON THE URL
LINK:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_180943.PDF
1 Financial statements at 30/06/13, board of Mgmt Take No Action
directors, board of auditors and
independent auditors report. Any
adjournment thereof
2 Resolutions in conformity with Art. 6 of Mgmt Take No Action
the ministerial decree dated 18/03/1998 N.
161
3 Resolutions in conformity with Art. 15 of Mgmt Take No Action
the statute: appointment of a director
4 Report concerning remuneration policies Mgmt Take No Action
--------------------------------------------------------------------------------------------------------------------------
MEGA BRANDS INC Agenda Number: 705090948
--------------------------------------------------------------------------------------------------------------------------
Security: 58515N303
Meeting Type: SGM
Meeting Date: 23-Apr-2014
Ticker:
ISIN: CA58515N3031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS MEETING MENTIONS Non-Voting
DISSENTER'S RIGHTS, PLEASE REFER TO THE
MANAGEMENT INFORMATION CIRCULAR FOR DETAILS
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION "1", ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
1 PASS, WITH OR WITHOUT VARIATION, A SPECIAL Mgmt Take No Action
RESOLUTION TO APPROVE AN ARRANGEMENT
PURSUANT TO SECTION 192 OF THE CANADA
BUSINESS CORPORATIONS ACT PROVIDING FOR,
AMONG OTHER THINGS, THE ACQUISITION BY
8653275 CANADA INC. OF ALL OF THE
OUTSTANDING COMMON SHARES IN THE CAPITAL OF
MEGA BRANDS INC. FOR CAD 17.75 IN CASH PER
COMMON SHARE, THE FULL TEXT OF SUCH SPECIAL
RESOLUTION SET FORTH IN APPENDIX A TO THE
MANAGEMENT INFORMATION CIRCULAR OF MEGA
BRANDS INC. DATED MARCH 24, 2014
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 933975180
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 27-May-2014
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt No vote
1B. ELECTION OF DIRECTOR: THOMAS R. CECH Mgmt No vote
1C. ELECTION OF DIRECTOR: KENNETH C. FRAZIER Mgmt No vote
1D. ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt No vote
1E. ELECTION OF DIRECTOR: WILLIAM B. HARRISON Mgmt No vote
JR.
1F. ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt No vote
1G. ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt No vote
1H. ELECTION OF DIRECTOR: CARLOS E. REPRESAS Mgmt No vote
1I. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt No vote
1J. ELECTION OF DIRECTOR: CRAIG B. THOMPSON Mgmt No vote
1K. ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt No vote
1L. ELECTION OF DIRECTOR: PETER C. WENDELL Mgmt No vote
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt No vote
COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF THE Mgmt No vote
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
4. SHAREHOLDER PROPOSAL CONCERNING Shr No vote
SHAREHOLDERS' RIGHT TO ACT BY WRITTEN
CONSENT.
5. SHAREHOLDER PROPOSAL CONCERNING SPECIAL Shr No vote
SHAREOWNER MEETINGS.
--------------------------------------------------------------------------------------------------------------------------
METROCORP BANCSHARES, INC. Agenda Number: 933898643
--------------------------------------------------------------------------------------------------------------------------
Security: 591650106
Meeting Type: Special
Meeting Date: 16-Dec-2013
Ticker: MCBI
ISIN: US5916501068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPTION OF THE AGREEMENT AND PLAN OF Mgmt No vote
MERGER, DATED AS OF SEPTEMBER 18, 2013, BY
AND BETWEEN EAST WEST BANCORP, INC. AND
METROCORP.
2. APPROVAL, ON AN ADVISORY (NON-BINDING) Mgmt No vote
BASIS, OF SPECIFIED COMPENSATION THAT MAY
BECOME PAYABLE TO THE NAMED EXECUTIVE
OFFICERS OF METROCORP IN CONNECTION WITH
THE MERGER.
3. APPROVAL OF ONE OR MORE ADJOURNMENTS OF THE Mgmt No vote
METROCORP SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, INCLUDING ADJOURNMENTS TO
PERMIT FURTHER SOLICITATION OF PROXIES IN
FAVOR OF THE METROCORP MERGER PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
MGM RESORTS INTERNATIONAL Agenda Number: 933995396
--------------------------------------------------------------------------------------------------------------------------
Security: 552953101
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: MGM
ISIN: US5529531015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT H. BALDWIN Mgmt No vote
WILLIAM A. BIBLE Mgmt No vote
BURTON M. COHEN Mgmt No vote
MARY CHRIS GAY Mgmt No vote
WILLIAM W. GROUNDS Mgmt No vote
ALEXIS M. HERMAN Mgmt No vote
ROLAND HERNANDEZ Mgmt No vote
ANTHONY MANDEKIC Mgmt No vote
ROSE MCKINNEY JAMES Mgmt No vote
JAMES J. MURREN Mgmt No vote
GREGORY M. SPIERKEL Mgmt No vote
DANIEL J. TAYLOR Mgmt No vote
2 TO RATIFY THE SELECTION OF THE INDEPENDENT Mgmt No vote
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2014.
3 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt No vote
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4 TO APPROVE AMENDMENTS TO THE AMENDED AND Mgmt No vote
RESTATED 2005 OMNIBUS INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
MINERALS TECHNOLOGIES INC. Agenda Number: 933958413
--------------------------------------------------------------------------------------------------------------------------
Security: 603158106
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: MTX
ISIN: US6031581068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DUANE R. DUNHAM Mgmt No vote
2 RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt No vote
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2014 FISCAL YEAR.
3 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt No vote
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MITEL NETWORKS CORP, OTTAWA ON Agenda Number: 705122822
--------------------------------------------------------------------------------------------------------------------------
Security: 60671Q104
Meeting Type: MIX
Meeting Date: 08-May-2014
Ticker:
ISIN: CA60671Q1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION "3" AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS "1.01 TO 1.09
AND 2". THANK YOU.
1.01 ELECTION OF DIRECTOR: BENJAMIN H. BALL Mgmt Take No Action
1.02 ELECTION OF DIRECTOR: PETER D. CHARBONNEAU Mgmt Take No Action
1.03 ELECTION OF DIRECTOR: ANDREW J. KOWAL Mgmt Take No Action
1.04 ELECTION OF DIRECTOR: TERENCE H. MATTHEWS Mgmt Take No Action
1.05 ELECTION OF DIRECTOR: RICHARD D. MCBEE Mgmt Take No Action
1.06 ELECTION OF DIRECTOR: JOHN P. MCHUGH Mgmt Take No Action
1.07 ELECTION OF DIRECTOR: ANTHONY P. SHEN Mgmt Take No Action
1.08 ELECTION OF DIRECTOR: FRANCIS N. SHEN Mgmt Take No Action
1.09 ELECTION OF DIRECTOR: DAVID M. WILLIAMS Mgmt Take No Action
2 APPOINTMENT OF DELOITTE LLP AS AUDITORS OF Mgmt Take No Action
THE CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION
3 APPROVAL OF ORDINARY RESOLUTION NO. 1, Mgmt Take No Action
ATTACHED AS SCHEDULE C TO THE MANAGEMENT
INFORMATION CIRCULAR DATED MARCH 7, 2014
(THE "CIRCULAR"), TO RATIFY, APPROVE AND
ADOPT THE 2014 EQUITY INCENTIVE PLAN, IN
THE FORM ANNEXED AS APPENDIX C-1 TO, AND AS
SUMMARIZED IN, THE CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
MOOD MEDIA CORP Agenda Number: 705171382
--------------------------------------------------------------------------------------------------------------------------
Security: 61534J105
Meeting Type: MIX
Meeting Date: 13-May-2014
Ticker:
ISIN: CA61534J1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION "3" AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS "1.01 TO 1.10
AND 2". THANK YOU.
CMMT PLEASE NOTE THAT RESOLUTION '3' IS TO BE Non-Voting
APPROVED BY DISINTERESTED SHAREHOLDERS.
THANK YOU.
1.01 ELECTION OF DIRECTOR: KEVIN DALTON Mgmt Take No Action
1.02 ELECTION OF DIRECTOR: RICHARD KRONENGOLD Mgmt Take No Action
1.03 ELECTION OF DIRECTOR: JAMES LANTHIER Mgmt Take No Action
1.04 ELECTION OF DIRECTOR: ROSS LEVIN Mgmt Take No Action
1.05 ELECTION OF DIRECTOR: DAVID RICHARDS Mgmt Take No Action
1.06 ELECTION OF DIRECTOR: STEVEN RICHARDS Mgmt Take No Action
1.07 ELECTION OF DIRECTOR: GARY SHENK Mgmt Take No Action
1.08 ELECTION OF DIRECTOR: HARVEY SOLURSH Mgmt Take No Action
1.09 ELECTION OF DIRECTOR: PHILIPPE VON Mgmt Take No Action
STAUFFENBERG
1.10 ELECTION OF DIRECTOR: RICHARD WARREN Mgmt Take No Action
2 APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt Take No Action
AUDITORS OF THE CORPORATION FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS TO FIX
THE AUDITORS' REMUNERATION
3 AN ORDINARY RESOLUTION OF SHAREHOLDERS, ON Mgmt Take No Action
A DISINTERESTED BASIS, IN THE FORM OF THE
RESOLUTION ATTACHED AS SCHEDULE "A" TO THE
ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR RE-APPROVING, RATIFYING AND
CONFIRMING THE CORPORATION'S STOCK OPTION
PLAN
--------------------------------------------------------------------------------------------------------------------------
MORGANS HOTEL GROUP CO. Agenda Number: 933990358
--------------------------------------------------------------------------------------------------------------------------
Security: 61748W108
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: MHGC
ISIN: US61748W1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SAHM ADRANGI Mgmt For *
JOHN BRECKER Mgmt For *
ANDREW BROAD Mgmt For *
ALAN CARR Mgmt For *
JORDON GIANCOLI Mgmt For *
NAVI HEHAR Mgmt For *
L. SPENCER WELLS Mgmt For *
02 COMPANY'S PROPOSAL TO RATIFY THE Mgmt For *
APPOINTMENT OF BDO USA, LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
03 COMPANY'S PROPOSAL TO APPROVE, BY ADVISORY Mgmt For *
VOTE, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
04 A STOCKHOLDER PROPOSAL, IF PRESENTED, Mgmt For *
REGARDING THE COMPANY'S STOCKHOLDER RIGHTS
PLAN.
--------------------------------------------------------------------------------------------------------------------------
MYLAN INC. Agenda Number: 933937457
--------------------------------------------------------------------------------------------------------------------------
Security: 628530107
Meeting Type: Annual
Meeting Date: 11-Apr-2014
Ticker: MYL
ISIN: US6285301072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HEATHER BRESCH Mgmt For For
1B. ELECTION OF DIRECTOR: WENDY CAMERON Mgmt For For
1C. ELECTION OF DIRECTOR: HON. ROBERT J. Mgmt For For
CINDRICH
1D. ELECTION OF DIRECTOR: ROBERT J. COURY Mgmt For For
1E. ELECTION OF DIRECTOR: JOELLEN LYONS DILLON Mgmt For For
1F. ELECTION OF DIRECTOR: NEIL DIMICK, C.P.A. Mgmt For For
1G. ELECTION OF DIRECTOR: MELINA HIGGINS Mgmt For For
1H. ELECTION OF DIRECTOR: DOUGLAS J. LEECH, Mgmt For For
C.P.A.
1I. ELECTION OF DIRECTOR: RAJIV MALIK Mgmt For For
1J. ELECTION OF DIRECTOR: JOSEPH C. MAROON, Mgmt For For
M.D.
1K. ELECTION OF DIRECTOR: MARK W. PARRISH Mgmt For For
1L. ELECTION OF DIRECTOR: RODNEY L. PIATT, Mgmt For For
C.P.A.
1M. ELECTION OF DIRECTOR: RANDALL L. (PETE) Mgmt For For
VANDERVEEN, PH.D., R.PH
2. RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014
3. APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS OF THE COMPANY
4. CONSIDER A SHAREHOLDER PROPOSAL TO ADOPT A Shr Against For
POLICY THAT THE CHAIRMAN OF THE BOARD OF
DIRECTORS BE AN INDEPENDENT DIRECTOR
--------------------------------------------------------------------------------------------------------------------------
NEW YORK & COMPANY, INC. Agenda Number: 934011660
--------------------------------------------------------------------------------------------------------------------------
Security: 649295102
Meeting Type: Annual
Meeting Date: 16-Jun-2014
Ticker: NWY
ISIN: US6492951024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GREGORY J. SCOTT Mgmt No vote
BODIL M. ARLANDER Mgmt No vote
JILL BERAUD Mgmt No vote
DAVID H. EDWAB Mgmt No vote
JAMES O. EGAN Mgmt No vote
JOHN D. HOWARD Mgmt No vote
GRACE NICHOLS Mgmt No vote
MICHELLE PEARLMAN Mgmt No vote
RICHARD L. PERKAL Mgmt No vote
ARTHUR E. REINER Mgmt No vote
EDMOND S. THOMAS Mgmt No vote
2. TO APPROVE AMENDMENTS TO THE NEW YORK & Mgmt No vote
COMPANY, INC. AMENDED AND RESTATED 2006
LONG-TERM INCENTIVE PLAN TO, AMONG OTHER
MATTERS, INCREASE THE NUMBER OF SHARES
RESERVED FOR ISSUANCE BY 4,000,000 SHARES.
3. TO HOLD AN ADVISORY VOTE ON EXECUTIVE Mgmt No vote
COMPENSATION.
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt No vote
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
--------------------------------------------------------------------------------------------------------------------------
NEWMONT MINING CORPORATION Agenda Number: 933935225
--------------------------------------------------------------------------------------------------------------------------
Security: 651639106
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: NEM
ISIN: US6516391066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: B.R. BROOK Mgmt No vote
1B. ELECTION OF DIRECTOR: J.K. BUCKNOR Mgmt No vote
1C. ELECTION OF DIRECTOR: V.A. CALARCO Mgmt No vote
1D. ELECTION OF DIRECTOR: J.A. CARRABBA Mgmt No vote
1E. ELECTION OF DIRECTOR: N. DOYLE Mgmt No vote
1F. ELECTION OF DIRECTOR: G.J. GOLDBERG Mgmt No vote
1G. ELECTION OF DIRECTOR: V.M. HAGEN Mgmt No vote
1H. ELECTION OF DIRECTOR: J. NELSON Mgmt No vote
1I. ELECTION OF DIRECTOR: D.C. ROTH Mgmt No vote
2. RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Mgmt No vote
FOR 2014.
3. APPROVE, ON AN ADVISORY BASIS, NAMED Mgmt No vote
EXECUTIVE OFFICER COMPENSATION.
4. STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr No vote
SPENDING DISCLOSURE.
--------------------------------------------------------------------------------------------------------------------------
NINETOWNS INTERNET TECH GRP COMPANY LTD Agenda Number: 934009627
--------------------------------------------------------------------------------------------------------------------------
Security: 654407105
Meeting Type: Special
Meeting Date: 29-May-2014
Ticker: NINE
ISIN: US6544071052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
S1. THAT THE AGREEMENT AND PLAN OF MERGER DATED Mgmt For For
JANUARY 29, 2014 (THE "MERGER AGREEMENT"),
AMONG NINETOWNS HOLDINGS LIMITED
("PARENT"), NINETOWNS MERGER SUB LIMITED
("MERGER SUB") AND THE COMPANY, AND THE
TRANSACTIONS CONTEMPLATED BY THE MERGER
AGREEMENT, INCLUDING THE MERGER, BE AND ARE
HEREBY APPROVED.
S2. THAT THE DIRECTORS AND OFFICERS OF THE Mgmt For For
COMPANY BE AND ARE HEREBY AUTHORIZED TO DO
ALL THINGS NECESSARY TO GIVE EFFECT TO THE
MERGER AGREEMENT
O3. THAT THE CHAIRMAN OF THE EXTRAORDINARY Mgmt For For
GENERAL MEETING BE INSTRUCTED TO ADJOURN
THE EXTRAORDINARY GENERAL MEETING IN ORDER
TO ALLOW THE COMPANY TO SOLICIT ADDITIONAL
PROXIES IN THE EVENT THAT THERE ARE
INSUFFICIENT PROXIES RECEIVED AT THE TIME
OF THE EXTRAORDINARY GENERAL MEETING TO
PASS THE SPECIAL RESOLUTIONS TO BE PROPOSED
AT THE EXTRAORDINARY GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
NOBLE CORPORATION Agenda Number: 934022978
--------------------------------------------------------------------------------------------------------------------------
Security: G65431101
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: NE
ISIN: GB00BFG3KF26
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. SCOTT D. JOSEY BE ELECTED AS A DIRECTOR OF Mgmt No vote
THE COMPANY FOR A THREE-YEAR TERM THAT WILL
EXPIRE AT THE ANNUAL GENERAL MEETING IN
2017 (OR IF RESOLUTION 11 IS APPROVED BY
THE SHAREHOLDERS, TO A ONE-YEAR TERM THAT
WILL EXPIRE AT THE ANNUAL GENERAL MEETING
IN 2015)
2. JON A. MARSHALL BE RE-ELECTED AS A DIRECTOR Mgmt No vote
OF THE COMPANY FOR A THREE-YEAR TERM THAT
WILL EXPIRE AT THE ANNUAL GENERAL MEETING
IN 2017 (OR IF RESOLUTION 11 IS APPROVED BY
THE SHAREHOLDERS, TO A ONE-YEAR TERM THAT
WILL EXPIRE AT THE ANNUAL GENERAL MEETING
IN 2015)
3. MARY P. RICCIARDELLO BE RE-ELECTED AS A Mgmt No vote
DIRECTOR OF THE COMPANY FOR A THREE-YEAR
TERM THAT WILL EXPIRE AT THE ANNUAL GENERAL
MEETING IN 2017 (OR IF RESOLUTION 11 IS
APPROVED BY THE SHAREHOLDERS, TO A ONE-YEAR
TERM THAT WILL EXPIRE AT THE ANNUAL GENERAL
MEETING IN 2015)
4. RATIFICATION OF APPOINTMENT OF Mgmt No vote
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2014
5. RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt No vote
LLP AS THE COMPANY'S UK STATUTORY AUDITOR
6. AUTHORIZATION OF AUDIT COMMITTEE TO Mgmt No vote
DETERMINE UK STATUTORY AUDITORS'
COMPENSATION
7. AN ADVISORY VOTE ON THE COMPANY'S EXECUTIVE Mgmt No vote
COMPENSATION
8. AN ADVISORY VOTE ON THE COMPANY'S Mgmt No vote
DIRECTORS' COMPENSATION REPORT FOR THE YEAR
ENDED DECEMBER 31, 2013
9. APPROVAL OF THE COMPANY'S DIRECTORS' Mgmt No vote
COMPENSATION POLICY
10. AMENDMENT TO THE COMPANY'S ARTICLES OF Mgmt No vote
ASSOCIATION TO PERMIT DIVIDENDS IN SPECIE
OF SHARES OF PARAGON OFFSHORE LIMITED
11. AMENDMENT TO THE COMPANY'S ARTICLES OF Mgmt No vote
ASSOCIATION TO DECLASSIFY THE BOARD OF
DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
NOKIA CORPORATION Agenda Number: 933881624
--------------------------------------------------------------------------------------------------------------------------
Security: 654902204
Meeting Type: Special
Meeting Date: 19-Nov-2013
Ticker: NOK
ISIN: US6549022043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
6. PROPOSAL OF THE BOARD OF DIRECTORS TO Mgmt No vote
CONFIRM AND APPROVE THE SALE OF THE DEVICES
& SERVICES BUSINESS.
--------------------------------------------------------------------------------------------------------------------------
NOKIA CORPORATION Agenda Number: 934012725
--------------------------------------------------------------------------------------------------------------------------
Security: 654902204
Meeting Type: Annual
Meeting Date: 17-Jun-2014
Ticker: NOK
ISIN: US6549022043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
7. ADOPTION OF THE ANNUAL ACCOUNTS. Mgmt No vote
8. RESOLUTION ON THE USE OF THE PROFIT SHOWN Mgmt No vote
ON THE BALANCE SHEET AND THE PAYMENT OF
DIVIDEND.
9. RESOLUTION ON THE DISCHARGE OF THE MEMBERS Mgmt No vote
OF THE BOARD OF DIRECTORS AND THE PRESIDENT
AND CEO FROM LIABILITY.
10. RESOLUTION ON THE REMUNERATION OF THE Mgmt No vote
MEMBERS OF THE BOARD OF DIRECTORS.
11. RESOLUTION ON THE NUMBER OF MEMBERS OF THE Mgmt No vote
BOARD OF DIRECTORS.
12. DIRECTOR
VIVEK BADRINATH Mgmt No vote
BRUCE BROWN Mgmt No vote
ELIZABETH DOHERTY Mgmt No vote
JOUKO KARVINEN Mgmt No vote
MARTEN MICKOS Mgmt No vote
ELIZABETH NELSON Mgmt No vote
RISTO SIILASMAA Mgmt No vote
KARI STADIGH Mgmt No vote
DENNIS STRIGL Mgmt No vote
13. RESOLUTION ON THE REMUNERATION OF THE Mgmt No vote
AUDITOR.
14. ELECTION OF AUDITOR. Mgmt No vote
15. AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt No vote
RESOLVE TO REPURCHASE THE COMPANY'S OWN
SHARES.
16. AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt No vote
RESOLVE ON THE ISSUANCE OF SHARES AND
SPECIAL RIGHTS ENTITLING TO SHARES.
--------------------------------------------------------------------------------------------------------------------------
NORDION INC. Agenda Number: 934008156
--------------------------------------------------------------------------------------------------------------------------
Security: 65563C105
Meeting Type: Annual and Special
Meeting Date: 06-Jun-2014
Ticker: NDZ
ISIN: CA65563C1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE SPECIAL RESOLUTION (THE "ARRANGEMENT Mgmt For For
RESOLUTION"), THE FULL TEXT OF WHICH IS SET
FORTH IN APPENDIX "B" TO THE CIRCULAR,
APPROVING AN ARRANGEMENT PURSUANT TO
SECTION 192 OF THE CANADA BUSINESS
CORPORATIONS ACT TO EFFECT, AMONG OTHER
THINGS, THE EFFECTIVE ACQUISITION BY THE
PURCHASER OF ALL THE OUTSTANDING COMMON
SHARES OF NORDION INC., ALL AS MORE
PARTICULARLY DESCRIBED IN THE CIRCULAR.
02 DIRECTOR
W. D. ANDERSON Mgmt For For
J. BROWN Mgmt For For
W. G. DEMPSEY Mgmt For For
S. MURPHY Mgmt For For
K. NEWPORT Mgmt For For
A. OLUKOTUN Mgmt For For
S. M. WEST Mgmt For For
J. WOODRUFF Mgmt For For
03 APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
AUDITORS, AND AUTHORIZING THE DIRECTORS TO
FIX THEIR REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG, BASEL Agenda Number: 704953238
--------------------------------------------------------------------------------------------------------------------------
Security: H5820Q150
Meeting Type: AGM
Meeting Date: 25-Feb-2014
Ticker:
ISIN: CH0012005267
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 Approval of the Annual Report, the Mgmt Take No Action
Financial Statements of Novartis AG and the
Group Consolidated Financial Statements for
the Business Year 2013
2 Discharge from Liability of the Members of Mgmt Take No Action
the Board of Directors and the Executive
Committee
3 Appropriation of Available Earnings of Mgmt Take No Action
Novartis AG and Declaration of Dividend:
CHF 2.45 per share
4.1 Advisory Vote on Total Compensation for Mgmt Take No Action
Members of the Board of Directors from the
Annual General Meeting 2014 to the Annual
General Meeting 2015
4.2 Advisory Vote on Total Compensation for Mgmt Take No Action
Members of the Executive Committee for the
Performance Cycle Ending in 2013
5.1 Re-election of Joerg Reinhardt, Ph.D., and Mgmt Take No Action
election as Chairman of the Board of
Directors
5.2 Re-election of Dimitri Azar, M.D., MBA Mgmt Take No Action
5.3 Re-election of Verena A. Briner, M.D. Mgmt Take No Action
5.4 Re-election of Srikant Datar, Ph.D. Mgmt Take No Action
5.5 Re-election of Ann Fudge Mgmt Take No Action
5.6 Re-election of Pierre Landolt, Ph.D. Mgmt Take No Action
5.7 Re-election of Ulrich Lehner, Ph.D. Mgmt Take No Action
5.8 Re-election of Andreas von Planta, Ph.D. Mgmt Take No Action
5.9 Re-election of Charles L. Sawyers, M.D. Mgmt Take No Action
5.10 Re-election of Enrico Vanni, Ph.D. Mgmt Take No Action
5.11 Re-election of William T. Winters Mgmt Take No Action
6.1 Election of Srikant Datar, Ph.D., as member Mgmt Take No Action
of the Compensation Committee
6.2 Election of Ann Fudge as member of the Mgmt Take No Action
Compensation Committee
6.3 Election of Ulrich Lehner, Ph.D., as member Mgmt Take No Action
of the Compensation Committee
6.4 Election of Enrico Vanni, Ph.D., as member Mgmt Take No Action
of the Compensation Committee
7 Re-election of the Auditor: Mgmt Take No Action
PricewaterhouseCoopers AG
8 Election of lic. iur. Peter Andreas Zahn, Mgmt Take No Action
Advokat, Basel, as the Independent Proxy
9 In the case of ad-hoc/Miscellaneous Mgmt Take No Action
shareholder motions proposed during the
general meeting, I authorize my proxy to
act as follows in accordance with the board
of directors
--------------------------------------------------------------------------------------------------------------------------
NOVUS ENERGY INC, CALGARY Agenda Number: 704793062
--------------------------------------------------------------------------------------------------------------------------
Security: 67011D107
Meeting Type: MIX
Meeting Date: 15-Nov-2013
Ticker:
ISIN: CA67011D1078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS "1, 2 AND 5" AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS "3.1
TO 3.6 AND 4". THANK YOU.
CMMT PLEASE NOTE THAT THIS MEETING MENTIONS Non-Voting
DISSENTER'S RIGHTS, PLEASE REFER TO THE
MANAGEMENT INFORMATION CIRCULAR FOR DETAILS
1 To approve a plan of arrangement under Mgmt Take No Action
Section 193 of the Business Corporations
Act (Alberta), all as more particularly
described in the Information Circular
2 Fixing the number of directors of the Mgmt Take No Action
Company to be elected at the Meeting at six
members
3.1 Election of Director: Hugh G. Ross Mgmt Take No Action
3.2 Election of Director: Michael H. Halvorson Mgmt Take No Action
3.3 Election of Director: Harry L. Knutson Mgmt Take No Action
3.4 Election of Director: Al J. Kroontje Mgmt Take No Action
3.5 Election of Director: Larry C. Mah Mgmt Take No Action
3.6 Election of Director: A. Bruce Macdonald Mgmt Take No Action
4 The appointment of Collins Barrow Calgary Mgmt Take No Action
LLP, Chartered Accountants, of Calgary,
Alberta, as auditors of the Company for the
ensuing year, and to authorize the
directors to fix their remuneration, as
more particularly described in the
Information Circular
5 Passing the ordinary resolution to approve Mgmt Take No Action
the stock option plan of the Company, as
more particularly described in the
Information Circular
6 To transact such further and other business Mgmt Take No Action
as may properly be brought before the
Meeting
--------------------------------------------------------------------------------------------------------------------------
NTS INC Agenda Number: 933919435
--------------------------------------------------------------------------------------------------------------------------
Security: 62943B105
Meeting Type: Special
Meeting Date: 26-Feb-2014
Ticker: NTS
ISIN: US62943B1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE AGREEMENT AND PLAN OF Mgmt No vote
MERGER, DATED AS OF OCTOBER 20, 2013 (THE
"MERGER AGREEMENT"), BY AND AMONG NTS, T3
NORTH INTERMEDIATE HOLDINGS, LLC
("HOLDINGS") AND NORTH MERGER SUB, INC., A
WHOLLY OWNED SUBSIDIARY OF HOLDINGS
("MERGER SUB"), AS SUCH AGREEMENT MAY BE
AMENDED FROM TIME TO TIME, AND PROVIDES ...
(DUE TO SPACE LIMITS, SEE PROXY STATEMENT
FOR FULL PROPOSAL)
2. TO APPROVE THE ADJOURNMENT OF THE NTS Mgmt No vote
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, IN THE VIEW OF THE NTS BOARD
OF DIRECTORS, TO SOLICIT ADDITIONAL PROXIES
IN FAVOR OF THE MERGER PROPOSAL IF THERE
ARE NOT SUFFICIENT VOTES AT THE TIME OF
SUCH ADJOURNMENT TO APPROVE EITHER
PROPOSAL, WHICH IS REFERRED TO HEREIN AS
THE ADJOURNMENT PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
NUVEEN OHIO QUALITY INC. MUNI FUND, INC. Agenda Number: 933889985
--------------------------------------------------------------------------------------------------------------------------
Security: 670980101
Meeting Type: Annual
Meeting Date: 26-Nov-2013
Ticker: NUO
ISIN: US6709801012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1C. DIRECTOR
JUDITH M. STOCKDALE Mgmt No vote
CAROLE E. STONE Mgmt No vote
VIRGINIA L. STRINGER Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
NUVEEN TX QUALITY INCOME MUNICIPAL FD Agenda Number: 933889985
--------------------------------------------------------------------------------------------------------------------------
Security: 670983105
Meeting Type: Annual
Meeting Date: 26-Nov-2013
Ticker: NTX
ISIN: US6709831050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1C. DIRECTOR
JUDITH M. STOCKDALE Mgmt No vote
CAROLE E. STONE Mgmt No vote
VIRGINIA L. STRINGER Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 933970217
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 23-May-2014
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT K. BURGESS Mgmt No vote
1B. ELECTION OF DIRECTOR: TENCH COXE Mgmt No vote
1C. ELECTION OF DIRECTOR: JAMES C. GAITHER Mgmt No vote
1D. ELECTION OF DIRECTOR: JEN-HSUN HUANG Mgmt No vote
1E. ELECTION OF DIRECTOR: DAWN HUDSON Mgmt No vote
1F. ELECTION OF DIRECTOR: HARVEY C. JONES Mgmt No vote
1G. ELECTION OF DIRECTOR: WILLIAM J. MILLER Mgmt No vote
1H. ELECTION OF DIRECTOR: MARK L. PERRY Mgmt No vote
1I. ELECTION OF DIRECTOR: A. BROOKE SEAWELL Mgmt No vote
1J. ELECTION OF DIRECTOR: MARK A. STEVENS Mgmt No vote
2. TO APPROVE OUR EXECUTIVE COMPENSATION. Mgmt No vote
3. TO RATIFY THE SELECTION OF Mgmt No vote
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
4. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt No vote
OUR AMENDED AND RESTATED 2007 EQUITY
INCENTIVE PLAN.
5. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt No vote
OUR 2012 EMPLOYEE STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
NXP SEMICONDUCTOR NV Agenda Number: 934014945
--------------------------------------------------------------------------------------------------------------------------
Security: N6596X109
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: NXPI
ISIN: NL0009538784
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2C. ADOPTION OF THE 2013 FINANCIAL STATEMENTS Mgmt No vote
2D. GRANTING DISCHARGE TO THE DIRECTORS FOR Mgmt No vote
THEIR MANAGEMENT DURING THE PAST FINANCIAL
YEAR
3A. PROPOSAL TO RE-APPOINT MR. RICHARD L. Mgmt No vote
CLEMMER AS EXECUTIVE DIRECTOR OF THE
COMPANY WITH EFFECT FROM MAY 20, 2014
3B. PROPOSAL TO RE-APPOINT SIR PETER BONFIELD Mgmt No vote
AS NON-EXECUTIVE DIRECTOR OF THE COMPANY
WITH EFFECT FROM MAY 20, 2014
3C. PROPOSAL TO RE-APPOINT MR. JOHANNES P. HUTH Mgmt No vote
AS NON-EXECUTIVE DIRECTOR OF THE COMPANY
WITH EFFECT FROM MAY 20, 2014
3D. PROPOSAL TO RE-APPOINT MR. KENNETH A. Mgmt No vote
GOLDMAN AS NON-EXECUTIVE DIRECTOR OF THE
COMPANY WITH EFFECT FROM MAY 20, 2014
3E. PROPOSAL TO RE-APPOINT DR. MARION HELMES AS Mgmt No vote
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM MAY 20, 2014
3F. PROPOSAL TO RE-APPOINT MR. JOSEPH KAESER AS Mgmt No vote
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM MAY 20, 2014
3G. PROPOSAL TO RE-APPOINT MR. IAN LORING AS Mgmt No vote
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM MAY 20, 2014
3H. PROPOSAL TO RE-APPOINT MR. ERIC MEURICE AS Mgmt No vote
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM MAY 20, 2014
3I. PROPOSAL TO RE-APPOINT MS. JULIE SOUTHERN Mgmt No vote
AS NON-EXECUTIVE DIRECTOR OF THE COMPANY
WITH EFFECT FROM MAY 20, 2014
3J. PROPOSAL TO APPOINT DR. RICK TSAI AS Mgmt No vote
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM JULY 1, 2014
4. AUTHORISATION TO REPURCHASE SHARES IN THE Mgmt No vote
COMPANY'S CAPITAL
5. AUTHORISATION TO CANCEL REPURCHASED SHARES Mgmt No vote
IN THE COMPANY'S CAPITAL
--------------------------------------------------------------------------------------------------------------------------
OMNICARE, INC. Agenda Number: 933992023
--------------------------------------------------------------------------------------------------------------------------
Security: 681904108
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: OCR
ISIN: US6819041087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN L. BERNBACH Mgmt No vote
1B. ELECTION OF DIRECTOR: JAMES G. CARLSON Mgmt No vote
1C. ELECTION OF DIRECTOR: MARK A. EMMERT Mgmt No vote
1D. ELECTION OF DIRECTOR: STEVEN J. HEYER Mgmt No vote
1E. ELECTION OF DIRECTOR: SAM R. LENO Mgmt No vote
1F. ELECTION OF DIRECTOR: BARRY P. SCHOCHET Mgmt No vote
1G. ELECTION OF DIRECTOR: JAMES D. SHELTON Mgmt No vote
1H. ELECTION OF DIRECTOR: AMY WALLMAN Mgmt No vote
1I. ELECTION OF DIRECTOR: JOHN L. WORKMAN Mgmt No vote
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt No vote
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. RATIFY THE APPOINTMENT OF Mgmt No vote
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
4. APPROVAL OF THE ADOPTION OF THE STOCK AND Mgmt No vote
INCENTIVE PLAN.
5. RE-APPROVAL OF THE PERFORMANCE CRITERIA Mgmt No vote
UNDER THE ANNUAL INCENTIVE PLAN FOR SENIOR
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
OMNICOM GROUP INC. Agenda Number: 933968046
--------------------------------------------------------------------------------------------------------------------------
Security: 681919106
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: OMC
ISIN: US6819191064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN D. WREN Mgmt No vote
1B. ELECTION OF DIRECTOR: BRUCE CRAWFORD Mgmt No vote
1C. ELECTION OF DIRECTOR: ALAN R. BATKIN Mgmt No vote
1D. ELECTION OF DIRECTOR: MARY C. CHOKSI Mgmt No vote
1E. ELECTION OF DIRECTOR: ROBERT CHARLES CLARK Mgmt No vote
1F. ELECTION OF DIRECTOR: LEONARD S. COLEMAN, Mgmt No vote
JR.
1G. ELECTION OF DIRECTOR: ERROL M. COOK Mgmt No vote
1H. ELECTION OF DIRECTOR: SUSAN S. DENISON Mgmt No vote
1I. ELECTION OF DIRECTOR: MICHAEL A. HENNING Mgmt No vote
1J. ELECTION OF DIRECTOR: JOHN R. MURPHY Mgmt No vote
1K. ELECTION OF DIRECTOR: JOHN R. PURCELL Mgmt No vote
1L. ELECTION OF DIRECTOR: LINDA JOHNSON RICE Mgmt No vote
1M. ELECTION OF DIRECTOR: GARY L. ROUBOS Mgmt No vote
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt No vote
AS THE COMPANY'S INDEPENDENT AUDITORS FOR
THE 2014 FISCAL YEAR.
3. ADVISORY VOTE ON THE COMPANY'S EXECUTIVE Mgmt No vote
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
OSISKO MINING CORP Agenda Number: 705276144
--------------------------------------------------------------------------------------------------------------------------
Security: 688278100
Meeting Type: MIX
Meeting Date: 30-May-2014
Ticker:
ISIN: CA6882781009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS "1 TO 5 AND 7 TO 10" AND 'IN
FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION
NUMBERS "6.1 TO 6.11". THANK YOU.
CMMT PLEASE NOTE THAT RESOLUTION 2, 3 AND 8 IS Non-Voting
TO BE APPROVED BY DISINTERESTED
SHAREHOLDERS. THANK YOU
CMMT PLEASE NOTE THAT THIS MEETING MENTIONS Non-Voting
DISSENTER'S RIGHTS, PLEASE REFER TO THE
MANAGEMENT INFORMATION CIRCULAR FOR DETAILS
1 SPECIAL RESOLUTION TO APPROVE THE Mgmt For For
ARRANGEMENT UNDER SECTION 192 OF THE CANADA
BUSINESS CORPORATIONS ACT INVOLVING THE
COMPANY, AGNICO EAGLE MINES LIMITED AND
YAMANA GOLD INC. THE FULL TEXT OF THE
SPECIAL RESOLUTION IS SET OUT IN SCHEDULE
"A" TO THE CIRCULAR
2 RESOLUTION APPROVING THE PAYMENT OF THE Mgmt For For
OUT-OF THE- MONEY OPTION CONSIDERATION
AMOUNT, AS MORE FULLY DESCRIBED IN THE
CIRCULAR
3 RESOLUTION APPROVING THE NEW OSISKO STOCK Mgmt For For
OPTION PLAN, AS MORE FULLY DESCRIBED IN THE
CIRCULAR
4 RESOLUTION APPROVING THE NEW OSISKO Mgmt For For
SHAREHOLDER RIGHTS PLAN, AS MORE FULLY
DESCRIBED IN THE CIRCULAR
5 SPECIAL RESOLUTION APPROVING THE NEW OSISKO Mgmt For For
SHARE CONSOLIDATION, ON THE BASIS OF ONE
POST CONSOLIDATED NEW OSISKO SHARE FOR EACH
10 PRE-CONSOLIDATION NEW OSISKO SHARES, AS
MORE FULLY DESCRIBED IN THE CIRCULAR
6.1 ELECTION OF DIRECTOR: VICTOR H. BRADLEY Mgmt For For
6.2 ELECTION OF DIRECTOR: JOHN F. BURZYNSKI Mgmt For For
6.3 ELECTION OF DIRECTOR: MARCEL COTE Mgmt For For
6.4 ELECTION OF DIRECTOR: MICHELE DARLING Mgmt For For
6.5 ELECTION OF DIRECTOR: JOANNE FERSTMAN Mgmt For For
6.6 ELECTION OF DIRECTOR: STAPH LEAVENWORTH Mgmt For For
BAKALI
6.7 ELECTION OF DIRECTOR: WILLIAM A. MACKINNON Mgmt For For
6.8 ELECTION OF DIRECTOR: CHARLES E. PAGE Mgmt For For
6.9 ELECTION OF DIRECTOR: SEAN ROOSEN Mgmt For For
6.10 ELECTION OF DIRECTOR: GARY A. SUGAR Mgmt For For
6.11 ELECTION OF DIRECTOR: SERGE VEZINA Mgmt For For
7 RESOLUTION APPOINTING Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF
THE COMPANY AND AUTHORIZING THE DIRECTORS
OF THE COMPANY TO FIX THEIR REMUNERATION
8 RESOLUTION APPROVING UNALLOCATED RIGHTS AND Mgmt For For
ENTITLEMENTS UNDER THE OSISKO EMPLOYEE
SHARE PURCHASE PLAN, AS MORE FULLY
DESCRIBED IN THE CIRCULAR
9 RESOLUTION APPROVING UNALLOCATED OPTIONS Mgmt For For
UNDER THE OSISKO STOCK OPTION PLAN, AS MORE
FULLY DESCRIBED IN THE CIRCULAR
10 RESOLUTION - ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION APPROACH, AS MORE FULLY
DESCRIBED IN THE CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
PACER INTERNATIONAL, INC. Agenda Number: 933927925
--------------------------------------------------------------------------------------------------------------------------
Security: 69373H106
Meeting Type: Special
Meeting Date: 27-Mar-2014
Ticker: PACR
ISIN: US69373H1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE AGREEMENT AND PLAN OF MERGER Mgmt For For
DATED AS OF JANUARY 5, 2014 BY AND AMONG
PACER INTERNATIONAL, INC. ("PACER"), XPO
LOGISTICS, INC. AND ACQUISITION SUB, INC.
("MERGER SUB"), PURSUANT TO WHICH MERGER
SUB WILL MERGE WITH AND INTO PACER.
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
MERGER-RELATED COMPENSATION OF NAMED
EXECUTIVE OFFICERS.
3. TO APPROVE A PROPOSAL TO ADJOURN THE Mgmt For For
SPECIAL MEETING TO SOLICIT ADDITIONAL
PROXIES FOR APPROVAL OF THE MERGER
AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
PACIFIC DRILLING S.A. Agenda Number: 933966701
--------------------------------------------------------------------------------------------------------------------------
Security: L7257P106
Meeting Type: Annual
Meeting Date: 12-May-2014
Ticker: PACD
ISIN: LU0611695635
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE STAND ALONE AUDITED AND Mgmt No vote
UNCONSOLIDATED ANNUAL ACCOUNTS OF THE
COMPANY FOR THE FINANCIAL PERIOD FROM 1
JANUARY 2013 TO 31 DECEMBER 2013 PREPARED
IN ACCORDANCE WITH LUXEMBOURG GENERALLY
ACCEPTED ACCOUNTING PRINCIPLES AND THE LAWS
AND REGULATIONS OF THE GRAND-DUCHY OF
LUXEMBOURG ("THE ANNUAL ACCOUNTS")
2. APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt No vote
STATEMENTS OF THE COMPANY FOR THE FINANCIAL
PERIOD FROM 1 JANUARY 2013 TO 31 DECEMBER
2013 PREPARED IN ACCORDANCE WITH UNITED
STATES GENERALLY ACCEPTED ACCOUNTING
PRINCIPLES (THE "CONSOLIDATED FINANCIAL
STATEMENTS")
3. ALLOCATION OF THE NET RESULT SHOWN IN THE Mgmt No vote
ANNUAL ACCOUNTS FOR THE FINANCIAL PERIOD
FROM 1 JANUARY 2013 TO 31 DECEMBER 2013
4. DISCHARGE FOR THE DIRECTORS OF THE COMPANY Mgmt No vote
IN RELATION TO THE FINANCIAL PERIOD FROM 1
JANUARY 2013 TO 31 DECEMBER 2013
5.1 RE-APPOINTMENT OF THE MEMBER OF THE BOARD Mgmt No vote
OF DIRECTORS FOR A TERM ENDING AT THE
ANNUAL GENERAL MEETING OF THE COMPANY TO BE
HELD IN 2015: RON MOSKOVITZ
5.2 RE-APPOINTMENT OF THE MEMBER OF THE BOARD Mgmt No vote
OF DIRECTORS FOR A TERM ENDING AT THE
ANNUAL GENERAL MEETING OF THE COMPANY TO BE
HELD IN 2015: CHRISTIAN J. BECKETT
5.3 RE-APPOINTMENT OF THE MEMBER OF THE BOARD Mgmt No vote
OF DIRECTORS FOR A TERM ENDING AT THE
ANNUAL GENERAL MEETING OF THE COMPANY TO BE
HELD IN 2015: LAURENCE N. CHARNEY
5.4 RE-APPOINTMENT OF THE MEMBER OF THE BOARD Mgmt No vote
OF DIRECTORS FOR A TERM ENDING AT THE
ANNUAL GENERAL MEETING OF THE COMPANY TO BE
HELD IN 2015: JEREMY ASHER
5.5 RE-APPOINTMENT OF THE MEMBER OF THE BOARD Mgmt No vote
OF DIRECTORS FOR A TERM ENDING AT THE
ANNUAL GENERAL MEETING OF THE COMPANY TO BE
HELD IN 2015: PAUL WOLFF
5.6 RE-APPOINTMENT OF THE MEMBER OF THE BOARD Mgmt No vote
OF DIRECTORS FOR A TERM ENDING AT THE
ANNUAL GENERAL MEETING OF THE COMPANY TO BE
HELD IN 2015: ELIAS SAKELLIS
5.7 RE-APPOINTMENT OF THE MEMBER OF THE BOARD Mgmt No vote
OF DIRECTORS FOR A TERM ENDING AT THE
ANNUAL GENERAL MEETING OF THE COMPANY TO BE
HELD IN 2015: CYRIL DUCAU
5.8 RE-APPOINTMENT OF THE MEMBER OF THE BOARD Mgmt No vote
OF DIRECTORS FOR A TERM ENDING AT THE
ANNUAL GENERAL MEETING OF THE COMPANY TO BE
HELD IN 2015: ROBERT A. SCHWED
5.9 RE-APPOINTMENT OF THE MEMBER OF THE BOARD Mgmt No vote
OF DIRECTORS FOR A TERM ENDING AT THE
ANNUAL GENERAL MEETING OF THE COMPANY TO BE
HELD IN 2015: SAMI ISKANDER
6. APPROVAL OF COMPENSATION OF THE MEMBERS OF Mgmt No vote
THE BOARD OF DIRECTORS
7. APPROVAL OF THE PAYMENT OF CASH Mgmt No vote
DISTRIBUTIONS TO SHAREHOLDERS OF UP TO $152
MILLION IN THE AGGREGATE TO BE PAID IN
2015, THE TIMING, AMOUNT AND FORM OF SUCH
DISTRIBUTIONS TO BE SUBJECT TO THE
DISCRETION OF THE BOARD OF DIRECTORS
8. RE-APPOINTMENT OF KPMG LUXEMBOURG, REVISEUR Mgmt No vote
D'ENTREPRISES AGREE, AS INDEPENDENT AUDITOR
OF THE COMPANY UNTIL THE ANNUAL GENERAL
MEETING OF THE SHAREHOLDERS OF THE COMPANY
TO BE HELD IN 2015.
--------------------------------------------------------------------------------------------------------------------------
PACTERA TECHNOLOGY INT'L LTD. Agenda Number: 933921947
--------------------------------------------------------------------------------------------------------------------------
Security: 695255109
Meeting Type: Special
Meeting Date: 06-Mar-2014
Ticker: PACT
ISIN: US6952551090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
S1. THAT THE AGREEMENT AND PLAN OF MERGER, Mgmt No vote
DATED AS OF OCTOBER 17, 2013 (THE "MERGER
AGREEMENT"), AMONG THE COMPANY, BCP
(SINGAPORE) VI CAYMAN ACQUISITION CO. LTD.
("PARENT"), BCP (SINGAPORE) VI CAYMAN
FINANCING CO. LTD. ("MIDCO") AND BCP
(SINGAPORE) VI CAYMAN MERGER CO. LTD.
("MERGER SUB"), THE PLAN ... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
S2. THAT THE DIRECTORS AND OFFICERS OF THE Mgmt No vote
COMPANY BE AND ARE HEREBY AUTHORIZED TO DO
ALL THINGS NECESSARY TO GIVE EFFECT TO THE
MERGER AGREEMENT
O3. THAT THE CHAIRMAN OF THE EXTRAORDINARY Mgmt No vote
GENERAL MEETING BE INSTRUCTED TO ADJOURN
THE EXTRAORDINARY GENERAL MEETING IN ORDER
TO ALLOW THE COMPANY TO SOLICIT ADDITIONAL
PROXIES IN THE EVENT THAT THERE ARE
INSUFFICIENT PROXIES RECEIVED AT THE TIME
OF THE EXTRAORDINARY GENERAL MEETING TO
PASS THE SPECIAL RESOLUTIONS ... (DUE TO
SPACE LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
PALADIN LABS INC Agenda Number: 704942641
--------------------------------------------------------------------------------------------------------------------------
Security: 695942102
Meeting Type: SGM
Meeting Date: 24-Feb-2014
Ticker:
ISIN: CA6959421026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS MEETING MENTIONS Non-Voting
DISSENTER'S RIGHTS, PLEASE REFER TO THE
MANAGEMENT INFORMATION CIRCULAR FOR DETAILS
1 The special resolution of shareholders, the Mgmt Take No Action
full text of which is attached as appendix
B to the Information Circular, to approve
an arrangement pursuant to section 192 of
the Canada Business Corporations Act (the
"Arrangement") to effect, among other
things, the indirect acquisition by Endo
International Limited of all outstanding
common shares of the Corporation, all as
more particularly described in the
Information Circular
2 The ordinary resolution of shareholders to Mgmt Take No Action
approve the creation of "distributable
reserves" of Endo International Limited, as
detailed in the Information Circular
--------------------------------------------------------------------------------------------------------------------------
PATHEON INC Agenda Number: 704965473
--------------------------------------------------------------------------------------------------------------------------
Security: 70319W108
Meeting Type: SGM
Meeting Date: 06-Mar-2014
Ticker:
ISIN: CA70319W1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS MEETING MENTIONS Non-Voting
DISSENTER'S RIGHTS, PLEASE REFER TO THE
MANAGEMENT INFORMATION CIRCULAR FOR DETAILS
1 The special resolution, the full text of Mgmt Take No Action
which is set forth in Annex G to the proxy
statement and management information
circular (the "Circular") of Patheon Inc.
(the "Corporation") dated February 4, 2014
accompanying the notice of this meeting, to
approve a plan of arrangement under section
192 of the Canada Business Corporations Act
involving the Corporation pursuant to the
arrangement agreement between the
Corporation and JLL/Delta Patheon Holdings,
L.P. dated November 18, 2013 (the
"Arrangement Agreement"), all as more
particularly described in the Circular
2 Resolution to approve, on an advisory and Mgmt Take No Action
non-binding basis, and not to diminish the
role and responsibilities of the board of
directors of the Corporation, specified
compensation that may become payable to the
named executive officers of the Corporation
in connection with the plan of arrangement
under section 192 of the Canada Business
Corporations Act involving the Corporation
pursuant to the Arrangement Agreement, all
as more particularly described in the
Circular
--------------------------------------------------------------------------------------------------------------------------
PATHEON INC. Agenda Number: 933922658
--------------------------------------------------------------------------------------------------------------------------
Security: 70319W108
Meeting Type: Special
Meeting Date: 06-Mar-2014
Ticker: PNHNF
ISIN: CA70319W1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE SPECIAL RESOLUTION, THE FULL TEXT OF Mgmt No vote
WHICH IS SET FORTH IN ANNEX G TO THE PROXY
STATEMENT AND MANAGEMENT INFORMATION
CIRCULAR (THE "CIRCULAR") OF PATHEON INC.
(THE "CORPORATION") DATED FEBRUARY 4, 2014
ACCOMPANYING THE NOTICE OF THIS MEETING, TO
APPROVE A PLAN OF ARRANGEMENT UNDER SECTION
192 OF THE CANADA BUSINESS CORPORATIONS ACT
INVOLVING THE CORPORATION PURSUANT TO THE
ARRANGEMENT AGREEMENT BETWEEN THE
CORPORATION AND JLL/DELTA PATHEON HOLDINGS,
L.P. DATED NOVEMBER 18, 2013 (THE
"ARRANGEMENT AGREEMENT"), ALL AS MORE
PARTICULARLY DESCRIBED IN THE CIRCULAR.
02 RESOLUTION TO APPROVE, ON AN ADVISORY AND Mgmt No vote
NON-BINDING BASIS, AND NOT TO DIMINISH THE
ROLE AND RESPONSIBILITIES OF THE BOARD OF
DIRECTORS OF THE CORPORATION, SPECIFIED
COMPENSATION THAT MAY BECOME PAYABLE TO THE
NAMED EXECUTIVE OFFICERS OF THE CORPORATION
IN CONNECTION WITH THE PLAN OF ARRANGEMENT
UNDER SECTION 192 OF THE CANADA BUSINESS
CORPORATIONS ACT INVOLVING THE CORPORATION
PURSUANT TO THE ARRANGEMENT AGREEMENT, ALL
AS MORE PARTICULARLY DESCRIBED IN THE
CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
PATIENT SAFETY TECHNOLOGIES, INC. Agenda Number: 933927862
--------------------------------------------------------------------------------------------------------------------------
Security: 70322H106
Meeting Type: Special
Meeting Date: 21-Mar-2014
Ticker: PSTX
ISIN: US70322H1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER Mgmt For For
(AS IT MAY BE AMENDED FROM TIME TO TIME,
THE "MERGER AGREEMENT"), DATED AS OF
DECEMBER 31, 2013, BY AND AMONG STRYKER
CORPORATION, A MICHIGAN CORPORATION
("STRYKER"), PS MERGER SUB INC., A DELAWARE
CORPORATION AND A WHOLLY OWNED SUBSIDIARY
OF STRYKER, AND PATIENT SAFETY
TECHNOLOGIES, INC. (THE "COMPANY").
2. TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, SPECIFIED COMPENSATION THAT MAY
BECOME PAYABLE TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
MERGER.
3. TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE PROPOSAL TO
ADOPT THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
PENN WEST PETROLEUM LTD. Agenda Number: 934018525
--------------------------------------------------------------------------------------------------------------------------
Security: 707887105
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: PWE
ISIN: CA7078871059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 AN ORDINARY RESOLUTION TO APPOINT KPMG LLP, Mgmt No vote
CHARTERED ACCOUNTANTS, CALGARY, ALBERTA, AS
AUDITOR OF PENN WEST FOR THE ENSUING YEAR.
02 DIRECTOR
JAMES E. ALLARD Mgmt No vote
GEORGE H. BROOKMAN Mgmt No vote
JOHN BRYDSON Mgmt No vote
GILLIAN H. DENHAM Mgmt No vote
RICHARD L. GEORGE Mgmt No vote
DAVID E. ROBERTS Mgmt No vote
JAMES C. SMITH Mgmt No vote
JAY W. THORNTON Mgmt No vote
03 ADVISORY VOTE APPROVING PENN WEST'S Mgmt No vote
APPROACH TO EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PERFORMANCE TECHNOLOGIES, INC. Agenda Number: 933916578
--------------------------------------------------------------------------------------------------------------------------
Security: 71376K102
Meeting Type: Special
Meeting Date: 18-Feb-2014
Ticker: PTIX
ISIN: US71376K1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Mgmt No vote
MERGER, DATED AS OF DECEMBER 12, 2013,
AMONG THE COMPANY, SONUS NETWORKS, INC.
("SONUS") AND PURPLE ACQUISITION
SUBSIDIARY, INC., A WHOLLY-OWNED SUBSIDIARY
OF SONUS ("SONUS MERGER SUBSIDIARY"), AS IT
MAY BE AMENDED FROM TIME TO TIME, PURSUANT
TO WHICH SONUS ... (DUE TO SPACE LIMITS,
SEE PROXY STATEMENT FOR FULL PROPOSAL)
2. PROPOSAL TO APPROVE, ON A NON-BINDING, Mgmt No vote
ADVISORY BASIS, THE COMPENSATION THAT MAY
BECOME PAYABLE TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
COMPLETION OF THE MERGER
3. PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Mgmt No vote
SPECIAL MEETING TO A LATER DATE OR TIME IF
THE CHAIRMAN OF THE SPECIAL MEETING
DETERMINES THAT IT IS NECESSARY OR
APPROPRIATE IN ORDER TO SOLICIT ADDITIONAL
PROXIES IF A QUORUM IS NOT PRESENT OR IF
THE COMPANY HAS NOT OBTAINED SUFFICIENT
AFFIRMATIVE STOCKHOLDER VOTES TO ADOPT THE
MERGER AGREEMENT
--------------------------------------------------------------------------------------------------------------------------
PERION NETWORK LTD Agenda Number: 933888604
--------------------------------------------------------------------------------------------------------------------------
Security: M78673106
Meeting Type: Special
Meeting Date: 18-Nov-2013
Ticker: PERI
ISIN: IL0010958192
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE SHARE PURCHASE AGREEMENT Mgmt No vote
AMONG THE COMPANY, CONDUIT LTD. AND
CLIENTCONNECT LTD. AND THE TRANSACTIONS
CONTEMPLATED THEREBY, INCLUDING THE
AMENDMENT TO THE COMPANY'S ARTICLES OF
ASSOCIATION AND MEMORANDUM OF ASSOCIATION
AND THE ELECTION OF EACH OF MR. DROR EREZ
AND MR. ROY GEN TO THE COMPANY'S BOARD OF
DIRECTORS.
2. TO APPROVE A NEW FORM OF D&O Mgmt No vote
INDEMNIFICATION AGREEMENT, WHICH IS A
CONDITION TO CLOSING UNDER THE SHARE
PURCHASE AGREEMENT.
3. TO APPROVE THE PURCHASE OF D&O LIABILITY Mgmt No vote
INSURANCE, WHICH IS A CONDITION TO CLOSING
UNDER THE SHARE PURCHASE AGREEMENT.
4. TO APPROVE COMPENSATION FOR THE COMPANY'S Mgmt No vote
CHIEF EXECUTIVE OFFICER.
5. TO APPROVE A COMPENSATION POLICY FOR THE Mgmt No vote
COMPANY'S DIRECTORS AND OFFICERS.
6. TO APPROVE THE COMPANY'S AMENDED EQUITY Mgmt No vote
INCENTIVE PLAN FOR U.S. TAX PURPOSES.
--------------------------------------------------------------------------------------------------------------------------
PERKINELMER, INC. Agenda Number: 933927709
--------------------------------------------------------------------------------------------------------------------------
Security: 714046109
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: PKI
ISIN: US7140461093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER BARRETT Mgmt No vote
1B. ELECTION OF DIRECTOR: ROBERT F. FRIEL Mgmt No vote
1C. ELECTION OF DIRECTOR: NICHOLAS A. LOPARDO Mgmt No vote
1D. ELECTION OF DIRECTOR: ALEXIS P. MICHAS Mgmt No vote
1E. ELECTION OF DIRECTOR: JAMES C. MULLEN Mgmt No vote
1F. ELECTION OF DIRECTOR: VICKI L. SATO, PH.D. Mgmt No vote
1G. ELECTION OF DIRECTOR: KENTON J. SICCHITANO Mgmt No vote
1H. ELECTION OF DIRECTOR: PATRICK J. SULLIVAN Mgmt No vote
2. TO RATIFY THE SELECTION OF DELOITTE & Mgmt No vote
TOUCHE LLP AS PERKINELMER'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
CURRENT FISCAL YEAR
3. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt No vote
OUR EXECUTIVE COMPENSATION
4. TO RE-APPROVE THE PERKINELMER, INC. 2009 Mgmt No vote
INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 933933738
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Mgmt For For
1B. ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1C. ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Mgmt For For
1D. ELECTION OF DIRECTOR: HELEN H. HOBBS Mgmt For For
1E. ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
1G. ELECTION OF DIRECTOR: GEORGE A. LORCH Mgmt For For
1H. ELECTION OF DIRECTOR: SHANTANU NARAYEN Mgmt For For
1I. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1J. ELECTION OF DIRECTOR: IAN C. READ Mgmt For For
1K. ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1L. ELECTION OF DIRECTOR: MARC TESSIER-LAVIGNE Mgmt For For
2. RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014
3. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt For For
4. APPROVAL OF PFIZER INC. 2014 STOCK PLAN Mgmt For For
5. SHAREHOLDER PROPOSAL REGARDING APPROVAL OF Shr Against For
POLITICAL CONTRIBUTIONS POLICY
6. SHAREHOLDER PROPOSAL REGARDING LOBBYING Shr Against For
ACTIVITIES
7. SHAREHOLDER PROPOSAL REGARDING ACTION BY Shr Against For
WRITTEN CONSENT
--------------------------------------------------------------------------------------------------------------------------
PHARMACYCLICS, INC. Agenda Number: 933975988
--------------------------------------------------------------------------------------------------------------------------
Security: 716933106
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: PCYC
ISIN: US7169331060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT F. BOOTH, PH.D. Mgmt For For
KENNETH A. CLARK Mgmt For For
ROBERT W. DUGGAN Mgmt For For
ERIC H. HALVORSON Mgmt For For
MINESH P. MEHTA, M.D. Mgmt For For
DAVID D. SMITH, PH.D. Mgmt For For
RICHARD VAN DEN BROEK Mgmt For For
2 TO APPROVE THE COMPANY'S 2014 EQUITY Mgmt For For
INCENTIVE AWARD PLAN.
3 TO APPROVE AN ADVISORY RESOLUTION REGARDING Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
--------------------------------------------------------------------------------------------------------------------------
PMI GOLD CORPORATION Agenda Number: 704917395
--------------------------------------------------------------------------------------------------------------------------
Security: 730153202
Meeting Type: SGM
Meeting Date: 31-Jan-2014
Ticker:
ISIN: CA7301532023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION "1", ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
CMMT "PLEASE NOTE THAT THIS MEETING MENTIONS Non-Voting
DISSENTER'S RIGHTS, PLEASE REFER TO THE
MANAGEMENT INFORMATION CIRCULAR FOR
DETAILS"
1 To consider and if thought fit, approve Mgmt Take No Action
with or without variation, a special
resolution, the full text of which is set
forth in Appendix A to the accompanying
joint Management Information Circular of
PMI Gold Corporation and Asanko Gold Inc.
date December 20, 2013 (the "Information
Circular"), to approve a plan of
arrangement under Division 5 of Part 9 of
the Business Corporation Act (British
Columbia), all as more particularly
described in the Information Circular
--------------------------------------------------------------------------------------------------------------------------
PORTOLA PHARMACEUTICALS, INC. Agenda Number: 933952675
--------------------------------------------------------------------------------------------------------------------------
Security: 737010108
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: PTLA
ISIN: US7370101088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J.W. BIRD, M.D., PH.D. Mgmt For For
JOHN H. JOHNSON Mgmt For For
H. WARD WOLFF Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
POWER ASSETS HOLDINGS LTD Agenda Number: 704895498
--------------------------------------------------------------------------------------------------------------------------
Security: Y7092Q109
Meeting Type: EGM
Meeting Date: 06-Jan-2014
Ticker:
ISIN: HK0006000050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/1215/LTN20131215047.PDF AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/1215/LTN20131215043.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 To approve the Proposed Spin-off (as Mgmt For For
defined and more particularly set out in
the EGM Notice) and matters relating to the
implementation thereof
--------------------------------------------------------------------------------------------------------------------------
POWER ASSETS HOLDINGS LTD Agenda Number: 705060820
--------------------------------------------------------------------------------------------------------------------------
Security: Y7092Q109
Meeting Type: AGM
Meeting Date: 15-May-2014
Ticker:
ISIN: HK0006000050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0325/LTN20140325155.pdf
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0325/LTN20140325145.pdf
1 To receive the audited Financial Mgmt No vote
Statements, the Report of the Directors and
the Independent Auditor's Report for the
year ended 31 December 2013
2 To declare a final dividend Mgmt No vote
3.a To elect Mr. Fok Kin Ning, Canning as a Mgmt No vote
Director
3.b To elect Mr. Andrew John Hunter as a Mgmt No vote
Director
3.c To elect Mr. Ip Yuk-keung, Albert as a Mgmt No vote
Director
3.d To elect Mr. Li Tzar Kuoi, Victor as a Mgmt No vote
Director
3.e To elect Mr. Tsai Chao Chung, Charles as a Mgmt No vote
Director
4 To re-appoint KPMG as Auditor of the Mgmt No vote
Company and to authorise the Directors to
fix the Auditor's remuneration
5 To pass Resolution 5 of the Notice of Mgmt No vote
Annual General Meeting ("AGM Notice") - to
give a general mandate to the Directors to
issue and dispose of additional shares not
exceeding 20% of the total number of shares
of the Company in issue
6 To pass Resolution 6 of the AGM Notice - to Mgmt No vote
give a general mandate to the Directors to
repurchase shares not exceeding 10% of the
total number of shares of the Company in
issue
7 To pass Resolution 7 of the AGM Notice - to Mgmt No vote
add the number of shares repurchased to the
general mandate given to the Directors to
issue additional shares
--------------------------------------------------------------------------------------------------------------------------
PRIMERO MINING CORP, VANCOUVER BC Agenda Number: 705133863
--------------------------------------------------------------------------------------------------------------------------
Security: 74164W106
Meeting Type: AGM
Meeting Date: 08-May-2014
Ticker:
ISIN: CA74164W1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS "1.1 TO 1.9 AND 2".
THANK YOU.
1.1 ELECTION OF DIRECTOR: WADE NESMITH Mgmt Take No Action
1.2 ELECTION OF DIRECTOR: JOSEPH CONWAY Mgmt Take No Action
1.3 ELECTION OF DIRECTOR: DAVID DEMERS Mgmt Take No Action
1.4 ELECTION OF DIRECTOR: GRANT EDEY Mgmt Take No Action
1.5 ELECTION OF DIRECTOR: ROHAN HAZELTON Mgmt Take No Action
1.6 ELECTION OF DIRECTOR: EDUARDO LUNA Mgmt Take No Action
1.7 ELECTION OF DIRECTOR: ROBERT QUARTERMAIN Mgmt Take No Action
1.8 ELECTION OF DIRECTOR: MICHAEL RILEY Mgmt Take No Action
1.9 ELECTION OF DIRECTOR: BRAD MARCHANT Mgmt Take No Action
2 TO APPOINT DELOITTE LLP AS AUDITOR OF THE Mgmt Take No Action
COMPANY TO SERVE UNTIL THE CLOSE OF THE
NEXT ANNUAL GENERAL MEETING AND TO
AUTHORIZE THE DIRECTORS TO FIX THE
AUDITOR'S REMUNERATION
--------------------------------------------------------------------------------------------------------------------------
RECEPTOS INC Agenda Number: 933995865
--------------------------------------------------------------------------------------------------------------------------
Security: 756207106
Meeting Type: Annual
Meeting Date: 03-Jun-2014
Ticker: RCPT
ISIN: US7562071065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FAHEEM HASNAIN Mgmt For For
ERLE T. MAST Mgmt For For
MARY LYNNE HEDLEY, PH.D Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
REYNOLDS AMERICAN INC. Agenda Number: 933941759
--------------------------------------------------------------------------------------------------------------------------
Security: 761713106
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: RAI
ISIN: US7617131062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF CLASS I DIRECTOR: SUSAN M. Mgmt No vote
CAMERON
1B. ELECTION OF CLASS I DIRECTOR: LUC JOBIN Mgmt No vote
1C. ELECTION OF CLASS I DIRECTOR: NANA MENSAH Mgmt No vote
1D. ELECTION OF CLASS I DIRECTOR: RONALD S. Mgmt No vote
ROLFE
1E. ELECTION OF CLASS I DIRECTOR: JOHN J. Mgmt No vote
ZILLMER
1F. ELECTION OF CLASS II DIRECTOR: SIR NICHOLAS Mgmt No vote
SCHEELE
2. APPROVAL OF THE REYNOLDS AMERICAN INC. Mgmt No vote
AMENDED AND RESTATED 2009 OMNIBUS INCENTIVE
COMPENSATION PLAN
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt No vote
OF NAMED EXECUTIVE OFFICERS
4. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt No vote
AS INDEPENDENT AUDITORS
5. SHAREHOLDER PROPOSAL ON DISCLOSURE OF Shr No vote
LOBBYING POLICIES AND PRACTICES
6. SHAREHOLDER PROPOSAL ON ANIMAL TESTING Shr No vote
--------------------------------------------------------------------------------------------------------------------------
RHOEN KLINIKUM AG, BAD NEUSTADT Agenda Number: 705260949
--------------------------------------------------------------------------------------------------------------------------
Security: D6530N119
Meeting Type: AGM
Meeting Date: 12-Jun-2014
Ticker:
ISIN: DE0007042301
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 22 MAY 2014, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 28 Non-Voting
MAY 2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2013
2. APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 0.25 PER SHARE
3. AUTHORIZE UP TO EUR 177.4 MILLION REDUCTION Mgmt No vote
IN SHARE CAPITAL BY CANCELLING SHARES TO BE
REPURCHASED
4. REPURCHASE OF SHARES CORRESPONDING TO EUR Mgmt No vote
177.4 MILLION FOR THE PURPOSE OF
CANCELLATION AUTHORIZE SHARE REPURCHASE
PROGRAM AND CANCELLATION OF REPURCHASED
SHARES
5.1 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER MARTIN SIEBERT FOR FISCAL 2013
5.2 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER JENS-PETER NEUMANN FOR FISCAL 2013
5.3 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER VOLKER FELDKAMP FOR FISCAL 2013
5.4 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER MARTIN MENGER FOR FISCAL 2013
6.1 APPROVE DISCHARGE OF EUGEN MUENCH FOR Mgmt No vote
FISCAL 2013
6.2 APPROVE DISCHARGE OF JOACHIM LUEDDECKE FOR Mgmt No vote
FISCAL 2013
6.3 APPROVE DISCHARGE OF WOLFGANG MUENDEL FOR Mgmt No vote
FISCAL 2013
6.4 APPROVE DISCHARGE OF PETER BERGHOEFER FOR Mgmt No vote
FISCAL 2013
6.5 APPROVE DISCHARGE OF BETTINA BOETTCHER FOR Mgmt No vote
FISCAL 2013
6.6 APPROVE DISCHARGE OF SYLVIA BUEHLER FOR Mgmt No vote
FISCAL 2013
6.7 APPROVE DISCHARGE OF HELMUT BUEHNER FOR Mgmt No vote
FISCAL 2013
6.8 APPROVE DISCHARGE OF GERHARD EHNINGER FOR Mgmt No vote
FISCAL 2013
6.9 APPROVE DISCHARGE OF STEFAN HAERTEL FOR Mgmt No vote
FISCAL 2013
6.10 APPROVE DISCHARGE OF REINHARD HARTL FOR Mgmt No vote
FISCAL 2013
6.11 APPROVE DISCHARGE OF CASPAR VON HAUENSCHILD Mgmt No vote
FOR FISCAL 2013
6.12 APPROVE DISCHARGE OF STEPHAN HOLZINGER FOR Mgmt No vote
FISCAL 2013
6.13 APPROVE DISCHARGE OF DETLEF KLIMPE FOR Mgmt No vote
FISCAL 2013
6.14 APPROVE DISCHARGE OF HEINZ KORTE FOR FISCAL Mgmt No vote
2013
6.15 APPROVE DISCHARGE OF KARL W. LAUTERBACH FOR Mgmt No vote
FISCAL 2013
6.16 APPROVE DISCHARGE OF MICHAEL MENDEL FOR Mgmt No vote
FISCAL 2013
6.17 APPROVE DISCHARGE OF RUEDIGER MERZ FOR Mgmt No vote
FISCAL 2013
6.18 APPROVE DISCHARGE OF BRIGITTE MOHN FOR Mgmt No vote
FISCAL 2013
6.19 APPROVE DISCHARGE OF ANNETT MUELLER FOR Mgmt No vote
FISCAL 2013
6.20 APPROVE DISCHARGE OF WERNER PRANGE FOR Mgmt No vote
FISCAL 2013
6.21 APPROVE DISCHARGE OF JAN SCHMITT FOR FISCAL Mgmt No vote
2013
6.22 APPROVE DISCHARGE OF GEORG SCHULZE-ZIEHAUS Mgmt No vote
FOR FISCAL 2013
6.23 APPROVE DISCHARGE OF KATRIN VERNAU FOR Mgmt No vote
FISCAL 2013
7.1 ELECT STEPHAN HOLZINGER TO THE SUPERVISORY Mgmt No vote
BOARD
7.2 ELECT KATRIN VERNAU TO THE SUPERVISORY Mgmt No vote
BOARD
7.3 ELECT REINHARD HARTL TO THE SUPERVISORY Mgmt No vote
BOARD
7.4 ELECT LUDWIG GEORG BRAUN TO THE SUPERVISORY Mgmt No vote
BOARD
8. RATIFY PRICEWATERHOUSECOOPERS AS AUDITORS Mgmt No vote
FOR FISCAL 2014
9. APPROVE INCREASE IN SIZE OF BOARD TO 20 Mgmt No vote
MEMBERS
10. APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt No vote
11. APPROVE VARIABLE REMUNERATION OF Mgmt No vote
SUPERVISORY BOARD UP TO THE AMOUNT OF EUR
150 MILLION
12. CANCEL THE RESOLUTION OF THE 2013 AGM RE Mgmt No vote
ARTICLE AMENDMENT TO REMOVE 90 PERCENT
SUPERMAJORITY REQUIREMENT FOR CERTAIN
MATERIAL DECISIONS
--------------------------------------------------------------------------------------------------------------------------
SANTONIA ENERGY INC Agenda Number: 705095049
--------------------------------------------------------------------------------------------------------------------------
Security: 803007103
Meeting Type: SGM
Meeting Date: 23-Apr-2014
Ticker:
ISIN: CA8030071036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT "PLEASE NOTE THAT THIS MEETING MENTIONS Non-Voting
DISSENTER'S RIGHTS, PLEASE REFER TO THE
MANAGEMENT INFORMATION CIRCULAR FOR
DETAILS"
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION, 1 ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
1 Passing, with or without variation, a Mgmt Take No Action
special resolution, the full text of which
is set forth in Appendix "A" to the
accompanying Information Circular and Proxy
Statement of the Corporation dated March
20, 2014 (the "Information Circular"), to
approve a plan of arrangement pursuant to
section 193 of the Business Corporations
Act (Alberta), all as more particularly
described in the Information Circular
2 To transact such further and other business Mgmt Take No Action
as may properly be brought before the
Meeting or any adjournment thereof
--------------------------------------------------------------------------------------------------------------------------
SHFL ENTERTAINMENT INC. Agenda Number: 933888628
--------------------------------------------------------------------------------------------------------------------------
Security: 78423R105
Meeting Type: Special
Meeting Date: 19-Nov-2013
Ticker: SHFL
ISIN: US78423R1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THE APPROVAL AND ADOPTION OF THE MERGER Mgmt No vote
AGREEMENT, INCLUDING THE PLAN OF MERGER,
THEREBY APPROVING THE TRANSACTIONS
CONTEMPLATED THEREBY, INCLUDING THE MERGER.
2. THE PROPOSAL TO APPROVE, BY A NON-BINDING Mgmt No vote
ADVISORY VOTE, THE SPECIFIED COMPENSATION
ARRANGEMENTS DISCLOSED IN THE ACCOMPANYING
PROXY STATEMENT THAT MAY BE PAYABLE TO
SHFL'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE CONSUMMATION OF THE
MERGER.
3. THE PROPOSAL TO APPROVE THE ADJOURNMENT OF Mgmt No vote
THE SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE IN THE VIEW OF THE SHFL BOARD
OF DIRECTORS, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE NOT SUFFICIENT VOTES AT THE
TIME OF THE SPECIAL MEETING TO APPROVE AND
ADOPT THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
SIRIUS XM HOLDINGS INC. Agenda Number: 933965557
--------------------------------------------------------------------------------------------------------------------------
Security: 82968B103
Meeting Type: Annual
Meeting Date: 19-May-2014
Ticker: SIRI
ISIN: US82968B1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOAN L. AMBLE Mgmt No vote
ANTHONY J. BATES Mgmt No vote
GEORGE W. BODENHEIMER Mgmt No vote
DAVID J.A. FLOWERS Mgmt No vote
EDDY W. HARTENSTEIN Mgmt No vote
JAMES P. HOLDEN Mgmt No vote
GREGORY B. MAFFEI Mgmt No vote
EVAN D. MALONE Mgmt No vote
JAMES E. MEYER Mgmt No vote
JAMES F. MOONEY Mgmt No vote
CARL E. VOGEL Mgmt No vote
VANESSA A. WITTMAN Mgmt No vote
DAVID M. ZASLAV Mgmt No vote
2. ADVISORY VOTE TO APPROVE THE NAMED Mgmt No vote
EXECUTIVE OFFICERS' COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt No vote
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
SOLITARIO EXPLORATION & ROYALTY CORP. Agenda Number: 934013690
--------------------------------------------------------------------------------------------------------------------------
Security: 8342EP107
Meeting Type: Annual
Meeting Date: 17-Jun-2014
Ticker: XPL
ISIN: US8342EP1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: BRIAN LABADIE Mgmt For For
1.2 ELECTION OF DIRECTOR: MARK E. JONES, III Mgmt For For
1.3 ELECTION OF DIRECTOR: JOHN HAINEY Mgmt For For
1.4 ELECTION OF DIRECTOR: LEONARD HARRIS Mgmt For For
1.5 ELECTION OF DIRECTOR: CHRISTOPHER E. HERALD Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION PROGRAM OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF EKS&H LLLP, AS Mgmt For For
AUDITORS OF THE COMPANY FOR THE FISCAL YEAR
2014.
--------------------------------------------------------------------------------------------------------------------------
SOTHEBY'S Agenda Number: 934017713
--------------------------------------------------------------------------------------------------------------------------
Security: 835898107
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: BID
ISIN: US8358981079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN M. ANGELO Mgmt No vote
JESSICA M. BIBLIOWICZ Mgmt No vote
KEVIN C. CONROY Mgmt No vote
DOMENICO DE SOLE Mgmt No vote
THE DUKE OF DEVONSHIRE Mgmt No vote
DANIEL S. LOEB Mgmt No vote
DANIEL MEYER Mgmt No vote
ALLEN QUESTROM Mgmt No vote
OLIVIER REZA Mgmt No vote
WILLIAM F. RUPRECHT Mgmt No vote
MARSHA E. SIMMS Mgmt No vote
ROBERT S. TAUBMAN Mgmt No vote
DIANA L. TAYLOR Mgmt No vote
DENNIS M. WEIBLING Mgmt No vote
HARRY J. WILSON Mgmt No vote
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt No vote
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE 2013 Mgmt No vote
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
SPIRIT REALTY CAPITAL INC Agenda Number: 933968591
--------------------------------------------------------------------------------------------------------------------------
Security: 84860W102
Meeting Type: Annual
Meeting Date: 02-Jun-2014
Ticker: SRC
ISIN: US84860W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KEVIN M. CHARLTON Mgmt No vote
TODD A. DUNN Mgmt No vote
DAVID J. GILBERT Mgmt No vote
RICHARD I. GILCHRIST Mgmt No vote
DIANE M. MOREFIELD Mgmt No vote
THOMAS H. NOLAN, JR. Mgmt No vote
SHELI Z. ROSENBERG Mgmt No vote
THOMAS D. SENKBEIL Mgmt No vote
NICHOLAS P. SHEPHERD Mgmt No vote
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt No vote
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2014.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt No vote
OF OUR NAMED EXECUTIVE OFFICERS, AS
DESCRIBED IN THE PROXY STATEMENT FOR THE
2014 ANNUAL MEETING OF STOCKHOLDERS.
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt No vote
STOCKHOLDER ADVISORY VOTES TO APPROVE THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
STARWOOD PROPERTY TRUST INC Agenda Number: 933963527
--------------------------------------------------------------------------------------------------------------------------
Security: 85571B105
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: STWD
ISIN: US85571B1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD D. BRONSON Mgmt No vote
JEFFREY F. DIMODICA Mgmt No vote
JEFFREY G. DISHNER Mgmt No vote
CAMILLE J. DOUGLAS Mgmt No vote
BOYD W. FELLOWS Mgmt No vote
BARRY S. STERNLICHT Mgmt No vote
STRAUSS ZELNICK Mgmt No vote
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt No vote
COMPANY'S EXECUTIVE COMPENSATION AS
DISCLOSED IN THE ACCOMPANYING PROXY
STATEMENT.
3. TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt No vote
OF DELOITTE & TOUCHE LLP AS STARWOOD
PROPERTY TRUST, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2014.
4. THE STOCKHOLDER PROPOSAL REGARDING AN Shr No vote
INDEPENDENT CHAIRMAN OF THE BOARD OF
DIRECTORS AS DISCLOSED IN THE ACCOMPANYING
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
STRATEGIC HOTELS & RESORTS, INC. Agenda Number: 933972487
--------------------------------------------------------------------------------------------------------------------------
Security: 86272T106
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: BEE
ISIN: US86272T1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT P. BOWEN Mgmt No vote
RAYMOND L. GELLEIN, JR. Mgmt No vote
JAMES A. JEFFS Mgmt No vote
DAVID W. JOHNSON Mgmt No vote
RICHARD D. KINCAID Mgmt No vote
SIR DAVID M.C. MICHELS Mgmt No vote
WILLIAM A. PREZANT Mgmt No vote
EUGENE F. REILLY Mgmt No vote
SHELI Z. ROSENBERG Mgmt No vote
2. APPROVAL ON AN ADVISORY BASIS OF THE Mgmt No vote
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DESCRIBED IN OUR PROXY
STATEMENT FOR THE 2014 ANNUAL MEETING OF
STOCKHOLDERS.
3. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt No vote
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
SUPERTEX, INC. Agenda Number: 933934108
--------------------------------------------------------------------------------------------------------------------------
Security: 868532102
Meeting Type: Special
Meeting Date: 01-Apr-2014
Ticker: SUPX
ISIN: US8685321023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO CONSIDER AND VOTE UPON A PROPOSAL TO Mgmt For For
ADOPT THE AGREEMENT AND PLAN OF MERGER,
DATED AS OF FEBRUARY 9, 2014, BY AND AMONG
MICROCHIP TECHNOLOGY INCORPORATED, ORCHID
ACQUISITION CORPORATION AND SUPERTEX, INC.
(THE "MERGER AGREEMENT"), AND APPROVE THE
PRINCIPAL TERMS OF THE MERGER AS
CONTEMPLATED BY THE MERGER AGREEMENT (THE
"MERGER").
2. TO CONSIDER AND VOTE UPON A PROPOSAL TO Mgmt For For
APPROVE, BY AN ADVISORY (NON-BINDING) VOTE,
CERTAIN OF THE COMPENSATION THAT MAY BE
PAID OR BECOME PAYABLE TO OUR NAMED
EXECUTIVE OFFICERS THAT IS BASED ON OR
OTHERWISE RELATES TO THE MERGER, AS WELL AS
THE AGREEMENTS PURSUANT TO WHICH SUCH
COMPENSATION MAY BE PAID OR BECOME PAYABLE.
3. TO CONSIDER AND VOTE UPON A PROPOSAL TO Mgmt For For
APPROVE THE GRANT OF AUTHORITY TO VOTE YOUR
SHARES TO ADJOURN THE SPECIAL MEETING TO A
LATER TIME AND DATE, IF NECESSARY, FOR THE
PURPOSE OF SOLICITING ADDITIONAL PROXIES TO
VOTE IN FAVOR OF THE APPROVAL OF THE
PRINCIPAL TERMS OF THE MERGER AND ADOPTION
OF THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
SURGE ENERGY INC, CALGARY, AB Agenda Number: 705227064
--------------------------------------------------------------------------------------------------------------------------
Security: 86880Y109
Meeting Type: MIX
Meeting Date: 22-May-2014
Ticker:
ISIN: CA86880Y1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS "1, 4 AND 5" AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS "2.1
TO 2.7 AND 3". THANK YOU.
1 TO FIXING THE NUMBER OF DIRECTORS TO BE Mgmt Take No Action
ELECTED AT SEVEN (7)
2.1 TO THE ELECTION AS DIRECTOR OF THE NOMINEES Mgmt Take No Action
PROPOSED BY MANAGEMENT IN THE INFORMATION
CIRCULAR DATED APRIL 22, 2014 (THE
"CIRCULAR") ACCOMPANYING THIS INSTRUMENT OF
PROXY AS FOLLOWS: PAUL COLBORNE
2.2 TO THE ELECTION AS DIRECTOR OF THE NOMINEES Mgmt Take No Action
PROPOSED BY MANAGEMENT IN THE INFORMATION
CIRCULAR DATED APRIL 22, 2014 (THE
"CIRCULAR") ACCOMPANYING THIS INSTRUMENT OF
PROXY AS FOLLOWS: P. DANIEL O'NEIL
2.3 TO THE ELECTION AS DIRECTOR OF THE NOMINEES Mgmt Take No Action
PROPOSED BY MANAGEMENT IN THE INFORMATION
CIRCULAR DATED APRIL 22, 2014 (THE
"CIRCULAR") ACCOMPANYING THIS INSTRUMENT OF
PROXY AS FOLLOWS: ROBERT LEACH
2.4 TO THE ELECTION AS DIRECTOR OF THE NOMINEES Mgmt Take No Action
PROPOSED BY MANAGEMENT IN THE INFORMATION
CIRCULAR DATED APRIL 22, 2014 (THE
"CIRCULAR") ACCOMPANYING THIS INSTRUMENT OF
PROXY AS FOLLOWS: JAMES PASIEKA
2.5 TO THE ELECTION AS DIRECTOR OF THE NOMINEES Mgmt Take No Action
PROPOSED BY MANAGEMENT IN THE INFORMATION
CIRCULAR DATED APRIL 22, 2014 (THE
"CIRCULAR") ACCOMPANYING THIS INSTRUMENT OF
PROXY AS FOLLOWS: KEITH MACDONALD
2.6 TO THE ELECTION AS DIRECTOR OF THE NOMINEES Mgmt Take No Action
PROPOSED BY MANAGEMENT IN THE INFORMATION
CIRCULAR DATED APRIL 22, 2014 (THE
"CIRCULAR") ACCOMPANYING THIS INSTRUMENT OF
PROXY AS FOLLOWS: MURRAY SMITH
2.7 TO THE ELECTION AS DIRECTOR OF THE NOMINEES Mgmt Take No Action
PROPOSED BY MANAGEMENT IN THE INFORMATION
CIRCULAR DATED APRIL 22, 2014 (THE
"CIRCULAR") ACCOMPANYING THIS INSTRUMENT OF
PROXY AS FOLLOWS: COLIN DAVIES
3 THE APPOINTMENT OF KPMG CHARTERED Mgmt Take No Action
ACCOUNTANTS LLP AS AUDITORS OF THE
CORPORATION AND THE GRANTING OF THE
AUTHORITY TO THE DIRECTORS TO FIX THEIR
REMUNERATION
4 AN ORDINARY RESOLUTION, IN THE FORM SET OUT Mgmt Take No Action
IN THE CIRCULAR, APPROVING THE ADOPTION OF
THE ADVANCE NOTICE BY-LAW OF THE
CORPORATION DESCRIBED IN THE CIRCULAR
5 AN ORDINARY RESOLUTION, IN THE FORM SET OUT Mgmt Take No Action
IN THE CIRCULAR, APPROVING THE PROPOSED
STOCK INCENTIVE PLAN FOR THE CORPORATION
DESCRIBED IN THE CIRCULAR
6 AT THE DISCRETION OF THE SAID PROXYHOLDER, Mgmt Take No Action
TO VOTE UPON ANY AMENDMENT OR VARIATION OF
THE ABOVE MATTERS OR ANY OTHER MATTER WHICH
MAY PROPERLY COME BEFORE THE MEETING OR ANY
ADJOURNMENT OR ADJOURNMENTS THEREOF
--------------------------------------------------------------------------------------------------------------------------
SYNOVUS FINANCIAL CORP. Agenda Number: 933931265
--------------------------------------------------------------------------------------------------------------------------
Security: 87161C105
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: SNV
ISIN: US87161C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CATHERINE A. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: TIM E. BENTSEN Mgmt For For
1C. ELECTION OF DIRECTOR: STEPHEN T. BUTLER Mgmt For For
1D. ELECTION OF DIRECTOR: ELIZABETH W. CAMP Mgmt For For
1E. ELECTION OF DIRECTOR: T. MICHAEL GOODRICH Mgmt For For
1F. ELECTION OF DIRECTOR: V. NATHANIEL HANSFORD Mgmt For For
1G. ELECTION OF DIRECTOR: MASON H. LAMPTON Mgmt For For
1H. ELECTION OF DIRECTOR: JERRY W. NIX Mgmt For For
1I. ELECTION OF DIRECTOR: HARRIS PASTIDES Mgmt For For
1J. ELECTION OF DIRECTOR: JOSEPH J. PROCHASKA, Mgmt For For
JR.
1K. ELECTION OF DIRECTOR: KESSEL D. STELLING Mgmt For For
1L. ELECTION OF DIRECTOR: MELVIN T. STITH Mgmt For For
1M. ELECTION OF DIRECTOR: BARRY L. STOREY Mgmt For For
1N. ELECTION OF DIRECTOR: PHILIP W. TOMLINSON Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF SYNOVUS' NAMED EXECUTIVE
OFFICERS AS DETERMINED BY THE COMPENSATION
COMMITTEE.
3. TO RECOMMEND, ON AN ADVISORY BASIS, THAT Mgmt 1 Year For
THE COMPENSATION OF SYNOVUS' NAMED
EXECUTIVE OFFICERS BE PUT TO SHAREHOLDERS
FOR THEIR CONSIDERATION EVERY: ONE, TWO OR
THREE YEARS.
4. TO APPROVE AN AMENDMENT TO SYNOVUS' AMENDED Mgmt For For
AND RESTATED ARTICLES OF INCORPORATION TO
INCREASE THE NUMBER OF AUTHORIZED SHARES OF
SYNOVUS' COMMON STOCK.
5. TO APPROVE AN AMENDMENT TO SYNOVUS' AMENDED Mgmt For For
AND RESTATED ARTICLES OF INCORPORATION TO
EFFECT A 1-FOR-7 REVERSE STOCK SPLIT OF
SYNOVUS' COMMON STOCK.
6. TO RATIFY AN AMENDMENT TO THE 2010 SYNOVUS Mgmt For For
TAX BENEFITS PRESERVATION PLAN TO EXTEND
THE PLAN.
7. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
SYNOVUS' INDEPENDENT AUDITOR FOR THE YEAR
2014.
--------------------------------------------------------------------------------------------------------------------------
SYNTROLEUM CORPORATION Agenda Number: 933994798
--------------------------------------------------------------------------------------------------------------------------
Security: 871630208
Meeting Type: Special
Meeting Date: 03-Jun-2014
Ticker: SYNM
ISIN: US8716302083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE SALE OF SUBSTANTIALLY ALL OF Mgmt No vote
THE ASSETS OF SYNTROLEUM CORPORATION
("SYNTROLEUM")TO REG SYNTHETIC FUELS, LLC
("REG SYNTHETIC"), A WHOLLY OWNED
SUBSIDIARY OF RENEWABLE ENERGY GROUP, INC.
("REG"), PURSUANT TO AND ON THE TERMS SET
FORTH IN AN ASSET PURCHASE AGREEMENT, DATED
AS OF DECEMBER 17, 2013, BY AND AMONG REG,
REG SYNTHETIC AND SYNTROLEUM (THE "ASSET
SALE PROPOSAL" AND THE TRANSACTIONS
CONTEMPLATED THEREBY, THE "ASSET SALE").
2. TO APPROVE THE PLAN OF DISSOLUTION OF Mgmt No vote
SYNTROLEUM, INCLUDING THE LIQUIDATION AND
DISSOLUTION OF SYNTROLEUM CONTEMPLATED
THEREBY,SUBJECT TO THE APPROVAL OF THE
ASSET SALE PROPOSAL AND FOLLOWING THE
CLOSING OF THE ASSET SALE (THE "PLAN OF
DISSOLUTION PROPOSAL").
3. TO APPROVE AN AMENDMENT TO SYNTROLEUM'S Mgmt No vote
CERTIFICATE OF INCORPORATION TO CHANGE
SYNTROLEUM'S NAME TO SOONER HOLDINGS,
INC.,SUBJECT TO THE APPROVAL OF THE ASSET
SALE PROPOSAL AND FOLLOWING THE CLOSING OF
THE ASSET SALE (THE "NAME CHANGE
PROPOSAL").
4. TO GRANT DISCRETIONARY AUTHORITY TO Mgmt No vote
SYNTROLEUM'S BOARD OF DIRECTORS TO ADJOURN
OR POSTPONE THE SPECIAL MEETING, EVEN IF A
QUORUM IS PRESENT, TO SOLICIT ADDITIONAL
VOTES TO APPROVE THE ASSET SALE PROPOSAL,
THE PLAN OF DISSOLUTION PROPOSAL AND/OR THE
NAME CHANGE PROPOSAL, IF NECESSARY.
5. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt No vote
BASIS, THE COMPENSATION THAT CERTAIN
EXECUTIVE OFFICERS OF SYNTROLEUM MAY
RECEIVE IN CONNECTION WITH THE ASSET SALE
PURSUANT TO EXISTING AGREEMENTS OR
ARRANGEMENTS WITH SYNTROLEUM.
6. TO APPROVE AN AMENDMENT TO SYNTROLEUM'S Mgmt No vote
CERTIFICATE OF INCORPORATION TO REDUCE THE
NUMBER OF AUTHORIZED SHARES OF SYNTROLEUM
CAPITAL STOCK AND COMMON STOCK.
--------------------------------------------------------------------------------------------------------------------------
T-MOBILE US, INC. Agenda Number: 933993431
--------------------------------------------------------------------------------------------------------------------------
Security: 872590104
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: TMUS
ISIN: US8725901040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
W. MICHAEL BARNES Mgmt No vote
THOMAS DANNENFELDT Mgmt No vote
SRIKANT M. DATAR Mgmt No vote
LAWRENCE H. GUFFEY Mgmt No vote
TIMOTHEUS HOTTGES Mgmt No vote
BRUNO JACOBFEUERBORN Mgmt No vote
RAPHAEL KUBLER Mgmt No vote
THORSTEN LANGHEIM Mgmt No vote
JOHN J. LEGERE Mgmt No vote
TERESA A. TAYLOR Mgmt No vote
KELVIN R. WESTBROOK Mgmt No vote
2. RATIFICATION OF APPOINTMENT OF THE Mgmt No vote
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt No vote
COMPENSATION.
4. STOCKHOLDER PROPOSAL RELATED TO HUMAN Shr No vote
RIGHTS RISK ASSESSMENT.
--------------------------------------------------------------------------------------------------------------------------
TALISMAN ENERGY INC, CALGARY AB Agenda Number: 705063674
--------------------------------------------------------------------------------------------------------------------------
Security: 87425E103
Meeting Type: AGM
Meeting Date: 07-May-2014
Ticker:
ISIN: CA87425E1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS "3, 4 AND 5" AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS "1.1
TO 1.13 AND 2". THANK YOU.
1.1 Election of Director: Christiane Bergevin Mgmt Take No Action
1.2 Election of Director: Donald J. Carty Mgmt Take No Action
1.3 Election of Director: Jonathan Christodoro Mgmt Take No Action
1.4 Election of Director: Thomas W. Ebbern Mgmt Take No Action
1.5 Election of Director: Harold N. Kvisle Mgmt Take No Action
1.6 Election of Director: Brian M. Levitt Mgmt Take No Action
1.7 Election of Director: Samuel J. Merksamer Mgmt Take No Action
1.8 Election of Director: Lisa A. Stewart Mgmt Take No Action
1.9 Election of Director: Henry W. Sykes Mgmt Take No Action
1.10 Election of Director: Peter W. Tomsett Mgmt Take No Action
1.11 Election of Director: Michael T. Waites Mgmt Take No Action
1.12 Election of Director: Charles R. Williamson Mgmt Take No Action
1.13 Election of Director: Charles M. Winograd Mgmt Take No Action
2 Reappointment of Ernst & Young, LLP, Mgmt Take No Action
Chartered Accountants, as auditor of the
Company for the ensuing year
3 Confirming By-Law 2 of the Company. Please Mgmt Take No Action
read the resolution in full in the
accompanying Management Proxy Circular
4 Reconfirming the Company's shareholder Mgmt Take No Action
rights plan. Please read the resolution in
full in the accompanying Management Proxy
Circular
5 Accepting the Company's approach to Mgmt Take No Action
executive compensation. Please read the
resolution in full in the accompanying
Management Proxy Circular
6 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Take No Action
SHAREHOLDER PROPOSAL: Resolved: That the
shareholders of Talisman Energy Inc.
(''Talisman'' or ''the Company'') ask the
board of directors to adopt a policy that
in the event of a change in control (as
defined under any applicable employment
contract, equity incentive plan or other
plan), there shall be no acceleration of
vesting of any equity award granted to any
senior executive, provided, however, that
the board's Human Resources Committee may
provide in an applicable grant or purchase
agreement that any unvested award will vest
on a partial, pro rata basis up to the time
of the senior executive's termination, with
such qualifications for an award as the
Committee may determine. For purposes of
this Policy, "equity award" means an award
granted under an equity incentive CONTD
CONT CONTD plan or as otherwise defined by the Non-Voting
board's Human Resources Committee. This
resolution shall be implemented so as not
to affect any contractual rights in
existence on the date this proposal is
adopted
--------------------------------------------------------------------------------------------------------------------------
TELEFLEX INCORPORATED Agenda Number: 933955544
--------------------------------------------------------------------------------------------------------------------------
Security: 879369106
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker: TFX
ISIN: US8793691069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GEORGE BABICH, JR. Mgmt No vote
1B. ELECTION OF DIRECTOR: WILLIAM R. COOK Mgmt No vote
1C. ELECTION OF DIRECTOR: STEPHEN K. KLASKO Mgmt No vote
1D. ELECTION OF DIRECTOR: BENSON F. SMITH Mgmt No vote
2. APPROVAL OF THE TELEFLEX INCORPORATED 2014 Mgmt No vote
STOCK INCENTIVE PLAN.
3. APPROVAL, ON AN ADVISORY BASIS, OF NAMED Mgmt No vote
EXECUTIVE OFFICER COMPENSATION.
4. RATIFICATION OF THE APPOINTMENT OF Mgmt No vote
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
TESARO INC Agenda Number: 933970798
--------------------------------------------------------------------------------------------------------------------------
Security: 881569107
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: TSRO
ISIN: US8815691071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LEON O. MOULDER, JR. Mgmt For For
MARY LYNNE HEDLEY, PHD Mgmt For For
DAVID M. MOTT Mgmt For For
LAWRENCE M. ALLEVA Mgmt For For
JAMES O. ARMITAGE, M.D. Mgmt For For
E.M. (DUKE) COLLIER, JR Mgmt For For
ARNOLD L. ORONSKY, PHD Mgmt For For
BETH SEIDENBERG, M.D. Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG, LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014
--------------------------------------------------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES LIMITED Agenda Number: 933919740
--------------------------------------------------------------------------------------------------------------------------
Security: 881624209
Meeting Type: Special
Meeting Date: 24-Feb-2014
Ticker: TEVA
ISIN: US8816242098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE COMPENSATION OF MR. EREZ Mgmt No vote
VIGODMAN, THE COMPANY'S PRESIDENT AND CHIEF
EXECUTIVE OFFICER-DESIGNATE, AND MATTERS
RELATING THERETO.
--------------------------------------------------------------------------------------------------------------------------
THE ADT CORPORATION Agenda Number: 933918142
--------------------------------------------------------------------------------------------------------------------------
Security: 00101J106
Meeting Type: Annual
Meeting Date: 13-Mar-2014
Ticker: ADT
ISIN: US00101J1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THOMAS COLLIGAN Mgmt No vote
1B. ELECTION OF DIRECTOR: RICHARD DALY Mgmt No vote
1C. ELECTION OF DIRECTOR: TIMOTHY DONAHUE Mgmt No vote
1D. ELECTION OF DIRECTOR: ROBERT DUTKOWSKY Mgmt No vote
1E. ELECTION OF DIRECTOR: BRUCE GORDON Mgmt No vote
1F. ELECTION OF DIRECTOR: NAREN GURSAHANEY Mgmt No vote
1G. ELECTION OF DIRECTOR: BRIDGETTE HELLER Mgmt No vote
1H. ELECTION OF DIRECTOR: KATHLEEN HYLE Mgmt No vote
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt No vote
TOUCHE LLP AS ADT'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
3. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt No vote
COMPENSATION OF ADT'S NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
THE JONES GROUP INC. Agenda Number: 933933118
--------------------------------------------------------------------------------------------------------------------------
Security: 48020T101
Meeting Type: Special
Meeting Date: 07-Apr-2014
Ticker: JNY
ISIN: US48020T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THE PROPOSAL TO ADOPT THE AGREEMENT AND Mgmt No vote
PLAN OF MERGER DATED AS OF DECEMBER 19,
2013, BY AND AMONG THE JONES GROUP INC.,
JASPER PARENT LLC AND JASPER MERGER SUB,
INC., AS IT MAY BE AMENDED FROM TIME TO
TIME.
2. THE PROPOSAL TO ADJOURN THE SPECIAL Mgmt No vote
MEETING, IF NECESSARY OR APPROPRIATE,
INCLUDING TO SOLICIT ADDITIONAL PROXIES IF
THERE ARE INSUFFICIENT VOTES AT THE TIME OF
THE SPECIAL MEETING TO ESTABLISH A QUORUM
OR ADOPT THE MERGER AGREEMENT.
3. THE PROPOSAL TO APPROVE, ON A NON-BINDING, Mgmt No vote
ADVISORY BASIS, THE "GOLDEN PARACHUTE
COMPENSATION" PAYABLE TO THE JONES GROUP
INC.'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
THE MOSAIC COMPANY Agenda Number: 933958019
--------------------------------------------------------------------------------------------------------------------------
Security: 61945C103
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: MOS
ISIN: US61945C1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF AN AMENDMENT TO MOSAIC'S Mgmt No vote
RESTATED CERTIFICATE OF INCORPORATION TO
DECLASSIFY THE BOARD OF DIRECTORS.
2A. ELECTION OF A DIRECTOR FOR A TERM EXPIRING Mgmt No vote
IN 2015: DENISE C. JOHNSON
2B. ELECTION OF A DIRECTOR FOR A TERM EXPIRING Mgmt No vote
IN 2015: NANCY E. COOPER (TERM EXPIRES IN
2017 IF PROPOSAL 1 IS REJECTED)
2C. ELECTION OF A DIRECTOR FOR A TERM EXPIRING Mgmt No vote
IN 2015: JAMES L. POPOWICH (TERM EXPIRES IN
2017 IF PROPOSAL 1 IS REJECTED)
2D. ELECTION OF A DIRECTOR FOR A TERM EXPIRING Mgmt No vote
IN 2015: JAMES T. PROKOPANKO (TERM EXPIRES
IN 2017 IF PROPOSAL 1 IS REJECTED)
2E. ELECTION OF A DIRECTOR FOR A TERM EXPIRING Mgmt No vote
IN 2015: STEVEN M. SEIBERT (TERM EXPIRES IN
2017 IF PROPOSAL 1 IS REJECTED)
3. APPROVAL OF THE MOSAIC COMPANY 2014 STOCK Mgmt No vote
AND INCENTIVE PLAN, AS RECOMMENDED BY THE
BOARD OF DIRECTORS.
4. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt No vote
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM TO AUDIT OUR FINANCIAL
STATEMENTS AS OF AND FOR THE YEAR ENDING
DECEMBER 31, 2014 AND THE EFFECTIVENESS OF
INTERNAL CONTROL OVER FINANCIAL REPORTING
AS OF DECEMBER 31, 2014.
5. A NON-BINDING ADVISORY VOTE ON EXECUTIVE Mgmt No vote
COMPENSATION ("SAY-ON-PAY").
--------------------------------------------------------------------------------------------------------------------------
TIME WARNER CABLE INC Agenda Number: 934011610
--------------------------------------------------------------------------------------------------------------------------
Security: 88732J207
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: TWC
ISIN: US88732J2078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROLE BLACK Mgmt No vote
1B. ELECTION OF DIRECTOR: GLENN A. BRITT Mgmt No vote
1C. ELECTION OF DIRECTOR: THOMAS H. CASTRO Mgmt No vote
1D. ELECTION OF DIRECTOR: DAVID C. CHANG Mgmt No vote
1E. ELECTION OF DIRECTOR: JAMES E. COPELAND, Mgmt No vote
JR.
1F. ELECTION OF DIRECTOR: PETER R. HAJE Mgmt No vote
1G. ELECTION OF DIRECTOR: DONNA A. JAMES Mgmt No vote
1H. ELECTION OF DIRECTOR: DON LOGAN Mgmt No vote
1I. ELECTION OF DIRECTOR: ROBERT D. MARCUS Mgmt No vote
1J. ELECTION OF DIRECTOR: N.J. NICHOLAS, JR. Mgmt No vote
1K. ELECTION OF DIRECTOR: WAYNE H. PACE Mgmt No vote
1L. ELECTION OF DIRECTOR: EDWARD D. SHIRLEY Mgmt No vote
1M. ELECTION OF DIRECTOR: JOHN E. SUNUNU Mgmt No vote
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt No vote
PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt No vote
OFFICER COMPENSATION.
4. STOCKHOLDER PROPOSAL ON DISCLOSURE OF Shr No vote
LOBBYING ACTIVITIES.
5. STOCKHOLDER PROPOSAL ON ACCELERATED VESTING Shr No vote
OF EQUITY AWARDS IN A CHANGE IN CONTROL.
--------------------------------------------------------------------------------------------------------------------------
TITAN INTERNATIONAL, INC. Agenda Number: 933949604
--------------------------------------------------------------------------------------------------------------------------
Security: 88830M102
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: TWI
ISIN: US88830M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD M. CASHIN, JR. Mgmt No vote
ALBERT J. FEBBO Mgmt No vote
GARY L. COWGER Mgmt No vote
2. TO RATIFY THE SELECTION OF GRANT THORNTON Mgmt No vote
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. TO APPROVE A NON-BINDING ADVISORY Mgmt No vote
RESOLUTION ON EXECUTIVE COMPENSATION.
4. TO APPROVE AMENDMENTS TO THE COMPANY'S Mgmt No vote
BYLAWS.
--------------------------------------------------------------------------------------------------------------------------
TOKYO ELECTRON LIMITED Agenda Number: 705331433
--------------------------------------------------------------------------------------------------------------------------
Security: J86957115
Meeting Type: AGM
Meeting Date: 20-Jun-2014
Ticker:
ISIN: JP3571400005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Stock-for-stock Exchange Agreement Mgmt Take No Action
between the Company and Applied Materials,
Inc. regarding the Execution of the Share
Exchange Agreement between the Company and
TEL Japan GK
2.1 Appoint a Director Mgmt Take No Action
2.2 Appoint a Director Mgmt Take No Action
2.3 Appoint a Director Mgmt Take No Action
2.4 Appoint a Director Mgmt Take No Action
2.5 Appoint a Director Mgmt Take No Action
2.6 Appoint a Director Mgmt Take No Action
2.7 Appoint a Director Mgmt Take No Action
2.8 Appoint a Director Mgmt Take No Action
2.9 Appoint a Director Mgmt Take No Action
--------------------------------------------------------------------------------------------------------------------------
TRANSCEPT PHARMACEUTICALS, INC. Agenda Number: 933907353
--------------------------------------------------------------------------------------------------------------------------
Security: 89354M106
Meeting Type: Special
Meeting Date: 19-Dec-2013
Ticker: TSPT
ISIN: US89354M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO REQUEST THAT THE BOARD OF DIRECTORS TAKE Mgmt No vote
ALL ACTIONS NECESSARY TO ELIMINATE THE TAX
BENEFIT PRESERVATION PLAN, DATED AS OF
SEPTEMBER 13, 2013, BY AND BETWEEN
TRANSCEPT AND AMERICAN STOCK TRANSFER &
TRUST COMPANY, LLC.
2.1 TO REMOVE CHRISTOPHER B. EHRLICH WITHOUT Mgmt No vote
CAUSE AS DIRECTOR OF TRANSCEPT.
2.2 TO REMOVE GLENN A. OCLASSEN WITHOUT CAUSE Mgmt No vote
AS DIRECTOR OF TRANSCEPT.
2.3 TO REMOVE JAKE R. NUNN WITHOUT CAUSE AS Mgmt No vote
DIRECTOR OF TRANSCEPT.
2.4 TO REMOVE G. KIRK RAAB WITHOUT CAUSE AS Mgmt No vote
DIRECTOR OF TRANSCEPT.
2.5 TO REMOVE, ANY OTHER PERSON ELECTED OR Mgmt No vote
APPOINTED TO THE BOARD OF TRANSCEPT SINCE
OCTOBER 2, 2013 TO BECOME A MEMBER OF THE
BOARD AT ANY FUTURE TIME OR UPON ANY EVENT,
WITHOUT CAUSE AS DIRECTORS OF TRANSCEPT.
--------------------------------------------------------------------------------------------------------------------------
TREMOR VIDEO INC Agenda Number: 934005439
--------------------------------------------------------------------------------------------------------------------------
Security: 89484Q100
Meeting Type: Annual
Meeting Date: 16-Jun-2014
Ticker: TRMR
ISIN: US89484Q1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: WARREN LEE Mgmt No vote
2. TO APPROVE THE TREMOR VIDEO, INC. 2014 Mgmt No vote
EMPLOYEE STOCK PURCHASE PLAN.
3. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt No vote
LLP AS TREMOR VIDEO'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
TRIOIL RESOURCES LTD Agenda Number: 704787615
--------------------------------------------------------------------------------------------------------------------------
Security: 896724101
Meeting Type: SGM
Meeting Date: 12-Nov-2013
Ticker:
ISIN: CA8967241016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS MEETING MENTIONS Non-Voting
DISSENTER'S RIGHTS, PLEASE REFER TO THE
MANAGEMENT INFORMATION CIRCULAR FOR DETAILS
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION "1". THANK YOU.
1 Approving, with or without amendment, a Mgmt Take No Action
special resolution, the full text of which
is set forth in Appendix A to the
accompanying information circular and proxy
statement of TriOil dated October 11, 2013
(the "Information Circular"), approving a
plan of arrangement involving Orlen
Upstream Sp. z o.o., Orlen Upstream
International B.V., TriOil and the TriOil
Shareholders under Section 193 of the
Business Corporations Act (Alberta), and
all transactions contemplated thereby all
as more particularly described in the
Information Circular
2 At the discretion of the said proxyholder, Mgmt Take No Action
upon any amendment or variation of the
above matters or any other matter that may
be properly brought before the Meeting or
any adjournment thereof in such manner as
such proxyholder, in such proxyholder's
sole judgment, may determine
--------------------------------------------------------------------------------------------------------------------------
TRUNKBOW INTERNATIONAL HLDGS. LTD. Agenda Number: 933937914
--------------------------------------------------------------------------------------------------------------------------
Security: 89818A102
Meeting Type: Special
Meeting Date: 14-Apr-2014
Ticker: TBOW
ISIN: US89818A1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF DECEMBER 10, 2013 (THE "MERGER
AGREEMENT"), AMONG THE COMPANY, TRUNKBOW
MERGER GROUP LIMITED ("PARENT") AND
TRUNKBOW INTERNATIONAL MERGER SUB LIMITED
("MERGER SUB"), AS IT MAY BE AMENDED FROM
TIME TO TIME, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
2. TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
UNITED BANCORP, INC. Agenda Number: 934030292
--------------------------------------------------------------------------------------------------------------------------
Security: 90944L103
Meeting Type: Special
Meeting Date: 25-Jun-2014
Ticker: UBMI
ISIN: US90944L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPROVE THE AGREEMENT AND PLAN Mgmt No vote
OF MERGER DATED AS OF JANUARY 7, 2014
BETWEEN UNITED BANCORP, INC. AND OLD
NATIONAL BANCORP.
2. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt No vote
THE COMPENSATION THAT MAY BE PAID OR BECOME
PAYABLE TO UNITED BANCORP, INC.'S NAMED
EXECUTIVE OFFICERS THAT IS BASED ON OR
OTHERWISE RELATES TO COMPLETION OF THE
MERGER.
3. PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Mgmt No vote
SPECIAL MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES.
--------------------------------------------------------------------------------------------------------------------------
UNITED BANKSHARES, INC. Agenda Number: 933967626
--------------------------------------------------------------------------------------------------------------------------
Security: 909907107
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: UBSI
ISIN: US9099071071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD M. ADAMS Mgmt No vote
ROBERT G. ASTORG Mgmt No vote
W. GASTON CAPERTON, III Mgmt No vote
PETER A. CONVERSE Mgmt No vote
LAWRENCE K. DOLL Mgmt No vote
W. DOUGLAS FISHER Mgmt No vote
THEODORE J. GEORGELAS Mgmt No vote
DOUGLAS J. LEECH Mgmt No vote
JOHN M. MCMAHON Mgmt No vote
J. PAUL MCNAMARA Mgmt No vote
MARK R. NESSELROAD Mgmt No vote
WILLIAM C. PITT, III Mgmt No vote
MARY K. WEDDLE Mgmt No vote
GARY G. WHITE Mgmt No vote
P. CLINTON WINTER, JR. Mgmt No vote
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt No vote
LLP TO ACT AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt No vote
COMPENSATION OF UNITED'S NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 933993455
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 02-Jun-2014
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM C. BALLARD, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: EDSON BUENO, M.D. Mgmt For For
1C. ELECTION OF DIRECTOR: RICHARD T. BURKE Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT J. DARRETTA Mgmt For For
1E. ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY Mgmt For For
1F. ELECTION OF DIRECTOR: MICHELE J. HOOPER Mgmt For For
1G. ELECTION OF DIRECTOR: RODGER A. LAWSON Mgmt For For
1H. ELECTION OF DIRECTOR: DOUGLAS W. Mgmt For For
LEATHERDALE
1I. ELECTION OF DIRECTOR: GLENN M. RENWICK Mgmt For For
1J. ELECTION OF DIRECTOR: KENNETH I. SHINE, Mgmt For For
M.D.
1K. ELECTION OF DIRECTOR: GAIL R. WILENSKY, Mgmt For For
PH.D.
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR
THE YEAR ENDING DECEMBER 31, 2014.
4. THE SHAREHOLDER PROPOSAL SET FORTH IN THE Shr For Against
PROXY STATEMENT REQUESTING CUMULATIVE
VOTING, IF PROPERLY PRESENTED AT THE 2014
ANNUAL MEETING OF SHAREHOLDERS.
5. THE SHAREHOLDER PROPOSAL SET FORTH IN THE Shr Against For
PROXY STATEMENT REQUESTING ADDITIONAL
LOBBYING DISCLOSURE, IF PROPERLY PRESENTED
AT THE 2014 ANNUAL MEETING OF SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
UNIVERSAL HEALTH SERVICES, INC. Agenda Number: 933972665
--------------------------------------------------------------------------------------------------------------------------
Security: 913903100
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: UHS
ISIN: US9139031002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LAWRENCE S. GIBBS Mgmt For For
2. ADVISORY (NON-BINDING) VOTE TO APPROVE Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
3. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP, AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
UNS ENERGY CORP Agenda Number: 933926416
--------------------------------------------------------------------------------------------------------------------------
Security: 903119105
Meeting Type: Special
Meeting Date: 26-Mar-2014
Ticker: UNS
ISIN: US9031191052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE AND ADOPT THE AGREEMENT AND PLAN Mgmt For For
OF MERGER, DATED AS OF DECEMBER 11, 2013,
BY AND AMONG FORTISUS INC., COLOR
ACQUISITION SUB INC., A WHOLLY OWNED
SUBSIDIARY OF FORTISUS INC., FORTIS INC.
(SOLELY FOR PURPOSES OF CERTAIN PROVISIONS
THEREOF), AND UNS ENERGY CORPORATION, AS IT
MAY BE AMENDED FROM TIME TO TIME.
2. TO APPROVE, ON AN ADVISORY, NON-BINDING Mgmt For For
BASIS, THE COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO NAMED EXECUTIVE OFFICERS
OF UNS ENERGY CORPORATION THAT IS BASED ON
OR OTHERWISE RELATES TO THE MERGER.
3. TO ADJOURN THE SPECIAL MEETING TO A LATER Mgmt For For
DATE OR TIME, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES IN THE EVENT
THERE ARE INSUFFICIENT VOTES AT THE TIME OF
THE SPECIAL MEETING OR ANY ADJOURNMENT OR
POSTPONEMENT THEREOF TO ADOPT THE MERGER
AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
UNS ENERGY CORPORATION Agenda Number: 933939855
--------------------------------------------------------------------------------------------------------------------------
Security: 903119105
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker: UNS
ISIN: US9031191052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PAUL J. BONAVIA Mgmt No vote
LAWRENCE J. ALDRICH Mgmt No vote
BARBARA M. BAUMANN Mgmt No vote
LARRY W. BICKLE Mgmt No vote
ROBERT A. ELLIOTT Mgmt No vote
DANIEL W.L. FESSLER Mgmt No vote
LOUISE L. FRANCESCONI Mgmt No vote
DAVID G. HUTCHENS Mgmt No vote
RAMIRO G. PERU Mgmt No vote
GREGORY A. PIVIROTTO Mgmt No vote
JOAQUIN RUIZ Mgmt No vote
2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt No vote
REGISTERED PUBLIC ACCOUNTING FIRM,
PRICEWATERHOUSECOOPERS, LLP, FOR THE FISCAL
YEAR 2014.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt No vote
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
VALLEY NATIONAL BANCORP Agenda Number: 933940757
--------------------------------------------------------------------------------------------------------------------------
Security: 919794107
Meeting Type: Annual
Meeting Date: 09-Apr-2014
Ticker: VLY
ISIN: US9197941076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANDREW B. ABRAMSON Mgmt No vote
1B. ELECTION OF DIRECTOR: PETER J. BAUM Mgmt No vote
1C. ELECTION OF DIRECTOR: PAMELA R. BRONANDER Mgmt No vote
1D. ELECTION OF DIRECTOR: PETER CROCITTO Mgmt No vote
1E. ELECTION OF DIRECTOR: ERIC P. EDELSTEIN Mgmt No vote
1F. ELECTION OF DIRECTOR: ALAN D. ESKOW Mgmt No vote
1G. ELECTION OF DIRECTOR: MARY J. STEELE Mgmt No vote
GUILFOILE
1H. ELECTION OF DIRECTOR: GRAHAM O. JONES Mgmt No vote
1I. ELECTION OF DIRECTOR: WALTER H. JONES, III Mgmt No vote
1J. ELECTION OF DIRECTOR: GERALD KORDE Mgmt No vote
1K. ELECTION OF DIRECTOR: MICHAEL L. LARUSSO Mgmt No vote
1L. ELECTION OF DIRECTOR: MARC J. LENNER Mgmt No vote
1M. ELECTION OF DIRECTOR: GERALD H. LIPKIN Mgmt No vote
1N. ELECTION OF DIRECTOR: BARNETT RUKIN Mgmt No vote
1O. ELECTION OF DIRECTOR: SURESH L. SANI Mgmt No vote
1P. ELECTION OF DIRECTOR: ROBERT C. SOLDOVERI Mgmt No vote
1Q. ELECTION OF DIRECTOR: JEFFREY S. WILKS Mgmt No vote
2. AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt No vote
OFFICER COMPENSATION
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt No vote
VALLEY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 933936607
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHELLYE L. ARCHAMBEAU Mgmt No vote
1B. ELECTION OF DIRECTOR: RICHARD L. CARRION Mgmt No vote
1C. ELECTION OF DIRECTOR: MELANIE L. HEALEY Mgmt No vote
1D. ELECTION OF DIRECTOR: M. FRANCES KEETH Mgmt No vote
1E. ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt No vote
1F. ELECTION OF DIRECTOR: LOWELL C. MCADAM Mgmt No vote
1G. ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt No vote
1H. ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Mgmt No vote
1I. ELECTION OF DIRECTOR: RODNEY E. SLATER Mgmt No vote
1J. ELECTION OF DIRECTOR: KATHRYN A. TESIJA Mgmt No vote
1K. ELECTION OF DIRECTOR: GREGORY D. WASSON Mgmt No vote
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt No vote
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt No vote
COMPENSATION
4. PROPOSAL TO IMPLEMENT PROXY ACCESS Mgmt No vote
5. NETWORK NEUTRALITY Shr No vote
6. LOBBYING ACTIVITIES Shr No vote
7. SEVERANCE APPROVAL POLICY Shr No vote
8. SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING Shr No vote
9. SHAREHOLDER RIGHT TO ACT BY WRITTEN CONSENT Shr No vote
10. PROXY VOTING AUTHORITY Shr No vote
--------------------------------------------------------------------------------------------------------------------------
VERSO PAPER CORP Agenda Number: 934007609
--------------------------------------------------------------------------------------------------------------------------
Security: 92531L108
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: VRS
ISIN: US92531L1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL E. DUCEY Mgmt For For
SCOTT M. KLEINMAN Mgmt For For
DAVID B. SAMBUR Mgmt For For
2. RESOLVED, THAT THE STOCKHOLDERS APPROVE, ON Mgmt For For
AN ADVISORY BASIS, THE COMPENSATION OF
VERSO'S NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN VERSO'S PROXY STATEMENT,
INCLUDING THE COMPENSATION DISCUSSION AND
ANALYSIS, THE EXECUTIVE COMPENSATION
TABLES, AND THE RELATED NARRATIVE.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP TO SERVE AS VERSO'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
VITRAN CORPORATION INC. Agenda Number: 933922646
--------------------------------------------------------------------------------------------------------------------------
Security: 92850E107
Meeting Type: Special
Meeting Date: 05-Mar-2014
Ticker: VTNC
ISIN: CA92850E1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 SPECIAL RESOLUTION, AS SET FORTH IN Mgmt For For
APPENDIX "A" TO THE INFORMATION CIRCULAR,
TO APPROVE AN ARRANGEMENT (THE
"ARRANGEMENT") UNDER SECTION 182 OF THE
BUSINESS CORPORATIONS ACT (ONTARIO)
WHEREBY, AMONG OTHER THINGS, 2400520
ONTARIO INC. (THE "PURCHASER"), AN INDIRECT
WHOLLY-OWNED SUBSIDIARY OF TRANSFORCE INC.,
WILL ACQUIRE ALL OF THE ISSUED AND
OUTSTANDING COMMON SHARES OF THE COMPANY,
OTHER THAN COMMON SHARES OF THE COMPANY
HELD BY THE PURCHASER AND ANY AFFILIATE OF
THE PURCHASER, FOR CONSIDERATION OF
USD$6.50 IN CASH FOR EACH SHARE.
02 ADVISORY RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION THAT MAY BECOME PAYABLE TO THE
COMPANY'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE COMPLETION OF THE
ARRANGEMENT AS DISCLOSED IN THE INFORMATION
CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
WASHINGTON BANKING COMPANY Agenda Number: 933934122
--------------------------------------------------------------------------------------------------------------------------
Security: 937303105
Meeting Type: Special
Meeting Date: 15-Apr-2014
Ticker: WBCO
ISIN: US9373031056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF OCTOBER 23, 2013, BY
AND BETWEEN HERITAGE FINANCIAL CORPORATION
("HERITAGE") AND WASHINGTON BANKING,
PURSUANT TO WHICH WASHINGTON BANKING WILL
MERGE WITH AND INTO HERITAGE (THE "MERGER
PROPOSAL").
2. TO ADJOURN THE SPECIAL MEETING, IF Mgmt For For
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE MERGER
PROPOSAL (THE "ADJOURNMENT PROPOSAL").
3. APPROVAL, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, OF THE COMPENSATION OF CERTAIN
EXECUTIVE OFFICERS OF WASHINGTON BANKING
THAT IS BASED ON OR OTHERWISE RELATES TO
THE PROPOSED MERGER WITH HERITAGE, AS
DESCRIBED IN THE JOINT PROXY
STATEMENT/PROSPECTUS (THE "COMPENSATION
PROPOSAL").
--------------------------------------------------------------------------------------------------------------------------
WEATHERFORD INTERNATIONAL LTD Agenda Number: 934033363
--------------------------------------------------------------------------------------------------------------------------
Security: H27013103
Meeting Type: Special
Meeting Date: 16-Jun-2014
Ticker: WFT
ISIN: CH0038838394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPT THE MERGER AGREEMENT (WEATHERFORD Mgmt No vote
SWITZERLAND INTO WEATHERFORD IRELAND), A
COPY OF WHICH IS ATTACHED TO THE
ACCOMPANYING PROXY STATEMENT/PROSPECTUS AS
ANNEX A.
2. APPROVE THE DISTRIBUTABLE PROFITS PROPOSAL. Mgmt No vote
-- IF ALTERNATIVE MOTIONS UNDER THE AGENDA Mgmt No vote
ITEMS PUBLISHED IN THE NOTICE OF
EXTRAORDINARY GENERAL MEETING AND/OR
MOTIONS RELATING TO ADDITIONAL AGENDA ITEMS
(ARTICLE 700, PARAGRAPH 3 OF THE SWISS CODE
OF OBLIGATIONS) ARE PROPOSED AT THE
EXTRAORDINARY GENERAL MEETING, I/WE
INSTRUCT THE INDEPENDENT PROXY TO VOTE AS
FOLLOWS: MARK THE FOR BOX TO VOTE ACCORDING
TO THE MOTIONS OF THE BOARD OF DIRECTORS.
MARK THE AGAINST BOX TO VOTE AGAINST
ALTERNATIVE/ADDITIONAL MOTIONS. MARK THE
ABSTAIN BOX TO ABSTAIN FROM VOTING.
--------------------------------------------------------------------------------------------------------------------------
WING HANG BANK LTD Agenda Number: 705070465
--------------------------------------------------------------------------------------------------------------------------
Security: Y9588K109
Meeting Type: AGM
Meeting Date: 30-Apr-2014
Ticker:
ISIN: HK0302001547
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0327/LTN20140327546.pdf
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0327/LTN20140327572.pdf
1 To adopt the Audited Financial Statements Mgmt Take No Action
and the Report of the Directors and the
Independent Auditor's Report for the year
ended 31 December 2013
2 To declare a final dividend of HKD 1.62 per Mgmt Take No Action
share for the year ended 31 December 2013
3.a To re-elect Dr Cheng Hon Kwan as director Mgmt Take No Action
3.b To re-elect Mr TSE Hau Yin Aloysius as Mgmt Take No Action
director
4 To authorise the Board of Directors to fix Mgmt Take No Action
director fees
5 To re-appoint KPMG as Auditors of the Bank Mgmt Take No Action
and authorise the Board of Directors to fix
their remuneration
6 To grant a general mandate to the Directors Mgmt Take No Action
to allot, issue and deal with additional
shares not exceeding 20% of the aggregate
number of shares of the Bank in issue
7 To grant a general mandate to the Directors Mgmt Take No Action
to buy back shares of the Bank not
exceeding 10% of the aggregate number of
shares of the Bank in issue
8 To extend the general mandate granted to Mgmt Take No Action
the Directors to allot, issue and deal with
additional shares of the Bank pursuant to
Resolution No. 6 above, by the addition of
the aggregate number of shares bought back
under the authority granted pursuant to
Resolution No. 7 above
--------------------------------------------------------------------------------------------------------------------------
WRIGHT MEDICAL GROUP, INC. Agenda Number: 933954023
--------------------------------------------------------------------------------------------------------------------------
Security: 98235T107
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: WMGI
ISIN: US98235T1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GARY D. BLACKFORD Mgmt For For
MARTIN J. EMERSON Mgmt For For
LAWRENCE W. HAMILTON Mgmt For For
RONALD K. LABRUM Mgmt For For
JOHN L. MICLOT Mgmt For For
ROBERT J. PALMISANO Mgmt For For
AMY S. PAUL Mgmt For For
ROBERT J. QUILLINAN Mgmt For For
DAVID D. STEVENS Mgmt For For
DOUGLAS G. WATSON Mgmt For For
2. AN ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
XPO LOGISTICS INC Agenda Number: 934003168
--------------------------------------------------------------------------------------------------------------------------
Security: 983793100
Meeting Type: Annual
Meeting Date: 27-May-2014
Ticker: XPO
ISIN: US9837931008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRADLEY S. JACOBS Mgmt No vote
MICHAEL G. JESSELSON Mgmt No vote
ADRIAN P. KINGSHOTT Mgmt No vote
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt No vote
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt No vote
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
XYRATEX LTD Agenda Number: 933916910
--------------------------------------------------------------------------------------------------------------------------
Security: G98268108
Meeting Type: Special
Meeting Date: 26-Feb-2014
Ticker: XRTX
ISIN: BMG982681089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE AND ADOPT THE AGREEMENT AND PLAN Mgmt No vote
OF MERGER AND THE BERMUDA MERGER AGREEMENT
AND TO APPROVE THE MERGER.
2 TO ADJOURN THE SPECIAL MEETING, IF Mgmt No vote
NECESSARY OR APPROPRIATE, INCLUDING TO
SOLICIT ADDITIONAL VOTES IN FAVOR OF THE
PROPOSAL TO APPROVE AND TO ADOPT THE
AGREEMENT AND PLAN OF MERGER AND THE
BERMUDA MERGER AGREEMENT AND APPROVE THE
MERGER, IF THERE ARE INSUFFICIENT VOTES TO
APPROVE THAT PROPOSAL AT THE TIME OF THE
SPECIAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
YADKIN FINANCIAL CORPORATION Agenda Number: 934025619
--------------------------------------------------------------------------------------------------------------------------
Security: 984305102
Meeting Type: Annual
Meeting Date: 19-Jun-2014
Ticker: YDKN
ISIN: US9843051023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPROVE THE AGREEMENT AND PLAN Mgmt For For
OF MERGER, DATED AS OF JANUARY 27, 2014, AS
AMENDED, BY AND AMONG YADKIN FINANCIAL
CORPORATION, VANTAGESOUTH BANCSHARES, INC.,
AND PIEDMONT COMMUNITY BANK HOLDINGS, INC.
PURSUANT TO WHICH VANTAGESOUTH BANCSHARES,
INC. AND PIEDMONT COMMUNITY BANK HOLDINGS,
INC. WILL EACH MERGE WITH AND INTO YADKIN
FINANCIAL CORPORATION (WHICH WE REFER TO
COLLECTIVELY AS THE "MERGERS").
2. PROPOSAL TO AMEND THE ARTICLES OF Mgmt For For
INCORPORATION OF YADKIN FINANCIAL
CORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK TO
75,000,000 SHARES.
3A. ELECTION OF DIRECTOR: NOLAN G. BROWN Mgmt For For
3B. ELECTION OF DIRECTOR: HARRY M. DAVIS Mgmt For For
3C. ELECTION OF DIRECTOR: THOMAS J. HALL Mgmt For For
3D. ELECTION OF DIRECTOR: JAMES A. HARRELL, JR. Mgmt For For
3E. ELECTION OF DIRECTOR: LARRY S. HELMS Mgmt For For
3F. ELECTION OF DIRECTOR: DAN W. HILL, III Mgmt For For
3G. ELECTION OF DIRECTOR: ALISON J. SMITH Mgmt For For
3H. ELECTION OF DIRECTOR: HARRY C. SPELL Mgmt For For
3I. ELECTION OF DIRECTOR: JOSEPH H. TOWELL Mgmt For For
4. PROPOSAL TO RATIFY THE APPOINTMENT OF DIXON Mgmt For For
HUGHES GOODMAN LLP, AS YADKIN FINANCIAL
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
5. PROPOSAL TO ADJOURN THE YADKIN FINANCIAL Mgmt For For
CORPORATION ANNUAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IN FAVOR OF PROPOSAL #1 AND/OR PROPOSAL #2
HEREIN.
6. PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
(NON-BINDING) BASIS, THE COMPENSATION OF
CERTAIN EXECUTIVE OFFICERS OF YADKIN
FINANCIAL CORPORATION.
7. PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
(NON-BINDING) BASIS, THE COMPENSATION THAT
CERTAIN EXECUTIVE OFFICERS OF YADKIN
FINANCIAL CORPORATION MAY RECEIVE IN
CONNECTION WITH THE MERGERS PURSUANT TO
EXISTING AGREEMENTS OR ARRANGEMENTS WITH
YADKIN FINANCIAL CORPORATION.
--------------------------------------------------------------------------------------------------------------------------
YONGYE INTERNATIONAL, INC. Agenda Number: 933916617
--------------------------------------------------------------------------------------------------------------------------
Security: 98607B106
Meeting Type: Special
Meeting Date: 05-Mar-2014
Ticker: YONG
ISIN: US98607B1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF SEPTEMBER 23, 2013, AS
IT MAY BE AMENDED FROM TIME TO TIME, BY AND
AMONG YONGYE INTERNATIONAL, INC, FULL
ALLIANCE INTERNATIONAL LIMITED, YONGYE
INTERNATIONAL LIMITED AND YONGYE
INTERNATIONAL MERGER SUB LIMITED.
2. TO ADJOURN OR POSTPONE THE SPECIAL MEETING Mgmt For For
IN ORDER TO TAKE SUCH ACTIONS AS OUR BOARD
OF DIRECTORS DETERMINES ARE NECESSARY OR
APPROPRIATE, INCLUDING TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE AGREEMENT
AND PLAN OF MERGER.
--------------------------------------------------------------------------------------------------------------------------
YONGYE INTERNATIONAL, INC. Agenda Number: 934017573
--------------------------------------------------------------------------------------------------------------------------
Security: 98607B106
Meeting Type: Special
Meeting Date: 06-Jun-2014
Ticker: YONG
ISIN: US98607B1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE THE AGREEMENT AND PLAN OF Mgmt No vote
MERGER, DATED SEPTEMBER 23, 2013, AS
AMENDED ON APRIL 9, 2014, AND AS IT MAY BE
FURTHER AMENDED FROM TIME TO TIME, AMONG
YONGYE INTERNATIONAL, INC., FULL ALLIANCE
INTERNATIONAL LIMITED, YONGYE INTERNATIONAL
LIMITED AND YONGYE INTERNATIONAL MERGER SUB
LIMITED.
2. TO ADJOURN OR POSTPONE THE SPECIAL MEETING Mgmt No vote
IN ORDER TO TAKE SUCH ACTIONS AS OUR BOARD
OF DIRECTORS DETERMINES ARE NECESSARY OR
APPROPRIATE, INCLUDING TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE AMENDED
AGREEMENT AND PLAN OF MERGER.
--------------------------------------------------------------------------------------------------------------------------
YUME, INC Agenda Number: 933968781
--------------------------------------------------------------------------------------------------------------------------
Security: 98872B104
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: YUME
ISIN: US98872B1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAYANT KADAMBI Mgmt No vote
AYYAPPAN SANKARAN Mgmt No vote
DANIEL SPRINGER Mgmt No vote
02 TO RATIFY THE SELECTION BY THE AUDIT Mgmt No vote
COMMITTEE OF THE BOARD OF DIRECTORS OF
YUME, INC., OF PRICEWATERHOUSECOOPERS LLP
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR ITS
FISCAL YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
ZEDI INC, CALGARY AB Agenda Number: 704927271
--------------------------------------------------------------------------------------------------------------------------
Security: 989215108
Meeting Type: SGM
Meeting Date: 18-Feb-2014
Ticker:
ISIN: CA9892151080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS MEETING MENTIONS Non-Voting
DISSENTER'S RIGHTS, PLEASE REFER TO THE
MANAGEMENT INFORMATION CIRCULAR FOR DETAIL
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION "1", ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
1 To vote upon the special resolution, the Mgmt For For
full text of which is set forth in Appendix
"A" to the accompanying management
information circular of Zedi (the
"Circular"), to approve a plan of
arrangement pursuant to section 193 of the
Business Corporations Act (Alberta)
involving the Corporation, 1779958 Alberta
Ltd. and the Zedi Shareholders, as more
particularly described in the accompanying
Circular ( the "Arrangement Resolution")
2 To transact such further and other business Mgmt For Against
as may properly be brought before the
Meeting and at any adjournment or
postponement thereof
--------------------------------------------------------------------------------------------------------------------------
ZYGO CORPORATION Agenda Number: 934030595
--------------------------------------------------------------------------------------------------------------------------
Security: 989855101
Meeting Type: Special
Meeting Date: 18-Jun-2014
Ticker: ZIGO
ISIN: US9898551018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt No vote
DATED AS OF APRIL 10, 2014 (AS IT MAY BE
AMENDED FROM TIME TO TIME, THE "MERGER
AGREEMENT"), BY AND AMONG AMETEK, INC.,
AMETEK MATTERHORN, INC. AND ZYGO
CORPORATION.
2 TO ADJOURN THE SPECIAL MEETING, IF Mgmt No vote
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT.
3 TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt No vote
CERTAIN COMPENSATION ARRANGEMENTS FOR ZYGO
CORPORATION'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
ZYNGA INC. Agenda Number: 934003257
--------------------------------------------------------------------------------------------------------------------------
Security: 98986T108
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: ZNGA
ISIN: US98986T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARK PINCUS Mgmt No vote
DON A. MATTRICK Mgmt No vote
L. JOHN DOERR Mgmt No vote
WILLIAM "BING" GORDON Mgmt No vote
STANLEY J. MERESMAN Mgmt No vote
SUNIL PAUL Mgmt No vote
ELLEN SIMINOFF Mgmt No vote
02 TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt No vote
CERTIFICATE OF INCORPORATION TO DECREASE
THE NUMBER OF AUTHORIZED SHARES OF THE
COMPANY'S CLASS B COMMON STOCK FROM
900,000,000 TO 200,000,000 SHARES, AND A
CORRESPONDING INCREASE TO THE NUMBER OF
AUTHORIZED SHARES OF THE COMPANY'S CLASS A
COMMON STOCK FROM 1,100,000,000 TO
1,800,000,000 SHARES.
03 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt No vote
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
04 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt No vote
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR ITS
FISCAL YEAR ENDING DECEMBER 31, 2014.
Loeb King Asia Fund
--------------------------------------------------------------------------------------------------------------------------
DAH SING FINANCIAL HOLDINGS LTD Agenda Number: 705194645
--------------------------------------------------------------------------------------------------------------------------
Security: Y19182107
Meeting Type: AGM
Meeting Date: 27-May-2014
Ticker:
ISIN: HK0440001847
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0422/LTN20140422775.pdf and
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0422/LTN20140422763.pdf
1 TO ADOPT THE AUDITED FINANCIAL STATEMENTS Mgmt For For
TOGETHER WITH THE REPORT OF THE DIRECTORS
AND INDEPENDENT AUDITOR'S REPORT FOR THE
YEAR ENDED 31 DECEMBER 2013
2 TO DECLARE A FINAL DIVIDEND FOR 2013 Mgmt For For
3.a TO RE-ELECT MR. GARY PAK-LING WANG AS A Mgmt For For
DIRECTOR
3.b TO RE-ELECT MR. JOHN WAI-WAI CHOW AS A Mgmt For For
DIRECTOR
3.c TO RE-ELECT MR. TAKASHI MORIMURA AS A Mgmt Against Against
DIRECTOR
3.d TO RE-ELECT MR. BLAIR CHILTON PICKERELL AS Mgmt For For
A DIRECTOR
4 TO FIX THE FEES OF THE DIRECTORS Mgmt For For
5 TO APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITORS OF THE COMPANY AND TO AUTHORIZE
THE DIRECTORS TO FIX THEIR REMUNERATION
6 TO APPROVE A GENERAL MANDATE TO ISSUE Mgmt Against Against
SHARES
7 TO APPROVE A GENERAL MANDATE TO REPURCHASE Mgmt For For
SHARES
8 TO EXTEND THE GENERAL MANDATE TO ISSUE Mgmt Against Against
SHARES BY ADDING REPURCHASED SHARES THERETO
9 TO APPROVE A MANDATE TO GRANT OPTIONS UNDER Mgmt Against Against
THE SHARE OPTION SCHEME AND TO ALLOT AND
ISSUE SHARES OF THE COMPANY AS AND WHEN ANY
OPTIONS WHICH MAY BE GRANTED UNDER THE
SHARE OPTION SCHEME ARE EXERCISED IN THE
MANNER AS DESCRIBED IN THE CIRCULAR OF THE
COMPANY DATED 23 APRIL 2014
10.a TO APPROVE THE ADOPTION OF A NEW SHARE Mgmt Against Against
OPTION SCHEME OF DAH SING BANKING GROUP
LIMITED
10.b TO APPROVE THE TERMINATION OF THE EXISTING Mgmt For For
SHARE OPTION SCHEME OF DAH SING BANKING
GROUP LIMITED
11 TO APPROVE THE AMENDMENTS TO ARTICLES OF Mgmt For For
ASSOCIATION (INCLUDING THE ABOLITION OF THE
MEMORANDUM OF ASSOCIATION AND THE REMOVAL
OF THE OBJECTS CLAUSE) AND THE ADOPTION OF
NEW ARTICLES OF ASSOCIATION
CMMT 30 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN RECORD DATE FROM
26 MAY 2014 TO 20 MAY 2014. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GENTING HONG KONG LTD Agenda Number: 705121426
--------------------------------------------------------------------------------------------------------------------------
Security: G3924T106
Meeting Type: SGM
Meeting Date: 25-Apr-2014
Ticker:
ISIN: BMG3924T1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0404/LTN201404041248.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0404/LTN201404041250.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION 1, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
1 TO GRANT A DISPOSAL MANDATE TO THE Mgmt For For
DIRECTORS OF THE COMPANY FOR THE DISPOSAL
OF THE SHARES IN NORWEGIAN CRUISE LINE
HOLDINGS LTD
--------------------------------------------------------------------------------------------------------------------------
GENTING HONG KONG LTD Agenda Number: 705229537
--------------------------------------------------------------------------------------------------------------------------
Security: G3924T106
Meeting Type: AGM
Meeting Date: 05-Jun-2014
Ticker:
ISIN: BMG3924T1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0425/LTN201404251275.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0425/LTN201404251261.pdf
1 PROPOSED ADOPTION OF THE AUDITED FINANCIAL Mgmt For For
STATEMENTS FOR THE YEAR ENDED 31 DECEMBER
2013 AND THE DIRECTORS' AND AUDITOR'S
REPORTS THEREON
2 PROPOSED APPROVAL OF THE RECOMMENDED FINAL Mgmt For For
DIVIDEND OF USD 0.01 PER ORDINARY SHARE FOR
THE YEAR ENDED 31 DECEMBER 2013 PAYABLE TO
THE SHAREHOLDERS WHOSE NAMES APPEAR ON THE
REGISTERS OF MEMBERS OF THE COMPANY AS AT
THE CLOSE OF BUSINESS ON 20 JUNE 2014
3 PROPOSED APPROVAL OF DIRECTORS' FEE OF USD Mgmt For For
305,151 (IN AGGREGATE) FOR THE YEAR ENDED
31 DECEMBER 2013
4.A.i PROPOSED RE-ELECTION OF DIRECTORS: TAN SRI Mgmt For For
LIM KOK THAY
4.Aii PROPOSED RE-ELECTION OF DIRECTORS: MR. LIM Mgmt For For
KEONG HUI
4Aiii PROPOSED RE-ELECTION OF DIRECTORS: MR. LAM Mgmt For For
WAI HON, AMBROSE
4.B PROPOSED FIXING OF THE MAXIMUM NUMBER OF Mgmt For For
DIRECTORS AT 12
5 PROPOSED RE-APPOINTMENT OF MESSRS Mgmt For For
PRICEWATERHOUSECOOPERS AS THE AUDITOR AND
AUTHORISATION TO THE DIRECTORS TO FIX THE
AUDITOR'S REMUNERATION
6.A PROPOSED MANDATE TO THE DIRECTORS TO ISSUE Mgmt Against Against
NEW SHARES (NOTE 8)
6.B PROPOSED MANDATE TO THE DIRECTORS TO Mgmt For For
REPURCHASE SHARES (NOTE 8)
6.C PROPOSED EXTENSION OF THE MANDATE TO ISSUE Mgmt Against Against
SHARES UNDER RESOLUTION NO. 6(A) BY THE
NUMBER OF SHARES REPURCHASED UNDER
RESOLUTION NO. 6(B) (NOTE 8)
7 PROPOSED AMENDMENTS TO THE BYE-LAWS (NOTE Mgmt For For
8) : BYE-LAW 141, 142, 143(C), 143(D)
CMMT 28 MAY 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN TEXT OF
RESOLUTION 7 AND CHANGE IN RECORD DATE FROM
03 JUN 2014 TO 04 JUN 2014. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
MPHB CAPITAL BHD Agenda Number: 705329717
--------------------------------------------------------------------------------------------------------------------------
Security: Y61414101
Meeting Type: AGM
Meeting Date: 18-Jun-2014
Ticker:
ISIN: MYL5237OO002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE THE PAYMENT OF DIRECTORS' FEES Mgmt For For
OF RM90,000 IN RESPECT OF THE YEAR ENDED 31
DECEMBER 2013
2 TO RE-ELECT THE FOLLOWING DIRECTOR WHO Mgmt For For
RETIRE BY ROTATION IN ACCORDANCE WITH
ARTICLE 113 OF THE COMPANY'S ARTICLES OF
ASSOCIATION: TAN SRI DATO' SURIN UPATKOON
3 TO RE-ELECT THE FOLLOWING DIRECTOR WHO Mgmt For For
RETIRE BY ROTATION IN ACCORDANCE WITH
ARTICLE 113 OF THE COMPANY'S ARTICLES OF
ASSOCIATION: MR NG KOK CHEANG
4 TO RE-ELECT MS IVEVEI UPATKOON WHO RETIRES Mgmt For For
IN ACCORDANCE WITH ARTICLE 120 OF THE
COMPANY'S ARTICLES OF ASSOCIATION
5 TO RE-APPOINT MESSRS ERNST & YOUNG AS Mgmt For For
AUDITORS OF THE COMPANY AND TO AUTHORISE
THE DIRECTORS TO FIX THE REMUNERATION
6 AUTHORITY TO ALLOT AND ISSUE SHARES Mgmt For For
PURSUANT TO SECTION 132D OF THE COMPANIES
ACT, 1965
7 PROPOSED AUTHORITY FOR THE COMPANY TO Mgmt For For
PURCHASE ITS OWN SHARES
--------------------------------------------------------------------------------------------------------------------------
NEW WORLD DEPARTMENT STORE CHINA LTD Agenda Number: 705230376
--------------------------------------------------------------------------------------------------------------------------
Security: G65007109
Meeting Type: EGM
Meeting Date: 16-May-2014
Ticker:
ISIN: KYG650071098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0428/LTN20140428651.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0428/LTN20140428554.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO CONSIDER AND APPROVE A SPECIAL DIVIDEND Mgmt For For
OF HKD 0.20 PER SHARE
--------------------------------------------------------------------------------------------------------------------------
POWER ASSETS HOLDINGS LTD Agenda Number: 705060820
--------------------------------------------------------------------------------------------------------------------------
Security: Y7092Q109
Meeting Type: AGM
Meeting Date: 15-May-2014
Ticker:
ISIN: HK0006000050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0325/LTN20140325155.pdf
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0325/LTN20140325145.pdf
1 To receive the audited Financial Mgmt For For
Statements, the Report of the Directors and
the Independent Auditor's Report for the
year ended 31 December 2013
2 To declare a final dividend Mgmt For For
3.a To elect Mr. Fok Kin Ning, Canning as a Mgmt For For
Director
3.b To elect Mr. Andrew John Hunter as a Mgmt Against Against
Director
3.c To elect Mr. Ip Yuk-keung, Albert as a Mgmt For For
Director
3.d To elect Mr. Li Tzar Kuoi, Victor as a Mgmt Against Against
Director
3.e To elect Mr. Tsai Chao Chung, Charles as a Mgmt For For
Director
4 To re-appoint KPMG as Auditor of the Mgmt For For
Company and to authorise the Directors to
fix the Auditor's remuneration
5 To pass Resolution 5 of the Notice of Mgmt Against Against
Annual General Meeting ("AGM Notice") - to
give a general mandate to the Directors to
issue and dispose of additional shares not
exceeding 20% of the total number of shares
of the Company in issue
6 To pass Resolution 6 of the AGM Notice - to Mgmt For For
give a general mandate to the Directors to
repurchase shares not exceeding 10% of the
total number of shares of the Company in
issue
7 To pass Resolution 7 of the AGM Notice - to Mgmt Against Against
add the number of shares repurchased to the
general mandate given to the Directors to
issue additional shares
--------------------------------------------------------------------------------------------------------------------------
QINGLING MOTORS CO LTD Agenda Number: 705321773
--------------------------------------------------------------------------------------------------------------------------
Security: Y71713104
Meeting Type: AGM
Meeting Date: 11-Jun-2014
Ticker:
ISIN: CNE1000003Y4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 298870 DUE TO ADDITION OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0522/LTN20140522205.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0522/LTN20140522195.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2014/0417/ltn20140417414.pdf
1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF DIRECTORS OF THE COMPANY (THE
"BOARD") FOR THE YEAR OF 2013
2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
SUPERVISORY COMMITTEE OF THE COMPANY FOR
THE YEAR OF 2013
3 TO CONSIDER AND APPROVE THE AUDITED Mgmt For For
FINANCIAL STATEMENTS AND THE INDEPENDENT
AUDITOR'S REPORT OF THE COMPANY FOR THE
YEAR OF 2013
4 TO CONSIDER AND APPROVE THE PROPOSAL FOR Mgmt For For
APPROPRIATION OF PROFIT OF THE COMPANY FOR
THE YEAR OF 2013
5 TO ACCEPT THE RESIGNATION OF MR. RYOZO Mgmt For For
TSUKIOKA AS AN EXECUTIVE DIRECTOR OF THE
COMPANY, WITH EFFECT FROM THE DATE OF THE
AGM, AND AUTHORIZE THE BOARD TO TERMINATE
THE SERVICE CONTRACT ENTERED INTO BY THE
COMPANY AND MR. RYOZO TSUKIOKA ON SUCH
TERMS AND CONDITIONS AS IT MAY THINK FIT
AND TO DO ALL SUCH ACTS AND THINGS TO GIVE
EFFECT TO SUCH MATTERS
6 TO ELECT MR. MASASHI HARADA AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY TO REPLACE MR.
RYOZO TSUKIOKA FOR A TERM COMMENCING ON THE
DATE OF THE AGM AND ENDING ON THE DATE OF
THE ANNUAL GENERAL MEETING OF THE COMPANY
IN 2015, AND AUTHORIZE THE BOARD TO
DETERMINE HIS DIRECTOR'S REMUNERATION AND
TO ENTER INTO A SERVICE CONTRACT WITH MR.
MASASHI HARADA
7 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU Mgmt For For
CERTIFIED PUBLIC ACCOUNTANTS LLP AND
DELOITTE TOUCHE TOHMATSU AS THE COMPANY'S
PRC AND INTERNATIONAL AUDITORS RESPECTIVELY
FOR THE YEAR OF 2014 AND TO AUTHORISE THE
BOARD TO DETERMINE THEIR REMUNERATIONS
CMMT 26 MAY 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO TEXT OF
RESOLUTION 7. IF YOU HAVE ALREADY SENT IN
YOUR VOTES FOR MID: 342114 PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
STELLA INTERNATIONAL HOLDINGS LTD Agenda Number: 705105698
--------------------------------------------------------------------------------------------------------------------------
Security: G84698102
Meeting Type: AGM
Meeting Date: 23-May-2014
Ticker:
ISIN: KYG846981028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0402/LTN20140402729.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0402/LTN20140402645.pdf
1 TO RECEIVE AND APPROVE THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND ITS SUBSIDIARIES AND THE
REPORTS OF THE DIRECTORS ("DIRECTORS") AND
AUDITOR ("AUDITOR") OF THE COMPANY FOR THE
YEAR ENDED 31 DECEMBER 2013
2 TO DECLARE A FINAL DIVIDEND FOR THE YEAR Mgmt For For
ENDED 31 DECEMBER 2013
3 TO DECLARE A SPECIAL DIVIDEND FOR THE YEAR Mgmt For For
ENDED 31 DECEMBER 2013
4.i TO RE-ELECT MR. CHAO MING-CHENG, ERIC AS Mgmt For For
EXECUTIVE DIRECTOR
4.ii TO RE-ELECT MR. CHEN JOHNNY AS INDEPENDENT Mgmt Against Against
NON-EXECUTIVE DIRECTOR
4.iii TO RE-ELECT MR. BOLLIGER PETER AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
4.iv TO AUTHORISE THE BOARD ("BOARD") OF Mgmt For For
DIRECTORS TO FIX THE REMUNERATION OF THE
DIRECTORS
5 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS Mgmt For For
THE AUDITOR FOR THE YEAR ENDING 31 DECEMBER
2014 AND TO AUTHORISE THE BOARD TO FIX THE
REMUNERATION OF THE AUDITOR
6 TO GRANT A GENERAL AND UNCONDITIONAL Mgmt Against Against
MANDATE TO THE DIRECTORS TO ALLOT, ISSUE
AND DEAL WITH ADDITIONAL SHARES IN THE
COMPANY NOT EXCEEDING 10% OF THE AGGREGATE
NOMINAL AMOUNT OF THE SHARE CAPITAL OF THE
COMPANY IN ISSUE AS AT THE DATE OF THE
PASSING OF THE RELEVANT RESOLUTION
7 TO GRANT A GENERAL AND UNCONDITIONAL Mgmt For For
MANDATE TO THE DIRECTORS TO REPURCHASE
SHARES IN THE COMPANY NOT EXCEEDING 10% OF
THE AGGREGATE NOMINAL AMOUNT OF SHARE
CAPITAL OF THE COMPANY IN ISSUE AS AT THE
DATE OF THE PASSING OF THE RELEVANT
RESOLUTION
8 TO ADD THE AGGREGATE NOMINAL AMOUNT OF THE Mgmt Against Against
SHARES WHICH ARE REPURCHASED BY THE COMPANY
PURSUANT TO RESOLUTION NUMBERED 7 TO THE
AGGREGATE NOMINAL AMOUNT OF THE SHARES
WHICH MAY BE ALLOTTED, ISSUED AND DEALT
WITH PURSUANT TO RESOLUTION NUMBERED 6
CMMT 04 APR 2014: PLEASE NOTE THAT SHAREHOLDERS Non-Voting
ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'
FOR ALL RESOLUTIONS, ABSTAIN IS NOT A
VOTING OPTION ON THIS MEETING
CMMT 04 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
VARD HOLDINGS LTD, SINGAPORE Agenda Number: 705052544
--------------------------------------------------------------------------------------------------------------------------
Security: Y9353L100
Meeting Type: AGM
Meeting Date: 07-Apr-2014
Ticker:
ISIN: SG2C47963963
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the Directors' Report Mgmt No vote
and the Audited Accounts of the Company for
the financial year ended 31 December 2013
together with the Auditors' Report thereon
2a To re-elect the following Director of the Mgmt No vote
Company retiring pursuant to Article 94 of
the Articles of Association of the Company:
Mr. Keen Whye Lee
2b To re-elect the following Director of the Mgmt No vote
Company retiring pursuant to Article 94 of
the Articles of Association of the Company:
Mr. Pier Francesco Ragni
3 To re-appoint Mr. Giuseppe Bono pursuant to Mgmt No vote
Section 153(6) of the Companies Act,
Chapter 50, to hold office from the date of
this Annual General Meeting until the next
Annual General Meeting
4 To approve the payment of Directors' fees Mgmt No vote
of SGD 500,000 for the financial year
ending 31 December 2014, to be paid
quarterly in arrears. (2013: SGD 200,000.)
5 To approve an additional Directors' fees of Mgmt No vote
SGD 200,000 for the financial year ended 31
December 2013
6 To re-appoint PricewaterhouseCoopers LLP as Mgmt No vote
the Auditors of the Company and to
authorize the Directors of the Company to
fix their remuneration
7 Authority to issue shares Mgmt No vote
8 Renewal of Shareholders' Mandate for Mgmt No vote
Interested Person Transactions
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Loeb King Trust
By (Signature) /s/ Gideon J. King
Name Gideon J. King
Title President
Date 08/11/2014