0001562180-21-005747.txt : 20210902
0001562180-21-005747.hdr.sgml : 20210902
20210902160813
ACCESSION NUMBER: 0001562180-21-005747
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210831
FILED AS OF DATE: 20210902
DATE AS OF CHANGE: 20210902
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BARTER JOHN W
CENTRAL INDEX KEY: 0001007921
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36109
FILM NUMBER: 211233313
MAIL ADDRESS:
STREET 1: 2101 CITYWEST BLVD
CITY: HOUSTON
STATE: TX
ZIP: 77042-2827
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: QTS Realty Trust, Inc.
CENTRAL INDEX KEY: 0001577368
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 462809094
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12851 FOSTER STREET, SUITE 205
CITY: OVERLAND PARK
STATE: KS
ZIP: 66213
BUSINESS PHONE: 913-814-9988
MAIL ADDRESS:
STREET 1: 12851 FOSTER STREET, SUITE 205
CITY: OVERLAND PARK
STATE: KS
ZIP: 66213
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4
2021-08-31
true
0001577368
QTS Realty Trust, Inc.
QTS
0001007921
BARTER JOHN W
C/O QTS REALTY TRUST, INC.
12851 FOSTER STREET
OVERLAND PARK
KS
66213
true
false
false
false
Class A Common Stock
2021-08-31
4
D
false
12697.00
D
0.00
D
Class A units of Operating Partnership
2021-08-31
4
D
false
4000.00
D
Class A common stock
4000.00
0.00
D
Employee Stock Option (Right to Buy)
59.06
2021-08-31
4
D
false
7043.00
18.94
D
2031-03-05
Class A Common Stock
7043.00
0.00
D
Employee Stock Option (Right to Buy)
56.84
2021-08-31
4
D
false
8557.00
21.16
D
2030-03-06
Class A Common Stock
8557.00
0.00
D
Employee stock option (right to buy)
50.66
2021-08-31
4
D
false
9396.00
27.34
D
2027-03-07
Class A common stock
9396.00
0.00
D
Employee stock option (right to buy)
45.78
2021-08-31
4
D
false
5420.00
32.22
D
2026-03-02
Class A Common Stock
5420.00
0.00
D
Employee stock option (right to buy)
42.01
2021-08-31
4
D
false
10578.00
35.99
D
2029-03-05
Class A common stock
10578.00
0.00
D
Employee Stock option (right to buy)
36.54
2021-08-31
4
D
false
20496.00
41.46
D
2025-03-03
Class A common stock
20496.00
0.00
D
Employee stock option (right to buy)
34.03
2021-08-31
4
D
false
5626.00
43.97
D
2028-03-07
Class A common stock
5626.00
0.00
D
Employee Stock option (right to buy)
25.51
2021-08-31
4
D
false
23425.00
52.49
D
2024-03-05
Class A common stock
23425.00
0.00
D
Employee Stock option (right to buy)
21.00
2021-08-31
4
D
false
6985.00
57.00
D
2023-10-15
Class A common stock
6985.00
0.00
D
Includes Class A common stock disposed of pursuant to the merger of the Issuer with and into Volt Lower Holdings LLC (the "Merger") pursuant to the terms of the Agreement and Plan of Merger, dated as of June 7, 2021, among the Issuer, QualityTech, LP (the "Operating Partnership"), Volt Upper Holdings LLC, Volt Lower Holdings LLC, and Volt Acquisition LP (the "Merger Agreement") in exchange for $78.00 in cash per share, without interest, less any applicable withholding.
These options to purchase shares of Class A common stock were granted under the Plan and vest one year after the date of grant. Each option was canceled in the Merger in exchange for a cash payment of $43.97, representing the difference between the exercise price of the option and $78.00, less any applicable income and employment withholding taxes.
These options to purchase shares of Class A common stock were granted under the Plan and vest one year after the date of grant. Each option was canceled in the Merger in exchange for a cash payment of $52.49, representing the difference between the exercise price of the option and $78.00, less any applicable income and employment withholding taxes.
These options to purchase shares of Class A common stock were granted under the Plan and vest one year after the date of grant. Each option was canceled in the Merger in exchange for a cash payment of $57.00, representing the difference between the exercise price of the option and $78.00, less any applicable income and employment withholding taxes.
Class A units were redeemable for cash or, at the Operating Partnership's election, shares of the Issuer's Class A common stock on a one-for-one basis. Following the Merger, the Class A units are exchangeable for Class I Units of BREIT Operating Partnership L.P. ("BREIT OP") beginning five years after the effective time of the Merger, subject to certain conditions and into a number of such Class I Units as determined pursuant to the partnership agreement of the Operating Partnership, as amended, and the partnership agreement of BREIT OP.
Disposed of pursuant to the transactions contemplated by the Merger Agreement in exchange for $78.00 in cash per unit, without interest, less any applicable withholding.
These options to purchase shares of Class A common stock were granted under the Plan and vest one year after the date of grant. Each option was canceled in the Merger in exchange for a cash payment of $18.94, representing the difference between the exercise price of the option and $78.00, less any applicable income and employment withholding taxes.
These options to purchase shares of Class A common stock were granted under the Plan and vest one year after the date of grant. Each option was canceled in the Merger in exchange for a cash payment of $21.16, representing the difference between the exercise price of the option and $78.00, less any applicable income and employment withholding taxes.
These options to purchase shares of Class A common stock were granted under the Plan and vest one year after the date of grant. Each option was canceled in the Merger in exchange for a cash payment of $27.34, representing the difference between the exercise price of the option and $78.00, less any applicable income and employment withholding taxes.
These options to purchase shares of Class A common stock were granted under the Plan and vest one year after the date of grant. Each option was canceled in the Merger in exchange for a cash payment of $32.22, representing the difference between the exercise price of the option and $78.00, less any applicable income and employment withholding taxes.
These options to purchase shares of Class A common stock were granted under the Plan and vest one year after the date of grant. Each option was canceled in the Merger in exchange for a cash payment of $35.99, representing the difference between the exercise price of the option and $78.00, less any applicable income and employment withholding taxes.
These options to purchase shares of Class A common stock were granted under the Plan and vest one year after the date of grant. Each option was canceled in the Merger in exchange for a cash payment of $41.46, representing the difference between the exercise price of the option and $78.00, less any applicable income and employment withholding taxes.
/s/ Aga Carpenter, as attorney-in-fact for John W. Barter
2021-09-02