0001144204-16-108067.txt : 20160613 0001144204-16-108067.hdr.sgml : 20160613 20160613172410 ACCESSION NUMBER: 0001144204-16-108067 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160609 FILED AS OF DATE: 20160613 DATE AS OF CHANGE: 20160613 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QTS Realty Trust, Inc. CENTRAL INDEX KEY: 0001577368 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 462809094 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12851 FOSTER STREET, SUITE 205 CITY: OVERLAND PARK STATE: KS ZIP: 66213 BUSINESS PHONE: 913-814-9988 MAIL ADDRESS: STREET 1: 12851 FOSTER STREET, SUITE 205 CITY: OVERLAND PARK STATE: KS ZIP: 66213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goza Shirley E. CENTRAL INDEX KEY: 0001587367 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36109 FILM NUMBER: 161711513 MAIL ADDRESS: STREET 1: QTS REALTY TRUST, INC. STREET 2: 12851 FOSTER STREET CITY: OVERLAND PARK STATE: KS ZIP: 66213 4 1 v442241_4.xml OWNERSHIP DOCUMENT X0306 4 2016-06-09 0 0001577368 QTS Realty Trust, Inc. QTS 0001587367 Goza Shirley E. C/O QTS REALITY TRUST, INC. 12851 FOSTER STREET OVERLAND PARK KS 66213 0 1 0 0 Secretary Class A common stock 2016-06-09 4 M 0 2219 21 A 26794 D Class A common stock 2016-06-09 4 M 0 2871 35.81 A 29665 D Class A common stock 2016-06-09 4 C 0 13497 A 43162 D Class A common stock 2016-06-09 4 S 0 5090 54.35 D 38072 D Class A common stock 2016-06-09 4 S 0 13497 54.39 D 24575 D Employee Stock Option (right to buy) 21 2016-06-09 4 M 0 2219 21 D 2023-10-15 Class A common stock 2219 6659 D Employee Stock Option (right to buy) 35.81 2016-06-09 4 M 0 2871 35.81 D 2025-02-27 Class A common stock 2871 6317 D Class O LTIP units of Operating Partnership 2016-06-09 4 C 0 22844 D Class A units of Operating Partnership 13497 3125 D Class A units of Operating Partnership 2016-06-09 4 C 0 13497 A Class A common stock 13497 23497 D Class A units of Operating Partnership 2016-06-09 4 C 0 13497 D Class A common stock 13497 10000 D 2,219 shares of Class A common stock were acquired upon Ms. Goza's exercise of options to purchase shares of Class A common stock, granted on October 15, 2013 under the QTS Realty Trust, Inc. 2013 Equity Compensation Plan. The options vest ratably over a four year period beginning on the first anniversary of the date of grant and at the end of each calendar quarter thereafter. 2,871 shares of Class A common stock were acquired upon Ms. Goza's exercise of options to purchase shares of Class A common stock, granted on February 27, 2015 under the QTS Realty Trust, Inc. 2013 Equity Compensation Plan. The options vest ratably over a four year period beginning on the first anniversary of the date of grant and at the end of each calendar quarter thereafter. 13,497 shares of Class A common stock were acquired upon Ms. Goza's redemption of 13,497 Class A units of the Operating Partnership. Class A units are redeemable for cash or, at the operating partnership's election, shares of the Company's Class A common stock on a one-for-one basis, beginning November 1, 2014, which was one year following the beginning of the first full calendar month following the closing of the Company's initial public offering. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.16 to $54.51, inclusive. The reporting person undertakes to provide to QTS Realty Trust, Inc., any security holder of QTS Realty Trust, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote (4). The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.16 to $54.54, inclusive. The reporting person undertakes to provide to QTS Realty Trust, Inc., any security holder of QTS Realty Trust, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote (5). Each Class O LTIP unit is convertible by the Company's operating partnership or by the holder into Class A units at any time, and upon such equalization of the capital account of a Class O LTIP unit (and full vesting of the Class O LTIP unit, if such unit is subject to vesting and being converted by the holder), the Class O LTIP unit will be convertible into a number of Class A units equal to (i) the Class O LTIP unit's capital account divided by (ii) the capital account balance of a Class A unit (i.e., in a manner similar to a typical stock appreciation right), subject to certain exceptions and adjustments. Class A units are redeemable for cash or, at the operating partnership's election, shares of the Company's Class A common stock on a one-for-one basis, beginning November 1, 2014, which was one year following the beginning of the first full calendar month following the closing of the Company's initial public offering. /s/ Timothy J. Kuester, attorney-in-fact 2016-06-13