0001123292-13-001485.txt : 20131017
0001123292-13-001485.hdr.sgml : 20131017
20131017194213
ACCESSION NUMBER: 0001123292-13-001485
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131015
FILED AS OF DATE: 20131017
DATE AS OF CHANGE: 20131017
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: QTS Realty Trust, Inc.
CENTRAL INDEX KEY: 0001577368
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 462809094
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12851 FOSTER STREET, SUITE 205
CITY: OVERLAND PARK
STATE: KS
ZIP: 66213
BUSINESS PHONE: 913-814-9988
MAIL ADDRESS:
STREET 1: 12851 FOSTER STREET, SUITE 205
CITY: OVERLAND PARK
STATE: KS
ZIP: 66213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Williams Chad L.
CENTRAL INDEX KEY: 0001587364
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36109
FILM NUMBER: 131157984
MAIL ADDRESS:
STREET 1: QTS REALTY TRUST, INC.
STREET 2: 12851 FOSTER STREET
CITY: OVERLAND PARK
STATE: KS
ZIP: 66213
FORMER NAME:
FORMER CONFORMED NAME: Williams Chad J.
DATE OF NAME CHANGE: 20130920
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-10-15
0001577368
QTS Realty Trust, Inc.
QTS
0001587364
Williams Chad L.
C/O QTS REALTY TRUST, INC.
12851 FOSTER STREET, SUITE 205
OVERLAND PARK
KS
66213
0
1
0
0
Chairman and CEO
Class A common stock
2013-10-15
4
D
0
1000
1.00
D
0
D
Class A common stock
2013-10-15
4
A
0
19642
0
A
19642
D
Class A common stock
2013-10-15
4
P
0
47619
21.00
A
67261
D
Employee stock option (right to buy)
21.00
2013-10-15
4
A
0
39062
0
A
2023-10-15
Class A common stock
39062
39062
D
Class D units of Operating Partnership
2013-10-15
4
C
0
400000
D
Class A units of Operating Partnership
400000
0
I
See footnote
Class A units of Operating Partnership
2013-10-15
4
C
0
400000
A
Class A common stock
400000
400000
I
See footnote
Class A units of Operating Partnership
2013-10-15
4
J
0
133000
D
Class A common stock
133000
267000
I
See footnote
Class B common stock
2013-10-15
4
J
0
133000
A
Class A common stock
133000
133000
I
See footnote
QTS Realty Trust, Inc. (the "Company") repurchased 1,000 shares of common stock that were issued to Chad L. Williams in connection with the initial capitalization of the Company.
Concurrently with the closing of the initial public offering of the Company, the Company granted restricted shares under the QTS Realty Trust, Inc. 2013 Equity Incentive Plan (the "Plan") to Chad L. Williams that vest ratably over four years beginning on the first anniversary from the date of grant and each quarter thereafter.
Concurrently with the closing of the initial public offering of the Company, the Company granted options to purchase shares of Class A common stock under the Plan. The options vest ratably over a four year period beginning on the first anniversary of the date of grant and at each quarter thereafter.
In connection with the completion of the initial public offering of the Company, Class D Units of Operating Partnership were converted into Class A units on a one-for-one basis, and Quality Technology Group, LLC contributed 133,000 Class A units to the Company for 133,000 shares of the Company's Class B common stock pursuant to the Class B Stock Purchase Agreement dated September 25, 2013 between Chad L. Williams, Quality Technology Group, LLC and the Company. The Class B common stock automatically converts into Class A common stock in certain circumstances and is convertible at any time into Class A common stock at the option of the holder.
Securities held by Quality Technology Group, LLC, of which Mr. Williams is the manager.
/s/ Shirley E. Goza, attorney-in-fact
2013-10-17