0001123292-13-001485.txt : 20131017 0001123292-13-001485.hdr.sgml : 20131017 20131017194213 ACCESSION NUMBER: 0001123292-13-001485 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131015 FILED AS OF DATE: 20131017 DATE AS OF CHANGE: 20131017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QTS Realty Trust, Inc. CENTRAL INDEX KEY: 0001577368 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 462809094 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12851 FOSTER STREET, SUITE 205 CITY: OVERLAND PARK STATE: KS ZIP: 66213 BUSINESS PHONE: 913-814-9988 MAIL ADDRESS: STREET 1: 12851 FOSTER STREET, SUITE 205 CITY: OVERLAND PARK STATE: KS ZIP: 66213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Williams Chad L. CENTRAL INDEX KEY: 0001587364 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36109 FILM NUMBER: 131157984 MAIL ADDRESS: STREET 1: QTS REALTY TRUST, INC. STREET 2: 12851 FOSTER STREET CITY: OVERLAND PARK STATE: KS ZIP: 66213 FORMER NAME: FORMER CONFORMED NAME: Williams Chad J. DATE OF NAME CHANGE: 20130920 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-10-15 0001577368 QTS Realty Trust, Inc. QTS 0001587364 Williams Chad L. C/O QTS REALTY TRUST, INC. 12851 FOSTER STREET, SUITE 205 OVERLAND PARK KS 66213 0 1 0 0 Chairman and CEO Class A common stock 2013-10-15 4 D 0 1000 1.00 D 0 D Class A common stock 2013-10-15 4 A 0 19642 0 A 19642 D Class A common stock 2013-10-15 4 P 0 47619 21.00 A 67261 D Employee stock option (right to buy) 21.00 2013-10-15 4 A 0 39062 0 A 2023-10-15 Class A common stock 39062 39062 D Class D units of Operating Partnership 2013-10-15 4 C 0 400000 D Class A units of Operating Partnership 400000 0 I See footnote Class A units of Operating Partnership 2013-10-15 4 C 0 400000 A Class A common stock 400000 400000 I See footnote Class A units of Operating Partnership 2013-10-15 4 J 0 133000 D Class A common stock 133000 267000 I See footnote Class B common stock 2013-10-15 4 J 0 133000 A Class A common stock 133000 133000 I See footnote QTS Realty Trust, Inc. (the "Company") repurchased 1,000 shares of common stock that were issued to Chad L. Williams in connection with the initial capitalization of the Company. Concurrently with the closing of the initial public offering of the Company, the Company granted restricted shares under the QTS Realty Trust, Inc. 2013 Equity Incentive Plan (the "Plan") to Chad L. Williams that vest ratably over four years beginning on the first anniversary from the date of grant and each quarter thereafter. Concurrently with the closing of the initial public offering of the Company, the Company granted options to purchase shares of Class A common stock under the Plan. The options vest ratably over a four year period beginning on the first anniversary of the date of grant and at each quarter thereafter. In connection with the completion of the initial public offering of the Company, Class D Units of Operating Partnership were converted into Class A units on a one-for-one basis, and Quality Technology Group, LLC contributed 133,000 Class A units to the Company for 133,000 shares of the Company's Class B common stock pursuant to the Class B Stock Purchase Agreement dated September 25, 2013 between Chad L. Williams, Quality Technology Group, LLC and the Company. The Class B common stock automatically converts into Class A common stock in certain circumstances and is convertible at any time into Class A common stock at the option of the holder. Securities held by Quality Technology Group, LLC, of which Mr. Williams is the manager. /s/ Shirley E. Goza, attorney-in-fact 2013-10-17