0001123292-13-001480.txt : 20131017 0001123292-13-001480.hdr.sgml : 20131017 20131017194058 ACCESSION NUMBER: 0001123292-13-001480 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131015 FILED AS OF DATE: 20131017 DATE AS OF CHANGE: 20131017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QTS Realty Trust, Inc. CENTRAL INDEX KEY: 0001577368 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 462809094 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12851 FOSTER STREET, SUITE 205 CITY: OVERLAND PARK STATE: KS ZIP: 66213 BUSINESS PHONE: 913-814-9988 MAIL ADDRESS: STREET 1: 12851 FOSTER STREET, SUITE 205 CITY: OVERLAND PARK STATE: KS ZIP: 66213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goza Shirley E. CENTRAL INDEX KEY: 0001587367 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36109 FILM NUMBER: 131157976 MAIL ADDRESS: STREET 1: QTS REALTY TRUST, INC. STREET 2: 12851 FOSTER STREET CITY: OVERLAND PARK STATE: KS ZIP: 66213 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-10-15 0001577368 QTS Realty Trust, Inc. QTS 0001587367 Goza Shirley E. C/O QTS REALTY TRUST, INC. 12851 FOSTER STREET, SUITE 205 OVERLAND PARK KS 66213 0 1 0 0 Secretary Class A common stock 2013-10-15 4 A 0 8928 0 A 8928 D Employee Stock option (right to buy) 21.00 2013-10-15 4 A 0 17755 0 A 2023-10-15 Class A common stock 17755 17755 D Class D units of Operating Partnership 2013-10-15 4 C 0 10000 D Class A units of Operating Partnership 10000 0 D Class A units of Operating Partnership 2013-10-15 4 C 0 10000 A Class A common stock 10000 10000 D Concurrently with the closing of the initial public offering of QTS Realty Trust, Inc. (the "Company"), the Company granted 8,928 restricted shares under the QTS Realty Trust, Inc. 2013 Equity Incentive Plan (the "Plan") to Shirley E. Goza that vest ratably over four years beginning on the first anniversary from the date of grant and each quarter thereafter. Concurrently with the closing of the initial public offering of the Company, the Company granted options to purchase shares of Class A common stock under the Plan. The options vest ratably over a four year period beginning on the first anniversary of the date of grant and at each quarter thereafter. In connection with the completion of the initial public offering of the Company, the Class D Units were converted into Class A units on a one-for-one basis, and the Class A units will be redeemable for cash or, at the operating partnership's election, shares of the Company's Class A common stock on a one-for-one basis, beginning one year following the beginning of the first full calendar month following the closing of the initial public offering on October 15, 2013. /s/ Shirley E. Goza 2013-10-17