0001576942-21-000110.txt : 20210716 0001576942-21-000110.hdr.sgml : 20210716 20210716170131 ACCESSION NUMBER: 0001576942-21-000110 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210714 FILED AS OF DATE: 20210716 DATE AS OF CHANGE: 20210716 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lake Katrina CENTRAL INDEX KEY: 0001661964 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38291 FILM NUMBER: 211096072 MAIL ADDRESS: STREET 1: 111 W. WASHINGTON STREET, SUITE 2100 CITY: CHICAGO STATE: IL ZIP: 60602 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Stitch Fix, Inc. CENTRAL INDEX KEY: 0001576942 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 275026540 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 1 MONTGOMERY STREET STREET 2: SUITE 1500 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 415-882-7765 MAIL ADDRESS: STREET 1: 1 MONTGOMERY STREET STREET 2: SUITE 1500 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 4 1 wf-form4_162646925131719.xml FORM 4 X0306 4 2021-07-14 0 0001576942 Stitch Fix, Inc. SFIX 0001661964 Lake Katrina ONE MONTGOMERY TOWER SUITE 1500 SAN FRANCISCO CA 94104 1 1 1 0 Chief Executive Officer Class A Common Stock 7719 D Class A Common Stock 2021-07-14 4 C 0 5555 0 A 15112 I John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 Class A Common Stock 2021-07-14 4 C 0 29166 0 A 29166 I Katrina M. Lake Revocable Trust Class A Common Stock 2021-07-14 4 C 0 9053 0 A 9053 I Katrina M. Lake 2017 Irrevocable Trust Class A Common Stock 2021-07-14 4 S 0 4066 58.8389 D 11046 I John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 Class A Common Stock 2021-07-14 4 S 0 1489 59.7182 D 9557 I John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 Class A Common Stock 2021-07-14 4 S 0 22230 58.8465 D 6936 I Katrina M. Lake Revocable Trust Class A Common Stock 2021-07-14 4 S 0 6936 59.7711 D 0 I Katrina M. Lake Revocable Trust Class A Common Stock 2021-07-14 4 S 0 6885 58.8319 D 2168 I Katrina M. Lake 2017 Irrevocable Trust Class A Common Stock 2021-07-14 4 S 0 2168 59.7439 D 0 I Katrina M. Lake 2017 Irrevocable Trust Class A Common Stock 2021-07-15 4 C 0 5555 0 A 15112 I John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 Class A Common Stock 2021-07-15 4 C 0 29166 0 A 29166 I Katrina M. Lake Revocable Trust Class A Common Stock 2021-07-15 4 C 0 9054 0 A 9054 I Katrina M. Lake 2017 Irrevocable Trust Class A Common Stock 2021-07-15 4 S 0 1639 54.2821 D 13473 I John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 Class A Common Stock 2021-07-15 4 S 0 3378 55.0626 D 10095 I John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 Class A Common Stock 2021-07-15 4 S 0 538 55.8943 D 9557 I John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 Class A Common Stock 2021-07-15 4 S 0 9636 54.3226 D 19530 I Katrina M. Lake Revocable Trust Class A Common Stock 2021-07-15 4 S 0 17005 55.0916 D 2525 I Katrina M. Lake Revocable Trust Class A Common Stock 2021-07-15 4 S 0 2525 55.9059 D 0 I Katrina M. Lake Revocable Trust Class A Common Stock 2021-07-15 4 S 0 3279 54.3778 D 5775 I Katrina M. Lake 2017 Irrevocable Trust Class A Common Stock 2021-07-15 4 S 0 5775 55.2465 D 0 I Katrina M. Lake 2017 Irrevocable Trust Class A Common Stock 2021-07-16 4 C 0 5556 0 A 15113 I John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 Class A Common Stock 2021-07-16 4 C 0 29168 0 A 29168 I Katrina M. Lake Revocable Trust Class A Common Stock 2021-07-16 4 C 0 9054 0 A 9054 I Katrina M. Lake 2017 Irrevocable Trust Class A Common Stock 2021-07-16 4 S 0 4218 53.8473 D 10895 I John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 Class A Common Stock 2021-07-16 4 S 0 1338 54.7338 D 9557 I John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 Class A Common Stock 2021-07-16 4 S 0 22058 53.8306 D 7110 I Katrina M. Lake Revocable Trust Class A Common Stock 2021-07-16 4 S 0 7110 54.6993 D 0 I Katrina M. Lake Revocable Trust Class A Common Stock 2021-07-16 4 S 0 6661 53.8121 D 2393 I Katrina M. Lake 2017 Irrevocable Trust Class A Common Stock 2021-07-16 4 S 0 2393 54.6816 D 0 I Katrina M. Lake 2017 Irrevocable Trust Class B Common Stock 2021-07-14 4 C 0 5555 0 D Class A Common Stock 5555.0 244431 I John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 Class B Common Stock 2021-07-14 4 C 0 29166 0 D Class A Common Stock 29166.0 9687231 I Katrina M. Lake Revocable Trust Class B Common Stock 2021-07-14 4 C 0 9053 0 D Class A Common Stock 9053.0 126752 I Katrina M. Lake 2017 Irrevocable Trust Class B Common Stock 2021-07-15 4 C 0 5555 0 D Class A Common Stock 5555.0 238876 I John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 Class B Common Stock 2021-07-15 4 C 0 29166 0 D Class A Common Stock 29166.0 9658065 I Katrina M. Lake Revocable Trust Class B Common Stock 2021-07-15 4 C 0 9054 0 D Class A Common Stock 9054.0 117698 I Katrina M. Lake 2017 Irrevocable Trust Class B Common Stock 2021-07-16 4 C 0 5556 0 D Class A Common Stock 5556.0 233320 I John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 Class B Common Stock 2021-07-16 4 C 0 29168 0 D Class A Common Stock 29168.0 9628897 I Katrina M. Lake Revocable Trust Class B Common Stock 2021-07-16 4 C 0 9054 0 D Class A Common Stock 9054.0 108644 I Katrina M. Lake 2017 Irrevocable Trust Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. The shares are held by John C. Clifford and Katrina M. Lake, Trustees of the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016. The shares are held by Katrina M. Lake, Trustee of The Katrina M. Lake Revocable Trust dated May 23, 2016. The shares are held by Katrina M, Lake, Trustee of The Katrina M. Lake 2017 Irrevocable Trust. Shares disposed of pursuant to a previously established Rule 10b5-1 plan. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $58.37 to $59.30 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $59.385 to $60.32 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $58.345 to $59.3275 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $59.365 to $60.32 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $58.35 to $59.30 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $59.35 to $60.32 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $53.58 to $54.57 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $54.58 to $55.47 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $55.64 to $56.28 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $53.65 to $54.63 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $54.65 to $55.56 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $55.65 to $56.28 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $53.72 to $54.68 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $54.73 to $56.28 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $53.30 to $54.28 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $54.30 to $55.12 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $53.30 to $54.24 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $54.31 to $55.12 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. /s/ Scott Darling, Attorney-in-Fact for Katrina Lake 2021-07-16