0001576942-21-000094.txt : 20210621
0001576942-21-000094.hdr.sgml : 20210621
20210621164929
ACCESSION NUMBER: 0001576942-21-000094
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210616
FILED AS OF DATE: 20210621
DATE AS OF CHANGE: 20210621
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lake Katrina
CENTRAL INDEX KEY: 0001661964
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38291
FILM NUMBER: 211031424
MAIL ADDRESS:
STREET 1: 111 W. WASHINGTON STREET, SUITE 2100
CITY: CHICAGO
STATE: IL
ZIP: 60602
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Stitch Fix, Inc.
CENTRAL INDEX KEY: 0001576942
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961]
IRS NUMBER: 275026540
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0731
BUSINESS ADDRESS:
STREET 1: 1 MONTGOMERY STREET
STREET 2: SUITE 1500
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
BUSINESS PHONE: 415-882-7765
MAIL ADDRESS:
STREET 1: 1 MONTGOMERY STREET
STREET 2: SUITE 1500
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
4
1
wf-form4_162430854699032.xml
FORM 4
X0306
4
2021-06-16
0
0001576942
Stitch Fix, Inc.
SFIX
0001661964
Lake Katrina
ONE MONTGOMERY TOWER SUITE 1500
SAN FRANCISCO
CA
94104
1
1
1
0
Chief Executive Officer
Class A Common Stock
2021-06-16
4
F
0
2669
61.13
D
7719
D
Class A Common Stock
2021-06-16
4
C
0
18055
0
A
32661
I
John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016
Class A Common Stock
2021-06-16
4
C
0
79166
0
A
79166
I
Katrina M. Lake Revocable Trust
Class A Common Stock
2021-06-16
4
C
0
9053
0
A
9053
I
Katrina M. Lake 2017 Irrevocable Trust
Class A Common Stock
2021-06-16
4
S
0
12592
58.62
D
20069
I
John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016
Class A Common Stock
2021-06-16
4
S
0
4210
59.969
D
15859
I
John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016
Class A Common Stock
2021-06-16
4
S
0
1253
60.5471
D
14606
I
John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016
Class A Common Stock
2021-06-16
4
S
0
50296
58.4037
D
28870
I
Katrina M. Lake Revocable Trust
Class A Common Stock
2021-06-16
4
S
0
18837
59.9081
D
10033
I
Katrina M. Lake Revocable Trust
Class A Common Stock
2021-06-16
4
S
0
10033
60.435
D
0
I
Katrina M. Lake Revocable Trust
Class A Common Stock
2021-06-16
4
S
0
5298
59.8671
D
3755
I
Katrina M. Lake 2017 Irrevocable Trust
Class A Common Stock
2021-06-16
4
S
0
3755
60.4199
D
0
I
Katrina M. Lake 2017 Irrevocable Trust
Class A Common Stock
2021-06-17
4
C
0
5555
0
A
20161
I
John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016
Class A Common Stock
2021-06-17
4
C
0
29166
0
A
29166
I
Katrina M. Lake Revocable Trust
Class A Common Stock
2021-06-17
4
C
0
9054
0
A
9054
I
Katrina M. Lake 2017 Irrevocable Trust
Class A Common Stock
2021-06-17
4
S
0
1693
59.1434
D
18468
I
John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016
Class A Common Stock
2021-06-17
4
S
0
3862
60.1621
D
14606
I
John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016
Class A Common Stock
2021-06-17
4
S
0
8390
59.1484
D
20776
I
Katrina M. Lake Revocable Trust
Class A Common Stock
2021-06-17
4
S
0
20776
60.1429
D
0
I
Katrina M. Lake Revocable Trust
Class A Common Stock
2021-06-17
4
S
0
2678
59.1329
D
6376
I
Katrina M. Lake 2017 Irrevocable Trust
Class A Common Stock
2021-06-17
4
S
0
6376
60.1289
D
0
I
Katrina M. Lake 2017 Irrevocable Trust
Class A Common Stock
2021-06-18
4
C
0
5556
0
A
20162
I
John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016
Class A Common Stock
2021-06-18
4
C
0
29168
0
A
29168
I
Katrina M. Lake Revocable Trust
Class A Common Stock
2021-06-18
4
C
0
9054
0
A
9054
I
Katrina M. Lake 2017 Irrevocable Trust
Class A Common Stock
2021-06-18
4
S
0
8502
60.4112
D
11660
I
John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016
Class A Common Stock
2021-06-18
4
S
0
2103
61.1424
D
9557
I
John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016
Class A Common Stock
2021-06-18
4
S
0
23834
60.4276
D
5334
I
Katrina M. Lake Revocable Trust
Class A Common Stock
2021-06-18
4
S
0
5334
61.1428
D
0
I
Katrina M. Lake Revocable Trust
Class A Common Stock
2021-06-18
4
S
0
7212
60.4115
D
1842
I
Katrina M. Lake 2017 Irrevocable Trust
Class A Common Stock
2021-06-18
4
S
0
1842
61.1323
D
0
I
Katrina M. Lake 2017 Irrevocable Trust
Class B Common Stock
2021-06-16
4
C
0
18055
0
D
Class A Common Stock
18055.0
261097
I
John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016
Class B Common Stock
2021-06-16
4
C
0
79166
0
D
Class A Common Stock
79166.0
9774731
I
Katrina M. Lake Revocable Trust
Class B Common Stock
2021-06-16
4
C
0
9053
0
D
Class A Common Stock
9053.0
153913
I
Katrina M. Lake 2017 Irrevocable Trust
Class B Common Stock
2021-06-17
4
C
0
5555
0
D
Class A Common Stock
5555.0
255542
I
John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016
Class B Common Stock
2021-06-17
4
C
0
29166
0
D
Class A Common Stock
29166.0
9745565
I
Katrina M. Lake Revocable Trust
Class B Common Stock
2021-06-17
4
C
0
9054
0
D
Class A Common Stock
9054.0
144859
I
Katrina M. Lake 2017 Irrevocable Trust
Class B Common Stock
2021-06-18
4
C
0
5556
0
D
Class A Common Stock
5556.0
249986
I
John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016
Class B Common Stock
2021-06-18
4
C
0
29168
0
D
Class A Common Stock
29168.0
9716397
I
Katrina M. Lake Revocable Trust
Class B Common Stock
2021-06-18
4
C
0
9054
0
D
Class A Common Stock
9054.0
135805
I
Katrina M. Lake 2017 Irrevocable Trust
Represents shares that have been withheld by the Company to satisfy tax withholding obligation in connection with the vesting of restricted stock units.
Number of shares reflects transfer of 5,049 shares from direct holdings to the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016.
Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
The shares are held by John C. Clifford and Katrina M. Lake, Trustees of the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016.
The shares are held by Katrina M. Lake, Trustee of The Katrina M. Lake Revocable Trust dated May 23, 2016.
The shares are held by Katrina M, Lake, Trustee of The Katrina M. Lake 2017 Irrevocable Trust.
Shares disposed of pursuant to a previously established Rule 10b5-1 plan.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $58.24 to $59.15 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $59.30 to $60.28 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $60.31 to $60.99 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $58.185 to $59.15 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $59.22 to $60.21 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $60.22 to $61.00 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $59.15 to $60.14 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $60.16 to $61.00 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $58.59 to $59.57 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $59.59 to $60.49 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $58.58 to $59.57 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $59.58 to $60.48 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $58.59 to $59.58 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $59.61 to $60.425 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $59.955 to $60.95 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $60.995 to $61.36 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $59.92 to $60.91 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $60.93 to $61.36 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $59.89 to $60.88 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $60.98 to $61.30 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
/s/ Scott Darling, Attorney-in-Fact for Katrina Lake
2021-06-21