0001576942-21-000094.txt : 20210621 0001576942-21-000094.hdr.sgml : 20210621 20210621164929 ACCESSION NUMBER: 0001576942-21-000094 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210616 FILED AS OF DATE: 20210621 DATE AS OF CHANGE: 20210621 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lake Katrina CENTRAL INDEX KEY: 0001661964 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38291 FILM NUMBER: 211031424 MAIL ADDRESS: STREET 1: 111 W. WASHINGTON STREET, SUITE 2100 CITY: CHICAGO STATE: IL ZIP: 60602 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Stitch Fix, Inc. CENTRAL INDEX KEY: 0001576942 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 275026540 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 1 MONTGOMERY STREET STREET 2: SUITE 1500 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 415-882-7765 MAIL ADDRESS: STREET 1: 1 MONTGOMERY STREET STREET 2: SUITE 1500 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 4 1 wf-form4_162430854699032.xml FORM 4 X0306 4 2021-06-16 0 0001576942 Stitch Fix, Inc. SFIX 0001661964 Lake Katrina ONE MONTGOMERY TOWER SUITE 1500 SAN FRANCISCO CA 94104 1 1 1 0 Chief Executive Officer Class A Common Stock 2021-06-16 4 F 0 2669 61.13 D 7719 D Class A Common Stock 2021-06-16 4 C 0 18055 0 A 32661 I John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 Class A Common Stock 2021-06-16 4 C 0 79166 0 A 79166 I Katrina M. Lake Revocable Trust Class A Common Stock 2021-06-16 4 C 0 9053 0 A 9053 I Katrina M. Lake 2017 Irrevocable Trust Class A Common Stock 2021-06-16 4 S 0 12592 58.62 D 20069 I John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 Class A Common Stock 2021-06-16 4 S 0 4210 59.969 D 15859 I John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 Class A Common Stock 2021-06-16 4 S 0 1253 60.5471 D 14606 I John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 Class A Common Stock 2021-06-16 4 S 0 50296 58.4037 D 28870 I Katrina M. Lake Revocable Trust Class A Common Stock 2021-06-16 4 S 0 18837 59.9081 D 10033 I Katrina M. Lake Revocable Trust Class A Common Stock 2021-06-16 4 S 0 10033 60.435 D 0 I Katrina M. Lake Revocable Trust Class A Common Stock 2021-06-16 4 S 0 5298 59.8671 D 3755 I Katrina M. Lake 2017 Irrevocable Trust Class A Common Stock 2021-06-16 4 S 0 3755 60.4199 D 0 I Katrina M. Lake 2017 Irrevocable Trust Class A Common Stock 2021-06-17 4 C 0 5555 0 A 20161 I John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 Class A Common Stock 2021-06-17 4 C 0 29166 0 A 29166 I Katrina M. Lake Revocable Trust Class A Common Stock 2021-06-17 4 C 0 9054 0 A 9054 I Katrina M. Lake 2017 Irrevocable Trust Class A Common Stock 2021-06-17 4 S 0 1693 59.1434 D 18468 I John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 Class A Common Stock 2021-06-17 4 S 0 3862 60.1621 D 14606 I John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 Class A Common Stock 2021-06-17 4 S 0 8390 59.1484 D 20776 I Katrina M. Lake Revocable Trust Class A Common Stock 2021-06-17 4 S 0 20776 60.1429 D 0 I Katrina M. Lake Revocable Trust Class A Common Stock 2021-06-17 4 S 0 2678 59.1329 D 6376 I Katrina M. Lake 2017 Irrevocable Trust Class A Common Stock 2021-06-17 4 S 0 6376 60.1289 D 0 I Katrina M. Lake 2017 Irrevocable Trust Class A Common Stock 2021-06-18 4 C 0 5556 0 A 20162 I John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 Class A Common Stock 2021-06-18 4 C 0 29168 0 A 29168 I Katrina M. Lake Revocable Trust Class A Common Stock 2021-06-18 4 C 0 9054 0 A 9054 I Katrina M. Lake 2017 Irrevocable Trust Class A Common Stock 2021-06-18 4 S 0 8502 60.4112 D 11660 I John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 Class A Common Stock 2021-06-18 4 S 0 2103 61.1424 D 9557 I John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 Class A Common Stock 2021-06-18 4 S 0 23834 60.4276 D 5334 I Katrina M. Lake Revocable Trust Class A Common Stock 2021-06-18 4 S 0 5334 61.1428 D 0 I Katrina M. Lake Revocable Trust Class A Common Stock 2021-06-18 4 S 0 7212 60.4115 D 1842 I Katrina M. Lake 2017 Irrevocable Trust Class A Common Stock 2021-06-18 4 S 0 1842 61.1323 D 0 I Katrina M. Lake 2017 Irrevocable Trust Class B Common Stock 2021-06-16 4 C 0 18055 0 D Class A Common Stock 18055.0 261097 I John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 Class B Common Stock 2021-06-16 4 C 0 79166 0 D Class A Common Stock 79166.0 9774731 I Katrina M. Lake Revocable Trust Class B Common Stock 2021-06-16 4 C 0 9053 0 D Class A Common Stock 9053.0 153913 I Katrina M. Lake 2017 Irrevocable Trust Class B Common Stock 2021-06-17 4 C 0 5555 0 D Class A Common Stock 5555.0 255542 I John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 Class B Common Stock 2021-06-17 4 C 0 29166 0 D Class A Common Stock 29166.0 9745565 I Katrina M. Lake Revocable Trust Class B Common Stock 2021-06-17 4 C 0 9054 0 D Class A Common Stock 9054.0 144859 I Katrina M. Lake 2017 Irrevocable Trust Class B Common Stock 2021-06-18 4 C 0 5556 0 D Class A Common Stock 5556.0 249986 I John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 Class B Common Stock 2021-06-18 4 C 0 29168 0 D Class A Common Stock 29168.0 9716397 I Katrina M. Lake Revocable Trust Class B Common Stock 2021-06-18 4 C 0 9054 0 D Class A Common Stock 9054.0 135805 I Katrina M. Lake 2017 Irrevocable Trust Represents shares that have been withheld by the Company to satisfy tax withholding obligation in connection with the vesting of restricted stock units. Number of shares reflects transfer of 5,049 shares from direct holdings to the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016. Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. The shares are held by John C. Clifford and Katrina M. Lake, Trustees of the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016. The shares are held by Katrina M. Lake, Trustee of The Katrina M. Lake Revocable Trust dated May 23, 2016. The shares are held by Katrina M, Lake, Trustee of The Katrina M. Lake 2017 Irrevocable Trust. Shares disposed of pursuant to a previously established Rule 10b5-1 plan. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $58.24 to $59.15 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $59.30 to $60.28 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $60.31 to $60.99 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $58.185 to $59.15 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $59.22 to $60.21 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $60.22 to $61.00 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $59.15 to $60.14 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $60.16 to $61.00 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $58.59 to $59.57 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $59.59 to $60.49 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $58.58 to $59.57 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $59.58 to $60.48 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $58.59 to $59.58 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $59.61 to $60.425 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $59.955 to $60.95 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $60.995 to $61.36 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $59.92 to $60.91 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $60.93 to $61.36 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $59.89 to $60.88 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $60.98 to $61.30 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. /s/ Scott Darling, Attorney-in-Fact for Katrina Lake 2021-06-21