0001576942-21-000028.txt : 20210224 0001576942-21-000028.hdr.sgml : 20210224 20210224182849 ACCESSION NUMBER: 0001576942-21-000028 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210223 FILED AS OF DATE: 20210224 DATE AS OF CHANGE: 20210224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lake Katrina CENTRAL INDEX KEY: 0001661964 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38291 FILM NUMBER: 21675408 MAIL ADDRESS: STREET 1: 111 W. WASHINGTON STREET, SUITE 2100 CITY: CHICAGO STATE: IL ZIP: 60602 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Stitch Fix, Inc. CENTRAL INDEX KEY: 0001576942 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 275026540 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 1 MONTGOMERY STREET STREET 2: SUITE 1500 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 415-882-7765 MAIL ADDRESS: STREET 1: 1 MONTGOMERY STREET STREET 2: SUITE 1500 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 4 1 wf-form4_161420931428025.xml FORM 4 X0306 4 2021-02-23 0 0001576942 Stitch Fix, Inc. SFIX 0001661964 Lake Katrina ONE MONTGOMERY TOWER SUITE 1500 SAN FRANCISCO CA 94104 1 1 1 0 Chief Executive Officer Class A Common Stock 23155 D Class A Common Stock 2021-02-23 4 C 0 5555 0 A 15112 I John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 Class A Common Stock 2021-02-23 4 C 0 29166 0 A 29166 I Katrina M. Lake Revocable Trust Class A Common Stock 2021-02-23 4 C 0 9054 0 A 9054 I Katrina M. Lake 2017 Irrevocable Trust Class A Common Stock 2021-02-23 4 S 0 850 65.0794 D 14262 I John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 Class A Common Stock 2021-02-23 4 S 0 1850 66.4382 D 12412 I John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 Class A Common Stock 2021-02-23 4 S 0 1239 67.3734 D 11173 I John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 Class A Common Stock 2021-02-23 4 S 0 1461 68.3437 D 9712 I John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 Class A Common Stock 2021-02-23 4 S 0 155 69.3687 D 9557 I John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 Class A Common Stock 2021-02-23 4 S 0 4600 65.1937 D 24566 I Katrina M. Lake Revocable Trust Class A Common Stock 2021-02-23 4 S 0 8300 66.3788 D 16266 I Katrina M. Lake Revocable Trust Class A Common Stock 2021-02-23 4 S 0 6090 67.2067 D 10176 I Katrina M. Lake Revocable Trust Class A Common Stock 2021-02-23 4 S 0 8510 68.2339 D 1666 I Katrina M. Lake Revocable Trust Class A Common Stock 2021-02-23 4 S 0 1200 69.2208 D 466 I Katrina M. Lake Revocable Trust Class A Common Stock 2021-02-23 4 S 0 216 69.9254 D 250 I Katrina M. Lake Revocable Trust Class A Common Stock 2021-02-23 4 S 0 250 71.216 D 0 I Katrina M. Lake Revocable Trust Class A Common Stock 2021-02-23 4 S 0 1400 65.0986 D 7654 I Katrina M. Lake 2017 Irrevocable Trust Class A Common Stock 2021-02-23 4 S 0 2500 66.3609 D 5154 I Katrina M. Lake 2017 Irrevocable Trust Class A Common Stock 2021-02-23 4 S 0 1800 67.1772 D 3354 I Katrina M. Lake 2017 Irrevocable Trust Class A Common Stock 2021-02-23 4 S 0 2800 68.187 D 554 I Katrina M. Lake 2017 Irrevocable Trust Class A Common Stock 2021-02-23 4 S 0 400 69.11 D 154 I Katrina M. Lake 2017 Irrevocable Trust Class A Common Stock 2021-02-23 4 S 0 129 69.93 D 25 I Katrina M. Lake 2017 Irrevocable Trust Class A Common Stock 2021-02-23 4 S 0 25 71.18 D 0 I Katrina M. Lake 2017 Irrevocable Trust Class B Common Stock 2021-02-23 4 C 0 5555 0 D Class A Common Stock 5555.0 322206 I John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 Class B Common Stock 2021-02-23 4 C 0 29166 0 D Class A Common Stock 29166.0 10095565 I Katrina M. Lake Revocable Trust Class B Common Stock 2021-02-23 4 C 0 9054 0 D Class A Common Stock 9054.0 253503 I Katrina M. Lake 2017 Irrevocable Trust Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. The shares are held by John C. Clifford and Katrina M. Lake, Trustees of the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016. The shares are held by Katrina M. Lake, Trustee of The Katrina M. Lake Revocable Trust dated May 23, 2016. The shares are held by Katrina M, Lake, Trustee of The Katrina M. Lake 2017 Irrevocable Trust. Shares disposed of pursuant to a previously established Rule 10b5-1 plan. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $64.79 to $65.77 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $65.93 to $66.91 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $66.93 to $67.91 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $67.94 to $68.92 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $68.98 to $69.93 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $64.72 to $65.58 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $65.77 to $66.76 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $66.79 to $67.73 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $67.80 to $68.75 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $68.90 to $69.65 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $69.92 to $69.93 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $71.18 to $71.23 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $64.72 to $65.57 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $65.77 to $66.74 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $66.79 to $67.69 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $67.81 to $68.73 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $68.90 to $69.43 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. /s/ Scott Darling, Attorney-in-Fact for Katrina Lake 2021-02-24