0001209191-21-056713.txt : 20210917
0001209191-21-056713.hdr.sgml : 20210917
20210917182332
ACCESSION NUMBER: 0001209191-21-056713
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210915
FILED AS OF DATE: 20210917
DATE AS OF CHANGE: 20210917
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lake Katrina
CENTRAL INDEX KEY: 0001661964
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38291
FILM NUMBER: 211261619
MAIL ADDRESS:
STREET 1: 111 W. WASHINGTON STREET, SUITE 2100
CITY: CHICAGO
STATE: IL
ZIP: 60602
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Stitch Fix, Inc.
CENTRAL INDEX KEY: 0001576942
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961]
IRS NUMBER: 275026540
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0731
BUSINESS ADDRESS:
STREET 1: 1 MONTGOMERY STREET
STREET 2: SUITE 1500
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
BUSINESS PHONE: 415-882-7765
MAIL ADDRESS:
STREET 1: 1 MONTGOMERY STREET
STREET 2: SUITE 1500
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-09-15
0
0001576942
Stitch Fix, Inc.
SFIX
0001661964
Lake Katrina
C/O STITCH FIX, INC.
1 MONTGOMERY STREET, SUITE 1500
SAN FRANCISCO
CA
94104
1
1
0
0
Chief Executive Officer
Class A Common Stock
2021-09-15
4
F
0
2670
35.69
D
0
D
Class A Common Stock
2021-09-15
4
C
0
3472
0.00
A
18078
I
John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016
Class A Common Stock
2021-09-15
4
C
0
20833
0.00
A
20833
I
Katrina M. Lake Revocable Trust
Class A Common Stock
2021-09-15
4
C
0
9053
0.00
A
9053
I
Katrina M. Lake 2017 Irrevocable Trust
Class A Common Stock
2021-09-15
4
S
0
3255
34.23
D
14823
I
John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016
Class A Common Stock
2021-09-15
4
S
0
217
35.35
D
14606
I
John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016
Class A Common Stock
2021-09-15
4
S
0
19032
34.20
D
1801
I
Katrina M. Lake Revocable Trust
Class A Common Stock
2021-09-15
4
S
0
1801
35.19
D
0
I
Katrina M. Lake Revocable Trust
Class A Common Stock
2021-09-15
4
S
0
8488
34.30
D
565
I
Katrina M. Lake 2017 Irrevocable Trust
Class A Common Stock
2021-09-15
4
S
0
565
35.35
D
0
I
Katrina M. Lake 2017 Irrevocable Trust
Class A Common Stock
2021-09-16
4
C
0
3472
0.00
A
18078
I
John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016
Class A Common Stock
2021-09-16
4
C
0
20833
0.00
A
20833
I
Katrina M. Lake Revocable Trust
Class A Common Stock
2021-09-16
4
C
0
9054
0.00
A
9054
I
Katrina M. Lake 2017 Irrevocable Trust
Class A Common Stock
2021-09-16
4
S
0
3215
33.86
D
14863
I
John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016
Class A Common Stock
2021-09-16
4
S
0
257
34.53
D
14606
I
John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016
Class A Common Stock
2021-09-16
4
S
0
19454
33.86
D
1379
I
Katrina M. Lake Revocable Trust
Class A Common Stock
2021-09-16
4
S
0
1379
34.58
D
0
I
Katrina M. Lake Revocable Trust
Class A Common Stock
2021-09-16
4
S
0
8561
33.86
D
493
I
Katrina M. Lake 2017 Irrevocable Trust
Class A Common Stock
2021-09-16
4
S
0
493
34.60
D
0
I
Katrina M. Lake 2017 Irrevocable Trust
Class A Common Stock
2021-09-17
4
C
0
3472
0.00
A
18078
I
John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016
Class A Common Stock
2021-09-17
4
C
0
20834
0.00
A
20834
I
Katrina M. Lake Revocable Trust
Class A Common Stock
2021-09-17
4
C
0
9054
0.00
A
9054
I
Katrina M. Lake 2017 Irrevocable Trust
Class A Common Stock
2021-09-17
4
S
0
6727
34.25
D
11351
I
John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016
Class A Common Stock
2021-09-17
4
S
0
1794
35.05
D
9557
I
John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016
Class A Common Stock
2021-09-17
4
S
0
16449
34.27
D
4385
I
Katrina M. Lake Revocable Trust
Class A Common Stock
2021-09-17
4
S
0
4385
35.05
D
0
I
Katrina M. Lake Revocable Trust
Class A Common Stock
2021-09-17
4
S
0
7148
34.25
D
1906
I
Katrina M. Lake 2017 Irrevocable Trust
Class A Common Stock
2021-09-17
4
S
0
1906
35.05
D
0
I
Katrina M. Lake 2017 Irrevocable Trust
Class B Common Stock
2021-09-15
4
C
0
3472
0.00
D
Class A Common Stock
3472
219432
I
John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016
Class B Common Stock
2021-09-15
4
C
0
20833
0.00
D
Class A Common Stock
20833
9545564
I
Katrina M. Lake Revocable Trust
Class B Common Stock
2021-09-15
4
C
0
9053
0.00
D
Class A Common Stock
9053
72430
I
Katrina M. Lake 2017 Irrevocable Trust
Class B Common Stock
2021-09-16
4
C
0
3472
0.00
D
Class A Common Stock
3472
215960
I
John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016
Class B Common Stock
2021-09-16
4
C
0
20833
0.00
D
Class A Common Stock
20833
9524731
I
Katrina M. Lake Revocable Trust
Class B Common Stock
2021-09-16
4
C
0
9054
0.00
D
Class A Common Stock
9054
63376
I
Katrina M. Lake 2017 Irrevocable Trust
Class B Common Stock
2021-09-17
4
C
0
3472
0.00
D
Class A Common Stock
3472
212488
I
John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016
Class B Common Stock
2021-09-17
4
C
0
20834
0.00
D
Class A Common Stock
20834
9053897
I
Katrina M. Lake Revocable Trust
Class B Common Stock
2021-09-17
4
C
0
9054
0.00
D
Class A Common Stock
9054
54322
I
Katrina M. Lake 2017 Irrevocable Trust
Represents shares that have been withheld by the Company to satisfy tax withholding obligation in connection with the vesting of restricted stock units.
Number of shares reflects transfer of 5,049 shares from direct holdings to the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016.
Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
The shares are held by John C. Clifford and Katrina M. Lake, Trustees of the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016.
The shares are held by Katrina M. Lake, Trustee of The Katrina M. Lake Revocable Trust dated May 23, 2016.
The shares are held by Katrina M, Lake, Trustee of The Katrina M. Lake 2017 Irrevocable Trust.
Shares disposed of pursuant to a previously established Rule 10b5-1 plan.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $33.84 to $34.78 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $33.77 to $34.76 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $34.78 to $35.35 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $33.84 to $34.76 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $33.42 to $34.40 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $34.43 to $34.71 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $33.45 to $34.43 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $34.46 to $34.71 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $33.46 to $34.43 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $34.45 to $34.71 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $33.79 to $34.46 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $33.77 to $34.52 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $33.86 to $34.47 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
/s/ Scott Darling, Attorney-in-Fact for Katrina Lake
2021-09-17