0001209191-21-052297.txt : 20210818
0001209191-21-052297.hdr.sgml : 20210818
20210818175140
ACCESSION NUMBER: 0001209191-21-052297
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210816
FILED AS OF DATE: 20210818
DATE AS OF CHANGE: 20210818
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lake Katrina
CENTRAL INDEX KEY: 0001661964
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38291
FILM NUMBER: 211187673
MAIL ADDRESS:
STREET 1: 111 W. WASHINGTON STREET, SUITE 2100
CITY: CHICAGO
STATE: IL
ZIP: 60602
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Stitch Fix, Inc.
CENTRAL INDEX KEY: 0001576942
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961]
IRS NUMBER: 275026540
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0731
BUSINESS ADDRESS:
STREET 1: 1 MONTGOMERY STREET
STREET 2: SUITE 1500
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
BUSINESS PHONE: 415-882-7765
MAIL ADDRESS:
STREET 1: 1 MONTGOMERY STREET
STREET 2: SUITE 1500
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-08-16
0
0001576942
Stitch Fix, Inc.
SFIX
0001661964
Lake Katrina
C/O STITCH FIX, INC.
1 MONTGOMERY STREET, SUITE 1500
SAN FRANCISCO
CA
94104
1
1
0
0
Chief Executive Officer
Class A Common Stock
7719
D
Class A Common Stock
2021-08-16
4
C
0
3472
0.00
A
13029
I
John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016
Class A Common Stock
2021-08-16
4
C
0
20833
0.00
A
20833
I
Katrina M. Lake Revocable Trust
Class A Common Stock
2021-08-16
4
C
0
9053
0.00
A
9053
I
Katrina M. Lake 2017 Irrevocable Trust
Class A Common Stock
2021-08-16
4
S
0
2703
40.97
D
10326
I
John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016
Class A Common Stock
2021-08-16
4
S
0
769
41.69
D
9557
I
John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016
Class A Common Stock
2021-08-16
4
S
0
17616
41.01
D
3217
I
Katrina M. Lake Revocable Trust
Class A Common Stock
2021-08-16
4
S
0
3217
41.75
D
0
I
Katrina M. Lake Revocable Trust
Class A Common Stock
2021-08-16
4
S
0
7442
40.99
D
1611
I
Katrina M. Lake 2017 Irrevocable Trust
Class A Common Stock
2021-08-16
4
S
0
1611
41.75
D
0
I
Katrina M. Lake 2017 Irrevocable Trust
Class A Common Stock
2021-08-17
4
C
0
3472
0.00
A
13029
I
John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016
Class A Common Stock
2021-08-17
4
C
0
20833
0.00
A
20833
I
Katrina M. Lake Revocable Trust
Class A Common Stock
2021-08-17
4
C
0
9054
0.00
A
9054
I
Katrina M. Lake 2017 Irrevocable Trust
Class A Common Stock
2021-08-17
4
S
0
3001
40.57
D
10028
I
John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016
Class A Common Stock
2021-08-17
4
S
0
471
41.16
D
9557
I
John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016
Class A Common Stock
2021-08-17
4
S
0
18005
40.57
D
2828
I
Katrina M. Lake Revocable Trust
Class A Common Stock
2021-08-17
4
S
0
2828
41.16
D
0
I
Katrina M. Lake Revocable Trust
Class A Common Stock
2021-08-17
4
S
0
7638
40.57
D
1416
I
Katrina M. Lake 2017 Irrevocable Trust
Class A Common Stock
2021-08-17
4
S
0
1416
41.14
D
0
I
Katrina M. Lake 2017 Irrevocable Trust
Class A Common Stock
2021-08-18
4
C
0
3472
0.00
A
13029
I
John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016
Class A Common Stock
2021-08-18
4
C
0
20834
0.00
A
20834
I
Katrina M. Lake Revocable Trust
Class A Common Stock
2021-08-18
4
C
0
9054
0.00
A
9054
I
Katrina M. Lake 2017 Irrevocable Trust
Class A Common Stock
2021-08-18
4
S
0
2940
39.67
D
10089
I
John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016
Class A Common Stock
2021-08-18
4
S
0
532
40.29
D
9557
I
John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016
Class A Common Stock
2021-08-18
4
S
0
17066
39.66
D
3768
I
Katrina M. Lake Revocable Trust
Class A Common Stock
2021-08-18
4
S
0
3768
40.29
D
0
I
Katrina M. Lake Revocable Trust
Class A Common Stock
2021-08-18
4
S
0
7257
39.66
D
1797
I
Katrina M. Lake 2017 Irrevocable Trust
Class A Common Stock
2021-08-18
4
S
0
1797
40.26
D
0
I
Katrina M. Lake 2017 Irrevocable Trust
Class B Common Stock
2021-08-16
4
C
0
3472
0.00
D
Class A Common Stock
3472
229848
I
John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016
Class B Common Stock
2021-08-16
4
C
0
20833
0.00
D
Class A Common Stock
20833
9608064
I
Katrina M. Lake Revocable Trust
Class B Common Stock
2021-08-16
4
C
0
9053
0.00
D
Class A Common Stock
9053
99591
I
Katrina M. Lake 2017 Irrevocable Trust
Class B Common Stock
2021-08-17
4
C
0
3472
0.00
D
Class A Common Stock
3472
226376
I
John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016
Class B Common Stock
2021-08-17
4
C
0
20833
0.00
D
Class A Common Stock
20833
9587231
I
Katrina M. Lake Revocable Trust
Class B Common Stock
2021-08-17
4
C
0
9054
0.00
D
Class A Common Stock
9054
90537
I
Katrina M. Lake 2017 Irrevocable Trust
Class B Common Stock
2021-08-18
4
C
0
3472
0.00
D
Class A Common Stock
3472
222904
I
John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016
Class B Common Stock
2021-08-18
4
C
0
20834
0.00
D
Class A Common Stock
20834
9566397
I
Katrina M. Lake Revocable Trust
Class B Common Stock
2021-08-18
4
C
0
9054
0.00
D
Class A Common Stock
9054
81483
I
Katrina M. Lake 2017 Irrevocable Trust
Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
The shares are held by John C. Clifford and Katrina M. Lake, Trustees of the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016.
The shares are held by Katrina M. Lake, Trustee of The Katrina M. Lake Revocable Trust dated May 23, 2016.
The shares are held by Katrina M, Lake, Trustee of The Katrina M. Lake 2017 Irrevocable Trust.
Shares disposed of pursuant to a previously established Rule 10b5-1 plan.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $40.55 to $41.53 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $41.55 to $41.98 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $40.55 to $41.54 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $41.59 to $41.98 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $40.55 to $41.52 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $41.55 to $41.99 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $40.01 to $40.96 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $41.01 to $41.45 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $40.01 to $40.99 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $40.01 to $40.97 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $39.21 to $40.20 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $40.22 to $40.43 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $39.18 to $40.17 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $40.18 to $40.48 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $39.16 to $40.15 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $40.16 to $40.48 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
/s/ Scott Darling, Attorney-in-Fact for Katrina Lake
2021-08-18