0001209191-21-052297.txt : 20210818 0001209191-21-052297.hdr.sgml : 20210818 20210818175140 ACCESSION NUMBER: 0001209191-21-052297 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210816 FILED AS OF DATE: 20210818 DATE AS OF CHANGE: 20210818 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lake Katrina CENTRAL INDEX KEY: 0001661964 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38291 FILM NUMBER: 211187673 MAIL ADDRESS: STREET 1: 111 W. WASHINGTON STREET, SUITE 2100 CITY: CHICAGO STATE: IL ZIP: 60602 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Stitch Fix, Inc. CENTRAL INDEX KEY: 0001576942 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 275026540 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 1 MONTGOMERY STREET STREET 2: SUITE 1500 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 415-882-7765 MAIL ADDRESS: STREET 1: 1 MONTGOMERY STREET STREET 2: SUITE 1500 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-08-16 0 0001576942 Stitch Fix, Inc. SFIX 0001661964 Lake Katrina C/O STITCH FIX, INC. 1 MONTGOMERY STREET, SUITE 1500 SAN FRANCISCO CA 94104 1 1 0 0 Chief Executive Officer Class A Common Stock 7719 D Class A Common Stock 2021-08-16 4 C 0 3472 0.00 A 13029 I John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 Class A Common Stock 2021-08-16 4 C 0 20833 0.00 A 20833 I Katrina M. Lake Revocable Trust Class A Common Stock 2021-08-16 4 C 0 9053 0.00 A 9053 I Katrina M. Lake 2017 Irrevocable Trust Class A Common Stock 2021-08-16 4 S 0 2703 40.97 D 10326 I John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 Class A Common Stock 2021-08-16 4 S 0 769 41.69 D 9557 I John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 Class A Common Stock 2021-08-16 4 S 0 17616 41.01 D 3217 I Katrina M. Lake Revocable Trust Class A Common Stock 2021-08-16 4 S 0 3217 41.75 D 0 I Katrina M. Lake Revocable Trust Class A Common Stock 2021-08-16 4 S 0 7442 40.99 D 1611 I Katrina M. Lake 2017 Irrevocable Trust Class A Common Stock 2021-08-16 4 S 0 1611 41.75 D 0 I Katrina M. Lake 2017 Irrevocable Trust Class A Common Stock 2021-08-17 4 C 0 3472 0.00 A 13029 I John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 Class A Common Stock 2021-08-17 4 C 0 20833 0.00 A 20833 I Katrina M. Lake Revocable Trust Class A Common Stock 2021-08-17 4 C 0 9054 0.00 A 9054 I Katrina M. Lake 2017 Irrevocable Trust Class A Common Stock 2021-08-17 4 S 0 3001 40.57 D 10028 I John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 Class A Common Stock 2021-08-17 4 S 0 471 41.16 D 9557 I John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 Class A Common Stock 2021-08-17 4 S 0 18005 40.57 D 2828 I Katrina M. Lake Revocable Trust Class A Common Stock 2021-08-17 4 S 0 2828 41.16 D 0 I Katrina M. Lake Revocable Trust Class A Common Stock 2021-08-17 4 S 0 7638 40.57 D 1416 I Katrina M. Lake 2017 Irrevocable Trust Class A Common Stock 2021-08-17 4 S 0 1416 41.14 D 0 I Katrina M. Lake 2017 Irrevocable Trust Class A Common Stock 2021-08-18 4 C 0 3472 0.00 A 13029 I John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 Class A Common Stock 2021-08-18 4 C 0 20834 0.00 A 20834 I Katrina M. Lake Revocable Trust Class A Common Stock 2021-08-18 4 C 0 9054 0.00 A 9054 I Katrina M. Lake 2017 Irrevocable Trust Class A Common Stock 2021-08-18 4 S 0 2940 39.67 D 10089 I John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 Class A Common Stock 2021-08-18 4 S 0 532 40.29 D 9557 I John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 Class A Common Stock 2021-08-18 4 S 0 17066 39.66 D 3768 I Katrina M. Lake Revocable Trust Class A Common Stock 2021-08-18 4 S 0 3768 40.29 D 0 I Katrina M. Lake Revocable Trust Class A Common Stock 2021-08-18 4 S 0 7257 39.66 D 1797 I Katrina M. Lake 2017 Irrevocable Trust Class A Common Stock 2021-08-18 4 S 0 1797 40.26 D 0 I Katrina M. Lake 2017 Irrevocable Trust Class B Common Stock 2021-08-16 4 C 0 3472 0.00 D Class A Common Stock 3472 229848 I John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 Class B Common Stock 2021-08-16 4 C 0 20833 0.00 D Class A Common Stock 20833 9608064 I Katrina M. Lake Revocable Trust Class B Common Stock 2021-08-16 4 C 0 9053 0.00 D Class A Common Stock 9053 99591 I Katrina M. Lake 2017 Irrevocable Trust Class B Common Stock 2021-08-17 4 C 0 3472 0.00 D Class A Common Stock 3472 226376 I John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 Class B Common Stock 2021-08-17 4 C 0 20833 0.00 D Class A Common Stock 20833 9587231 I Katrina M. Lake Revocable Trust Class B Common Stock 2021-08-17 4 C 0 9054 0.00 D Class A Common Stock 9054 90537 I Katrina M. Lake 2017 Irrevocable Trust Class B Common Stock 2021-08-18 4 C 0 3472 0.00 D Class A Common Stock 3472 222904 I John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 Class B Common Stock 2021-08-18 4 C 0 20834 0.00 D Class A Common Stock 20834 9566397 I Katrina M. Lake Revocable Trust Class B Common Stock 2021-08-18 4 C 0 9054 0.00 D Class A Common Stock 9054 81483 I Katrina M. Lake 2017 Irrevocable Trust Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. The shares are held by John C. Clifford and Katrina M. Lake, Trustees of the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016. The shares are held by Katrina M. Lake, Trustee of The Katrina M. Lake Revocable Trust dated May 23, 2016. The shares are held by Katrina M, Lake, Trustee of The Katrina M. Lake 2017 Irrevocable Trust. Shares disposed of pursuant to a previously established Rule 10b5-1 plan. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $40.55 to $41.53 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $41.55 to $41.98 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $40.55 to $41.54 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $41.59 to $41.98 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $40.55 to $41.52 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $41.55 to $41.99 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $40.01 to $40.96 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $41.01 to $41.45 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $40.01 to $40.99 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $40.01 to $40.97 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $39.21 to $40.20 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $40.22 to $40.43 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $39.18 to $40.17 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $40.18 to $40.48 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $39.16 to $40.15 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $40.16 to $40.48 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. /s/ Scott Darling, Attorney-in-Fact for Katrina Lake 2021-08-18