0001085146-19-002708.txt : 20191105 0001085146-19-002708.hdr.sgml : 20191105 20191104175120 ACCESSION NUMBER: 0001085146-19-002708 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191105 DATE AS OF CHANGE: 20191104 EFFECTIVENESS DATE: 20191105 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Rikoon Group, LLC CENTRAL INDEX KEY: 0001576654 IRS NUMBER: 021014510 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15479 FILM NUMBER: 191190925 BUSINESS ADDRESS: STREET 1: 2218 OLD AREROYO CHAMISO CITY: SANTA FE STATE: NM ZIP: 87505 BUSINESS PHONE: 505-989-3581 MAIL ADDRESS: STREET 1: 2218 OLD AREROYO CHAMISO CITY: SANTA FE STATE: NM ZIP: 87505 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001576654 XXXXXXXX 09-30-2019 09-30-2019 false Rikoon Group, LLC

2218 OLD AREROYO CHAMISO SANTA FE NM 87505

13F HOLDINGS REPORT 028-15479 N Kyle Burns 505-989-3581 /s/ Kyle Burns Santa Fe NM 11-01-2019 1 202 270015 1 0001053994 028-12760 SANDERS MORRIS HARRIS LLC INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 5859 35639 SH SOLE 1 0 0 35639 ABBOTT LABS COM 002824100 5170 61792 SH SOLE 1 0 0 61792 ABBVIE INC COM 00287Y109 7011 92591 SH SOLE 1 0 0 92591 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 896 4659 SH SOLE 1 0 0 4659 ADOBE INC COM 00724F101 209 757 SH SOLE 1 0 0 757 ADVANCE AUTO PARTS INC COM 00751Y106 559 3381 SH SOLE 1 0 0 3381 ALLERGAN PLC SHS G0177J108 424 2521 SH SOLE 1 0 0 2521 ALPHABET INC CAP STK CL C 02079K107 1248 1024 SH SOLE 1 0 0 1024 ALPHABET INC CAP STK CL A 02079K305 1620 1327 SH SOLE 1 0 0 1327 ALTRIA GROUP INC COM 02209S103 375 8974 SH SOLE 1 0 0 8974 AMAZON COM INC COM 023135106 3592 2069 SH SOLE 1 0 0 2069 AMERICAN INTL GROUP INC COM NEW 026874784 309 5543 SH SOLE 1 0 0 5543 AON PLC SHS CL A G0408V102 708 3658 SH SOLE 1 0 0 3658 APPLE INC COM 037833100 9198 41070 SH SOLE 1 0 0 41070 APPLIED MATLS INC COM 038222105 432 8652 SH SOLE 1 0 0 8652 ARK ETF TR INNOVATION ETF 00214Q104 242 5635 SH SOLE 1 0 0 5635 ARK ETF TR WEB X.O ETF 00214Q401 291 5980 SH SOLE 1 0 0 5980 ASTRAZENECA PLC SPONSORED ADR 046353108 1235 27706 SH SOLE 1 0 0 27706 AT&T INC COM 00206R102 2338 61777 SH SOLE 1 0 0 61777 AUTOMATIC DATA PROCESSING IN COM 053015103 557 3435 SH SOLE 1 0 0 3435 AVALONBAY CMNTYS INC COM 053484101 525 2420 SH SOLE 1 0 0 2420 AVERY DENNISON CORP COM 053611109 711 6258 SH SOLE 1 0 0 6258 BAIDU INC SPON ADR REP A 056752108 881 8569 SH SOLE 1 0 0 8569 BANK AMER CORP COM 060505104 2145 73527 SH SOLE 1 0 0 73527 BAXTER INTL INC COM 071813109 962 10966 SH SOLE 1 0 0 10966 BB&T CORP COM 054937107 6173 115660 SH SOLE 1 0 0 115660 BCE INC COM NEW 05534B760 1330 27150 SH SOLE 1 0 0 27150 BERKSHIRE HATHAWAY INC DEL CL A 084670108 935 3 SH SOLE 1 0 0 3 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 4919 23646 SH SOLE 1 0 0 23646 BLACKROCK HEALTH SCIENCES TR COM 09250W107 725 18951 SH SOLE 1 0 0 18951 BLACKSTONE GROUP INC COM CL A 09260D107 764 15650 SH SOLE 1 0 0 15650 BOEING CO COM 097023105 1098 2885 SH SOLE 1 0 0 2885 BOOKING HLDGS INC COM 09857L108 638 325 SH SOLE 1 0 0 325 BP PLC SPONSORED ADR 055622104 333 8777 SH SOLE 1 0 0 8777 BRANDYWINE RLTY TR SH BEN INT NEW 105368203 498 32850 SH SOLE 1 0 0 32850 BRISTOL MYERS SQUIBB CO COM 110122108 2314 45638 SH SOLE 1 0 0 45638 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 615 12267 SH SOLE 1 0 0 12267 CANON INC SPONSORED ADR 138006309 267 9985 SH SOLE 1 0 0 9985 CARDINAL HEALTH INC COM 14149Y108 614 12901 SH SOLE 1 0 0 12901 CARLISLE COS INC COM 142339100 932 6405 SH SOLE 1 0 0 6405 CATERPILLAR INC DEL COM 149123101 496 3926 SH SOLE 1 0 0 3926 CELGENE CORP COM 151020104 216 2174 SH SOLE 1 0 0 2174 CERNER CORP COM 156782104 231 3386 SH SOLE 1 0 0 3386 CHEVRON CORP NEW COM 166764100 2732 23036 SH SOLE 1 0 0 23036 CIGNA CORP NEW COM 125523100 419 2761 SH SOLE 1 0 0 2761 CISCO SYS INC COM 17275R102 958 19398 SH SOLE 1 0 0 19398 COCA COLA CO COM 191216100 4821 87905 SH SOLE 1 0 0 87905 COGNEX CORP COM 192422103 311 6327 SH SOLE 1 0 0 6327 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 837 13890 SH SOLE 1 0 0 13890 COLGATE PALMOLIVE CO COM 194162103 446 6063 SH SOLE 1 0 0 6063 COMCAST CORP NEW CL A 20030N101 1092 24217 SH SOLE 1 0 0 24217 CONOCOPHILLIPS COM 20825C104 505 8868 SH SOLE 1 0 0 8868 CONSTELLATION BRANDS INC CL A 21036P108 355 1712 SH SOLE 1 0 0 1712 COSTCO WHSL CORP NEW COM 22160K105 1767 6132 SH SOLE 1 0 0 6132 CRISPR THERAPEUTICS AG NAMEN AKT H17182108 250 6088 SH SOLE 1 0 0 6088 CSX CORP COM 126408103 564 8139 SH SOLE 1 0 0 8139 CUMMINS INC COM 231021106 1204 7400 SH SOLE 1 0 0 7400 CVS HEALTH CORP COM 126650100 681 10796 SH SOLE 1 0 0 10796 DANAHER CORPORATION COM 235851102 237 1641 SH SOLE 1 0 0 1641 DISNEY WALT CO COM DISNEY 254687106 2584 19828 SH SOLE 1 0 0 19828 DOLLAR GEN CORP NEW COM 256677105 346 2180 SH SOLE 1 0 0 2180 DOLLAR TREE INC COM 256746108 461 4034 SH SOLE 1 0 0 4034 DOW INC COM 260557103 270 5665 SH SOLE 1 0 0 5665 DUKE ENERGY CORP NEW COM NEW 26441C204 478 4988 SH SOLE 1 0 0 4988 DUPONT DE NEMOURS INC COM 26614N102 397 5562 SH SOLE 1 0 0 5562 EMERSON ELEC CO COM 291011104 4584 68560 SH SOLE 1 0 0 68560 EQUINOR ASA SPONSORED ADR 29446M102 1122 59183 SH SOLE 1 0 0 59183 EXXON MOBIL CORP COM 30231G102 3873 54848 SH SOLE 1 0 0 54848 FACEBOOK INC CL A 30303M102 1196 6718 SH SOLE 1 0 0 6718 FASTENAL CO COM 311900104 1513 46309 SH SOLE 1 0 0 46309 FEDEX CORP COM 31428X106 3038 20784 SH SOLE 1 0 0 20784 FIDELITY COMWLTH TR NDQ CP IDX TRK 315912808 612 1950 SH SOLE 1 0 0 1950 FIDELITY COVINGTON TR MSCI UTILS INDEX 316092865 220 5175 SH SOLE 1 0 0 5175 FIRST TR EXCHANGE TRADED FD NAS CLNEDG GREEN 33733E500 344 16055 SH SOLE 1 0 0 16055 FIRST TR EXCHANGE TRADED FD NASD TECH DIV 33738R118 341 8508 SH SOLE 1 0 0 8508 GENERAL DYNAMICS CORP COM 369550108 373 2041 SH SOLE 1 0 0 2041 GENERAL ELECTRIC CO COM 369604103 327 36563 SH SOLE 1 0 0 36563 GENERAL MLS INC COM 370334104 291 5285 SH SOLE 1 0 0 5285 GILEAD SCIENCES INC COM 375558103 456 7202 SH SOLE 1 0 0 7202 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 1284 29765 SH SOLE 1 0 0 29765 GRAPHIC PACKAGING HLDG CO COM 388689101 2932 197750 SH SOLE 1 0 0 197750 HOME DEPOT INC COM 437076102 5721 24655 SH SOLE 1 0 0 24655 HONEYWELL INTL INC COM 438516106 2354 13915 SH SOLE 1 0 0 13915 ILLINOIS TOOL WKS INC COM 452308109 2977 18894 SH SOLE 1 0 0 18894 ILLUMINA INC COM 452327109 304 1000 SH SOLE 1 0 0 1000 INTEL CORP COM 458140100 1139 22109 SH SOLE 1 0 0 22109 INTERNATIONAL BUSINESS MACHS COM 459200101 1927 13252 SH SOLE 1 0 0 13252 INVESCO EXCHANGE TRADED FD T AEROSPACE DEFN 46137V100 201 2970 SH SOLE 1 0 0 2970 INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 1424 24601 SH SOLE 1 0 0 24601 INVESCO QQQ TR UNIT SER 1 46090E103 2341 12398 SH SOLE 1 0 0 12398 ISHARES TR CORE S&P500 ETF 464287200 2459 8237 SH SOLE 1 0 0 8237 ISHARES TR MSCI EMG MKT ETF 464287234 220 5374 SH SOLE 1 0 0 5374 ISHARES TR S&P 500 GRWT ETF 464287309 256 1422 SH SOLE 1 0 0 1422 ISHARES TR S&P 500 VAL ETF 464287408 388 3254 SH SOLE 1 0 0 3254 ISHARES TR MSCI EAFE ETF 464287465 1093 16763 SH SOLE 1 0 0 16763 ISHARES TR RUS MID CAP ETF 464287499 1027 18360 SH SOLE 1 0 0 18360 ISHARES TR CORE S&P MCP ETF 464287507 1217 6297 SH SOLE 1 0 0 6297 ISHARES TR S&P MC 400GR ETF 464287606 277 1239 SH SOLE 1 0 0 1239 ISHARES TR RUS 2000 VAL ETF 464287630 395 3307 SH SOLE 1 0 0 3307 ISHARES TR RUS 2000 GRW ETF 464287648 264 1372 SH SOLE 1 0 0 1372 ISHARES TR RUSSELL 2000 ETF 464287655 3166 20918 SH SOLE 1 0 0 20918 ISHARES TR CORE S&P US VLU 464287663 452 7812 SH SOLE 1 0 0 7812 ISHARES TR S&P MC 400VL ETF 464287705 513 3208 SH SOLE 1 0 0 3208 ISHARES TR MSCI ACWI ETF 464288257 326 4425 SH SOLE 1 0 0 4425 ISHARES TR CORE HIGH DV ETF 46429B663 344 3654 SH SOLE 1 0 0 3654 JOHNSON & JOHNSON COM 478160104 12309 95141 SH SOLE 1 0 0 95141 JPMORGAN CHASE & CO COM 46625H100 1230 10455 SH SOLE 1 0 0 10455 KANSAS CITY SOUTHERN COM NEW 485170302 849 6366 SH SOLE 1 0 0 6366 KIMBERLY CLARK CORP COM 494368103 1313 9179 SH SOLE 1 0 0 9179 KONINKLIJKE PHILIPS N V NY REG SH NEW 500472303 818 17730 SH SOLE 1 0 0 17730 LABORATORY CORP AMER HLDGS COM NEW 50540R409 209 1246 SH SOLE 1 0 0 1246 LEGGETT & PLATT INC COM 524660107 230 5572 SH SOLE 1 0 0 5572 LIBERTY BROADBAND CORP COM SER C 530307305 243 2325 SH SOLE 1 0 0 2325 LILLY ELI & CO COM 532457108 487 4357 SH SOLE 1 0 0 4357 LOCKHEED MARTIN CORP COM 539830109 959 2459 SH SOLE 1 0 0 2459 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 411 4595 SH SOLE 1 0 0 4595 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 366 5526 SH SOLE 1 0 0 5526 MAIN STREET CAPITAL CORP COM 56035L104 1401 32268 SH SOLE 1 0 0 32268 MARATHON PETE CORP COM 56585A102 245 4029 SH SOLE 1 0 0 4029 MASTERCARD INC CL A 57636Q104 1140 4197 SH SOLE 1 0 0 4197 MCDONALDS CORP COM 580135101 1475 6868 SH SOLE 1 0 0 6868 MCKESSON CORP COM 58155Q103 397 2894 SH SOLE 1 0 0 2894 MEDTRONIC PLC SHS G5960L103 229 2095 SH SOLE 1 0 0 2095 MERCK & CO INC COM 58933Y105 2747 32417 SH SOLE 1 0 0 32417 MICROSOFT CORP COM 594918104 5904 42468 SH SOLE 1 0 0 42468 MONDELEZ INTL INC CL A 609207105 477 8585 SH SOLE 1 0 0 8585 MOTOROLA SOLUTIONS INC COM NEW 620076307 324 1896 SH SOLE 1 0 0 1896 NETFLIX INC COM 64110L106 5474 20454 SH SOLE 1 0 0 20454 NEW AGE BEVERAGES CORP COM 64157V108 51 18645 SH SOLE 1 0 0 18645 NEXTERA ENERGY INC COM 65339F101 2158 9260 SH SOLE 1 0 0 9260 NORTHROP GRUMMAN CORP COM 666807102 450 1200 SH SOLE 1 0 0 1200 NOVARTIS A G SPONSORED ADR 66987V109 1011 11632 SH SOLE 1 0 0 11632 ORACLE CORP COM 68389X105 920 16717 SH SOLE 1 0 0 16717 ORANGE SPONSORED ADR 684060106 253 16223 SH SOLE 1 0 0 16223 PAYPAL HLDGS INC COM 70450Y103 2071 19993 SH SOLE 1 0 0 19993 PEAPACK-GLADSTONE FINL CORP COM 704699107 207 7400 SH SOLE 1 0 0 7400 PENNEY J C CORP INC COM 708160106 9 10000 SH SOLE 1 0 0 10000 PEPSICO INC COM 713448108 3152 22994 SH SOLE 1 0 0 22994 PFIZER INC COM 717081103 4927 137119 SH SOLE 1 0 0 137119 PHILIP MORRIS INTL INC COM 718172109 1572 20387 SH SOLE 1 0 0 20387 PHILLIPS 66 COM 718546104 1199 11711 SH SOLE 1 0 0 11711 PPG INDS INC COM 693506107 297 2509 SH SOLE 1 0 0 2509 PROCTER & GAMBLE CO COM 742718109 16076 129252 SH SOLE 1 0 0 129252 QUALCOMM INC COM 747525103 957 12552 SH SOLE 1 0 0 12552 RAYTHEON CO COM NEW 755111507 253 1292 SH SOLE 1 0 0 1292 RIO TINTO PLC SPONSORED ADR 767204100 248 4768 SH SOLE 1 0 0 4768 ROKU INC COM CL A 77543R102 418 4110 SH SOLE 1 0 0 4110 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 769 13072 SH SOLE 1 0 0 13072 SALESFORCE COM INC COM 79466L302 1005 6768 SH SOLE 1 0 0 6768 SANOFI SPONSORED ADR 80105N105 835 18025 SH SOLE 1 0 0 18025 SAP SE SPON ADR 803054204 320 2716 SH SOLE 1 0 0 2716 SCHLUMBERGER LTD COM 806857108 1613 46526 SH SOLE 1 0 0 46526 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 313 5708 SH SOLE 1 0 0 5708 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 829 9195 SH SOLE 1 0 0 9195 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1081 17598 SH SOLE 1 0 0 17598 SELECT SECTOR SPDR TR ENERGY 81369Y506 529 8936 SH SOLE 1 0 0 8936 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 552 19722 SH SOLE 1 0 0 19722 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 617 7661 SH SOLE 1 0 0 7661 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 653 10089 SH SOLE 1 0 0 10089 SHERWIN WILLIAMS CO COM 824348106 525 954 SH SOLE 1 0 0 954 SOUTHWEST GAS HOLDINGS INC COM 844895102 200 2200 SH SOLE 1 0 0 2200 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 240 891 SH SOLE 1 0 0 891 SPDR S&P 500 ETF TR TR UNIT 78462F103 4223 14231 SH SOLE 1 0 0 14231 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 280 793 SH SOLE 1 0 0 793 SPDR SERIES TRUST S&P DIVID ETF 78464A763 950 9256 SH SOLE 1 0 0 9256 SPDR SERIES TRUST SSGA GNDER ETF 78468R747 232 3163 SH SOLE 1 0 0 3163 SS&C TECHNOLOGIES HLDGS INC COM 78467J100 226 4390 SH SOLE 1 0 0 4390 STARBUCKS CORP COM 855244109 217 2456 SH SOLE 1 0 0 2456 STRYKER CORP COM 863667101 592 2735 SH SOLE 1 0 0 2735 SYSCO CORP COM 871829107 423 5332 SH SOLE 1 0 0 5332 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 694 14828 SH SOLE 1 0 0 14828 TARGET CORP COM 87612E106 221 2063 SH SOLE 1 0 0 2063 TELEFLEX INC COM 879369106 1189 3500 SH SOLE 1 0 0 3500 TORTOISE ENERGY INFRA CORP COM 89147L100 286 13972 SH SOLE 1 0 0 13972 TOTAL S A SPONSORED ADS 89151E109 1213 23005 SH SOLE 1 0 0 23005 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 989 7353 SH SOLE 1 0 0 7353 UDR INC COM 902653104 1493 30791 SH SOLE 1 0 0 30791 UNION PACIFIC CORP COM 907818108 1090 6727 SH SOLE 1 0 0 6727 UNITED PARCEL SERVICE INC CL B 911312106 269 2243 SH SOLE 1 0 0 2243 UNITED TECHNOLOGIES CORP COM 913017109 1412 10343 SH SOLE 1 0 0 10343 UNITEDHEALTH GROUP INC COM 91324P102 881 4052 SH SOLE 1 0 0 4052 US BANCORP DEL COM NEW 902973304 816 14655 SH SOLE 1 0 0 14655 V F CORP COM 918204108 465 5228 SH SOLE 1 0 0 5228 VANGUARD GROUP DIV APP ETF 921908844 343 2865 SH SOLE 1 0 0 2865 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 410 4399 SH SOLE 1 0 0 4399 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 216 1860 SH SOLE 1 0 0 1860 VANGUARD INDEX FDS SMALL CP ETF 922908751 226 1468 SH SOLE 1 0 0 1468 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1860 12316 SH SOLE 1 0 0 12316 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 531 7100 SH SOLE 1 0 0 7100 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 469 9392 SH SOLE 1 0 0 9392 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 520 12925 SH SOLE 1 0 0 12925 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 223 1413 SH SOLE 1 0 0 1413 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 1223 17356 SH SOLE 1 0 0 17356 VANGUARD WORLD FDS INF TECH ETF 92204A702 1212 5600 SH SOLE 1 0 0 5600 VERIZON COMMUNICATIONS INC COM 92343V104 1897 31430 SH SOLE 1 0 0 31430 VISA INC COM CL A 92826C839 2930 17034 SH SOLE 1 0 0 17034 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 322 16158 SH SOLE 1 0 0 16158 WALGREENS BOOTS ALLIANCE INC COM 931427108 5180 93659 SH SOLE 1 0 0 93659 WALMART INC COM 931142103 2348 19785 SH SOLE 1 0 0 19785 WATSCO INC COM 942622200 206 1218 SH SOLE 1 0 0 1218 WELLS FARGO CO NEW COM 949746101 207 4098 SH SOLE 1 0 0 4098 WEYERHAEUSER CO COM 962166104 383 13823 SH SOLE 1 0 0 13823