0001085146-19-002708.txt : 20191105
0001085146-19-002708.hdr.sgml : 20191105
20191104175120
ACCESSION NUMBER: 0001085146-19-002708
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191105
DATE AS OF CHANGE: 20191104
EFFECTIVENESS DATE: 20191105
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rikoon Group, LLC
CENTRAL INDEX KEY: 0001576654
IRS NUMBER: 021014510
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15479
FILM NUMBER: 191190925
BUSINESS ADDRESS:
STREET 1: 2218 OLD AREROYO CHAMISO
CITY: SANTA FE
STATE: NM
ZIP: 87505
BUSINESS PHONE: 505-989-3581
MAIL ADDRESS:
STREET 1: 2218 OLD AREROYO CHAMISO
CITY: SANTA FE
STATE: NM
ZIP: 87505
13F-HR
1
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0001576654
XXXXXXXX
09-30-2019
09-30-2019
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Rikoon Group, LLC
2218 OLD AREROYO CHAMISO
SANTA FE
NM
87505
13F HOLDINGS REPORT
028-15479
N
Kyle Burns
Vice President / Portfolio Manager
505-989-3581
/s/ Kyle Burns
Santa Fe
NM
11-01-2019
1
202
270015
1
0001053994
028-12760
SANDERS MORRIS HARRIS LLC
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
3M CO
COM
88579Y101
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35639
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SOLE
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0
35639
ABBOTT LABS
COM
002824100
5170
61792
SH
SOLE
1
0
0
61792
ABBVIE INC
COM
00287Y109
7011
92591
SH
SOLE
1
0
0
92591
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
896
4659
SH
SOLE
1
0
0
4659
ADOBE INC
COM
00724F101
209
757
SH
SOLE
1
0
0
757
ADVANCE AUTO PARTS INC
COM
00751Y106
559
3381
SH
SOLE
1
0
0
3381
ALLERGAN PLC
SHS
G0177J108
424
2521
SH
SOLE
1
0
0
2521
ALPHABET INC
CAP STK CL C
02079K107
1248
1024
SH
SOLE
1
0
0
1024
ALPHABET INC
CAP STK CL A
02079K305
1620
1327
SH
SOLE
1
0
0
1327
ALTRIA GROUP INC
COM
02209S103
375
8974
SH
SOLE
1
0
0
8974
AMAZON COM INC
COM
023135106
3592
2069
SH
SOLE
1
0
0
2069
AMERICAN INTL GROUP INC
COM NEW
026874784
309
5543
SH
SOLE
1
0
0
5543
AON PLC
SHS CL A
G0408V102
708
3658
SH
SOLE
1
0
0
3658
APPLE INC
COM
037833100
9198
41070
SH
SOLE
1
0
0
41070
APPLIED MATLS INC
COM
038222105
432
8652
SH
SOLE
1
0
0
8652
ARK ETF TR
INNOVATION ETF
00214Q104
242
5635
SH
SOLE
1
0
0
5635
ARK ETF TR
WEB X.O ETF
00214Q401
291
5980
SH
SOLE
1
0
0
5980
ASTRAZENECA PLC
SPONSORED ADR
046353108
1235
27706
SH
SOLE
1
0
0
27706
AT&T INC
COM
00206R102
2338
61777
SH
SOLE
1
0
0
61777
AUTOMATIC DATA PROCESSING IN
COM
053015103
557
3435
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SOLE
1
0
0
3435
AVALONBAY CMNTYS INC
COM
053484101
525
2420
SH
SOLE
1
0
0
2420
AVERY DENNISON CORP
COM
053611109
711
6258
SH
SOLE
1
0
0
6258
BAIDU INC
SPON ADR REP A
056752108
881
8569
SH
SOLE
1
0
0
8569
BANK AMER CORP
COM
060505104
2145
73527
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SOLE
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0
0
73527
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COM
071813109
962
10966
SH
SOLE
1
0
0
10966
BB&T CORP
COM
054937107
6173
115660
SH
SOLE
1
0
0
115660
BCE INC
COM NEW
05534B760
1330
27150
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SOLE
1
0
0
27150
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
935
3
SH
SOLE
1
0
0
3
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
4919
23646
SH
SOLE
1
0
0
23646
BLACKROCK HEALTH SCIENCES TR
COM
09250W107
725
18951
SH
SOLE
1
0
0
18951
BLACKSTONE GROUP INC
COM CL A
09260D107
764
15650
SH
SOLE
1
0
0
15650
BOEING CO
COM
097023105
1098
2885
SH
SOLE
1
0
0
2885
BOOKING HLDGS INC
COM
09857L108
638
325
SH
SOLE
1
0
0
325
BP PLC
SPONSORED ADR
055622104
333
8777
SH
SOLE
1
0
0
8777
BRANDYWINE RLTY TR
SH BEN INT NEW
105368203
498
32850
SH
SOLE
1
0
0
32850
BRISTOL MYERS SQUIBB CO
COM
110122108
2314
45638
SH
SOLE
1
0
0
45638
BROOKFIELD INFRAST PARTNERS
LP INT UNIT
G16252101
615
12267
SH
SOLE
1
0
0
12267
CANON INC
SPONSORED ADR
138006309
267
9985
SH
SOLE
1
0
0
9985
CARDINAL HEALTH INC
COM
14149Y108
614
12901
SH
SOLE
1
0
0
12901
CARLISLE COS INC
COM
142339100
932
6405
SH
SOLE
1
0
0
6405
CATERPILLAR INC DEL
COM
149123101
496
3926
SH
SOLE
1
0
0
3926
CELGENE CORP
COM
151020104
216
2174
SH
SOLE
1
0
0
2174
CERNER CORP
COM
156782104
231
3386
SH
SOLE
1
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0
3386
CHEVRON CORP NEW
COM
166764100
2732
23036
SH
SOLE
1
0
0
23036
CIGNA CORP NEW
COM
125523100
419
2761
SH
SOLE
1
0
0
2761
CISCO SYS INC
COM
17275R102
958
19398
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SOLE
1
0
0
19398
COCA COLA CO
COM
191216100
4821
87905
SH
SOLE
1
0
0
87905
COGNEX CORP
COM
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311
6327
SH
SOLE
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0
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COGNIZANT TECHNOLOGY SOLUTIO
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192446102
837
13890
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COM
194162103
446
6063
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COMCAST CORP NEW
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20030N101
1092
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COM
20825C104
505
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0
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CONSTELLATION BRANDS INC
CL A
21036P108
355
1712
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SOLE
1
0
0
1712
COSTCO WHSL CORP NEW
COM
22160K105
1767
6132
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1
0
0
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CRISPR THERAPEUTICS AG
NAMEN AKT
H17182108
250
6088
SH
SOLE
1
0
0
6088
CSX CORP
COM
126408103
564
8139
SH
SOLE
1
0
0
8139
CUMMINS INC
COM
231021106
1204
7400
SH
SOLE
1
0
0
7400
CVS HEALTH CORP
COM
126650100
681
10796
SH
SOLE
1
0
0
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DANAHER CORPORATION
COM
235851102
237
1641
SH
SOLE
1
0
0
1641
DISNEY WALT CO
COM DISNEY
254687106
2584
19828
SH
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1
0
0
19828
DOLLAR GEN CORP NEW
COM
256677105
346
2180
SH
SOLE
1
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0
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DOLLAR TREE INC
COM
256746108
461
4034
SH
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DOW INC
COM
260557103
270
5665
SH
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5665
DUKE ENERGY CORP NEW
COM NEW
26441C204
478
4988
SH
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1
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0
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DUPONT DE NEMOURS INC
COM
26614N102
397
5562
SH
SOLE
1
0
0
5562
EMERSON ELEC CO
COM
291011104
4584
68560
SH
SOLE
1
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68560
EQUINOR ASA
SPONSORED ADR
29446M102
1122
59183
SH
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1
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0
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EXXON MOBIL CORP
COM
30231G102
3873
54848
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FACEBOOK INC
CL A
30303M102
1196
6718
SH
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1
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FASTENAL CO
COM
311900104
1513
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SH
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FEDEX CORP
COM
31428X106
3038
20784
SH
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FIDELITY COMWLTH TR
NDQ CP IDX TRK
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612
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FIDELITY COVINGTON TR
MSCI UTILS INDEX
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220
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FIRST TR EXCHANGE TRADED FD
NASD TECH DIV
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341
8508
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GENERAL DYNAMICS CORP
COM
369550108
373
2041
SH
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1
0
0
2041
GENERAL ELECTRIC CO
COM
369604103
327
36563
SH
SOLE
1
0
0
36563
GENERAL MLS INC
COM
370334104
291
5285
SH
SOLE
1
0
0
5285
GILEAD SCIENCES INC
COM
375558103
456
7202
SH
SOLE
1
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0
7202
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
1284
29765
SH
SOLE
1
0
0
29765
GRAPHIC PACKAGING HLDG CO
COM
388689101
2932
197750
SH
SOLE
1
0
0
197750
HOME DEPOT INC
COM
437076102
5721
24655
SH
SOLE
1
0
0
24655
HONEYWELL INTL INC
COM
438516106
2354
13915
SH
SOLE
1
0
0
13915
ILLINOIS TOOL WKS INC
COM
452308109
2977
18894
SH
SOLE
1
0
0
18894
ILLUMINA INC
COM
452327109
304
1000
SH
SOLE
1
0
0
1000
INTEL CORP
COM
458140100
1139
22109
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0
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INTERNATIONAL BUSINESS MACHS
COM
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1927
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AEROSPACE DEFN
46137V100
201
2970
SH
SOLE
1
0
0
2970
INVESCO EXCHNG TRADED FD TR
S&P500 LOW VOL
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1424
24601
SH
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1
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0
24601
INVESCO QQQ TR
UNIT SER 1
46090E103
2341
12398
SH
SOLE
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ISHARES TR
CORE S&P500 ETF
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2459
8237
SH
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MSCI EMG MKT ETF
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220
5374
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S&P 500 GRWT ETF
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256
1422
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S&P 500 VAL ETF
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388
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MSCI EAFE ETF
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1093
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ISHARES TR
RUS MID CAP ETF
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1027
18360
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CORE S&P MCP ETF
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1217
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ISHARES TR
S&P MC 400GR ETF
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277
1239
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1239
ISHARES TR
RUS 2000 VAL ETF
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395
3307
SH
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0
3307
ISHARES TR
RUS 2000 GRW ETF
464287648
264
1372
SH
SOLE
1
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0
1372
ISHARES TR
RUSSELL 2000 ETF
464287655
3166
20918
SH
SOLE
1
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20918
ISHARES TR
CORE S&P US VLU
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452
7812
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7812
ISHARES TR
S&P MC 400VL ETF
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513
3208
SH
SOLE
1
0
0
3208
ISHARES TR
MSCI ACWI ETF
464288257
326
4425
SH
SOLE
1
0
0
4425
ISHARES TR
CORE HIGH DV ETF
46429B663
344
3654
SH
SOLE
1
0
0
3654
JOHNSON & JOHNSON
COM
478160104
12309
95141
SH
SOLE
1
0
0
95141
JPMORGAN CHASE & CO
COM
46625H100
1230
10455
SH
SOLE
1
0
0
10455
KANSAS CITY SOUTHERN
COM NEW
485170302
849
6366
SH
SOLE
1
0
0
6366
KIMBERLY CLARK CORP
COM
494368103
1313
9179
SH
SOLE
1
0
0
9179
KONINKLIJKE PHILIPS N V
NY REG SH NEW
500472303
818
17730
SH
SOLE
1
0
0
17730
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
209
1246
SH
SOLE
1
0
0
1246
LEGGETT & PLATT INC
COM
524660107
230
5572
SH
SOLE
1
0
0
5572
LIBERTY BROADBAND CORP
COM SER C
530307305
243
2325
SH
SOLE
1
0
0
2325
LILLY ELI & CO
COM
532457108
487
4357
SH
SOLE
1
0
0
4357
LOCKHEED MARTIN CORP
COM
539830109
959
2459
SH
SOLE
1
0
0
2459
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
411
4595
SH
SOLE
1
0
0
4595
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
366
5526
SH
SOLE
1
0
0
5526
MAIN STREET CAPITAL CORP
COM
56035L104
1401
32268
SH
SOLE
1
0
0
32268
MARATHON PETE CORP
COM
56585A102
245
4029
SH
SOLE
1
0
0
4029
MASTERCARD INC
CL A
57636Q104
1140
4197
SH
SOLE
1
0
0
4197
MCDONALDS CORP
COM
580135101
1475
6868
SH
SOLE
1
0
0
6868
MCKESSON CORP
COM
58155Q103
397
2894
SH
SOLE
1
0
0
2894
MEDTRONIC PLC
SHS
G5960L103
229
2095
SH
SOLE
1
0
0
2095
MERCK & CO INC
COM
58933Y105
2747
32417
SH
SOLE
1
0
0
32417
MICROSOFT CORP
COM
594918104
5904
42468
SH
SOLE
1
0
0
42468
MONDELEZ INTL INC
CL A
609207105
477
8585
SH
SOLE
1
0
0
8585
MOTOROLA SOLUTIONS INC
COM NEW
620076307
324
1896
SH
SOLE
1
0
0
1896
NETFLIX INC
COM
64110L106
5474
20454
SH
SOLE
1
0
0
20454
NEW AGE BEVERAGES CORP
COM
64157V108
51
18645
SH
SOLE
1
0
0
18645
NEXTERA ENERGY INC
COM
65339F101
2158
9260
SH
SOLE
1
0
0
9260
NORTHROP GRUMMAN CORP
COM
666807102
450
1200
SH
SOLE
1
0
0
1200
NOVARTIS A G
SPONSORED ADR
66987V109
1011
11632
SH
SOLE
1
0
0
11632
ORACLE CORP
COM
68389X105
920
16717
SH
SOLE
1
0
0
16717
ORANGE
SPONSORED ADR
684060106
253
16223
SH
SOLE
1
0
0
16223
PAYPAL HLDGS INC
COM
70450Y103
2071
19993
SH
SOLE
1
0
0
19993
PEAPACK-GLADSTONE FINL CORP
COM
704699107
207
7400
SH
SOLE
1
0
0
7400
PENNEY J C CORP INC
COM
708160106
9
10000
SH
SOLE
1
0
0
10000
PEPSICO INC
COM
713448108
3152
22994
SH
SOLE
1
0
0
22994
PFIZER INC
COM
717081103
4927
137119
SH
SOLE
1
0
0
137119
PHILIP MORRIS INTL INC
COM
718172109
1572
20387
SH
SOLE
1
0
0
20387
PHILLIPS 66
COM
718546104
1199
11711
SH
SOLE
1
0
0
11711
PPG INDS INC
COM
693506107
297
2509
SH
SOLE
1
0
0
2509
PROCTER & GAMBLE CO
COM
742718109
16076
129252
SH
SOLE
1
0
0
129252
QUALCOMM INC
COM
747525103
957
12552
SH
SOLE
1
0
0
12552
RAYTHEON CO
COM NEW
755111507
253
1292
SH
SOLE
1
0
0
1292
RIO TINTO PLC
SPONSORED ADR
767204100
248
4768
SH
SOLE
1
0
0
4768
ROKU INC
COM CL A
77543R102
418
4110
SH
SOLE
1
0
0
4110
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
769
13072
SH
SOLE
1
0
0
13072
SALESFORCE COM INC
COM
79466L302
1005
6768
SH
SOLE
1
0
0
6768
SANOFI
SPONSORED ADR
80105N105
835
18025
SH
SOLE
1
0
0
18025
SAP SE
SPON ADR
803054204
320
2716
SH
SOLE
1
0
0
2716
SCHLUMBERGER LTD
COM
806857108
1613
46526
SH
SOLE
1
0
0
46526
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
313
5708
SH
SOLE
1
0
0
5708
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
829
9195
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SOLE
1
0
0
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SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
1081
17598
SH
SOLE
1
0
0
17598
SELECT SECTOR SPDR TR
ENERGY
81369Y506
529
8936
SH
SOLE
1
0
0
8936
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
552
19722
SH
SOLE
1
0
0
19722
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
617
7661
SH
SOLE
1
0
0
7661
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
653
10089
SH
SOLE
1
0
0
10089
SHERWIN WILLIAMS CO
COM
824348106
525
954
SH
SOLE
1
0
0
954
SOUTHWEST GAS HOLDINGS INC
COM
844895102
200
2200
SH
SOLE
1
0
0
2200
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
240
891
SH
SOLE
1
0
0
891
SPDR S&P 500 ETF TR
TR UNIT
78462F103
4223
14231
SH
SOLE
1
0
0
14231
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
280
793
SH
SOLE
1
0
0
793
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
950
9256
SH
SOLE
1
0
0
9256
SPDR SERIES TRUST
SSGA GNDER ETF
78468R747
232
3163
SH
SOLE
1
0
0
3163
SS&C TECHNOLOGIES HLDGS INC
COM
78467J100
226
4390
SH
SOLE
1
0
0
4390
STARBUCKS CORP
COM
855244109
217
2456
SH
SOLE
1
0
0
2456
STRYKER CORP
COM
863667101
592
2735
SH
SOLE
1
0
0
2735
SYSCO CORP
COM
871829107
423
5332
SH
SOLE
1
0
0
5332
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
694
14828
SH
SOLE
1
0
0
14828
TARGET CORP
COM
87612E106
221
2063
SH
SOLE
1
0
0
2063
TELEFLEX INC
COM
879369106
1189
3500
SH
SOLE
1
0
0
3500
TORTOISE ENERGY INFRA CORP
COM
89147L100
286
13972
SH
SOLE
1
0
0
13972
TOTAL S A
SPONSORED ADS
89151E109
1213
23005
SH
SOLE
1
0
0
23005
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
989
7353
SH
SOLE
1
0
0
7353
UDR INC
COM
902653104
1493
30791
SH
SOLE
1
0
0
30791
UNION PACIFIC CORP
COM
907818108
1090
6727
SH
SOLE
1
0
0
6727
UNITED PARCEL SERVICE INC
CL B
911312106
269
2243
SH
SOLE
1
0
0
2243
UNITED TECHNOLOGIES CORP
COM
913017109
1412
10343
SH
SOLE
1
0
0
10343
UNITEDHEALTH GROUP INC
COM
91324P102
881
4052
SH
SOLE
1
0
0
4052
US BANCORP DEL
COM NEW
902973304
816
14655
SH
SOLE
1
0
0
14655
V F CORP
COM
918204108
465
5228
SH
SOLE
1
0
0
5228
VANGUARD GROUP
DIV APP ETF
921908844
343
2865
SH
SOLE
1
0
0
2865
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
410
4399
SH
SOLE
1
0
0
4399
VANGUARD INDEX FDS
EXTEND MKT ETF
922908652
216
1860
SH
SOLE
1
0
0
1860
VANGUARD INDEX FDS
SMALL CP ETF
922908751
226
1468
SH
SOLE
1
0
0
1468
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
1860
12316
SH
SOLE
1
0
0
12316
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
531
7100
SH
SOLE
1
0
0
7100
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
469
9392
SH
SOLE
1
0
0
9392
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
520
12925
SH
SOLE
1
0
0
12925
VANGUARD WORLD FDS
CONSUM STP ETF
92204A207
223
1413
SH
SOLE
1
0
0
1413
VANGUARD WORLD FDS
FINANCIALS ETF
92204A405
1223
17356
SH
SOLE
1
0
0
17356
VANGUARD WORLD FDS
INF TECH ETF
92204A702
1212
5600
SH
SOLE
1
0
0
5600
VERIZON COMMUNICATIONS INC
COM
92343V104
1897
31430
SH
SOLE
1
0
0
31430
VISA INC
COM CL A
92826C839
2930
17034
SH
SOLE
1
0
0
17034
VODAFONE GROUP PLC NEW
SPONSORED ADR
92857W308
322
16158
SH
SOLE
1
0
0
16158
WALGREENS BOOTS ALLIANCE INC
COM
931427108
5180
93659
SH
SOLE
1
0
0
93659
WALMART INC
COM
931142103
2348
19785
SH
SOLE
1
0
0
19785
WATSCO INC
COM
942622200
206
1218
SH
SOLE
1
0
0
1218
WELLS FARGO CO NEW
COM
949746101
207
4098
SH
SOLE
1
0
0
4098
WEYERHAEUSER CO
COM
962166104
383
13823
SH
SOLE
1
0
0
13823