0001085146-19-002118.txt : 20190806 0001085146-19-002118.hdr.sgml : 20190806 20190806170641 ACCESSION NUMBER: 0001085146-19-002118 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190806 DATE AS OF CHANGE: 20190806 EFFECTIVENESS DATE: 20190806 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Rikoon Group, LLC CENTRAL INDEX KEY: 0001576654 IRS NUMBER: 021014510 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15479 FILM NUMBER: 191002994 BUSINESS ADDRESS: STREET 1: 2218 OLD AREROYO CHAMISO CITY: SANTA FE STATE: NM ZIP: 87505 BUSINESS PHONE: 505-989-3581 MAIL ADDRESS: STREET 1: 2218 OLD AREROYO CHAMISO CITY: SANTA FE STATE: NM ZIP: 87505 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001576654 XXXXXXXX 06-30-2019 06-30-2019 false Rikoon Group, LLC

2218 OLD AREROYO CHAMISO SANTA FE NM 87505

13F HOLDINGS REPORT 028-15479 N Kyle Burns 505-989-3581 /s/ Kyle Burns Santa Fe NM 08-06-2019 1 201 268635 1 0001053994 028-12760 SANDERS MORRIS HARRIS LLC INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 6178 35639 SH SOLE 1 0 0 35639 ABBOTT LABS COM 002824100 5197 61792 SH SOLE 1 0 0 61792 ABBVIE INC COM 00287Y109 6777 93192 SH SOLE 1 0 0 93192 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 899 4864 SH SOLE 1 0 0 4864 ADOBE INC COM 00724F101 225 765 SH SOLE 1 0 0 765 ADVANCE AUTO PARTS INC COM 00751Y106 537 3481 SH SOLE 1 0 0 3481 ALLERGAN PLC SHS G0177J108 422 2521 SH SOLE 1 0 0 2521 ALPHABET INC CAP STK CL C 02079K107 1107 1024 SH SOLE 1 0 0 1024 ALPHABET INC CAP STK CL A 02079K305 1448 1337 SH SOLE 1 0 0 1337 ALTRIA GROUP INC COM 02209S103 451 9374 SH SOLE 1 0 0 9374 AMAZON COM INC COM 023135106 3954 2088 SH SOLE 1 0 0 2088 AMERICAN INTL GROUP INC COM NEW 026874784 295 5543 SH SOLE 1 0 0 5543 AON PLC SHS CL A G0408V102 749 3883 SH SOLE 1 0 0 3883 APPLE INC COM 037833100 8523 43065 SH SOLE 1 0 0 43065 APPLIED MATLS INC COM 038222105 389 8652 SH SOLE 1 0 0 8652 ARK ETF TR INNOVATION ETF 00214Q104 266 5537 SH SOLE 1 0 0 5537 ARK ETF TR WEB X.O ETF 00214Q401 308 5925 SH SOLE 1 0 0 5925 ASTRAZENECA PLC SPONSORED ADR 046353108 1144 27706 SH SOLE 1 0 0 27706 AT&T INC COM 00206R102 1878 56042 SH SOLE 1 0 0 56042 AUTOMATIC DATA PROCESSING IN COM 053015103 571 3433 SH SOLE 1 0 0 3433 AVALONBAY CMNTYS INC COM 053484101 495 2420 SH SOLE 1 0 0 2420 AVERY DENNISON CORP COM 053611109 724 6258 SH SOLE 1 0 0 6258 BAIDU INC SPON ADR REP A 056752108 620 5283 SH SOLE 1 0 0 5283 BANK AMER CORP COM 060505104 2126 73326 SH SOLE 1 0 0 73326 BANK N S HALIFAX COM 064149107 591 10870 SH SOLE 1 0 0 10870 BAXTER INTL INC COM 071813109 958 11669 SH SOLE 1 0 0 11669 BB&T CORP COM 054937107 5757 117188 SH SOLE 1 0 0 117188 BCE INC COM NEW 05534B760 1279 27750 SH SOLE 1 0 0 27750 BERKSHIRE HATHAWAY INC DEL CL A 084670108 955 3 SH SOLE 1 0 0 3 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 5222 24496 SH SOLE 1 0 0 24496 BLACKROCK HEALTH SCIENCES TR COM 09250W107 662 17023 SH SOLE 1 0 0 17023 BOEING CO COM 097023105 2308 6341 SH SOLE 1 0 0 6341 BOOKING HLDGS INC COM 09857L108 609 325 SH SOLE 1 0 0 325 BP PLC SPONSORED ADR 055622104 366 8786 SH SOLE 1 0 0 8786 BRANDYWINE RLTY TR SH BEN INT NEW 105368203 492 34350 SH SOLE 1 0 0 34350 BRISTOL MYERS SQUIBB CO COM 110122108 2052 45238 SH SOLE 1 0 0 45238 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 533 12267 SH SOLE 1 0 0 12267 CANON INC SPONSORED ADR 138006309 301 10285 SH SOLE 1 0 0 10285 CARDINAL HEALTH INC COM 14149Y108 632 13301 SH SOLE 1 0 0 13301 CARLISLE COS INC COM 142339100 208 1480 SH SOLE 1 0 0 1480 CATERPILLAR INC DEL COM 149123101 540 3960 SH SOLE 1 0 0 3960 CELGENE CORP COM 151020104 210 2274 SH SOLE 1 0 0 2274 CERNER CORP COM 156782104 249 3386 SH SOLE 1 0 0 3386 CHECK POINT SOFTWARE TECH LT ORD M22465104 201 1736 SH SOLE 1 0 0 1736 CHEVRON CORP NEW COM 166764100 2864 23017 SH SOLE 1 0 0 23017 CIGNA CORP NEW COM 125523100 435 2761 SH SOLE 1 0 0 2761 CISCO SYS INC COM 17275R102 1072 19583 SH SOLE 1 0 0 19583 COCA COLA CO COM 191216100 4522 88117 SH SOLE 1 0 0 88117 COGNEX CORP COM 192422103 304 6327 SH SOLE 1 0 0 6327 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 825 13014 SH SOLE 1 0 0 13014 COLGATE PALMOLIVE CO COM 194162103 441 6160 SH SOLE 1 0 0 6160 COMCAST CORP NEW CL A 20030N101 1053 24917 SH SOLE 1 0 0 24917 CONOCOPHILLIPS COM 20825C104 517 8468 SH SOLE 1 0 0 8468 CONSTELLATION BRANDS INC CL A 21036P108 298 1511 SH SOLE 1 0 0 1511 COSTCO WHSL CORP NEW COM 22160K105 1676 6340 SH SOLE 1 0 0 6340 CRISPR THERAPEUTICS AG NAMEN AKT H17182108 299 6354 SH SOLE 1 0 0 6354 CSX CORP COM 126408103 630 8139 SH SOLE 1 0 0 8139 CUMMINS INC COM 231021106 638 3725 SH SOLE 1 0 0 3725 CVS HEALTH CORP COM 126650100 585 10743 SH SOLE 1 0 0 10743 DANAHER CORPORATION COM 235851102 235 1641 SH SOLE 1 0 0 1641 DISNEY WALT CO COM DISNEY 254687106 2709 19401 SH SOLE 1 0 0 19401 DOLLAR GEN CORP NEW COM 256677105 295 2180 SH SOLE 1 0 0 2180 DOLLAR TREE INC COM 256746108 461 4292 SH SOLE 1 0 0 4292 DOW INC COM 260557103 279 5663 SH SOLE 1 0 0 5663 DUKE ENERGY CORP NEW COM NEW 26441C204 427 4835 SH SOLE 1 0 0 4835 DUPONT DE NEMOURS INC COM 26614N102 418 5562 SH SOLE 1 0 0 5562 EMERSON ELEC CO COM 291011104 4568 68460 SH SOLE 1 0 0 68460 EQUINOR ASA SPONSORED ADR 29446M102 1233 62333 SH SOLE 1 0 0 62333 EXXON MOBIL CORP COM 30231G102 4362 56922 SH SOLE 1 0 0 56922 FACEBOOK INC CL A 30303M102 1359 7040 SH SOLE 1 0 0 7040 FASTENAL CO COM 311900104 1590 48784 SH SOLE 1 0 0 48784 FEDEX CORP COM 31428X106 3125 18959 SH SOLE 1 0 0 18959 FIDELITY COMWLTH TR NDQ CP IDX TRK 315912808 614 1950 SH SOLE 1 0 0 1950 FIRST TR EXCHANGE TRADED FD NAS CLNEDG GREEN 33733E500 339 16055 SH SOLE 1 0 0 16055 FIRST TR EXCHANGE TRADED FD NASD TECH DIV 33738R118 328 8408 SH SOLE 1 0 0 8408 GENERAL DYNAMICS CORP COM 369550108 371 2040 SH SOLE 1 0 0 2040 GENERAL ELECTRIC CO COM 369604103 384 36561 SH SOLE 1 0 0 36561 GENERAL MLS INC COM 370334104 277 5279 SH SOLE 1 0 0 5279 GILEAD SCIENCES INC COM 375558103 507 7501 SH SOLE 1 0 0 7501 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 1205 29765 SH SOLE 1 0 0 29765 GRAPHIC PACKAGING HLDG CO COM 388689101 2779 197750 SH SOLE 1 0 0 197750 HERSHEY CO COM 427866108 373 2780 SH SOLE 1 0 0 2780 HOME DEPOT INC COM 437076102 5363 25788 SH SOLE 1 0 0 25788 HONEYWELL INTL INC COM 438516106 2447 14015 SH SOLE 1 0 0 14015 ILLINOIS TOOL WKS INC COM 452308109 2868 18894 SH SOLE 1 0 0 18894 ILLUMINA INC COM 452327109 368 1000 SH SOLE 1 0 0 1000 INTEL CORP COM 458140100 1052 21977 SH SOLE 1 0 0 21977 INTERNATIONAL BUSINESS MACHS COM 459200101 1827 13252 SH SOLE 1 0 0 13252 INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 1363 24764 SH SOLE 1 0 0 24764 INVESCO QQQ TR UNIT SER 1 46090E103 2229 11937 SH SOLE 1 0 0 11937 ISHARES INC MSCI PAC JP ETF 464286665 465 9847 SH SOLE 1 0 0 9847 ISHARES TR CORE S&P500 ETF 464287200 2440 8279 SH SOLE 1 0 0 8279 ISHARES TR MSCI EMG MKT ETF 464287234 231 5374 SH SOLE 1 0 0 5374 ISHARES TR S&P 500 GRWT ETF 464287309 255 1422 SH SOLE 1 0 0 1422 ISHARES TR S&P 500 VAL ETF 464287408 379 3254 SH SOLE 1 0 0 3254 ISHARES TR MSCI EAFE ETF 464287465 1102 16763 SH SOLE 1 0 0 16763 ISHARES TR RUS MID CAP ETF 464287499 1026 18360 SH SOLE 1 0 0 18360 ISHARES TR CORE S&P MCP ETF 464287507 1226 6310 SH SOLE 1 0 0 6310 ISHARES TR S&P MC 400GR ETF 464287606 280 1239 SH SOLE 1 0 0 1239 ISHARES TR RUS 2000 VAL ETF 464287630 398 3307 SH SOLE 1 0 0 3307 ISHARES TR RUS 2000 GRW ETF 464287648 276 1372 SH SOLE 1 0 0 1372 ISHARES TR RUSSELL 2000 ETF 464287655 3278 21080 SH SOLE 1 0 0 21080 ISHARES TR CORE S&P US VLU 464287663 436 7698 SH SOLE 1 0 0 7698 ISHARES TR S&P MC 400VL ETF 464287705 512 3208 SH SOLE 1 0 0 3208 ISHARES TR MSCI ACWI ETF 464288257 326 4425 SH SOLE 1 0 0 4425 ISHARES TR CORE HIGH DV ETF 46429B663 334 3536 SH SOLE 1 0 0 3536 JOHNSON & JOHNSON COM 478160104 13007 93391 SH SOLE 1 0 0 93391 JPMORGAN CHASE & CO COM 46625H100 1168 10450 SH SOLE 1 0 0 10450 KANSAS CITY SOUTHERN COM NEW 485170302 819 6706 SH SOLE 1 0 0 6706 KIMBERLY CLARK CORP COM 494368103 1233 9179 SH SOLE 1 0 0 9179 KONINKLIJKE PHILIPS N V NY REG SH NEW 500472303 720 16530 SH SOLE 1 0 0 16530 LABORATORY CORP AMER HLDGS COM NEW 50540R409 215 1246 SH SOLE 1 0 0 1246 LEGGETT & PLATT INC COM 524660107 216 5572 SH SOLE 1 0 0 5572 LIBERTY BROADBAND CORP COM SER C 530307305 242 2325 SH SOLE 1 0 0 2325 LILLY ELI & CO COM 532457108 483 4356 SH SOLE 1 0 0 4356 LOCKHEED MARTIN CORP COM 539830109 894 2459 SH SOLE 1 0 0 2459 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 396 4595 SH SOLE 1 0 0 4595 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 354 5526 SH SOLE 1 0 0 5526 MAIN STREET CAPITAL CORP COM 56035L104 1333 32268 SH SOLE 1 0 0 32268 MARATHON PETE CORP COM 56585A102 242 4329 SH SOLE 1 0 0 4329 MASTERCARD INC CL A 57636Q104 1110 4197 SH SOLE 1 0 0 4197 MCDONALDS CORP COM 580135101 1426 6867 SH SOLE 1 0 0 6867 MCKESSON CORP COM 58155Q103 273 2028 SH SOLE 1 0 0 2028 MEDTRONIC PLC SHS G5960L103 220 2260 SH SOLE 1 0 0 2260 MERCK & CO INC COM 58933Y105 2736 32417 SH SOLE 1 0 0 32417 MICROSOFT CORP COM 594918104 5689 42466 SH SOLE 1 0 0 42466 MONDELEZ INTL INC CL A 609207105 465 8585 SH SOLE 1 0 0 8585 MOTOROLA SOLUTIONS INC COM NEW 620076307 359 2148 SH SOLE 1 0 0 2148 NETFLIX INC COM 64110L106 7509 20442 SH SOLE 1 0 0 20442 NEW AGE BEVERAGES CORP COM 64157V108 85 18140 SH SOLE 1 0 0 18140 NEXTERA ENERGY INC COM 65339F101 1748 8533 SH SOLE 1 0 0 8533 NORFOLK SOUTHERN CORP COM 655844108 227 1136 SH SOLE 1 0 0 1136 NORTHROP GRUMMAN CORP COM 666807102 388 1200 SH SOLE 1 0 0 1200 NOVARTIS A G SPONSORED ADR 66987V109 1062 11632 SH SOLE 1 0 0 11632 ORACLE CORP COM 68389X105 952 16716 SH SOLE 1 0 0 16716 ORANGE SPONSORED ADR 684060106 269 17123 SH SOLE 1 0 0 17123 PAYPAL HLDGS INC COM 70450Y103 2277 19893 SH SOLE 1 0 0 19893 PEAPACK-GLADSTONE FINL CORP COM 704699107 224 7949 SH SOLE 1 0 0 7949 PENNEY J C CORP INC COM 708160106 11 10000 SH SOLE 1 0 0 10000 PEPSICO INC COM 713448108 3180 24247 SH SOLE 1 0 0 24247 PFIZER INC COM 717081103 5944 137211 SH SOLE 1 0 0 137211 PHILIP MORRIS INTL INC COM 718172109 1676 21037 SH SOLE 1 0 0 21037 PHILLIPS 66 COM 718546104 1095 11710 SH SOLE 1 0 0 11710 PPG INDS INC COM 693506107 293 2509 SH SOLE 1 0 0 2509 PROCTER AND GAMBLE CO COM 742718109 14183 129344 SH SOLE 1 0 0 129344 QUALCOMM INC COM 747525103 970 12751 SH SOLE 1 0 0 12751 RAYTHEON CO COM NEW 755111507 225 1291 SH SOLE 1 0 0 1291 RIO TINTO PLC SPONSORED ADR 767204100 297 4757 SH SOLE 1 0 0 4757 ROKU INC COM CL A 77543R102 433 4785 SH SOLE 1 0 0 4785 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 871 13382 SH SOLE 1 0 0 13382 SALESFORCE COM INC COM 79466L302 1038 6840 SH SOLE 1 0 0 6840 SANOFI SPONSORED ADR 80105N105 793 18325 SH SOLE 1 0 0 18325 SAP SE SPON ADR 803054204 372 2716 SH SOLE 1 0 0 2716 SCHLUMBERGER LTD COM 806857108 1897 47131 SH SOLE 1 0 0 47131 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 305 5708 SH SOLE 1 0 0 5708 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 801 8644 SH SOLE 1 0 0 8644 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 908 15632 SH SOLE 1 0 0 15632 SELECT SECTOR SPDR TR ENERGY 81369Y506 809 12700 SH SOLE 1 0 0 12700 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 570 20650 SH SOLE 1 0 0 20650 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 582 7461 SH SOLE 1 0 0 7461 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 201 4080 SH SOLE 1 0 0 4080 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 283 4739 SH SOLE 1 0 0 4739 SHERWIN WILLIAMS CO COM 824348106 460 1004 SH SOLE 1 0 0 1004 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 237 891 SH SOLE 1 0 0 891 SPDR S&P 500 ETF TR TR UNIT 78462F103 4131 14036 SH SOLE 1 0 0 14036 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 282 793 SH SOLE 1 0 0 793 SPDR SERIES TRUST S&P DIVID ETF 78464A763 886 8779 SH SOLE 1 0 0 8779 SPDR SERIES TRUST SSGA GNDER ETF 78468R747 233 3162 SH SOLE 1 0 0 3162 STARBUCKS CORP COM 855244109 438 5221 SH SOLE 1 0 0 5221 STRYKER CORP COM 863667101 585 2840 SH SOLE 1 0 0 2840 SYSCO CORP COM 871829107 377 5332 SH SOLE 1 0 0 5332 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 600 14828 SH SOLE 1 0 0 14828 TELEFLEX INC COM 879369106 1159 3500 SH SOLE 1 0 0 3500 TORTOISE ENERGY INFRA CORP COM 89147L100 347 15397 SH SOLE 1 0 0 15397 TOTAL S A SPONSORED ADS 89151E109 1368 24205 SH SOLE 1 0 0 24205 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 912 7353 SH SOLE 1 0 0 7353 UDR INC COM 902653104 1384 30823 SH SOLE 1 0 0 30823 UNION PACIFIC CORP COM 907818108 1137 6726 SH SOLE 1 0 0 6726 UNITED PARCEL SERVICE INC CL B 911312106 232 2243 SH SOLE 1 0 0 2243 UNITED TECHNOLOGIES CORP COM 913017109 1347 10342 SH SOLE 1 0 0 10342 UNITEDHEALTH GROUP INC COM 91324P102 980 4015 SH SOLE 1 0 0 4015 US BANCORP DEL COM NEW 902973304 779 14764 SH SOLE 1 0 0 14764 V F CORP COM 918204108 457 5228 SH SOLE 1 0 0 5228 VANGUARD GROUP DIV APP ETF 921908844 330 2861 SH SOLE 1 0 0 2861 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 316 3580 SH SOLE 1 0 0 3580 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 221 1860 SH SOLE 1 0 0 1860 VANGUARD INDEX FDS SMALL CP ETF 922908751 230 1462 SH SOLE 1 0 0 1462 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1886 12565 SH SOLE 1 0 0 12565 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 533 7095 SH SOLE 1 0 0 7095 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 488 9563 SH SOLE 1 0 0 9563 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 463 10891 SH SOLE 1 0 0 10891 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 210 1413 SH SOLE 1 0 0 1413 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 1198 17356 SH SOLE 1 0 0 17356 VANGUARD WORLD FDS INF TECH ETF 92204A702 1181 5600 SH SOLE 1 0 0 5600 VERIZON COMMUNICATIONS INC COM 92343V104 1754 30703 SH SOLE 1 0 0 30703 VISA INC COM CL A 92826C839 2991 17234 SH SOLE 1 0 0 17234 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 264 16158 SH SOLE 1 0 0 16158 WALGREENS BOOTS ALLIANCE INC COM 931427108 5126 93759 SH SOLE 1 0 0 93759 WALMART INC COM 931142103 2164 19584 SH SOLE 1 0 0 19584 WELLS FARGO CO NEW COM 949746101 210 4440 SH SOLE 1 0 0 4440 WEYERHAEUSER CO COM 962166104 375 14220 SH SOLE 1 0 0 14220