0001085146-18-002727.txt : 20181114 0001085146-18-002727.hdr.sgml : 20181114 20181114144902 ACCESSION NUMBER: 0001085146-18-002727 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181114 DATE AS OF CHANGE: 20181114 EFFECTIVENESS DATE: 20181114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Rikoon Group, LLC CENTRAL INDEX KEY: 0001576654 IRS NUMBER: 021014510 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15479 FILM NUMBER: 181182884 BUSINESS ADDRESS: STREET 1: 2218 OLD AREROYO CHAMISO CITY: SANTA FE STATE: NM ZIP: 87505 BUSINESS PHONE: 505-989-3581 MAIL ADDRESS: STREET 1: 2218 OLD AREROYO CHAMISO CITY: SANTA FE STATE: NM ZIP: 87505 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001576654 XXXXXXXX 09-30-2018 09-30-2018 false Rikoon Group, LLC

2218 OLD AREROYO CHAMISO SANTA FE NM 87505

13F HOLDINGS REPORT 028-15479 N Kyle Burns 505-989-3581 /s/ Kyle Burns Santa Fe NM 11-14-2018 1 209 282437 1 0001053994 028-12760 SANDERS MORRIS HARRIS LLC INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 7717 36628 SH SOLE 1 0 0 36628 ABBOTT LABS COM 002824100 4641 63265 SH SOLE 1 0 0 63265 ABBVIE INC COM 00287Y109 9009 95253 SH SOLE 1 0 0 95253 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 860 5057 SH SOLE 1 0 0 5057 ADOBE SYS INC COM 00724F101 233 865 SH SOLE 1 0 0 865 ADVANCE AUTO PARTS INC COM 00751Y106 670 3981 SH SOLE 1 0 0 3981 AEROVIRONMENT INC COM 008073108 235 2100 SH SOLE 1 0 0 2100 ALASKA AIR GROUP INC COM 011659109 556 8075 SH SOLE 1 0 0 8075 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 212 1292 SH SOLE 1 0 0 1292 ALLERGAN PLC SHS G0177J108 330 1733 SH SOLE 1 0 0 1733 ALPHABET INC CAP STK CL C 02079K107 978 820 SH SOLE 1 0 0 820 ALPHABET INC CAP STK CL A 02079K305 1613 1337 SH SOLE 1 0 0 1337 ALTRIA GROUP INC COM 02209S103 683 11340 SH SOLE 1 0 0 11340 AMAZON COM INC COM 023135106 4168 2081 SH SOLE 1 0 0 2081 AMERICAN INTL GROUP INC COM NEW 026874784 345 6493 SH SOLE 1 0 0 6493 AON PLC SHS CL A G0408V102 684 4449 SH SOLE 1 0 0 4449 APPLE INC COM 037833100 9993 44270 SH SOLE 1 0 0 44270 APPLIED MATLS INC COM 038222105 334 8650 SH SOLE 1 0 0 8650 ARK ETF TR WEB X.O ETF 00214Q401 356 6195 SH SOLE 1 0 0 6195 ASTRAZENECA PLC SPONSORED ADR 046353108 1257 31774 SH SOLE 1 0 0 31774 AT&T INC COM 00206R102 1983 59075 SH SOLE 1 0 0 59075 AUTOMATIC DATA PROCESSING IN COM 053015103 640 4253 SH SOLE 1 0 0 4253 AVALONBAY CMNTYS INC COM 053484101 469 2590 SH SOLE 1 0 0 2590 AVERY DENNISON CORP COM 053611109 678 6258 SH SOLE 1 0 0 6258 BANK AMER CORP COM 060505104 2366 80336 SH SOLE 1 0 0 80336 BANK N S HALIFAX COM 064149107 747 12540 SH SOLE 1 0 0 12540 BAXTER INTL INC COM 071813109 1007 13074 SH SOLE 1 0 0 13074 BB&T CORP COM 054937107 5871 120953 SH SOLE 1 0 0 120953 BCE INC COM NEW 05534B760 1417 34990 SH SOLE 1 0 0 34990 BERKSHIRE HATHAWAY INC DEL CL A 084670108 320 1 SH SOLE 1 0 0 1 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 5096 23803 SH SOLE 1 0 0 23803 BLACKROCK HEALTH SCIENCES TR COM 09250W107 692 16271 SH SOLE 1 0 0 16271 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 833 21900 SH SOLE 1 0 0 21900 BOEING CO COM 097023105 2187 5882 SH SOLE 1 0 0 5882 BOOKING HLDGS INC COM 09857L108 527 266 SH SOLE 1 0 0 266 BP PLC SPONSORED ADR 055622104 405 8806 SH SOLE 1 0 0 8806 BRANDYWINE RLTY TR SH BEN INT NEW 105368203 611 38890 SH SOLE 1 0 0 38890 BRISTOL MYERS SQUIBB CO COM 110122108 2861 46088 SH SOLE 1 0 0 46088 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 489 12266 SH SOLE 1 0 0 12266 CANON INC SPONSORED ADR 138006309 489 15475 SH SOLE 1 0 0 15475 CATERPILLAR INC DEL COM 149123101 336 2204 SH SOLE 1 0 0 2204 CDK GLOBAL INC COM 12508E101 419 6709 SH SOLE 1 0 0 6709 CERNER CORP COM 156782104 237 3684 SH SOLE 1 0 0 3684 CHECK POINT SOFTWARE TECH LT ORD M22465104 201 1716 SH SOLE 1 0 0 1716 CHESAPEAKE ENERGY CORP COM 165167107 53 12000 SH SOLE 1 0 0 12000 CHEVRON CORP NEW COM 166764100 2942 24064 SH SOLE 1 0 0 24064 CHURCH & DWIGHT INC COM 171340102 208 3517 SH SOLE 1 0 0 3517 CIGNA CORPORATION COM 125509109 541 2600 SH SOLE 1 0 0 2600 CINTAS CORP COM 172908105 294 1489 SH SOLE 1 0 0 1489 CISCO SYS INC COM 17275R102 1129 23212 SH SOLE 1 0 0 23212 CLOROX CO DEL COM 189054109 218 1450 SH SOLE 1 0 0 1450 COCA COLA CO COM 191216100 4078 88309 SH SOLE 1 0 0 88309 COGNEX CORP COM 192422103 351 6300 SH SOLE 1 0 0 6300 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 824 10686 SH SOLE 1 0 0 10686 COHEN & STEERS QUALITY RLTY COM 19247L106 273 22304 SH SOLE 1 0 0 22304 COLGATE PALMOLIVE CO COM 194162103 419 6262 SH SOLE 1 0 0 6262 COMCAST CORP NEW CL A 20030N101 1020 28827 SH SOLE 1 0 0 28827 CONOCOPHILLIPS COM 20825C104 698 9021 SH SOLE 1 0 0 9021 CONSTELLATION BRANDS INC CL A 21036P108 352 1633 SH SOLE 1 0 0 1633 COSTCO WHSL CORP NEW COM 22160K105 1684 7169 SH SOLE 1 0 0 7169 CVS HEALTH CORP COM 126650100 610 7749 SH SOLE 1 0 0 7749 DANAHER CORP DEL COM 235851102 209 1926 SH SOLE 1 0 0 1926 DISNEY WALT CO COM DISNEY 254687106 2602 22254 SH SOLE 1 0 0 22254 DOLLAR GEN CORP NEW COM 256677105 432 3955 SH SOLE 1 0 0 3955 DOLLAR TREE INC COM 256746108 430 5278 SH SOLE 1 0 0 5278 DOWDUPONT INC COM 26078J100 1078 16763 SH SOLE 1 0 0 16763 DUKE ENERGY CORP NEW COM NEW 26441C204 408 5108 SH SOLE 1 0 0 5108 EMERSON ELEC CO COM 291011104 5433 70958 SH SOLE 1 0 0 70958 EQUINOR ASA SPONSORED ADR 29446M102 2475 87768 SH SOLE 1 0 0 87768 EXPRESS SCRIPTS HLDG CO COM 30219G108 216 2274 SH SOLE 1 0 0 2274 EXXON MOBIL CORP COM 30231G102 5451 64116 SH SOLE 1 0 0 64116 FACEBOOK INC CL A 30303M102 1254 7630 SH SOLE 1 0 0 7630 FASTENAL CO COM 311900104 1439 24812 SH SOLE 1 0 0 24812 FEDEX CORP COM 31428X106 3030 12584 SH SOLE 1 0 0 12584 FIAT CHRYSLER AUTOMOBILES N SHS N31738102 199 11383 SH SOLE 1 0 0 11383 FIDELITY COMWLTH TR NDQ CP IDX TRK 315912808 449 1425 SH SOLE 1 0 0 1425 FIRST TR EXCHANGE TRADED FD NAS CLNEDG GREEN 33733E500 252 12830 SH SOLE 1 0 0 12830 FIRST TR EXCHANGE TRADED FD NASD TECH DIV 33738R118 503 13108 SH SOLE 1 0 0 13108 FLAHERTY & CRUMRINE TOTAL RE COM 338479108 343 18445 SH SOLE 1 0 0 18445 GENERAL DYNAMICS CORP COM 369550108 439 2147 SH SOLE 1 0 0 2147 GENERAL ELECTRIC CO COM 369604103 539 47805 SH SOLE 1 0 0 47805 GENERAL MLS INC COM 370334104 232 5412 SH SOLE 1 0 0 5412 GENTEX CORP COM 371901109 783 36521 SH SOLE 1 0 0 36521 GILEAD SCIENCES INC COM 375558103 679 8797 SH SOLE 1 0 0 8797 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 1170 29135 SH SOLE 1 0 0 29135 GRAPHIC PACKAGING HLDG CO COM 388689101 2770 197750 SH SOLE 1 0 0 197750 HERSHEY CO COM 427866108 431 4230 SH SOLE 1 0 0 4230 HOME DEPOT INC COM 437076102 5664 27343 SH SOLE 1 0 0 27343 HONEYWELL INTL INC COM 438516106 2369 14239 SH SOLE 1 0 0 14239 ILLINOIS TOOL WKS INC COM 452308109 2726 19323 SH SOLE 1 0 0 19323 ILLUMINA INC COM 452327109 367 1000 SH SOLE 1 0 0 1000 INTEL CORP COM 458140100 1120 23699 SH SOLE 1 0 0 23699 INTERNATIONAL BUSINESS MACHS COM 459200101 2326 15385 SH SOLE 1 0 0 15385 INVESCO EXCHANGE TRADED FD T AEROSPACE DEFN 46137V100 336 5470 SH SOLE 1 0 0 5470 INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 1269 25636 SH SOLE 1 0 0 25636 INVESCO QQQ TR UNIT SER 1 46090E103 1732 9325 SH SOLE 1 0 0 9325 ISHARES INC MSCI PAC JP ETF 464286665 438 9664 SH SOLE 1 0 0 9664 ISHARES TR CORE S&P500 ETF 464287200 2367 8086 SH SOLE 1 0 0 8086 ISHARES TR MSCI EMG MKT ETF 464287234 230 5374 SH SOLE 1 0 0 5374 ISHARES TR S&P 500 GRWT ETF 464287309 241 1363 SH SOLE 1 0 0 1363 ISHARES TR S&P 500 VAL ETF 464287408 294 2538 SH SOLE 1 0 0 2538 ISHARES TR MSCI EAFE ETF 464287465 1134 16679 SH SOLE 1 0 0 16679 ISHARES TR RUS MID CAP ETF 464287499 1039 4714 SH SOLE 1 0 0 4714 ISHARES TR CORE S&P MCP ETF 464287507 1256 6240 SH SOLE 1 0 0 6240 ISHARES TR S&P MC 400GR ETF 464287606 285 1225 SH SOLE 1 0 0 1225 ISHARES TR RUS 2000 VAL ETF 464287630 402 3022 SH SOLE 1 0 0 3022 ISHARES TR RUS 2000 GRW ETF 464287648 293 1362 SH SOLE 1 0 0 1362 ISHARES TR RUSSELL 2000 ETF 464287655 2979 17676 SH SOLE 1 0 0 17676 ISHARES TR CORE S&P US VLU 464287663 382 6787 SH SOLE 1 0 0 6787 ISHARES TR S&P MC 400VL ETF 464287705 531 3179 SH SOLE 1 0 0 3179 ISHARES TR MSCI ACWI ETF 464288257 438 5900 SH SOLE 1 0 0 5900 ISHARES TR MSCI USA ESG SLC 464288802 261 2190 SH SOLE 1 0 0 2190 ISHARES TR CORE HIGH DV ETF 46429B663 317 3510 SH SOLE 1 0 0 3510 JOHNSON & JOHNSON COM 478160104 13268 96032 SH SOLE 1 0 0 96032 JPMORGAN CHASE & CO COM 46625H100 630 5591 SH SOLE 1 0 0 5591 KANSAS CITY SOUTHERN COM NEW 485170302 744 6573 SH SOLE 1 0 0 6573 KIMBERLY CLARK CORP COM 494368103 1048 9226 SH SOLE 1 0 0 9226 KONINKLIJKE PHILIPS N V NY REG SH NEW 500472303 887 19495 SH SOLE 1 0 0 19495 KRAFT HEINZ CO COM 500754106 379 6879 SH SOLE 1 0 0 6879 LEGGETT & PLATT INC COM 524660107 240 5500 SH SOLE 1 0 0 5500 LILLY ELI & CO COM 532457108 467 4354 SH SOLE 1 0 0 4354 LOCKHEED MARTIN CORP COM 539830109 1087 3144 SH SOLE 1 0 0 3144 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 734 7170 SH SOLE 1 0 0 7170 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 374 5525 SH SOLE 1 0 0 5525 MAIN STREET CAPITAL CORP COM 56035L104 1357 35268 SH SOLE 1 0 0 35268 MARATHON PETE CORP COM 56585A102 242 3028 SH SOLE 1 0 0 3028 MARKEL CORP COM 570535104 249 210 SH SOLE 1 0 0 210 MASTERCARD INCORPORATED CL A 57636Q104 1086 4880 SH SOLE 1 0 0 4880 MCDONALDS CORP COM 580135101 1153 6897 SH SOLE 1 0 0 6897 MCKESSON CORP COM 58155Q103 283 2136 SH SOLE 1 0 0 2136 MEDTRONIC PLC SHS G5960L103 212 2160 SH SOLE 1 0 0 2160 MERCK & CO INC COM 58933Y105 2321 32724 SH SOLE 1 0 0 32724 MICROSOFT CORP COM 594918104 5071 44344 SH SOLE 1 0 0 44344 MONDELEZ INTL INC CL A 609207105 414 9643 SH SOLE 1 0 0 9643 MOTOROLA SOLUTIONS INC COM NEW 620076307 365 2805 SH SOLE 1 0 0 2805 NETFLIX INC COM 64110L106 7619 20367 SH SOLE 1 0 0 20367 NEXTERA ENERGY INC COM 65339F101 1444 8620 SH SOLE 1 0 0 8620 NORFOLK SOUTHERN CORP COM 655844108 210 1168 SH SOLE 1 0 0 1168 NORTHROP GRUMMAN CORP COM 666807102 380 1200 SH SOLE 1 0 0 1200 NOVARTIS A G SPONSORED ADR 66987V109 1029 11949 SH SOLE 1 0 0 11949 NUCOR CORP COM 670346105 224 3534 SH SOLE 1 0 0 3534 ORACLE CORP COM 68389X105 1107 21475 SH SOLE 1 0 0 21475 ORANGE SPONSORED ADR 684060106 349 22023 SH SOLE 1 0 0 22023 PAYPAL HLDGS INC COM 70450Y103 2016 22956 SH SOLE 1 0 0 22956 PEAPACK-GLADSTONE FINL CORP COM 704699107 316 10250 SH SOLE 1 0 0 10250 PEPSICO INC COM 713448108 2602 23274 SH SOLE 1 0 0 23274 PFIZER INC COM 717081103 6101 138456 SH SOLE 1 0 0 138456 PHILIP MORRIS INTL INC COM 718172109 2156 26449 SH SOLE 1 0 0 26449 PHILLIPS 66 COM 718546104 1649 14630 SH SOLE 1 0 0 14630 PPG INDS INC COM 693506107 270 2480 SH SOLE 1 0 0 2480 PROCTER AND GAMBLE CO COM 742718109 11050 132768 SH SOLE 1 0 0 132768 QUALCOMM INC COM 747525103 1212 16832 SH SOLE 1 0 0 16832 RAYTHEON CO COM NEW 755111507 266 1289 SH SOLE 1 0 0 1289 REGENERON PHARMACEUTICALS COM 75886F107 207 513 SH SOLE 1 0 0 513 RIO TINTO PLC SPONSORED ADR 767204100 241 4740 SH SOLE 1 0 0 4740 ROKU INC COM CL A 77543R102 486 6661 SH SOLE 1 0 0 6661 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 1129 16582 SH SOLE 1 0 0 16582 SALESFORCE COM INC COM 79466L302 1442 9073 SH SOLE 1 0 0 9073 SANOFI SPONSORED ADR 80105N105 1003 22475 SH SOLE 1 0 0 22475 SAP SE SPON ADR 803054204 389 3166 SH SOLE 1 0 0 3166 SCHLUMBERGER LTD COM 806857108 2884 47347 SH SOLE 1 0 0 47347 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 294 5562 SH SOLE 1 0 0 5562 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 797 8384 SH SOLE 1 0 0 8384 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 630 11699 SH SOLE 1 0 0 11699 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 254 2174 SH SOLE 1 0 0 2174 SELECT SECTOR SPDR TR ENERGY 81369Y506 1403 18529 SH SOLE 1 0 0 18529 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 690 25031 SH SOLE 1 0 0 25031 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 669 8883 SH SOLE 1 0 0 8883 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 302 6179 SH SOLE 1 0 0 6179 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 247 4709 SH SOLE 1 0 0 4709 SHERWIN WILLIAMS CO COM 824348106 610 1342 SH SOLE 1 0 0 1342 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 343 1301 SH SOLE 1 0 0 1301 SPDR S&P 500 ETF TR TR UNIT 78462F103 3938 13548 SH SOLE 1 0 0 13548 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 291 793 SH SOLE 1 0 0 793 SPDR SER TR SSGA GNDER ETF 78468R747 231 3015 SH SOLE 1 0 0 3015 SPDR SERIES TRUST S&P DIVID ETF 78464A763 857 8757 SH SOLE 1 0 0 8757 SPROUTS FMRS MKT INC COM 85208M102 375 13700 SH SOLE 1 0 0 13700 STARBUCKS CORP COM 855244109 628 11058 SH SOLE 1 0 0 11058 STRYKER CORP COM 863667101 508 2860 SH SOLE 1 0 0 2860 SYSCO CORP COM 871829107 401 5485 SH SOLE 1 0 0 5485 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 1546 35021 SH SOLE 1 0 0 35021 TELEFLEX INC COM 879369106 931 3500 SH SOLE 1 0 0 3500 TEXAS CAPITAL BANCSHARES INC COM 88224Q107 266 3225 SH SOLE 1 0 0 3225 TORTOISE ENERGY INFRA CORP COM 89147L100 510 18957 SH SOLE 1 0 0 18957 TOTAL S A SPONSORED ADR 89151E109 1805 28035 SH SOLE 1 0 0 28035 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 932 7503 SH SOLE 1 0 0 7503 UDR INC COM 902653104 1365 33772 SH SOLE 1 0 0 33772 UNION PAC CORP COM 907818108 1034 6351 SH SOLE 1 0 0 6351 UNITED PARCEL SERVICE INC CL B 911312106 239 2054 SH SOLE 1 0 0 2054 UNITED TECHNOLOGIES CORP COM 913017109 1466 10488 SH SOLE 1 0 0 10488 UNITEDHEALTH GROUP INC COM 91324P102 1015 3817 SH SOLE 1 0 0 3817 US BANCORP DEL COM NEW 902973304 857 16228 SH SOLE 1 0 0 16228 V F CORP COM 918204108 488 5228 SH SOLE 1 0 0 5228 VANGUARD GROUP DIV APP ETF 921908844 373 3374 SH SOLE 1 0 0 3374 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 243 3019 SH SOLE 1 0 0 3019 VANGUARD INDEX FDS SMALL CP ETF 922908751 245 1506 SH SOLE 1 0 0 1506 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1656 11066 SH SOLE 1 0 0 11066 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 512 6765 SH SOLE 1 0 0 6765 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 396 7620 SH SOLE 1 0 0 7620 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 357 8714 SH SOLE 1 0 0 8714 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 248 1774 SH SOLE 1 0 0 1774 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 1203 17350 SH SOLE 1 0 0 17350 VANGUARD WORLD FDS INF TECH ETF 92204A702 1167 5763 SH SOLE 1 0 0 5763 VERIZON COMMUNICATIONS INC COM 92343V104 1392 26083 SH SOLE 1 0 0 26083 VISA INC COM CL A 92826C839 2741 18267 SH SOLE 1 0 0 18267 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 363 16733 SH SOLE 1 0 0 16733 WALGREENS BOOTS ALLIANCE INC COM 931427108 7304 100193 SH SOLE 1 0 0 100193 WALMART INC COM 931142103 1901 20245 SH SOLE 1 0 0 20245 WEYERHAEUSER CO COM 962166104 531 16475 SH SOLE 1 0 0 16475