0001576280-24-000148.txt : 20240617 0001576280-24-000148.hdr.sgml : 20240617 20240617184010 ACCESSION NUMBER: 0001576280-24-000148 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240615 FILED AS OF DATE: 20240617 DATE AS OF CHANGE: 20240617 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Freeman Chris CENTRAL INDEX KEY: 0001871615 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38683 FILM NUMBER: 241049684 MAIL ADDRESS: STREET 1: 505 PENOBSCOT DRIVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Guardant Health, Inc. CENTRAL INDEX KEY: 0001576280 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 454139254 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3100 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 855-698-8887 MAIL ADDRESS: STREET 1: 3100 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 4 1 wk-form4_1718664004.xml FORM 4 X0508 4 2024-06-15 0 0001576280 Guardant Health, Inc. GH 0001871615 Freeman Chris 3100 HANOVER STREET PALO ALTO CA 94304 0 1 0 0 Chief Commercial Officer 0 Common Stock 2024-06-15 4 M 0 4879 0 A 21946 D Common Stock 2024-06-15 4 M 0 5523 0 A 27469 D Common Stock 2024-06-15 4 F 0 2870 30.21 D 24599 D Restricted Stock Units 0 2024-06-15 4 M 0 4879 0 D Common Stock 4879 4879 D Restricted Stock Units 0 2024-06-15 4 M 0 5523 0 D Common Stock 5523 11215 D These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability. The restricted stock unit vests as to 25% of the shares subject to such award on June 15, 2022, and as to the remaining 75% of the shares subject to such award in substantially equal installments on each anniversary of June 15, 2022, during the three-year period thereafter. Not applicable to Restricted Stock Units This represents a restricted stock unit award granted on June 9, 2023 that vests over a three-year period. 33% of the shares subject to such award vests on June 15, 2024 and the remaining 67% of the shares vests in equal quarterly installments over the remaining two-year period thereafter. Not applicable for Restricted Stock Units. Table I includes 1,096 shares acquired under Guardant Health's Employee Stock Purchase Plan on 5/14/2024. /s/ John G. Saia, as attorney-in-fact for Chris Freeman 2024-06-17