0001576280-22-000081.txt : 20220913 0001576280-22-000081.hdr.sgml : 20220913 20220913161723 ACCESSION NUMBER: 0001576280-22-000081 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220901 FILED AS OF DATE: 20220913 DATE AS OF CHANGE: 20220913 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Saia John G. CENTRAL INDEX KEY: 0001737840 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38683 FILM NUMBER: 221240941 MAIL ADDRESS: STREET 1: C/O ACELRX PHARMACEUTICALS, INC. STREET 2: 351 GALVESTON DRIVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 FORMER NAME: FORMER CONFORMED NAME: Saia John DATE OF NAME CHANGE: 20180417 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Guardant Health, Inc. CENTRAL INDEX KEY: 0001576280 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 454139254 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3100 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 855-698-8887 MAIL ADDRESS: STREET 1: 3100 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 4 1 wf-form4_166310022622610.xml FORM 4 X0306 4 2022-09-01 0 0001576280 Guardant Health, Inc. GH 0001737840 Saia John G. 505 PENOBSCOT DRIVE REDWOOD CITY CA 94063 0 1 0 0 See Remarks COMMON STOCK 2022-09-01 4 M 0 1052 0 A 14343 D COMMON STOCK 2022-09-01 4 F 0 364 49.07 D 13979 D COMMON STOCK 2022-09-09 4 F 0 302 59.28 D 13677 D RESTRICTED STOCK UNITS 0.0 2022-09-01 4 M 0 1052 0 D COMMON STOCK 1052.0 3157 D These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability. The restricted stock unit vests as to 25% of the shares subject to such award on September 1, 2022, and as to the remaining 75% of the shares subject to such award in substantially equal installments on each quarterly anniversary of September 1, 2022, during the three-year period thereafter. Not applicable to Restricted Stock Units. Senior Vice President, General Counsel and Corporate Secretary. /s/ John G. Saia 2022-09-12