0001576280-21-000100.txt : 20211104 0001576280-21-000100.hdr.sgml : 20211104 20211104161337 ACCESSION NUMBER: 0001576280-21-000100 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211102 FILED AS OF DATE: 20211104 DATE AS OF CHANGE: 20211104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Saia John G. CENTRAL INDEX KEY: 0001737840 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38683 FILM NUMBER: 211380115 MAIL ADDRESS: STREET 1: C/O ACELRX PHARMACEUTICALS, INC. STREET 2: 351 GALVESTON DRIVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 FORMER NAME: FORMER CONFORMED NAME: Saia John DATE OF NAME CHANGE: 20180417 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Guardant Health, Inc. CENTRAL INDEX KEY: 0001576280 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 454139254 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 505 PENOBSCOT DR. CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 855-698-8887 MAIL ADDRESS: STREET 1: 505 PENOBSCOT DR. CITY: REDWOOD CITY STATE: CA ZIP: 94063 4 1 wf-form4_163605677149062.xml FORM 4 X0306 4 2021-11-02 0 0001576280 Guardant Health, Inc. GH 0001737840 Saia John G. 505 PENOBSCOT DRIVE REDWOOD CITY CA 94063 0 1 0 0 See Remarks STOCK OPTION (RIGHT TO BUY) 117.61 2021-11-02 4 A 0 8418 0 A 2031-11-01 COMMON STOCK 8418.0 8418 D RESTRICTED STOCK UNITS 0.0 2021-11-02 4 A 0 4209 0 A COMMON STOCK 4209.0 4209 D The stock option vests as to 25% of the shares subject to such award on September 1, 2022, and as to the remaining 75% of the shares subject to such award in substantially equal installments on each monthly anniversary of September 1, 2022, during the three-year period thereafter. The restricted stock unit vests as to 25% of the shares subject to such award on September 1, 2022, and as to the remaining 75% of the shares subject to such award in substantially equal installments on each quarterly anniversary of September 1, 2022, during the three-year period thereafter. Not applicable to Restricted Stock Units. Senior Vice President, General Counsel and Corporate Secretary. /s/ John G. Saia 2021-11-04