0001127602-21-019131.txt : 20210603 0001127602-21-019131.hdr.sgml : 20210603 20210603203230 ACCESSION NUMBER: 0001127602-21-019131 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210601 FILED AS OF DATE: 20210603 DATE AS OF CHANGE: 20210603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KURLAND FAMILY INVESTMENTS, LLC CENTRAL INDEX KEY: 0001576057 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38727 FILM NUMBER: 21994488 BUSINESS ADDRESS: STREET 1: 6005 WILLIAM BENT ROAD CITY: HIDDEN HILLS STATE: CA ZIP: 91302 BUSINESS PHONE: (818) 292-4515 MAIL ADDRESS: STREET 1: 6005 WILLIAM BENT ROAD CITY: HIDDEN HILLS STATE: CA ZIP: 91302 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PennyMac Financial Services, Inc. CENTRAL INDEX KEY: 0001745916 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] IRS NUMBER: 831098934 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3043 TOWNSGATE ROAD CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 BUSINESS PHONE: (818) 224-7442 MAIL ADDRESS: STREET 1: 3043 TOWNSGATE ROAD CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 FORMER COMPANY: FORMER CONFORMED NAME: New PennyMac Financial Services, Inc. DATE OF NAME CHANGE: 20180709 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-06-01 0001745916 PennyMac Financial Services, Inc. PFSI 0001576057 KURLAND FAMILY INVESTMENTS, LLC 10550 W. CHARLESTON #110 SUMMERLIN NV 89135 1 Common Stock 2021-06-01 4 S 0 40716 62.72 D 6779136 D Common Stock 2021-06-01 4 S 0 1034 63.27 D 6778102 D Common Stock 2021-06-01 4 S 0 48605 62.74 D 6729497 D Common Stock 2021-06-02 4 S 0 31263 60.31 D 6698234 D Common Stock 2021-06-02 4 S 0 59202 61.61 D 6639032 D Common Stock 2021-06-02 4 S 0 11216 62.16 D 6627816 D Common Stock 2021-06-03 4 S 0 74665 59.75 D 6553151 D Common Stock 2021-06-03 4 S 0 14936 60.45 D 6538215 D Common Stock 115544 I 1998 Kurland Revocable Trust Dtd 1/14/98 These shares of Common Stock were sold pursuant to a 10b5-1 plan. The price reported is the weighted average price of multiple transactions ranging from $62.22 to $63.20. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. The price reported is the weighted average price of multiple transactions ranging from $63.24 to $63.29. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. The price reported is the weighted average price of multiple transactions ranging from $62.59 to $62.97. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. The price reported is the weighted average price of multiple transactions ranging from $60.03 to $60.93. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. The price reported is the weighted average price of multiple transactions ranging from $61.04 to $62.04. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. The price reported is the weighted average price of multiple transactions ranging from $62.05 to $62.35. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. The price reported is the weighted average price of multiple transactions ranging from $59.01 to $60.01. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. The price reported is the weighted average price of multiple transactions ranging from $60.02 to $60.45. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. /s/ Derek W. Stark, attorney-in-fact for Kurland Family Investments, LLC 2021-06-03