0001127602-21-018111.txt : 20210526 0001127602-21-018111.hdr.sgml : 20210526 20210526213030 ACCESSION NUMBER: 0001127602-21-018111 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210524 FILED AS OF DATE: 20210526 DATE AS OF CHANGE: 20210526 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KURLAND FAMILY INVESTMENTS, LLC CENTRAL INDEX KEY: 0001576057 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38727 FILM NUMBER: 21968277 BUSINESS ADDRESS: STREET 1: 6005 WILLIAM BENT ROAD CITY: HIDDEN HILLS STATE: CA ZIP: 91302 BUSINESS PHONE: (818) 292-4515 MAIL ADDRESS: STREET 1: 6005 WILLIAM BENT ROAD CITY: HIDDEN HILLS STATE: CA ZIP: 91302 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PennyMac Financial Services, Inc. CENTRAL INDEX KEY: 0001745916 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] IRS NUMBER: 831098934 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3043 TOWNSGATE ROAD CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 BUSINESS PHONE: (818) 224-7442 MAIL ADDRESS: STREET 1: 3043 TOWNSGATE ROAD CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 FORMER COMPANY: FORMER CONFORMED NAME: New PennyMac Financial Services, Inc. DATE OF NAME CHANGE: 20180709 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-05-24 0001745916 PennyMac Financial Services, Inc. PFSI 0001576057 KURLAND FAMILY INVESTMENTS, LLC 10550 W. CHARLESTON #110 SUMMERLIN NV 89135 1 Common Stock 2021-05-24 4 S 0 34322 62.99 D 7038418 D Common Stock 2021-05-24 4 S 0 7428 63.48 D 7030990 D Common Stock 2021-05-24 4 S 0 49827 63.06 D 6981163 D Common Stock 2021-05-24 4 S 0 173 63.56 D 6980990 D Common Stock 2021-05-25 4 S 0 45668 61.32 D 6935322 D Common Stock 2021-05-25 4 S 0 37697 62.44 D 6897625 D Common Stock 2021-05-25 4 S 0 11607 63.21 D 6886018 D Common Stock 2021-05-26 4 S 0 26309 61.40 D 6859709 D Common Stock 2021-05-26 4 S 0 39857 61.80 D 6819852 D Common Stock 115544 I 1998 Kurland Revocable Trust Dtd 1/14/98 These shares of Common Stock were sold pursuant to a 10b5-1 plan. The price reported is the weighted average price of multiple transactions ranging from $62.40 to $63.39. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. The price reported is the weighted average price of multiple transactions ranging from $63.41 to $63.545. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. The price reported is the weighted average price of multiple transactions ranging from $62.55 to $63.55. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. The price reported is the weighted average price of multiple transactions ranging from $60.97 to $61.96. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. The price reported is the weighted average price of multiple transactions ranging from $61.97 to $62.96. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. The price reported is the weighted average price of multiple transactions ranging from $62.97 to $63.52. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. The price reported is the weighted average price of multiple transactions ranging from $60.57 to $61.565. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. The price reported is the weighted average price of multiple transactions ranging from $61.57 to $62.12. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. /s/ Derek W. Stark, attorney-in-fact for Kurland Family Investments, LLC 2021-05-26