0001209191-22-046088.txt : 20220816
0001209191-22-046088.hdr.sgml : 20220816
20220816190310
ACCESSION NUMBER: 0001209191-22-046088
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220815
FILED AS OF DATE: 20220816
DATE AS OF CHANGE: 20220816
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Patel Rahul G.
CENTRAL INDEX KEY: 0001785783
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36379
FILM NUMBER: 221171676
MAIL ADDRESS:
STREET 1: C/O ENERGOUS CORPORATION
STREET 2: 3590 NORTH FIRST STREET STE 210
CITY: SAN JOSE
STATE: CA
ZIP: 95134
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Energous Corp
CENTRAL INDEX KEY: 0001575793
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 461318953
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3590 NORTH FIRST STREET
STREET 2: SUITE 210
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: (408) 963-0200
MAIL ADDRESS:
STREET 1: 3590 NORTH FIRST STREET
STREET 2: SUITE 210
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: DvineWave Inc.
DATE OF NAME CHANGE: 20130501
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-08-15
0
0001575793
Energous Corp
WATT
0001785783
Patel Rahul G.
C/O ENERGOUS CORPORATION
3590 NORTH FIRST STREET, SUITE 210
SAN JOSE
CA
95134
1
0
0
0
Common Stock
2022-08-15
4
M
0
14021
0.00
A
57751
D
Common Stock
2022-08-16
4
S
0
7571
1.494
D
50180
D
Restricted Stock Units
0.00
2022-08-15
4
M
0
14021
0.00
D
14021
14021
0
D
On May 20, 2022, the Reporting Person filed Form 5 to report the vesting of 14,021 restricted stock units on August 15, 2021 (the "August 2021 RSUs"). The holdings reported in Table I, Column 5 of Forms 4 filed on January 5, 2022 and February 17, 2022 do not reflect the vesting and settlement of the August 2021 RSUs.
The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.49 to $1.50 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon vesting.
The RSUs vested as to 1/3 of the underlying shares on each of August 15, 2020, August 15, 2021 and August 15, 2022. The RSUs were granted to the reporting person pursuant to the Company's Non-employee Director Compensation Policy.
RSUs do not expire; they either vest or are canceled prior to the vesting date.
/s/ Bill Mannina, Attorney-in-Fact
2022-08-16