0001209191-22-011082.txt : 20220217
0001209191-22-011082.hdr.sgml : 20220217
20220217214031
ACCESSION NUMBER: 0001209191-22-011082
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220215
FILED AS OF DATE: 20220217
DATE AS OF CHANGE: 20220217
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Johnston Cesar
CENTRAL INDEX KEY: 0001613480
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36379
FILM NUMBER: 22650699
MAIL ADDRESS:
STREET 1: 303 RAY STREET
CITY: PLEASANTON
STATE: CA
ZIP: 94566
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Energous Corp
CENTRAL INDEX KEY: 0001575793
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 461318953
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3590 NORTH FIRST STREET
STREET 2: SUITE 210
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: (408) 963-0200
MAIL ADDRESS:
STREET 1: 3590 NORTH FIRST STREET
STREET 2: SUITE 210
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: DvineWave Inc.
DATE OF NAME CHANGE: 20130501
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-02-15
0
0001575793
Energous Corp
WATT
0001613480
Johnston Cesar
C/O ENERGOUS CORPORATION
3590 NORTH FIRST STREET, SUITE 210
SAN JOSE
CA
95134
0
1
0
0
Chief Executive Officer
Common Stock
2022-02-15
4
S
0
13181
1.23
D
608961
D
Common Stock
2022-02-16
4
A
0
150000
0.00
A
758961
D
Stock Option (Right to Buy)
1.27
2022-02-16
4
A
0
300000
0.00
A
2032-02-15
Common Stock
300000
300000
D
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.
Represents restricted stock units ("RSUs") that will vest as to 1/3 of the award on 12/06/2022, with the remaining 2/3 of the award vesting quarterly in equal increments until the RSUs are fully vested on 12/06/2024, subject the Reporting Person's continued service to the Issuer through each vesting date.
Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.
The option will vest as to 50% of the award on 12/06/2023, and 25% of the award will vest on each of 12/06/2024 and 12/06/2025, subject the Reporting Person's continued service to the Issuer through each vesting date.
/s/ Bill Mannina, Attorney-in-Fact
2022-02-17