0001209191-22-011082.txt : 20220217 0001209191-22-011082.hdr.sgml : 20220217 20220217214031 ACCESSION NUMBER: 0001209191-22-011082 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220215 FILED AS OF DATE: 20220217 DATE AS OF CHANGE: 20220217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnston Cesar CENTRAL INDEX KEY: 0001613480 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36379 FILM NUMBER: 22650699 MAIL ADDRESS: STREET 1: 303 RAY STREET CITY: PLEASANTON STATE: CA ZIP: 94566 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Energous Corp CENTRAL INDEX KEY: 0001575793 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 461318953 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3590 NORTH FIRST STREET STREET 2: SUITE 210 CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: (408) 963-0200 MAIL ADDRESS: STREET 1: 3590 NORTH FIRST STREET STREET 2: SUITE 210 CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: DvineWave Inc. DATE OF NAME CHANGE: 20130501 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-02-15 0 0001575793 Energous Corp WATT 0001613480 Johnston Cesar C/O ENERGOUS CORPORATION 3590 NORTH FIRST STREET, SUITE 210 SAN JOSE CA 95134 0 1 0 0 Chief Executive Officer Common Stock 2022-02-15 4 S 0 13181 1.23 D 608961 D Common Stock 2022-02-16 4 A 0 150000 0.00 A 758961 D Stock Option (Right to Buy) 1.27 2022-02-16 4 A 0 300000 0.00 A 2032-02-15 Common Stock 300000 300000 D This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Represents restricted stock units ("RSUs") that will vest as to 1/3 of the award on 12/06/2022, with the remaining 2/3 of the award vesting quarterly in equal increments until the RSUs are fully vested on 12/06/2024, subject the Reporting Person's continued service to the Issuer through each vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. The option will vest as to 50% of the award on 12/06/2023, and 25% of the award will vest on each of 12/06/2024 and 12/06/2025, subject the Reporting Person's continued service to the Issuer through each vesting date. /s/ Bill Mannina, Attorney-in-Fact 2022-02-17