0001193125-19-152781.txt : 20190521 0001193125-19-152781.hdr.sgml : 20190521 20190521164556 ACCESSION NUMBER: 0001193125-19-152781 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190515 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20190521 DATE AS OF CHANGE: 20190521 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Energous Corp CENTRAL INDEX KEY: 0001575793 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 461318953 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-36379 FILM NUMBER: 19842950 BUSINESS ADDRESS: STREET 1: 3590 NORTH FIRST STREET STREET 2: SUITE 210 CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: (408) 963-0200 MAIL ADDRESS: STREET 1: 3590 NORTH FIRST STREET STREET 2: SUITE 210 CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: DvineWave Inc. DATE OF NAME CHANGE: 20130501 8-K 1 d720972d8k.htm FORM 8-K Form 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

Form 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): May 15, 2019

 

 

Energous Corporation

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   001-36379   46-1318953

(State or other jurisdiction of

incorporation)

  

(Commission

File Number)

  

(IRS Employer

Identification No.)

3590 North First Street, Suite 210

San Jose, California 95134

(Address of principal executive offices) (Zip Code)

(408) 963-0200

(Registrant’s telephone number, including area code)

N/A

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

☐

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

☐

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

☐

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

☐

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

  

Trading Symbol(s)

  

Name of each exchange on which registered

Common Stock, $0.00001 par value   WATT   The Nasdaq Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

☐    Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

 

 

Item 5.07

Submission of Matters to a Vote of Security Holders.

At the Company’s annual meeting of stockholders held on May 15, 2019, the matters described below were voted on and the numbers of votes cast with respect to each matter and with respect to the election of directors were as indicated:

(1) Holders of the Company’s common stock voted to elect eight members of the Board of Directors to serve until the next annual meeting of shareholders or until their successors are duly elected and qualified, as follows:

 

Name    For      Withheld      Broker
Non-Votes		  

Stephen R. Rizzone

      6,622,240        271,911        16,482,336  

Martin Cooper

      6,707,482        186,669        16,482,336  

John R. Gaulding

      6,226,056        668,095        16,482,336  

Robert J. Griffin

      6,280,808        613,343        16,482,336  

Rex S. Jackson

      6,354,226        539,925        16,482,336  

Carol Lindstrom

      6,266,055        628,096        16,482,336  

Nicolaos G. Alexopoulos

      6,658,139        236,012        16,482,336  

Daniel W. Fairfax

      6,667,034        217,117        16,482,336  

(2) Holders of the Company’s common stock voted to ratify the appointment of Marcum LLP as The Company’s independent registered public accounting firm for the fiscal year ending December 31, 2019, as follows:

 

Shares voted in favor:

      22,756,160  

Shares voted against:

      297,307  

Shares abstaining:

      323,020  

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: May 21, 2019     By:  

/s/ Brian Sereda

      Brian Sereda
      Senior Vice President and Chief Financial Officer