0001140361-17-033053.txt : 20170822
0001140361-17-033053.hdr.sgml : 20170822
20170822204700
ACCESSION NUMBER: 0001140361-17-033053
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170821
FILED AS OF DATE: 20170822
DATE AS OF CHANGE: 20170822
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Leabman Michael Aaron
CENTRAL INDEX KEY: 0001603704
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36379
FILM NUMBER: 171046100
MAIL ADDRESS:
STREET 1: 207 VERITAS CT
CITY: SAN RAMON
STATE: CA
ZIP: 94582
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Energous Corp
CENTRAL INDEX KEY: 0001575793
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 461318953
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3590 NORTH FIRST STREET
STREET 2: SUITE 210
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: (408) 963-0200
MAIL ADDRESS:
STREET 1: 3590 NORTH FIRST STREET
STREET 2: SUITE 210
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: DvineWave Inc.
DATE OF NAME CHANGE: 20130501
4
1
doc1.xml
FORM 4
X0306
4
2017-08-21
0
0001575793
Energous Corp
WATT
0001603704
Leabman Michael Aaron
C/O ENERGOUS CORPORATION
3590 NORTH FIRST STREET, SUITE 210
SAN JOSE
CA
95134
1
1
0
0
Chief Technology Officer
Common Stock
2017-08-21
4
S
0
10515
9.3136
D
181889
D
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant that was previously reported in Table I on the Form 4 filed on October 25, 2016. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.
Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $9.30 to $9.46 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.
/s/Bill Mannina, Attorney-in-Fact
2017-08-22