0001209191-23-012901.txt : 20230224 0001209191-23-012901.hdr.sgml : 20230224 20230224184738 ACCESSION NUMBER: 0001209191-23-012901 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230105 FILED AS OF DATE: 20230224 DATE AS OF CHANGE: 20230224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dolan James J. CENTRAL INDEX KEY: 0001575602 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38363 FILM NUMBER: 23669358 MAIL ADDRESS: STREET 1: C/O TRISTATE CAPITAL HOLDINGS, INC. STREET 2: ONE OXFORD CENTRE, SUITE 2700 CITY: PITTSBURGH STATE: PA ZIP: 15219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hall of Fame Resort & Entertainment Co CENTRAL INDEX KEY: 0001708176 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 843235695 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2626 FULTON DRIVE NW CITY: CANTON STATE: OH ZIP: 44718 BUSINESS PHONE: (412) 960-4687 MAIL ADDRESS: STREET 1: 2626 FULTON DRIVE NW CITY: CANTON STATE: OH ZIP: 44718 FORMER COMPANY: FORMER CONFORMED NAME: Gordon Pointe Acquisition Corp. DATE OF NAME CHANGE: 20180122 FORMER COMPANY: FORMER CONFORMED NAME: Gordon Pointe Acqusition Corp. DATE OF NAME CHANGE: 20170601 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-01-05 0 0001708176 Hall of Fame Resort & Entertainment Co HOFV 0001575602 Dolan James J. 780 FIFTH AVENUE SOUTH NAPLES FL 34102 1 0 0 0 Common Stock 2023-01-05 5 G 0 E 24532 0.00 D 0 I Gordon Pointe Management LLC Common Stock 2023-01-05 5 G 0 E 12031 0.00 D 0 I Optical Lending, LLC Common Stock 2023-01-05 5 G 0 E 6728 0.00 D 0 I XAMOC, LLC Common Stock 2023-01-05 5 G 0 E 24532 0.00 A 24532 I Royston Road Trust Common Stock 2023-01-05 5 G 0 E 12031 0.00 A 36563 I Royston Road Trust Common Stock 2023-01-05 5 G 0 E 6728 0.00 A 43291 I Royston Road Trust Common Stock 909 I By spouse Common Stock 12391 D Warrants 253.11 2023-01-05 5 G 0 E 461684 0.00 D 2020-07-31 Common Stock 0 I By Gordon Pointe Management LLC Warrants 253.11 2023-01-05 5 G 0 E 461684 0.00 A 2020-07-31 Common Stock 461684 I Royston Road Trust Warrants 253.11 2020-07-31 Common Stock 248338 I XAMOC, LLC Warrants 253.11 2020-07-31 Common Stock 444029 I Optical Lending, LLC Warrants 30.81 2020-11-18 2025-11-18 Common Stock 60000 D Warrants 253.11 2020-07-31 Common Stock 985408 D Convertible Notes due 2025 2020-07-01 2025-03-31 Common Stock 3292 500000.00 I By Gordon Pointe Management LLC This transaction involved a gift of shares of Common Stock by Gordon Pointe Management, LLC to Royston Road Trust, Patricia D. Dolan, the spouse of the reporting person, as Trustee, who shares the household of the reporting person. Effective December 27, 2022, the Issuer completed a 1-for-22 reverse stock split (the "Reverse Stock Split") of its outstanding Common Stock. The number of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split. This transaction involved a gift of shares of Common Stock by Optical Lending, LLC to Royston Road Trust, Patricia D. Dolan, the spouse of the reporting person, as Trustee, who shares the household of the reporting person. Optical Lending, LLC acquired 264,683 (or 12,031 adjusted for the Reverse Stock Split) shares of Common Stock in the previously reported December 18, 2020 partial redemption in kind of a member of Gordon Pointe Management, LLC. The gift to Royston Road Trust constitutes all the shares of Common Stock held by Optical Lending, LLC. This transaction involved a gift of shares of Common Stock by XAMOC, LLC to Royston Road Trust, Patricia D. Dolan, the spouse of the reporting person, as Trustee, who shares the household of the reporting person. XAMOC, LLC acquired 148,033 (or 6,728 adjusted for the Reverse Stock Split) shares of Common Stock in the previously reported December 18, 2020 partial redemption in kind of a member of Gordon Pointe Management, LLC. The gift to Royston Road Trust constitutes all the shares of Common Stock held by XAMOC, LLC. The warrants expire on the earlier to occur of July 1, 2025 or upon the redemption date in the event that the Issuer shall fix a date for the redemption of the warrants in accordance with the warrant terms. Each warrant represents the right to purchase 0.064578 shares of the Issuer's common stock. XAMOC, LLC acquired 248,338 warrants in the previously reported December 17, 2020 partial redemption in kind of a member of Gordon Pointe Management, LLC. Optical Lending, LLC acquired 444,029 warrants in the previously reported December 17, 2020 partial redemption in kind of a member of Gordon Pointe Management, LLC. Each warrant represents the right to purchase 0.045435 shares of the Issuer's common stock. The conversion rate is 6.5849 shares of Common Stock per $1,000 principal amount of Convertible Notes due 2025. Tara Charnes, Attorney-in-Fact 2023-02-24