0001209191-23-012901.txt : 20230224
0001209191-23-012901.hdr.sgml : 20230224
20230224184738
ACCESSION NUMBER: 0001209191-23-012901
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230105
FILED AS OF DATE: 20230224
DATE AS OF CHANGE: 20230224
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dolan James J.
CENTRAL INDEX KEY: 0001575602
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38363
FILM NUMBER: 23669358
MAIL ADDRESS:
STREET 1: C/O TRISTATE CAPITAL HOLDINGS, INC.
STREET 2: ONE OXFORD CENTRE, SUITE 2700
CITY: PITTSBURGH
STATE: PA
ZIP: 15219
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hall of Fame Resort & Entertainment Co
CENTRAL INDEX KEY: 0001708176
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990]
IRS NUMBER: 843235695
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2626 FULTON DRIVE NW
CITY: CANTON
STATE: OH
ZIP: 44718
BUSINESS PHONE: (412) 960-4687
MAIL ADDRESS:
STREET 1: 2626 FULTON DRIVE NW
CITY: CANTON
STATE: OH
ZIP: 44718
FORMER COMPANY:
FORMER CONFORMED NAME: Gordon Pointe Acquisition Corp.
DATE OF NAME CHANGE: 20180122
FORMER COMPANY:
FORMER CONFORMED NAME: Gordon Pointe Acqusition Corp.
DATE OF NAME CHANGE: 20170601
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2023-01-05
0
0001708176
Hall of Fame Resort & Entertainment Co
HOFV
0001575602
Dolan James J.
780 FIFTH AVENUE
SOUTH NAPLES
FL
34102
1
0
0
0
Common Stock
2023-01-05
5
G
0
E
24532
0.00
D
0
I
Gordon Pointe Management LLC
Common Stock
2023-01-05
5
G
0
E
12031
0.00
D
0
I
Optical Lending, LLC
Common Stock
2023-01-05
5
G
0
E
6728
0.00
D
0
I
XAMOC, LLC
Common Stock
2023-01-05
5
G
0
E
24532
0.00
A
24532
I
Royston Road Trust
Common Stock
2023-01-05
5
G
0
E
12031
0.00
A
36563
I
Royston Road Trust
Common Stock
2023-01-05
5
G
0
E
6728
0.00
A
43291
I
Royston Road Trust
Common Stock
909
I
By spouse
Common Stock
12391
D
Warrants
253.11
2023-01-05
5
G
0
E
461684
0.00
D
2020-07-31
Common Stock
0
I
By Gordon Pointe Management LLC
Warrants
253.11
2023-01-05
5
G
0
E
461684
0.00
A
2020-07-31
Common Stock
461684
I
Royston Road Trust
Warrants
253.11
2020-07-31
Common Stock
248338
I
XAMOC, LLC
Warrants
253.11
2020-07-31
Common Stock
444029
I
Optical Lending, LLC
Warrants
30.81
2020-11-18
2025-11-18
Common Stock
60000
D
Warrants
253.11
2020-07-31
Common Stock
985408
D
Convertible Notes due 2025
2020-07-01
2025-03-31
Common Stock
3292
500000.00
I
By Gordon Pointe Management LLC
This transaction involved a gift of shares of Common Stock by Gordon Pointe Management, LLC to Royston Road Trust, Patricia D. Dolan, the spouse of the reporting person, as Trustee, who shares the household of the reporting person.
Effective December 27, 2022, the Issuer completed a 1-for-22 reverse stock split (the "Reverse Stock Split") of its outstanding Common Stock.
The number of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split.
This transaction involved a gift of shares of Common Stock by Optical Lending, LLC to Royston Road Trust, Patricia D. Dolan, the spouse of the reporting person, as Trustee, who shares the household of the reporting person.
Optical Lending, LLC acquired 264,683 (or 12,031 adjusted for the Reverse Stock Split) shares of Common Stock in the previously reported December 18, 2020 partial redemption in kind of a member of Gordon Pointe Management, LLC. The gift to Royston Road Trust constitutes all the shares of Common Stock held by Optical Lending, LLC.
This transaction involved a gift of shares of Common Stock by XAMOC, LLC to Royston Road Trust, Patricia D. Dolan, the spouse of the reporting person, as Trustee, who shares the household of the reporting person.
XAMOC, LLC acquired 148,033 (or 6,728 adjusted for the Reverse Stock Split) shares of Common Stock in the previously reported December 18, 2020 partial redemption in kind of a member of Gordon Pointe Management, LLC. The gift to Royston Road Trust constitutes all the shares of Common Stock held by XAMOC, LLC.
The warrants expire on the earlier to occur of July 1, 2025 or upon the redemption date in the event that the Issuer shall fix a date for the redemption of the warrants in accordance with the warrant terms.
Each warrant represents the right to purchase 0.064578 shares of the Issuer's common stock.
XAMOC, LLC acquired 248,338 warrants in the previously reported December 17, 2020 partial redemption in kind of a member of Gordon Pointe Management, LLC.
Optical Lending, LLC acquired 444,029 warrants in the previously reported December 17, 2020 partial redemption in kind of a member of Gordon Pointe Management, LLC.
Each warrant represents the right to purchase 0.045435 shares of the Issuer's common stock.
The conversion rate is 6.5849 shares of Common Stock per $1,000 principal amount of Convertible Notes due 2025.
Tara Charnes, Attorney-in-Fact
2023-02-24