0001209191-23-057982.txt : 20231208 0001209191-23-057982.hdr.sgml : 20231208 20231208183010 ACCESSION NUMBER: 0001209191-23-057982 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231206 FILED AS OF DATE: 20231208 DATE AS OF CHANGE: 20231208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lombardi Brandon F. CENTRAL INDEX KEY: 0001581625 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36029 FILM NUMBER: 231476625 MAIL ADDRESS: STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400 CITY: PHOENIX STATE: AZ ZIP: 85028 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sprouts Farmers Market, Inc. CENTRAL INDEX KEY: 0001575515 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 320331600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5455 E. HIGH ST. STREET 2: SUITE 111 CITY: PHOENIX STATE: AZ ZIP: 85054 BUSINESS PHONE: 480-814-8016 MAIL ADDRESS: STREET 1: 5455 E. HIGH ST. STREET 2: SUITE 111 CITY: PHOENIX STATE: AZ ZIP: 85054 FORMER COMPANY: FORMER CONFORMED NAME: Sprouts Farmers Markets, LLC DATE OF NAME CHANGE: 20130426 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-12-06 0 0001575515 Sprouts Farmers Market, Inc. SFM 0001581625 Lombardi Brandon F. 5455 EAST HIGH STREET SUITE 111 PHOENIX AZ 85054 0 1 0 0 Chief Legal Officer 0 Common Stock, par value $0.001 per share 2023-12-06 4 M 0 12000 16.47 A 20328 D Common Stock, par value $0.001 per share 2023-12-06 4 S 0 12000 46.0014 D 8328 D Common Stock, par value $0.001 per share 2023-12-07 4 M 0 12457 16.47 A 20785 D Common Stock, par value $0.001 per share 2023-12-07 4 S 0 12457 46.00 D 8328 D Stock Option (right to buy) 16.47 2023-12-06 4 M 0 12000 0.00 D 2027-03-09 Common stock, par value $0.001 per share 12000 12457 D Stock Option (right to buy) 16.47 2023-12-07 4 M 0 12457 0.00 D 2027-03-09 Common stock, par value $0.001 per share 12457 0 D The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.99 to $46.03 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Includes 8,328 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. 1,738 restricted stock units will vest on March 16, 2024, 2,702 restricted stock units will vest evenly over two years on March 15, 2024 and March 15, 2025 and 3,888 restricted stock units will vest evenly over three years on March 14, 2024, March 14, 2025 and March 14, 2026. All such vests assume continued employment through the applicable vest date. All such options are presently exercisable. /s/ Brandon F. Lombardi 2023-12-08