0001209191-22-019890.txt : 20220317 0001209191-22-019890.hdr.sgml : 20220317 20220317205547 ACCESSION NUMBER: 0001209191-22-019890 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220315 FILED AS OF DATE: 20220317 DATE AS OF CHANGE: 20220317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Neal John Scott CENTRAL INDEX KEY: 0001867641 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36029 FILM NUMBER: 22750806 MAIL ADDRESS: STREET 1: 5455 EAST HIGH STREET STREET 2: SUITE 111 CITY: PHOENIX STATE: AZ ZIP: 85054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sprouts Farmers Market, Inc. CENTRAL INDEX KEY: 0001575515 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 320331600 STATE OF INCORPORATION: DE FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 5455 E. HIGH ST. STREET 2: SUITE 111 CITY: PHOENIX STATE: AZ ZIP: 85054 BUSINESS PHONE: 480-814-8016 MAIL ADDRESS: STREET 1: 5455 E. HIGH ST. STREET 2: SUITE 111 CITY: PHOENIX STATE: AZ ZIP: 85054 FORMER COMPANY: FORMER CONFORMED NAME: Sprouts Farmers Markets, LLC DATE OF NAME CHANGE: 20130426 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-03-15 0 0001575515 Sprouts Farmers Market, Inc. SFM 0001867641 Neal John Scott 5455 EAST HIGH STREET SUITE 111 PHOENIX AZ 85054 0 1 0 0 Chief Fresh Merchandising Off. Common Stock, par value $0.001 per share 2022-03-15 4 A 0 8399 0.00 A 43761 D Common Stock, par value $0.001 per share 2022-03-17 4 S 0 652 31.16 D 43109 D Stock Option (right to buy) 31.47 2022-03-15 4 A 0 14550 0.00 A 2029-03-15 Common stock, par value $0.001 per share 14550 14550 D Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 15, 2023; one-third vesting on March 15, 2024; and one-third vesting on March 15, 2025, assuming continued employment through the applicable vest date. This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock units, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person. Includes, in addition to the 8,399 shares described in Note (1), 13,032 shares of common stock and 21,678 restricted shares. Each restricted share represents the right to receive, upon vesting, one share of common stock. 17,287 restricted shares will vest evenly over two years on August 10, 2022 and August 10, 2023; and 4,391 restricted shares will vest evenly over two years on March 16, 2023 and March 16, 2024. All such vests assume continued employment through the applicable dates. These options become exercisable over three years, with one-third vesting on March 15, 2023; one-third vesting on March 15, 2024; and the remaining one-third vesting on March 15, 2025, assuming continued employment through the applicable vest date. /s/ Brandon F. Lombardi, Attorney-in-Fact for J. Scott Neal 2022-03-17