0001209191-22-019888.txt : 20220317 0001209191-22-019888.hdr.sgml : 20220317 20220317205430 ACCESSION NUMBER: 0001209191-22-019888 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220315 FILED AS OF DATE: 20220317 DATE AS OF CHANGE: 20220317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Phipps Gilliam CENTRAL INDEX KEY: 0001809264 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36029 FILM NUMBER: 22750804 MAIL ADDRESS: STREET 1: 5455 EAST HIGH STREET, SUITE 111 CITY: PHOENIX STATE: AZ ZIP: 85054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sprouts Farmers Market, Inc. CENTRAL INDEX KEY: 0001575515 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 320331600 STATE OF INCORPORATION: DE FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 5455 E. HIGH ST. STREET 2: SUITE 111 CITY: PHOENIX STATE: AZ ZIP: 85054 BUSINESS PHONE: 480-814-8016 MAIL ADDRESS: STREET 1: 5455 E. HIGH ST. STREET 2: SUITE 111 CITY: PHOENIX STATE: AZ ZIP: 85054 FORMER COMPANY: FORMER CONFORMED NAME: Sprouts Farmers Markets, LLC DATE OF NAME CHANGE: 20130426 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-03-15 0 0001575515 Sprouts Farmers Market, Inc. SFM 0001809264 Phipps Gilliam 5455 EAST HIGH STREET, SUITE 111 PHOENIX AZ 85054 0 1 0 0 Senior Marketing Advisor Common Stock, par value $0.001 per share 2022-03-15 4 A 0 4137 0.00 A 31179 D Common Stock, par value $0.001 per share 2022-03-17 4 S 0 543 31.16 D 30636 D Stock Option (right to buy) 31.47 2022-03-15 4 A 0 11829 0.00 A 2029-03-15 Common stock, par value $0.001 per share 11829 11829 D Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 15, 2023; one-third vesting on March 15, 2024; and one-third vesting on March 15, 2025, assuming continued employment through the applicable vest date. This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock units, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person. Includes, in addition to the 4,137 shares described in Note (1), 6,896 shares of common stock and 19,603 restricted shares. Each restricted share represents the right to receive, upon vesting, one share of common stock. 15,944 restricted shares will vest evenly over two years on May 12, 2022 and May 12, 2023; and 3,659 restricted shares will vest evenly over two years on March 16, 2023 and March 16, 2024. All such vests assume continued employment through the applicable dates. These options become exercisable over three years, with one-third vesting on March 15, 2023; one-third vesting on March 15, 2024; and the remaining one-third vesting on March 15, 2025, assuming continued employment through the applicable vest date. /s/ Brandon F. Lombardi, Attorney-in-Fact for Gilliam Phipps 2022-03-17