0001209191-21-021869.txt : 20210318 0001209191-21-021869.hdr.sgml : 20210318 20210318182716 ACCESSION NUMBER: 0001209191-21-021869 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210316 FILED AS OF DATE: 20210318 DATE AS OF CHANGE: 20210318 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Phipps Gilliam CENTRAL INDEX KEY: 0001809264 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36029 FILM NUMBER: 21755811 MAIL ADDRESS: STREET 1: 5455 EAST HIGH STREET, SUITE 111 CITY: PHOENIX STATE: AZ ZIP: 85054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sprouts Farmers Market, Inc. CENTRAL INDEX KEY: 0001575515 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 320331600 STATE OF INCORPORATION: DE FISCAL YEAR END: 0103 BUSINESS ADDRESS: STREET 1: 5455 E. HIGH ST. STREET 2: SUITE 111 CITY: PHOENIX STATE: AZ ZIP: 85054 BUSINESS PHONE: 480-814-8016 MAIL ADDRESS: STREET 1: 5455 E. HIGH ST. STREET 2: SUITE 111 CITY: PHOENIX STATE: AZ ZIP: 85054 FORMER COMPANY: FORMER CONFORMED NAME: Sprouts Farmers Markets, LLC DATE OF NAME CHANGE: 20130426 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-03-16 0 0001575515 Sprouts Farmers Market, Inc. SFM 0001809264 Phipps Gilliam 5455 EAST HIGH STREET, SUITE 111 PHOENIX AZ 85054 0 1 0 0 SVP, Chief Marketing Officer Common Stock, par value $0.001 per share 2021-03-16 4 A 0 5489 0.00 A 29406 D Stock Option (right to buy) 24.42 2028-03-16 Common stock, par value $0.001 per share 16339 16339 D Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 16, 2022; one-third vesting on March 16, 2023; and the remaining one-third vesting on March 16, 2024, assuming continued employment through the applicable vest date. Includes, in addition to the 5,489 shares described in Note (1), 23,917 restricted shares. Each restricted share represents the right to receive, upon vesting, one share of common stock. The restricted shares will vest over three years, with one-third vesting on May 12, 2021; one-third vesting on May 12, 2022; and the remaining one-third vesting on May 12, 2023, assuming continued employment through the applicable date. These options become exercisable over three years, with one-third vesting on March 16, 2022; one-third vesting on March 16, 2023; and the remaining one-third vesting on March 16, 2024, assuming continued employment through the applicable vest date. /s/ Brandon F. Lombardi, Attorney-in-Fact for Gilliam Phipps 2021-03-18