0001209191-21-021869.txt : 20210318
0001209191-21-021869.hdr.sgml : 20210318
20210318182716
ACCESSION NUMBER: 0001209191-21-021869
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210316
FILED AS OF DATE: 20210318
DATE AS OF CHANGE: 20210318
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Phipps Gilliam
CENTRAL INDEX KEY: 0001809264
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36029
FILM NUMBER: 21755811
MAIL ADDRESS:
STREET 1: 5455 EAST HIGH STREET, SUITE 111
CITY: PHOENIX
STATE: AZ
ZIP: 85054
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sprouts Farmers Market, Inc.
CENTRAL INDEX KEY: 0001575515
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411]
IRS NUMBER: 320331600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0103
BUSINESS ADDRESS:
STREET 1: 5455 E. HIGH ST.
STREET 2: SUITE 111
CITY: PHOENIX
STATE: AZ
ZIP: 85054
BUSINESS PHONE: 480-814-8016
MAIL ADDRESS:
STREET 1: 5455 E. HIGH ST.
STREET 2: SUITE 111
CITY: PHOENIX
STATE: AZ
ZIP: 85054
FORMER COMPANY:
FORMER CONFORMED NAME: Sprouts Farmers Markets, LLC
DATE OF NAME CHANGE: 20130426
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-03-16
0
0001575515
Sprouts Farmers Market, Inc.
SFM
0001809264
Phipps Gilliam
5455 EAST HIGH STREET, SUITE 111
PHOENIX
AZ
85054
0
1
0
0
SVP, Chief Marketing Officer
Common Stock, par value $0.001 per share
2021-03-16
4
A
0
5489
0.00
A
29406
D
Stock Option (right to buy)
24.42
2028-03-16
Common stock, par value $0.001 per share
16339
16339
D
Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 16, 2022; one-third vesting on March 16, 2023; and the remaining one-third vesting on March 16, 2024, assuming continued employment through the applicable vest date.
Includes, in addition to the 5,489 shares described in Note (1), 23,917 restricted shares. Each restricted share represents the right to receive, upon vesting, one share of common stock. The restricted shares will vest over three years, with one-third vesting on May 12, 2021; one-third vesting on May 12, 2022; and the remaining one-third vesting on May 12, 2023, assuming continued employment through the applicable date.
These options become exercisable over three years, with one-third vesting on March 16, 2022; one-third vesting on March 16, 2023; and the remaining one-third vesting on March 16, 2024, assuming continued employment through the applicable vest date.
/s/ Brandon F. Lombardi, Attorney-in-Fact for Gilliam Phipps
2021-03-18