0001209191-20-028104.txt : 20200508
0001209191-20-028104.hdr.sgml : 20200508
20200508194335
ACCESSION NUMBER: 0001209191-20-028104
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200508
FILED AS OF DATE: 20200508
DATE AS OF CHANGE: 20200508
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sanders Dan J
CENTRAL INDEX KEY: 0001686510
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36029
FILM NUMBER: 20862259
MAIL ADDRESS:
STREET 1: 5455 E. HIGH STREET
STREET 2: SUITE 111
CITY: PHOENIX
STATE: AZ
ZIP: 85054
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sprouts Farmers Market, Inc.
CENTRAL INDEX KEY: 0001575515
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411]
IRS NUMBER: 320331600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1229
BUSINESS ADDRESS:
STREET 1: 5455 E. HIGH ST.
STREET 2: SUITE 111
CITY: PHOENIX
STATE: AZ
ZIP: 85054
BUSINESS PHONE: 480-814-8016
MAIL ADDRESS:
STREET 1: 5455 E. HIGH ST.
STREET 2: SUITE 111
CITY: PHOENIX
STATE: AZ
ZIP: 85054
FORMER COMPANY:
FORMER CONFORMED NAME: Sprouts Farmers Markets, LLC
DATE OF NAME CHANGE: 20130426
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-05-08
0
0001575515
Sprouts Farmers Market, Inc.
SFM
0001686510
Sanders Dan J
5455 EAST HIGH STREET
SUITE 111
PHOENIX
AZ
85054
0
1
0
0
Chief Operations Officer
Common Stock, par value $0.001 per share
2020-05-08
4
M
0
3899
23.12
A
48659
D
Common Stock, par value $0.001 per share
2020-05-08
4
S
0
3899
24.06
D
44760
D
Common Stock, par value $0.001 per share
2020-05-08
4
S
0
30555
24.06
D
14205
D
Stock Option (right to buy)
23.12
2020-05-08
4
M
0
3899
0.00
D
2026-03-04
Common stock, par value $0.001 per share
3899
7798
D
Includes 14,205 restricted shares. Each restricted share represents the right to receive, upon vesting, one share of common stock. 2,169 restricted shares will vest on March 5, 2021; 5,012 will vest evenly over two years on March 4, 2021 and March 4, 2022; and 7,024 will vest over three years, with one-third vesting on March 9, 2021; one-third vesting on March 9, 2022; and the remaining one-third vesting on March 9, 2023. All such vests assume continued employment through the applicable dates.
The reporting person is exercising options that are presently exercisable. After giving effect to this transaction, the remaining options become evenly exercisable on March 4, 2021 and March 4, 2022, assuming continued employment through the applicable dates.
/s/ Brandon F. Lombardi, Attorney-in-Fact for Dan J. Sanders
2020-05-08