0001209191-20-028104.txt : 20200508 0001209191-20-028104.hdr.sgml : 20200508 20200508194335 ACCESSION NUMBER: 0001209191-20-028104 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200508 FILED AS OF DATE: 20200508 DATE AS OF CHANGE: 20200508 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sanders Dan J CENTRAL INDEX KEY: 0001686510 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36029 FILM NUMBER: 20862259 MAIL ADDRESS: STREET 1: 5455 E. HIGH STREET STREET 2: SUITE 111 CITY: PHOENIX STATE: AZ ZIP: 85054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sprouts Farmers Market, Inc. CENTRAL INDEX KEY: 0001575515 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 320331600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1229 BUSINESS ADDRESS: STREET 1: 5455 E. HIGH ST. STREET 2: SUITE 111 CITY: PHOENIX STATE: AZ ZIP: 85054 BUSINESS PHONE: 480-814-8016 MAIL ADDRESS: STREET 1: 5455 E. HIGH ST. STREET 2: SUITE 111 CITY: PHOENIX STATE: AZ ZIP: 85054 FORMER COMPANY: FORMER CONFORMED NAME: Sprouts Farmers Markets, LLC DATE OF NAME CHANGE: 20130426 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-05-08 0 0001575515 Sprouts Farmers Market, Inc. SFM 0001686510 Sanders Dan J 5455 EAST HIGH STREET SUITE 111 PHOENIX AZ 85054 0 1 0 0 Chief Operations Officer Common Stock, par value $0.001 per share 2020-05-08 4 M 0 3899 23.12 A 48659 D Common Stock, par value $0.001 per share 2020-05-08 4 S 0 3899 24.06 D 44760 D Common Stock, par value $0.001 per share 2020-05-08 4 S 0 30555 24.06 D 14205 D Stock Option (right to buy) 23.12 2020-05-08 4 M 0 3899 0.00 D 2026-03-04 Common stock, par value $0.001 per share 3899 7798 D Includes 14,205 restricted shares. Each restricted share represents the right to receive, upon vesting, one share of common stock. 2,169 restricted shares will vest on March 5, 2021; 5,012 will vest evenly over two years on March 4, 2021 and March 4, 2022; and 7,024 will vest over three years, with one-third vesting on March 9, 2021; one-third vesting on March 9, 2022; and the remaining one-third vesting on March 9, 2023. All such vests assume continued employment through the applicable dates. The reporting person is exercising options that are presently exercisable. After giving effect to this transaction, the remaining options become evenly exercisable on March 4, 2021 and March 4, 2022, assuming continued employment through the applicable dates. /s/ Brandon F. Lombardi, Attorney-in-Fact for Dan J. Sanders 2020-05-08