0001209191-20-018293.txt : 20200311 0001209191-20-018293.hdr.sgml : 20200311 20200311200501 ACCESSION NUMBER: 0001209191-20-018293 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200309 FILED AS OF DATE: 20200311 DATE AS OF CHANGE: 20200311 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McGlinchey David CENTRAL INDEX KEY: 0001747971 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36029 FILM NUMBER: 20706922 MAIL ADDRESS: STREET 1: 5455 E. HIGH STREET, SUITE 111 CITY: PHOENIX STATE: AZ ZIP: 85054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sprouts Farmers Market, Inc. CENTRAL INDEX KEY: 0001575515 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 320331600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1229 BUSINESS ADDRESS: STREET 1: 5455 E. HIGH ST. STREET 2: SUITE 111 CITY: PHOENIX STATE: AZ ZIP: 85054 BUSINESS PHONE: 480-814-8016 MAIL ADDRESS: STREET 1: 5455 E. HIGH ST. STREET 2: SUITE 111 CITY: PHOENIX STATE: AZ ZIP: 85054 FORMER COMPANY: FORMER CONFORMED NAME: Sprouts Farmers Markets, LLC DATE OF NAME CHANGE: 20130426 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-03-09 0 0001575515 Sprouts Farmers Market, Inc. SFM 0001747971 McGlinchey David 5455 E. HIGH STREET, SUITE 111 PHOENIX AZ 85054 0 1 0 0 Chief Format Officer Common Stock, par value $0.001 per share 2020-03-09 4 A 0 6910 0.00 A 22089 D Stock Option (right to buy) 16.47 2020-03-09 4 A 0 23170 0.00 A 2027-03-09 Common stock, par value $0.001 per share 23170 23170 D Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 9, 2021; one-third vesting on March 9, 2022; and the remaining one-third vesting on March 9, 2023, assuming continued employment through the applicable vest date. Includes, in addition to the 6,910 shares described in Note (1), 8,118 shares of common stock and 7,061 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. 2,344 restricted stock units will vest on March 5, 2021. 4,717 restricted stock units will vest evenly over two years on March 4, 2021 and March 4, 2022. All such vestings assume continued employment through the applicable vest date. These options become exercisable over three years, with one-third vesting on March 9, 2021; one-third vesting on March 9, 2022; and the remaining one-third vesting on March 9, 2023, assuming continued employment through the vest dates. /s/ Brandon F. Lombardi, Attorney-in-Fact for David McGlinchey 2020-03-11