0001209191-19-017203.txt : 20190305 0001209191-19-017203.hdr.sgml : 20190305 20190305210844 ACCESSION NUMBER: 0001209191-19-017203 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190301 FILED AS OF DATE: 20190305 DATE AS OF CHANGE: 20190305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lukow Bradley CENTRAL INDEX KEY: 0001668133 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36029 FILM NUMBER: 19661037 MAIL ADDRESS: STREET 1: 5455 EAST HIGH STREET STREET 2: SUITE 111 CITY: PHOENIX STATE: AZ ZIP: 85054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sprouts Farmers Market, Inc. CENTRAL INDEX KEY: 0001575515 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 320331600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1229 BUSINESS ADDRESS: STREET 1: 5455 E. HIGH ST. STREET 2: SUITE 111 CITY: PHOENIX STATE: AZ ZIP: 85054 BUSINESS PHONE: 480-814-8016 MAIL ADDRESS: STREET 1: 5455 E. HIGH ST. STREET 2: SUITE 111 CITY: PHOENIX STATE: AZ ZIP: 85054 FORMER COMPANY: FORMER CONFORMED NAME: Sprouts Farmers Markets, LLC DATE OF NAME CHANGE: 20130426 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-03-01 0 0001575515 Sprouts Farmers Market, Inc. SFM 0001668133 Lukow Bradley 5455 EAST HIGH STREET SUITE 111 PHOENIX AZ 85054 0 1 0 0 Interim Co-CEO and CFO Common Stock, par value $0.001 per share 2019-03-01 4 F 0 8617 23.20 D 130981 D Common Stock, par value $0.001 per share 2019-03-04 4 F 0 1818 23.12 D 129163 D Common Stock, par value $0.001 per share 2019-03-04 4 A 0 20732 0.00 A 149895 D Common Stock, par value $0.001 per share 2019-03-05 4 F 0 2658 23.12 D 147237 D Shares were withheld to satisfy the withholding tax liability incurred upon the vesting of restricted stock. Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 4, 2020; one-third vesting on March 4, 2021; and the remaining one-third vesting on March 4, 2022, assuming continued employment through the applicable vest date. Includes, in addition to the 20,732 shares described in Note (2), 85,229 shares of common stock, 24,055 restricted shares, and 17,221 performance share awards. Each restricted share and performance share award represents the right to receive, upon vesting, one share of common stock. 12,091 restricted shares will vest on March 3, 2020 and 11,964 restricted shares will vest evenly over two years on March 5, 2020 and March 5, 2021. The 17,221 performance shares will vest on March 3, 2020. All such vests assume continued employment through the applicable dates. /s/ Brandon F. Lombardi, Attorney-in-Fact for Bradley Lukow 2019-03-05