0001209191-18-019604.txt : 20180314
0001209191-18-019604.hdr.sgml : 20180314
20180314170227
ACCESSION NUMBER: 0001209191-18-019604
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180312
FILED AS OF DATE: 20180314
DATE AS OF CHANGE: 20180314
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Maredia Amin N.
CENTRAL INDEX KEY: 0001581624
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36029
FILM NUMBER: 18690144
MAIL ADDRESS:
STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400
CITY: PHOENIX
STATE: AZ
ZIP: 85028
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sprouts Farmers Market, Inc.
CENTRAL INDEX KEY: 0001575515
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411]
IRS NUMBER: 320331600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0103
BUSINESS ADDRESS:
STREET 1: 5455 E. HIGH ST.
STREET 2: SUITE 111
CITY: PHOENIX
STATE: AZ
ZIP: 85054
BUSINESS PHONE: 480-814-8016
MAIL ADDRESS:
STREET 1: 5455 E. HIGH ST.
STREET 2: SUITE 111
CITY: PHOENIX
STATE: AZ
ZIP: 85054
FORMER COMPANY:
FORMER CONFORMED NAME: Sprouts Farmers Markets, LLC
DATE OF NAME CHANGE: 20130426
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-03-12
0
0001575515
Sprouts Farmers Market, Inc.
SFM
0001581624
Maredia Amin N.
5455 EAST HIGH STREET
SUITE 111
PHOENIX
AZ
85054
1
1
0
0
Chief Executive Officer
Common Stock, par value $0.001 per share
2018-03-12
4
S
0
1728
25.33
D
345073
D
Common Stock, par value $0.001 per share
65000
I
By Amin Maredia Family Growth Fund, L.P.
Stock Option (right to buy)
39.01
2021-03-04
Common stock, par value $0.001 per share
33771
33771
D
Stock Option (right to buy)
34.33
2022-03-11
Common stock, par value $0.001 per share
33439
33439
D
Stock Option (right to buy)
20.98
2022-08-11
Common stock, par value $0.001 per share
466561
466561
D
Stock Option (right to buy)
28.21
2023-03-04
Common stock, par value $0.001 per share
113504
113504
D
Stock Option (right to buy)
24.48
2022-08-11
Common stock, par value $0.001 per share
386496
386496
D
This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person.
Includes 90,575 shares of common stock, 158,653 restricted shares and 95,845 performance share awards. Each restricted share and performance share award represents the right to receive, upon vesting, one share of common stock. 61,500 of such restricted shares will vest in two equal quarterly installments at the end of each calendar quarter beginning March 31, 2018 and continuing through June 30, 2018, 42,598 will vest annually over two years on March 3, 2019 and 2020, and the remaining 54,555 restricted stock will vest annually over three years, with one-third vesting on March 5, 2019; one-third vesting on March 5, 2020; and the remaining one-third vesting on March 5, 2021. The performance share awards will vest annually over two years on March 3, 2019 and 2020. All such vestings assume continued employment through such dates.
These shares of common stock are held by Amin Maredia Family Growth Fund, L.P., an entity established by the reporting person for estate planning purposes. The reporting person (i) may be deemed to have beneficial ownership of the shares owned of record thereby, and (ii) has shared voting and investment power with respect to such shares.
All such options are presently exercisable.
75,670 options are presently exercisable; the remaining 37,834 options become exercisable on March 4, 2019.
276,070 options are presently exercisable; the remaining 110,426 options become exercisable equally on March 31, 2018 and June 30, 2018.
/s/ Brandon F. Lombardi, Attorney-in-Fact for Amin N. Maredia
2018-03-14