0001209191-18-019604.txt : 20180314 0001209191-18-019604.hdr.sgml : 20180314 20180314170227 ACCESSION NUMBER: 0001209191-18-019604 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180312 FILED AS OF DATE: 20180314 DATE AS OF CHANGE: 20180314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Maredia Amin N. CENTRAL INDEX KEY: 0001581624 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36029 FILM NUMBER: 18690144 MAIL ADDRESS: STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400 CITY: PHOENIX STATE: AZ ZIP: 85028 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sprouts Farmers Market, Inc. CENTRAL INDEX KEY: 0001575515 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 320331600 STATE OF INCORPORATION: DE FISCAL YEAR END: 0103 BUSINESS ADDRESS: STREET 1: 5455 E. HIGH ST. STREET 2: SUITE 111 CITY: PHOENIX STATE: AZ ZIP: 85054 BUSINESS PHONE: 480-814-8016 MAIL ADDRESS: STREET 1: 5455 E. HIGH ST. STREET 2: SUITE 111 CITY: PHOENIX STATE: AZ ZIP: 85054 FORMER COMPANY: FORMER CONFORMED NAME: Sprouts Farmers Markets, LLC DATE OF NAME CHANGE: 20130426 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-03-12 0 0001575515 Sprouts Farmers Market, Inc. SFM 0001581624 Maredia Amin N. 5455 EAST HIGH STREET SUITE 111 PHOENIX AZ 85054 1 1 0 0 Chief Executive Officer Common Stock, par value $0.001 per share 2018-03-12 4 S 0 1728 25.33 D 345073 D Common Stock, par value $0.001 per share 65000 I By Amin Maredia Family Growth Fund, L.P. Stock Option (right to buy) 39.01 2021-03-04 Common stock, par value $0.001 per share 33771 33771 D Stock Option (right to buy) 34.33 2022-03-11 Common stock, par value $0.001 per share 33439 33439 D Stock Option (right to buy) 20.98 2022-08-11 Common stock, par value $0.001 per share 466561 466561 D Stock Option (right to buy) 28.21 2023-03-04 Common stock, par value $0.001 per share 113504 113504 D Stock Option (right to buy) 24.48 2022-08-11 Common stock, par value $0.001 per share 386496 386496 D This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person. Includes 90,575 shares of common stock, 158,653 restricted shares and 95,845 performance share awards. Each restricted share and performance share award represents the right to receive, upon vesting, one share of common stock. 61,500 of such restricted shares will vest in two equal quarterly installments at the end of each calendar quarter beginning March 31, 2018 and continuing through June 30, 2018, 42,598 will vest annually over two years on March 3, 2019 and 2020, and the remaining 54,555 restricted stock will vest annually over three years, with one-third vesting on March 5, 2019; one-third vesting on March 5, 2020; and the remaining one-third vesting on March 5, 2021. The performance share awards will vest annually over two years on March 3, 2019 and 2020. All such vestings assume continued employment through such dates. These shares of common stock are held by Amin Maredia Family Growth Fund, L.P., an entity established by the reporting person for estate planning purposes. The reporting person (i) may be deemed to have beneficial ownership of the shares owned of record thereby, and (ii) has shared voting and investment power with respect to such shares. All such options are presently exercisable. 75,670 options are presently exercisable; the remaining 37,834 options become exercisable on March 4, 2019. 276,070 options are presently exercisable; the remaining 110,426 options become exercisable equally on March 31, 2018 and June 30, 2018. /s/ Brandon F. Lombardi, Attorney-in-Fact for Amin N. Maredia 2018-03-14