0001209191-18-014653.txt : 20180228 0001209191-18-014653.hdr.sgml : 20180228 20180228181029 ACCESSION NUMBER: 0001209191-18-014653 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180226 FILED AS OF DATE: 20180228 DATE AS OF CHANGE: 20180228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Maredia Amin N. CENTRAL INDEX KEY: 0001581624 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36029 FILM NUMBER: 18653387 MAIL ADDRESS: STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400 CITY: PHOENIX STATE: AZ ZIP: 85028 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sprouts Farmers Market, Inc. CENTRAL INDEX KEY: 0001575515 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 320331600 STATE OF INCORPORATION: DE FISCAL YEAR END: 0103 BUSINESS ADDRESS: STREET 1: 5455 E. HIGH ST. STREET 2: SUITE 111 CITY: PHOENIX STATE: AZ ZIP: 85054 BUSINESS PHONE: 480-814-8016 MAIL ADDRESS: STREET 1: 5455 E. HIGH ST. STREET 2: SUITE 111 CITY: PHOENIX STATE: AZ ZIP: 85054 FORMER COMPANY: FORMER CONFORMED NAME: Sprouts Farmers Markets, LLC DATE OF NAME CHANGE: 20130426 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-02-26 0 0001575515 Sprouts Farmers Market, Inc. SFM 0001581624 Maredia Amin N. 5455 EAST HIGH STREET SUITE 111 PHOENIX AZ 85054 1 1 0 0 Chief Executive Officer Common Stock, par value $0.001 per share 2018-02-26 4 M 0 35322 3.3255 A 388311 D Common Stock, par value $0.001 per share 2018-02-26 4 M 0 55000 18.00 A 443311 D Common Stock, par value $0.001 per share 2018-02-26 4 S 0 79576 25.1608 D 363735 D Common Stock, par value $0.001 per share 2018-02-26 4 S 0 62878 25.7785 D 300857 D Common Stock, par value $0.001 per share 65000 I By Amin Maredia Family Growth Fund, L.P. Stock Option (right to buy) 3.3255 2018-02-26 4 M 0 35322 0.00 D 2018-09-25 Common stock, par value $0.001 per share 35322 0 D Stock Option (right to buy) 18.00 2018-02-26 4 M 0 55000 0.00 D 2020-07-31 Common stock, par value $0.001 per share 55000 0 D Stock Option (right to buy) 39.01 2021-03-04 Common stock, par value $0.001 per share 33771 33771 D Stock Option (right to buy) 34.33 2022-03-11 Common stock, par value $0.001 per share 33439 33439 D Stock Option (right to buy) 20.98 2022-08-11 Common stock, par value $0.001 per share 466561 466561 D Stock Option (right to buy) 28.21 2023-03-04 Common stock, par value $0.001 per share 113504 113504 D Stock Option (right to buy) 24.48 2022-08-11 Common stock, par value $0.001 per share 386496 386496 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.49 to $25.48 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.49 to $25.99 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Amount includes 75,297 shares of common stock, 125,397 restricted shares and 100,163 performance share awards. Each restricted share and performance share award represent the right to receive, upon vesting, one share of common stock. 61,500 of such restricted shares will vest in two equal quarterly installments at the end of each calendar quarter beginning March 31, 2018 and continuing through June 30, 2018, and the remaining 63,897 restricted shares will vest annually over three years on March 3, 2018, 2019 and 2020. 4,318 of such performance share awards will vest on March 11, 2018, and the remaining 95,845 performance shares will vest annually over two years on March 3, 2019 and 2020. All such vestings assume continued employment through such dates. These shares of common stock are held by Amin Maredia Family Growth Fund, L.P., an entity established by the reporting person for estate planning purposes. The reporting person (i) may be deemed to have beneficial ownership of the shares owned of record thereby, and (ii) has shared voting and investment power with respect to such shares. All such options are presently exercisable. 37,835 options are presently exercisable; the remaining 75,669 options become exercisable evenly on March 4, 2018 and March 4, 2019. 276,070 options are presently exercisable; the remaining 110,426 options become exercisable equally on March 31, 2018 and June 30, 2018. /s/ Brandon F. Lombardi, Attorney-in-Fact for Amin N. Maredia 2018-02-28