0001209191-17-063283.txt : 20171201 0001209191-17-063283.hdr.sgml : 20171201 20171201175419 ACCESSION NUMBER: 0001209191-17-063283 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171201 FILED AS OF DATE: 20171201 DATE AS OF CHANGE: 20171201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nielsen James Leroy CENTRAL INDEX KEY: 0001581623 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36029 FILM NUMBER: 171235128 MAIL ADDRESS: STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400 CITY: PHOENIX STATE: AZ ZIP: 85028 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sprouts Farmers Market, Inc. CENTRAL INDEX KEY: 0001575515 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 320331600 STATE OF INCORPORATION: DE FISCAL YEAR END: 0103 BUSINESS ADDRESS: STREET 1: 5455 E. HIGH ST. STREET 2: SUITE 111 CITY: PHOENIX STATE: AZ ZIP: 85054 BUSINESS PHONE: 480-814-8016 MAIL ADDRESS: STREET 1: 5455 E. HIGH ST. STREET 2: SUITE 111 CITY: PHOENIX STATE: AZ ZIP: 85054 FORMER COMPANY: FORMER CONFORMED NAME: Sprouts Farmers Markets, LLC DATE OF NAME CHANGE: 20130426 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-12-01 0 0001575515 Sprouts Farmers Market, Inc. SFM 0001581623 Nielsen James Leroy 5455 EAST HIGH STREET SUITE 111 PHOENIX AZ 85054 0 1 0 0 President & COO Common Stock, par value $0.001 per share 2017-12-01 4 M 0 110000 18.00 A 207108 D Common Stock, par value $0.001 per share 2017-12-01 4 S 0 110000 23.1662 D 97108 D Stock Option (right to buy) 18.00 2017-12-01 4 M 0 110000 0.00 D 2020-07-31 Common stock, par value $0.001 per share 110000 0 D The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.0000 to $23.36 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Includes 10,158 shares of common stock, 82,632 restricted shares and 4,318 performance share awards. Each restricted share and performance share award represent the right to receive, upon vesting, one share of common stock. 2,601 restricted shares will vest on June 30, 2018, and 80,031 will vest annually over three years on March 3, 2018, 2019 and 2020. The performance share awards will vest on March 11, 2018. All such vests assume continued employment through the applicable dates. All such options are presently exercisable. /s/ Brandon F. Lombardi, Attorney-in-Fact for James L. Nielsen 2017-12-01