0001209191-17-035972.txt : 20170526
0001209191-17-035972.hdr.sgml : 20170526
20170526174025
ACCESSION NUMBER: 0001209191-17-035972
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170525
FILED AS OF DATE: 20170526
DATE AS OF CHANGE: 20170526
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sprouts Farmers Market, Inc.
CENTRAL INDEX KEY: 0001575515
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411]
IRS NUMBER: 320331600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0103
BUSINESS ADDRESS:
STREET 1: 5455 E. HIGH ST.
STREET 2: SUITE 111
CITY: PHOENIX
STATE: AZ
ZIP: 85054
BUSINESS PHONE: 480-814-8016
MAIL ADDRESS:
STREET 1: 5455 E. HIGH ST.
STREET 2: SUITE 111
CITY: PHOENIX
STATE: AZ
ZIP: 85054
FORMER COMPANY:
FORMER CONFORMED NAME: Sprouts Farmers Markets, LLC
DATE OF NAME CHANGE: 20130426
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nielsen James Leroy
CENTRAL INDEX KEY: 0001581623
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36029
FILM NUMBER: 17875095
MAIL ADDRESS:
STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400
CITY: PHOENIX
STATE: AZ
ZIP: 85028
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-05-25
0
0001575515
Sprouts Farmers Market, Inc.
SFM
0001581623
Nielsen James Leroy
5455 EAST HIGH STREET
SUITE 111
PHOENIX
AZ
85054
0
1
0
0
President & COO
Common Stock, par value $0.001 per share
2017-05-25
4
M
0
55322
3.3255
A
152430
D
Common Stock, par value $0.001 per share
2017-05-25
4
S
0
55322
23.7418
D
97108
D
Stock Option (right to buy)
3.3255
2017-05-25
4
M
0
55322
0.00
D
2018-05-02
Common stock, par value $0.001 per share
55322
0
D
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.505 to $23.89 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Includes 10,158 shares of common stock, 82,632 restricted shares and 4,318 performance share awards. Each restricted share and performance share award represent the right to receive, upon vesting, one share of common stock. 2,601 restricted shares will vest on June 30, 2018, and 80,031 will vest annually over three years on March 3, 2018, 2019 and 2020. The performance share awards will vest on March 11, 2018. All such vests assume continued employment through the applicable dates.
All such options are presently exercisable.
/s/ Brandon F. Lombardi, Attorney-in-Fact for James L. Nielsen
2017-05-26