0001209191-17-012163.txt : 20170217 0001209191-17-012163.hdr.sgml : 20170217 20170217163901 ACCESSION NUMBER: 0001209191-17-012163 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170215 FILED AS OF DATE: 20170217 DATE AS OF CHANGE: 20170217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sprouts Farmers Market, Inc. CENTRAL INDEX KEY: 0001575515 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 320331600 STATE OF INCORPORATION: DE FISCAL YEAR END: 0103 BUSINESS ADDRESS: STREET 1: 5455 E. HIGH ST. STREET 2: SUITE 111 CITY: PHOENIX STATE: AZ ZIP: 85054 BUSINESS PHONE: 480-814-8016 MAIL ADDRESS: STREET 1: 5455 E. HIGH ST. STREET 2: SUITE 111 CITY: PHOENIX STATE: AZ ZIP: 85054 FORMER COMPANY: FORMER CONFORMED NAME: Sprouts Farmers Markets, LLC DATE OF NAME CHANGE: 20130426 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sanders James Douglas CENTRAL INDEX KEY: 0001581608 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36029 FILM NUMBER: 17621906 MAIL ADDRESS: STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400 CITY: PHOENIX STATE: AZ ZIP: 85028 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-02-15 1 0001575515 Sprouts Farmers Market, Inc. SFM 0001581608 Sanders James Douglas 5455 EAST HIGH STREET SUITE 111 PHOENIX AZ 85054 1 0 0 0 Common Stock, par value $0.001 per share 2017-02-15 4 M 0 22500 3.3255 A 77810 D Common Stock, par value $0.001 per share 2017-02-15 4 S 0 22500 18.7489 D 55310 D Common Stock, par value $0.001 per share 2017-02-16 4 M 0 22500 3.3255 A 77810 D Common Stock, par value $0.001 per share 2017-02-16 4 S 0 22500 18.8549 D 55310 D Stock Option (right to buy) 3.3255 2017-02-15 4 M 0 22500 0.00 D 2018-05-02 Common stock, par value $0.001 per share 22500 333947 D Stock Option (right to buy) 3.3255 2017-02-16 4 M 0 22500 0.00 D 2018-05-02 Common stock, par value $0.001 per share 22500 311447 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.55 to $18.91 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.71 to $18.94 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Amount includes 27,099 shares of common stock, 5,179 restricted stock units and 23,032 performance share awards. Each restricted stock unit and performance share award represent the right to receive, upon vesting, one share of common stock. The restricted stock units will vest on March 4, 2017, assuming continued service through such date. The performance share awards will vest over two years, with one-half vesting on March 11, 2017 and the remaining one-half vesting on March 11, 2018, assuming continued service through such dates. All such options are presently exercisable. /s/ Brandon F. Lombardi, Attorney-in-Fact for James Douglas Sanders 2017-02-17