0001209191-17-007613.txt : 20170203
0001209191-17-007613.hdr.sgml : 20170203
20170203163049
ACCESSION NUMBER: 0001209191-17-007613
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170201
FILED AS OF DATE: 20170203
DATE AS OF CHANGE: 20170203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sprouts Farmers Market, Inc.
CENTRAL INDEX KEY: 0001575515
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411]
IRS NUMBER: 320331600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0103
BUSINESS ADDRESS:
STREET 1: 5455 E. HIGH ST.
STREET 2: SUITE 111
CITY: PHOENIX
STATE: AZ
ZIP: 85054
BUSINESS PHONE: 480-814-8016
MAIL ADDRESS:
STREET 1: 5455 E. HIGH ST.
STREET 2: SUITE 111
CITY: PHOENIX
STATE: AZ
ZIP: 85054
FORMER COMPANY:
FORMER CONFORMED NAME: Sprouts Farmers Markets, LLC
DATE OF NAME CHANGE: 20130426
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sanders James Douglas
CENTRAL INDEX KEY: 0001581608
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36029
FILM NUMBER: 17572519
MAIL ADDRESS:
STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400
CITY: PHOENIX
STATE: AZ
ZIP: 85028
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-02-01
0
0001575515
Sprouts Farmers Market, Inc.
SFM
0001581608
Sanders James Douglas
5455 EAST HIGH STREET
SUITE 111
PHOENIX
AZ
85054
1
0
0
0
Common Stock, par value $0.001 per share
2017-02-01
4
M
0
22500
3.3255
A
77810
D
Common Stock, par value $0.001 per share
2017-02-01
4
S
0
22500
18.4494
D
55310
D
Common Stock, par value $0.001 per share
2017-02-02
4
M
0
22500
3.3255
A
77810
D
Common Stock, par value $0.001 per share
2017-02-02
4
S
0
22500
18.7866
D
55310
D
Stock Option (right to buy)
3.3255
2017-02-01
4
M
0
22500
0.00
D
2018-05-02
Common stock, par value $0.001 per share
22500
423947
D
Stock Option (right to buy)
3.3255
2017-02-02
4
M
0
22500
0.00
D
2018-05-02
Common stock, par value $0.001 per share
22500
401447
D
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.26 to $18.91 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.42 to $18.93 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote
Amount includes 27,099 shares of common stock, 5,179 restricted stock units and 23,032 performance share awards. Each restricted stock unit and performance share award represent the right to receive, upon vesting, one share of common stock. The restricted stock units will vest on March 4, 2017, assuming continued service through such date. The performance share awards will vest over two years, with one-half vesting on March 11, 2017 and the remaining one-half vesting on March 11, 2018, assuming continued service through such dates.
All such options are presently exercisable.
/s/ Brandon F. Lombardi, Attorney-in-Fact for James Douglas Sanders
2017-02-03